Reports and Publications - DFPI

Reports and Publications - DFPI
Reports and Publications
DFPI issues various reports and publications related to the different industries we oversee and programs we administer. Some reports are required by legal statute.
DFPI Reports and Publications by Subject
Banks and Credit Unions
2021 BankOn California Annual Report (PDF)
DFPI Statement: Comprehensive Review of Oversight and Regulation of Silicon Valley Bank
Income from Fees on Nonsufficient Funds and Overdraft Charges
Survey of Diversity in State Banking 2021 (PDF)
Biennial State Leadership Accountability Act (SLAA)
Biennial State Leadership Accountability Act (SLAA) Report:
State Leadership Accountability Act (SLAA) Report – 2023 (PDF)
State Leadership Accountability Act (SLAA) Report – 2021 (PDF)
State Leadership Accountability Act (SLAA) Report – 2019 (PDF)
State Leadership Accountability Act (SLAA) Report – 2017 (PDF)
Broker-Dealers and Investment Advisers
Annual Report on Broker-Dealer/Investment Adviser Program – 2026 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2024 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2023 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2022 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2021 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2020 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2019 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2018 (PDF)
Annual Report on Broker-Dealer/Investment Adviser Program – 2017 (PDF)
California Consumer Financial Protection Law (CCFPL)
California Consumer Financial Protection Law Report
California Deferred Deposit Transaction Law (Payday Lenders)
Payday Lenders – Publications and Reports
California Financing Law (CFL)
California Financing Law Reports
California Residential Mortgage Lending Act (CRMLA)
California Residential Mortgage Lending Act Annual Reports
CRMLA – Residential Mortgage Loan Report/Holden Act Report
Check Sellers, Bill Payers and Proraters Law
Check Sellers, Bill Payers and Proraters Law Publications:
2006 Report issued by the Military Financial Protection Task Force (PDF)
2003 Consumer Credit Counseling Industry Study (PDF)
Corporate Securities Law (CSL)
Corporate Securities Law of 1968 Publications
Department of Financial Protection and Innovation
2024 Fiscal and Cost Allocation Plan Analysis
Digital Financial Assets (Crypto)
An Interagency Web3, Crypto Asset, and Blockchain Progress Report to the Governor of California (PDF)
Franchises
Franchise Publications
Grant Programs
CalMoneySmart Annual Reports:
2023-2024 CalMoneySmart Annual Report (PDF)
2022-2023 CalMoneySmart Annual Report (PDF)
2021-2022 CalMoneySmart Annual Report (PDF)
2020-2021 CalMoneySmart Annual Report (PDF)
Student Loans
DFPI Student Loan Ombuds Report:
Annual Report of the Student Loan Ombudsman for 2024 (PDF)
Annual Report of the Student Loan Ombudsman for 2023 (PDF)
Annual Report of the Student Loan Ombudsman for 2022 (PDF)
Financial Institutions
Financial Institution Annual Activity Reports
Summaries of Pending Applications
Updated:
January 14, 2026