…mission business. These records may be used to notify individuals of Commission events. ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM: Information in this system may be disclosed in accordance with the blanket routine uses numbered 1 through 19 that appear at the beginning of …
…Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581, or John Einstman, Deputy General Counsel (General Law), Telephone: (202) 418-5337, Email: jeinstman@cftc.gov . SUPPLEMENTARY INFORMATION: I. Background An agency reorganization in November 2020…
…es Trading Commission Attn. Privacy Office 1155 21st St., N.W. Washington, D.C. 20581 By Email: [email protected]
…es Trading Commission Attn. Privacy Office 1155 21st St., N.W. Washington, D.C. 20581 By Email: [email protected]
…ading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. Telephone: (202) 418-5133. E-mail: snathan@cftc.gov . SUPPLEMENTARY INFORMATION: I. Background A. Overview The Commodity Futures Modernization Act of 2000 (“CFMA”) amended the Commodity Exchang…
…atoryInformation/Guidances/ucm072974.pdf) 7.1.1 死因についての記述で、In most cases, these events need to be examined for frequency but discussion of individual cases is not helpful. 7.1.2 転帰死亡以外の重篤な有害事象について、The reviewer should identify, without regard to the applicant’s causality judgment,…
…stleblower Office, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. • If you are submitting information for the CFTC's whistleblower award program, you must submit your information using this Form TCR. • You may submit this form electronically, through the Web …
…sed on surveillance criteria that are frequently evolving in response to market events. The collection of additional information regarding trading accounts and traders will enable the Commission to perform more efficient and effective surveillance. In particular, the OCR data col…
…ading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. SUPPLEMENTARY INFORMATION: I. Market and Large Trader Reporting Rules The market and large trader reporting rules (reporting rules) are contained in parts 15 through 21 of the Commission's regu…
…lity of registered entities to undertake timely action in response to emergency events and thereby better protect market participants and the financial integrity of transactions executed and cleared on registered entities. The final regulations also limit the potential costs that…
…acteristics of certain products in § 17.00(a) reports and, in some instances, prevents the Commission from distinguishing a position in one contract from a position in another contract. In addition, the current reporting fields do not allow for the granular reporting of EDRPs, of…
… Care-Related Taxes and Hold Harmless Arrangements Involving the ( printed page 20581) Redistribution of Medicaid Payments.” [ 2 ] In these redistribution arrangements, entities that benefit financially because their Medicaid payments supported by the tax are greater than their t…
… Care-Related Taxes and Hold Harmless Arrangements Involving the ( printed page 20581) Redistribution of Medicaid Payments.” [ 2 ] In these redistribution arrangements, entities that benefit financially because their Medicaid payments supported by the tax are greater than their t…