Trust Companies & Departments - DFPI
Source: https://dfpi.ca.gov/regulated-industries/trust-companies-departments
Archived: 2026-04-23 17:20
Trust Companies & Departments - DFPI
Skip to Main Content
Trust Companies & Departments
Trust companies and departments serve as agents or trustees on behalf of a personal or business trust. Through licensing, regulation, and examination of these institutions, DFPI supports a healthy and trusted financial marketplace.
Search Trust Companies & Departments
Laws & Regulations
California Code of Regulations
California Financial Code Reference
Publications & Resources
Trust Companies & Departments Statistics
Directory of Trust Companies
Directory of Trust Departments of State Chartered Banks
Corporate Names and Information
Forms
Notice to Individual – Use of Information
The following items comprise the application package for a license to engage in the trust business:
California Financial Code – Division 1.1, Chapter 1, Section 1000 – 1008
California Financial Code – Division 1.1, Chapter 2, Section 1020 – 1027
California Financial Code – Division 1.1, Chapter 3, Section 1040 – 1048
California Financial Code – Division 1.1, Chapter 16, Article 1, Sections 1550 – 1557
California Financial Code – Division 1.1, Chapter 16, Article 2, Sections 1560 – 1562
California Financial Code – Division 1.1, Chapter 16, Article 3, Sections 1570 – 1578
California Financial Code – Division 1.1, Chapter 16, Article 4, Sections 1580 – 1586
California Financial Code – Division 1.1, Chapter 16, Article 5, Sections 1600 – 1613
FDIC 3064-0006 – Interagency Biographical and Financial Report Form (PDF)
FDIC 3064-0006 – Department of Financial Protection and Innovation Supplemental Instructions (PDF)
DFPI-2 – Personal Financial Statement (PDF)
DFPI-3 – Confidential Resume (PDF)
DFPI-10 – Application for Authority to Organize Bank (PDF)
DFPI 550 – Emergency Contact Person Information (PDF)
DFPI 8016 – Request for Live Scan Service and Live Scan Process Instruction Form – Commercial Bank (PDF)
Call Report Forms
Trust Company Report of Condition (Webform)
Trust Company Report of Condition Instructions (PDF)
DFPI 505 – Schedule T – Fiduciary and Related Services (Webform)
Schedule T – Fiduciary and Related Services Instructions (PDF)
DFPI 506 – Schedule U (Webform)
Schedule U Instructions (PDF)
DFPI 524 – Trust Company Report of Income (Webform)
Trust Company Report of Income Instructions (PDF)
How to reach us:
Department of Financial Protection and Innovation
Division of Corporations and Financial Institutions
One Sansome Street, Suite 600
San Francisco, CA 94104-4428
Phone: (415) 263-8500
Fax: (415) 288-8830
Email:
[email protected]
News & Info Links
Newsroom
Press Releases
Monthly Bulletins
Important Notices
Skip to Main Content
Trust Companies & Departments
Trust companies and departments serve as agents or trustees on behalf of a personal or business trust. Through licensing, regulation, and examination of these institutions, DFPI supports a healthy and trusted financial marketplace.
Search Trust Companies & Departments
Laws & Regulations
California Code of Regulations
California Financial Code Reference
Publications & Resources
Trust Companies & Departments Statistics
Directory of Trust Companies
Directory of Trust Departments of State Chartered Banks
Corporate Names and Information
Forms
Notice to Individual – Use of Information
The following items comprise the application package for a license to engage in the trust business:
California Financial Code – Division 1.1, Chapter 1, Section 1000 – 1008
California Financial Code – Division 1.1, Chapter 2, Section 1020 – 1027
California Financial Code – Division 1.1, Chapter 3, Section 1040 – 1048
California Financial Code – Division 1.1, Chapter 16, Article 1, Sections 1550 – 1557
California Financial Code – Division 1.1, Chapter 16, Article 2, Sections 1560 – 1562
California Financial Code – Division 1.1, Chapter 16, Article 3, Sections 1570 – 1578
California Financial Code – Division 1.1, Chapter 16, Article 4, Sections 1580 – 1586
California Financial Code – Division 1.1, Chapter 16, Article 5, Sections 1600 – 1613
FDIC 3064-0006 – Interagency Biographical and Financial Report Form (PDF)
FDIC 3064-0006 – Department of Financial Protection and Innovation Supplemental Instructions (PDF)
DFPI-2 – Personal Financial Statement (PDF)
DFPI-3 – Confidential Resume (PDF)
DFPI-10 – Application for Authority to Organize Bank (PDF)
DFPI 550 – Emergency Contact Person Information (PDF)
DFPI 8016 – Request for Live Scan Service and Live Scan Process Instruction Form – Commercial Bank (PDF)
Call Report Forms
Trust Company Report of Condition (Webform)
Trust Company Report of Condition Instructions (PDF)
DFPI 505 – Schedule T – Fiduciary and Related Services (Webform)
Schedule T – Fiduciary and Related Services Instructions (PDF)
DFPI 506 – Schedule U (Webform)
Schedule U Instructions (PDF)
DFPI 524 – Trust Company Report of Income (Webform)
Trust Company Report of Income Instructions (PDF)
How to reach us:
Department of Financial Protection and Innovation
Division of Corporations and Financial Institutions
One Sansome Street, Suite 600
San Francisco, CA 94104-4428
Phone: (415) 263-8500
Fax: (415) 288-8830
Email:
[email protected]
News & Info Links
Newsroom
Press Releases
Monthly Bulletins
Important Notices