Extensible Markup Language (XML) 1.0
REC-xml-19980210
Extensible Markup Language (XML) 1.0
W3C Recommendation
10-February-1998
This version:
Latest version:
Previous version:
Editors:
Tim Bray
(Textuality and Netscape)

Jean Paoli
(Microsoft)

C. M. Sperberg-McQueen
(University of Illinois at Chicago)

Abstract
The Extensible Markup Language (XML) is a subset of
SGML that is completely described in this document. Its goal is to
enable generic SGML to be served, received, and processed on the Web
in the way that is now possible with HTML. XML has been designed for
ease of implementation and for interoperability with both SGML and
HTML.
Status of this document
This document has been reviewed by W3C Members and
other interested parties and has been endorsed by the
Director as a W3C Recommendation. It is a stable
document and may be used as reference material or cited
as a normative reference from another document. W3C's
role in making the Recommendation is to draw attention
to the specification and to promote its widespread
deployment. This enhances the functionality and
interoperability of the Web.
This document specifies a syntax created by subsetting an existing,
widely used international text processing standard (Standard
Generalized Markup Language, ISO 8879:1986(E) as amended and
corrected) for use on the World Wide Web. It is a product of the W3C
XML Activity, details of which can be found at
. A list of
current W3C Recommendations and other technical documents can be found
at
This specification uses the term URI, which is defined by
[Berners-Lee et al.]
, a work in progress expected to update
[IETF RFC1738]
and
[IETF RFC1808]
The list of known errors in this specification is
available at
Please report errors in this document to
xml-editor@w3.org
Extensible Markup Language (XML) 1.0
Table of Contents
1.
Introduction
1.1
Origin and Goals
1.2
Terminology
2.
Documents
2.1
Well-Formed XML Documents
2.2
Characters
2.3
Common Syntactic Constructs
2.4
Character Data and Markup
2.5
Comments
2.6
Processing Instructions
2.7
CDATA Sections
2.8
Prolog and Document Type Declaration
2.9
Standalone Document Declaration
2.10
White Space Handling
2.11
End-of-Line Handling
2.12
Language Identification
3.
Logical Structures
3.1
Start-Tags, End-Tags, and Empty-Element Tags
3.2
Element Type Declarations
3.2.1
Element Content
3.2.2
Mixed Content
3.3
Attribute-List Declarations
3.3.1
Attribute Types
3.3.2
Attribute Defaults
3.3.3
Attribute-Value Normalization
3.4
Conditional Sections
4.
Physical Structures
4.1
Character and Entity References
4.2
Entity Declarations
4.2.1
Internal Entities
4.2.2
External Entities
4.3
Parsed Entities
4.3.1
The Text Declaration
4.3.2
Well-Formed Parsed Entities
4.3.3
Character Encoding in Entities
4.4
XML Processor Treatment of Entities and References
4.4.1
Not Recognized
4.4.2
Included
4.4.3
Included If Validating
4.4.4
Forbidden
4.4.5
Included in Literal
4.4.6
Notify
4.4.7
Bypassed
4.4.8
Included as PE
4.5
Construction of Internal Entity Replacement Text
4.6
Predefined Entities
4.7
Notation Declarations
4.8
Document Entity
5.
Conformance
5.1
Validating and Non-Validating Processors
5.2
Using XML Processors
6.
Notation
Appendices
A.
References
A.1
Normative References
A.2
Other References
B.
Character Classes
C.
XML and SGML (Non-Normative)
D.
Expansion of Entity and Character References (Non-Normative)
E.
Deterministic Content Models (Non-Normative)
F.
Autodetection of Character Encodings (Non-Normative)
G.
W3C XML Working Group (Non-Normative)
1. Introduction
Extensible Markup Language, abbreviated XML, describes a class of
data objects called
XML documents
and
partially describes the behavior of
computer programs which process them. XML is an application profile or
restricted form of SGML, the Standard Generalized Markup
Language
[ISO 8879]
By construction, XML documents
are conforming SGML documents.
XML documents are made up of storage units called
entities
, which contain either parsed
or unparsed data.
Parsed data is made up of
characters
some
of which form
character data
and some of which form
markup
Markup encodes a description of the document's storage layout and
logical structure. XML provides a mechanism to impose constraints on
the storage layout and logical structure.
A software module
called an
XML processor
is used to read XML documents
and provide access to their content and structure.
It is assumed that an XML processor is
doing its work on behalf of another module, called the
application
. This specification describes the
required behavior of an XML processor in terms of how it must read XML
data and the information it must provide to the application.
1.1 Origin and Goals
XML was developed by an XML Working Group (originally known as the
SGML Editorial Review Board) formed under the auspices of the World
Wide Web Consortium (W3C) in 1996.
It was chaired by Jon Bosak of Sun
Microsystems with the active participation of an XML Special
Interest Group (previously known as the SGML Working Group) also
organized by the W3C. The membership of the XML Working Group is given
in an appendix. Dan Connolly served as the WG's contact with the W3C.
The design goals for XML are:
XML shall be straightforwardly usable over the
Internet.
XML shall support a wide variety of applications.
XML shall be compatible with SGML.
It shall be easy to write programs which process XML
documents.
The number of optional features in XML is to be kept to the
absolute minimum, ideally zero.
XML documents should be human-legible and reasonably
clear.
The XML design should be prepared quickly.
The design of XML shall be formal and concise.
XML documents shall be easy to create.
Terseness in XML markup is of minimal importance.
This specification,
together with associated standards
(Unicode and ISO/IEC 10646 for characters,
Internet RFC 1766 for language identification tags,
ISO 639 for language name codes, and
ISO 3166 for country name codes),
provides all the information necessary to understand
XML Version 1.0
and construct computer programs to process it.
This version of the XML specification

may be distributed freely, as long as
all text and legal notices remain intact.
1.2 Terminology
The terminology used to describe XML documents is defined in the body of
this specification.
The terms defined in the following list are used in building those
definitions and in describing the actions of an XML processor:
may
Conforming documents and XML
processors are permitted to but need not behave as
described.
must
Conforming documents and XML processors
are required to behave as described; otherwise they are in error.
error
A violation of the rules of this
specification; results are
undefined. Conforming software may detect and report an error and may
recover from it.
fatal error
An error
which a conforming
XML processor
must detect and report to the application.
After encountering a fatal error, the
processor may continue
processing the data to search for further errors and may report such
errors to the application. In order to support correction of errors,
the processor may make unprocessed data from the document (with
intermingled character data and markup) available to the application.
Once a fatal error is detected, however, the processor must not
continue normal processing (i.e., it must not
continue to pass character data and information about the document's
logical structure to the application in the normal way).
at user option
Conforming software may or must (depending on the modal verb in the
sentence) behave as described; if it does, it must
provide users a means to enable or disable the behavior
described.
validity constraint
A rule which applies to all
valid
XML documents.
Violations of validity constraints are errors; they must, at user option,
be reported by
validating XML processors
well-formedness constraint
A rule which applies to all
well-formed
XML documents.
Violations of well-formedness constraints are
fatal errors
match
(Of strings or names:)
Two strings or names being compared must be identical.
Characters with multiple possible representations in ISO/IEC 10646 (e.g.
characters with
both precomposed and base+diacritic forms) match only if they have the
same representation in both strings.
At user option, processors may normalize such characters to
some canonical form.
No case folding is performed.
(Of strings and rules in the grammar:)
A string matches a grammatical production if it belongs to the
language generated by that production.
(Of content and content models:)
An element matches its declaration when it conforms
in the fashion described in the constraint
Element Valid
".
for compatibility
A feature of
XML included solely to ensure that XML remains compatible with SGML.
for interoperability
non-binding recommendation included to increase the chances that XML
documents can be processed by the existing installed base of SGML
processors which predate the
WebSGML Adaptations Annex to ISO 8879.
2. Documents
A data object is an
XML document
if it is
well-formed
, as
defined in this specification.
A well-formed XML document may in addition be
valid
if it meets certain further
constraints.
Each XML document has both a logical and a physical structure.
Physically, the document is composed of units called
entities
. An entity may
refer
to other entities to cause their
inclusion in the document. A document begins in a "root" or
document entity
Logically, the document is composed of declarations, elements,
comments,
character references, and
processing
instructions, all of which are indicated in the document by explicit
markup.
The logical and physical structures must nest properly, as described
in "
4.3.2 Well-Formed Parsed Entities
".
2.1 Well-Formed XML Documents
A textual object is
a well-formed XML document if:
Taken as a whole, it
matches the production labeled
document
It
meets all the well-formedness constraints given in this specification.
Each of the
parsed entities
which is referenced directly or indirectly within the document is
well-formed
Document
[1]
document
::=
prolog
element
Misc
Matching the
document
production
implies that:
It contains one or more
elements
There is exactly
one element, called the
root
, or document element, no
part of which appears in the
content
of any other element.
For all other elements, if the start-tag is in the content of another
element, the end-tag is in the content of the same element. More
simply stated, the elements, delimited by start- and end-tags, nest
properly within each other.
As a consequence
of this,
for each non-root element
in the document, there is one other element
in the document such that
is in the content of
, but is not in
the content of any other element that is in the content of
is referred to as the
parent
of
, and
as a
child
of
2.2 Characters
A parsed entity contains
text
, a sequence of
characters
which may represent markup or character data.
character
is an atomic unit of text as specified by
ISO/IEC 10646
[ISO/IEC 10646]
Legal characters are tab, carriage return, line feed, and the legal
graphic characters of Unicode and ISO/IEC 10646.
The use of "compatibility characters", as defined in section 6.8
of
[Unicode]
, is discouraged.
Character Range
[2]
Char
::=
#x9 | #xA | #xD | [#x20-#xD7FF] | [#xE000-#xFFFD]
| [#x10000-#x10FFFF]
/*
any Unicode character, excluding the
surrogate blocks, FFFE, and FFFF. */
The mechanism for encoding character code points into bit patterns may
vary from entity to entity. All XML processors must accept the UTF-8
and UTF-16 encodings of 10646; the mechanisms for signaling which of
the two is in use, or for bringing other encodings into play, are
discussed later, in "
4.3.3 Character Encoding in Entities
".
2.3 Common Syntactic Constructs
This section defines some symbols used widely in the grammar.
(white space) consists of one or more space (#x20)
characters, carriage returns, line feeds, or tabs.
White Space
[3]
::=
(#x20 | #x9 | #xD | #xA)+
Characters are classified for convenience as letters, digits, or other
characters. Letters consist of an alphabetic or syllabic
base character possibly
followed by one or more combining characters, or of an ideographic
character.
Full definitions of the specific characters in each class
are given in "
B. Character Classes
".
Name
is a token
beginning with a letter or one of a few punctuation characters, and continuing
with letters, digits, hyphens, underscores, colons, or full stops, together
known as name characters.
Names beginning with the string "
xml
", or any string
which would match
(('X'|'x') ('M'|'m') ('L'|'l'))
, are
reserved for standardization in this or future versions of this
specification.
Note:
The colon character within XML names is reserved for experimentation with
name spaces.
Its meaning is expected to be
standardized at some future point, at which point those documents
using the colon for experimental purposes may need to be updated.
(There is no guarantee that any name-space mechanism
adopted for XML will in fact use the colon as a name-space delimiter.)
In practice, this means that authors should not use the colon in XML
names except as part of name-space experiments, but that XML processors
should accept the colon as a name character.
An
Nmtoken
(name token) is any mixture of
name characters.
Names and Tokens
[4]
NameChar
::=
Letter
Digit
| '.' | '-' | '_' | ':'
CombiningChar
Extender
[5]
Name
::=
Letter
| '_' | ':')
NameChar
)*
[6]
Names
::=
Name
Name
)*
[7]
Nmtoken
::=
NameChar
)+
[8]
Nmtokens
::=
Nmtoken
Nmtoken
)*
Literal data is any quoted string not containing
the quotation mark used as a delimiter for that string.
Literals are used
for specifying the content of internal entities
EntityValue
),
the values of attributes (
AttValue
),
and external identifiers
SystemLiteral
).
Note that a
SystemLiteral
can be parsed without scanning for markup.
Literals
[9]
EntityValue
::=
'"'
([^%&"]
PEReference
Reference
)*
'"'
"'"
([^%&']
PEReference
Reference
)*
"'"
[10]
AttValue
::=
'"'
([^<&"]
Reference
)*
'"'
"'"
([^<&']
Reference
)*
"'"
[11]
SystemLiteral
::=
('"' [^"]* '"') | ("'" [^']* "'")
[12]
PubidLiteral
::=
'"'
PubidChar
'"'
| "'" (
PubidChar
- "'")* "'"
[13]
PubidChar
::=
#x20 | #xD | #xA
| [a-zA-Z0-9]
| [-'()+,./:=?;!*#@$_%]
2.4 Character Data and Markup
Text
consists of intermingled
character
data
and markup.
Markup
takes the form of
start-tags
end-tags
empty-element tags
entity references
character references
comments
CDATA section
delimiters,
document type declarations
, and
processing instructions
All text that is not markup
constitutes the
character data
of
the document.
The ampersand character (&) and the left angle bracket (<)
may appear in their literal form
only
when used as markup
delimiters, or within a
comment
, a
processing instruction
or a
CDATA section

They are also legal within the
literal entity
value
of an internal entity declaration; see
4.3.2 Well-Formed Parsed Entities
".

If they are needed elsewhere,
they must be
escaped
using either
numeric character references
or the strings
&
" and "
<
" respectively.
The right angle
bracket (>) may be represented using the string
>
", and must,
for
compatibility
be escaped using
>
" or a character reference
when it appears in the string
]]>
in content,
when that string is not marking the end of
CDATA section
In the content of elements, character data
is any string of characters which does
not contain the start-delimiter of any markup.
In a CDATA section, character data
is any string of characters not including the CDATA-section-close
delimiter, "
]]>
".
To allow attribute values to contain both single and double quotes, the
apostrophe or single-quote character (') may be represented as
'
", and the double-quote character (") as
"
".
Character Data
[14]
CharData
::=
[^<&]* - ([^<&]* ']]>' [^<&]*)
2.5 Comments
Comments
may
appear anywhere in a document outside other
markup
; in addition,
they may appear within the document type declaration
at places allowed by the grammar.
They are not part of the document's
character
data
; an XML
processor may, but need not, make it possible for an application to
retrieve the text of comments.
For compatibility
, the string
--
" (double-hyphen) must not occur within
comments.
Comments
[15]
Comment
::=
''
An example of a comment:

2.6 Processing Instructions
Processing
instructions
(PIs) allow documents to contain instructions
for applications.
Processing Instructions
[16]
PI
::=
'PITarget
Char
* -
Char
* '?>'
Char
*)))?
'?>'
[17]
PITarget
::=
Name
(('X' | 'x') ('M' | 'm') ('L' | 'l'))
PIs are not part of the document's
character
data
, but must be passed through to the application. The
PI begins with a target (
PITarget
) used
to identify the application to which the instruction is directed.
The target names "
XML
", "
xml
", and so on are
reserved for standardization in this or future versions of this
specification.
The
XML
Notation
mechanism
may be used for
formal declaration of PI targets.
2.7 CDATA Sections
CDATA sections
may occur
anywhere character data may occur; they are
used to escape blocks of text containing characters which would
otherwise be recognized as markup. CDATA sections begin with the
string "
" and end with the string
]]>
":
CDATA Sections
[18]
CDSect
::=
CDStart
CData
CDEnd
[19]
CDStart
::=
'[20]
CData
::=
Char
* -
Char
* ']]>'
Char
*))
[21]
CDEnd
::=
']]>'
Within a CDATA section, only the
CDEnd
string is
recognized as markup, so that left angle brackets and ampersands may occur in
their literal form; they need not (and cannot) be escaped using
<
" and "
&
". CDATA sections
cannot nest.
An example of a CDATA section, in which "

" and

are recognized as
character data
, not
markup
Hello, world!]]>
2.8 Prolog and Document Type Declaration
XML documents
may, and should,
begin with an
XML declaration
which specifies
the version of
XML being used.
For example, the following is a complete XML document,
well-formed
but not
valid

Hello, world!
and so is this:
Hello, world!
The version number "
1.0
" should be used to indicate
conformance to this version of this specification; it is an error
for a document to use the value "
1.0
if it does not conform to this version of this specification.
It is the intent
of the XML working group to give later versions of this specification
numbers other than "
1.0
", but this intent does not
indicate a
commitment to produce any future versions of XML, nor if any are produced, to
use any particular numbering scheme.
Since future versions are not ruled out, this construct is provided
as a means to allow the possibility of automatic version recognition, should
it become necessary.
Processors may signal an error if they receive documents labeled with
versions they do not support.
The function of the markup in an XML document is to describe its
storage and logical structure and to associate attribute-value pairs
with its logical structures. XML provides a mechanism, the
document type declaration
, to define
constraints on the logical structure and to support the use of
predefined storage units.
An XML document is
valid
if it has an associated document type
declaration and if the document
complies with the constraints expressed in it.
The document type declaration must appear before
the first
element
in the document.
Prolog
[22]
prolog
::=
XMLDecl
Misc
doctypedecl
Misc
*)?
[23]
XMLDecl
::=
'VersionInfo
EncodingDecl
SDDecl
'?>'
[24]
VersionInfo
::=
'version'
Eq
('
VersionNum
| "
VersionNum
")
[25]
Eq
::=
? '='
[26]
VersionNum
::=
([a-zA-Z0-9_.:] | '-')+
[27]
Misc
::=
Comment
PI
The XML
document type declaration
contains or points to
markup declarations
that provide a grammar for a
class of documents.
This grammar is known as a document type definition,
or
DTD
The document type declaration can point to an external subset (a
special kind of
external entity
) containing markup
declarations, or can
contain the markup declarations directly in an internal subset, or can do
both.
The DTD for a document consists of both subsets taken
together.
markup declaration
is
an
element type declaration
an
attribute-list declaration
an
entity declaration
, or
notation declaration

These declarations may be contained in whole or in part
within
parameter entities
as described in the well-formedness and validity constraints below.
For fuller information, see
4. Physical Structures
".
Document Type Definition
[28]
doctypedecl
::=
'Name
ExternalID
)?
? ('['
markupdecl
PEReference
)*
']'
?)? '>'
VC:
Root Element Type
[29]
markupdecl
::=
elementdecl
AttlistDecl
EntityDecl
NotationDecl
PI
Comment
VC:
Proper Declaration/PE Nesting
WFC:
PEs in Internal Subset
The markup declarations may be made up in whole or in part of
the
replacement text
of
parameter entities
The productions later in this specification for
individual nonterminals (
elementdecl
AttlistDecl
, and so on) describe
the declarations
after
all the parameter entities have been
included
Validity Constraint:
Root Element Type
The
Name
in the document type declaration must
match the element type of the
root element
Validity Constraint:
Proper Declaration/PE Nesting
Parameter-entity
replacement text
must be properly nested
with markup declarations.
That is to say, if either the first character
or the last character of a markup
declaration (
markupdecl
above)
is contained in the replacement text for a
parameter-entity reference
both must be contained in the same replacement text.
Well-Formedness Constraint:
PEs in Internal Subset
In the internal DTD subset,
parameter-entity references
can occur only where markup declarations can occur, not
within markup declarations. (This does not apply to
references that occur in
external parameter entities or to the external subset.)
Like the internal subset, the external subset and
any external parameter entities referred to in the DTD
must consist of a series of complete markup declarations of the types
allowed by the non-terminal symbol
markupdecl
, interspersed with white space
or
parameter-entity references
However, portions of the contents
of the
external subset or of external parameter entities may conditionally be ignored
by using
the
conditional section
construct; this is not allowed in the internal subset.
External Subset
[30]
extSubset
::=
TextDecl
extSubsetDecl
[31]
extSubsetDecl
::=
markupdecl
conditionalSect
PEReference
)*
The external subset and external parameter entities also differ
from the internal subset in that in them,
parameter-entity references
are permitted
within
markup declarations,
not only
between
markup declarations.
An example of an XML document with a document type declaration:


Hello, world!
The
system identifier
hello.dtd
" gives the URI of a DTD for the document.
The declarations can also be given locally, as in this
example:


]>
Hello, world!
If both the external and internal subsets are used, the
internal subset is considered to occur before the external subset.

This has the effect that entity and attribute-list declarations in the
internal subset take precedence over those in the external subset.
2.9 Standalone Document Declaration
Markup declarations can affect the content of the document,
as passed from an
XML processor
to an application; examples are attribute defaults and entity
declarations.
The standalone document declaration,
which may appear as a component of the XML declaration, signals
whether or not there are such declarations which appear external to
the
document entity
Standalone Document Declaration
[32]
SDDecl
::=
'standalone'
Eq
(("'" ('yes' | 'no') "'") | ('"' ('yes' | 'no') '"'))
VC:
Standalone Document Declaration
In a standalone document declaration, the value "
yes
" indicates
that there
are no markup declarations external to the
document
entity
(either in the DTD external subset, or in an
external parameter entity referenced from the internal subset)
which affect the information passed from the XML processor to
the application.
The value "
no
" indicates that there are or may be such
external markup declarations.
Note that the standalone document declaration only
denotes the presence of external
declarations
; the presence, in a
document, of
references to external
entities
, when those entities are
internally declared,
does not change its standalone status.
If there are no external markup declarations, the standalone document
declaration has no meaning.
If there are external markup declarations but there is no standalone
document declaration, the value "
no
" is assumed.
Any XML document for which
standalone="no"
holds can
be converted algorithmically to a standalone document,
which may be desirable for some network delivery applications.
Validity Constraint:
Standalone Document Declaration
The standalone document declaration must have
the value "
no
" if any external markup declarations
contain declarations of:
attributes with
default
values, if
elements to which
these attributes apply appear in the document without
specifications of values for these attributes, or
entities (other than
amp
lt
gt
apos
quot
),
if
references
to those
entities appear in the document, or
attributes with values subject to
normalization
, where the
attribute appears in the document with a value which will
change as a result of normalization, or
element types with
element content
if white space occurs
directly within any instance of those types.
An example XML declaration with a standalone document declaration:

2.10 White Space Handling
In editing XML documents, it is often convenient to use "white space"
(spaces, tabs, and blank lines, denoted by the nonterminal
in this specification) to
set apart the markup for greater readability. Such white space is typically
not intended for inclusion in the delivered version of the document.
On the other hand, "significant" white space that should be preserved in the
delivered version is common, for example in poetry and
source code.
An
XML processor
must always pass all characters in a document that are not
markup through to the application. A
validating XML processor
must also inform the application
which of these characters constitute white space appearing
in
element content
A special
attribute
named
xml:space
may be attached to an element
to signal an intention that in that element,
white space should be preserved by applications.
In valid documents, this attribute, like any other, must be
declared
if it is used.
When declared, it must be given as an
enumerated type
whose only
possible values are "
default
" and "
preserve
".
For example:

The value "
default
" signals that applications'
default white-space processing modes are acceptable for this element; the
value "
preserve
" indicates the intent that applications preserve
all the white space.
This declared intent is considered to apply to all elements within the content
of the element where it is specified, unless overriden with another instance
of the
xml:space
attribute.
The
root element
of any document
is considered to have signaled no intentions as regards application space
handling, unless it provides a value for
this attribute or the attribute is declared with a default value.
2.11 End-of-Line Handling
XML
parsed entities
are often stored in
computer files which, for editing convenience, are organized into lines.
These lines are typically separated by some combination of the characters
carriage-return (#xD) and line-feed (#xA).
To simplify the tasks of
applications
wherever an external parsed entity or the literal entity value
of an internal parsed entity contains either the literal
two-character sequence "#xD#xA" or a standalone literal
#xD, an
XML processor
must
pass to the application the single character #xA.
(This behavior can
conveniently be produced by normalizing all
line breaks to #xA on input, before parsing.)
2.12 Language Identification
In document processing, it is often useful to
identify the natural or formal language
in which the content is
written.
A special
attribute
named
xml:lang
may be inserted in
documents to specify the
language used in the contents and attribute values
of any element in an XML document.
In valid documents, this attribute, like any other, must be
declared
if it is used.
The values of the attribute are language identifiers as defined
by
[IETF RFC 1766]
, "Tags for the Identification of Languages":
Language Identification
[33]
LanguageID
::=
Langcode
('-'
Subcode
)*
[34]
Langcode
::=
ISO639Code
IanaCode
UserCode
[35]
ISO639Code
::=
([a-z] | [A-Z]) ([a-z] | [A-Z])
[36]
IanaCode
::=
('i' | 'I') '-' ([a-z] | [A-Z])+
[37]
UserCode
::=
('x' | 'X') '-' ([a-z] | [A-Z])+
[38]
Subcode
::=
([a-z] | [A-Z])+
The
Langcode
may be any of the following:
a two-letter language code as defined by
[ISO 639]
, "Codes
for the representation of names of languages"
a language identifier registered with the Internet
Assigned Numbers Authority
[IANA]
; these begin with the
prefix "
i-
" (or "
I-
")
a language identifier assigned by the user, or agreed on
between parties in private use; these must begin with the
prefix "
x-
" or "
X-
" in order to ensure that they do not conflict
with names later standardized or registered with IANA
There may be any number of
Subcode
segments; if
the first
subcode segment exists and the Subcode consists of two
letters, then it must be a country code from
[ISO 3166]
, "Codes
for the representation of names of countries."
If the first
subcode consists of more than two letters, it must be
a subcode for the language in question registered with IANA,
unless the
Langcode
begins with the prefix
x-
" or
X-
".
It is customary to give the language code in lower case, and
the country code (if any) in upper case.
Note that these values, unlike other names in XML documents,
are case insensitive.
For example:
The quick brown fox jumps over the lazy dog.


What colour is it?


What color is it?



Habe nun, ach! Philosophie,
Juristerei, und Medizin
und leider auch Theologie
durchaus studiert mit heißem Bemüh'n.

The intent declared with
xml:lang
is considered to apply to
all attributes and content of the element where it is specified,
unless overridden with an instance of
xml:lang
on another element within that content.
A simple declaration for
xml:lang
might take
the form
xml:lang  NMTOKEN  #IMPLIED
but specific default values may also be given, if appropriate. In a
collection of French poems for English students, with glosses and
notes in English, the xml:lang attribute might be declared this way:



3. Logical Structures
Each
XML document
contains one or more
elements
, the boundaries of which are
either delimited by
start-tags
and
end-tags
, or, for
empty
elements, by an
empty-element tag
. Each element has a type,
identified by name, sometimes called its "generic
identifier" (GI), and may have a set of
attribute specifications. Each attribute specification
has a
name
and a
value
Element
[39]
element
::=
EmptyElemTag
STag
content
ETag
WFC:
Element Type Match
VC:
Element Valid
This specification does not constrain the semantics, use, or (beyond
syntax) names of the element types and attributes, except that names
beginning with a match to
(('X'|'x')('M'|'m')('L'|'l'))
are reserved for standardization in this or future versions of this
specification.
Well-Formedness Constraint:
Element Type Match
The
Name
in an element's end-tag must match
the element type in
the start-tag.
Validity Constraint:
Element Valid
An element is
valid if
there is a declaration matching
elementdecl
where the
Name
matches the element type, and
one of the following holds:
The declaration matches
EMPTY
and the element has no
content
The declaration matches
children
and
the sequence of
child elements
belongs to the language generated by the regular expression in
the content model, with optional white space (characters
matching the nonterminal
) between each pair
of child elements.
The declaration matches
Mixed
and
the content consists of
character
data
and
child elements
whose types match names in the content model.
The declaration matches
ANY
, and the types
of any
child elements
have
been declared.
3.1 Start-Tags, End-Tags, and Empty-Element Tags
The beginning of every
non-empty XML element is marked by a
start-tag
Start-tag
[40]
STag
::=
'<'
Name
Attribute
)*
? '>'
WFC:
Unique Att Spec
[41]
Attribute
::=
Name
Eq
AttValue
VC:
Attribute Value Type
WFC:
No External Entity References
WFC:
No < in Attribute Values
The
Name
in
the start- and end-tags gives the
element's
type
The
Name
AttValue
pairs are
referred to as
the
attribute specifications
of the element,
with the
Name
in each pair
referred to as the
attribute name
and
the content of the
AttValue
(the text between the
or
delimiters)
as the
attribute value
Well-Formedness Constraint:
Unique Att Spec
No attribute name may appear more than once in the same start-tag
or empty-element tag.
Validity Constraint:
Attribute Value Type
The attribute must have been declared; the value must be of the type
declared for it.
(For attribute types, see "
3.3 Attribute-List Declarations
".)
Well-Formedness Constraint:
No External Entity References
Attribute values cannot contain direct or indirect entity references
to external entities.
Well-Formedness Constraint:
No
in Attribute Values
The
replacement text
of any entity
referred to directly or indirectly in an attribute
value (other than "
<
") must not contain
An example of a start-tag:

The end of every element
that begins with a start-tag must
be marked by an
end-tag
containing a name that echoes the element's type as given in the
start-tag:
End-tag
[42]
ETag
::=
'Name
? '>'
An example of an end-tag:

The
text
between the start-tag and
end-tag is called the element's
content
Content of Elements
[43]
content
::=
element
CharData
Reference
CDSect
PI
Comment
)*
If an element is
empty
it must be represented either by a start-tag immediately followed
by an end-tag or by an empty-element tag.
An
empty-element tag
takes a special form:
Tags for Empty Elements
[44]
EmptyElemTag
::=
'<'
Name
Attribute
)*
'/>'
WFC:
Unique Att Spec
Empty-element tags may be used for any element which has no
content, whether or not it is declared using the keyword
EMPTY
For interoperability
, the empty-element
tag must be used, and can only be used, for elements which are
declared
EMPTY
Examples of empty elements:
src="http://www.w3.org/Icons/WWW/w3c_home" />





3.2 Element Type Declarations
The
element
structure of an
XML document
may, for
validation
purposes,
be constrained
using element type and attribute-list declarations.
An element type declaration constrains the element's
content
Element type declarations often constrain which element types can
appear as
children
of the element.
At user option, an XML processor may issue a warning
when a declaration mentions an element type for which no declaration
is provided, but this is not an error.
An
element
type declaration
takes the form:
Element Type Declaration
[45]
elementdecl
::=
'Name
contentspec
? '>'
VC:
Unique Element Type Declaration
[46]
contentspec
::=
'EMPTY'
| 'ANY'
Mixed
children
where the
Name
gives the element type
being declared.
Validity Constraint:
Unique Element Type Declaration
No element type may be declared more than once.
Examples of element type declarations:




3.2.1 Element Content
An element
type
has
element content
when elements of that
type must contain only
child
elements (no character data), optionally separated by
white space (characters matching the nonterminal
).

In this case, the
constraint includes a content model, a simple grammar governing
the allowed types of the child
elements and the order in which they are allowed to appear.
The grammar is built on
content particles (
cp
s), which consist of names,
choice lists of content particles, or
sequence lists of content particles:
Element-content Models
[47]
children
::=
choice
seq
('?' | '*' | '+')?
[48]
cp
::=
Name
choice
seq
('?' | '*' | '+')?
[49]
choice
::=
'('
? cp
? '|'
cp
)*
? ')'
VC:
Proper Group/PE Nesting
[50]
seq
::=
'('
? cp
? ','
cp
)*
? ')'
VC:
Proper Group/PE Nesting
where each
Name
is the type of an element which may
appear as a
child
Any content
particle in a choice list may appear in the
element content
at the location where
the choice list appears in the grammar;
content particles occurring in a sequence list must each
appear in the
element content
in the
order given in the list.
The optional character following a name or list governs
whether the element or the content particles in the list may occur one
or more (
), zero or more (
), or zero or
one times (
).
The absence of such an operator means that the element or content particle
must appear exactly once.
This syntax
and meaning are identical to those used in the productions in this
specification.
The content of an element matches a content model if and only if it is
possible to trace out a path through the content model, obeying the
sequence, choice, and repetition operators and matching each element in
the content against an element type in the content model.
For compatibility
, it is an error
if an element in the document can
match more than one occurrence of an element type in the content model.
For more information, see "
E. Deterministic Content Models
".
Validity Constraint:
Proper Group/PE Nesting
Parameter-entity
replacement text
must be properly nested
with parenthetized groups.
That is to say, if either of the opening or closing parentheses
in a
choice
seq
, or
Mixed
construct
is contained in the replacement text for a
parameter entity
both must be contained in the same replacement text.
For interoperability
if a parameter-entity reference appears in a
choice
seq
, or
Mixed
construct, its replacement text
should not be empty, and
neither the first nor last non-blank
character of the replacement text should be a connector
or
).
Examples of element-content models:



3.2.2 Mixed Content
An element
type
has
mixed content
when elements of that type may contain
character data, optionally interspersed with
child
elements.
In this case, the types of the child elements
may be constrained, but not their order or their number of occurrences:
Mixed-content Declaration
[51]
Mixed
::=
'('
'#PCDATA'
'|'
Name
)*
')*'
| '('
? '#PCDATA'
? ')'
VC:
Proper Group/PE Nesting
VC:
No Duplicate Types
where the
Name
s give the types of elements
that may appear as children.
Validity Constraint:
No Duplicate Types
The same name must not appear more than once in a single mixed-content
declaration.
Examples of mixed content declarations:



3.3 Attribute-List Declarations
Attributes
are used to associate
name-value pairs with
elements
Attribute specifications may appear only within
start-tags
and
empty-element tags
thus, the productions used to
recognize them appear in "
3.1 Start-Tags, End-Tags, and Empty-Element Tags
".
Attribute-list
declarations may be used:
To define the set of attributes pertaining to a given
element type.
To establish type constraints for these
attributes.
To provide
default values
for attributes.
Attribute-list declarations
specify the name, data type, and default
value (if any) of each attribute associated with a given element type:
Attribute-list Declaration
[52]
AttlistDecl
::=
'Name
AttDef
? '>'
[53]
AttDef
::=
Name
AttType
DefaultDecl
The
Name
in the
AttlistDecl
rule is the type of an element. At
user option, an XML processor may issue a warning if attributes are
declared for an element type not itself declared, but this is not an
error. The
Name
in the
AttDef
rule is
the name of the attribute.
When more than one
AttlistDecl
is provided for a
given element type, the contents of all those provided are merged. When
more than one definition is provided for the same attribute of a
given element type, the first declaration is binding and later
declarations are ignored.
For interoperability,
writers of DTDs
may choose to provide at most one attribute-list declaration
for a given element type, at most one attribute definition
for a given attribute name, and at least one attribute definition
in each attribute-list declaration.
For interoperability, an XML processor may at user option
issue a warning when more than one attribute-list declaration is
provided for a given element type, or more than one attribute definition
is provided
for a given attribute, but this is not an error.
3.3.1 Attribute Types
XML attribute types are of three kinds: a string type, a
set of tokenized types, and enumerated types. The string type may take
any literal string as a value; the tokenized types have varying lexical
and semantic constraints, as noted:
Attribute Types
[54]
AttType
::=
StringType
TokenizedType
EnumeratedType
[55]
StringType
::=
'CDATA'
[56]
TokenizedType
::=
'ID'
VC:
ID
VC:
One ID per Element Type
VC:
ID Attribute Default
| 'IDREF'
VC:
IDREF
| 'IDREFS'
VC:
IDREF
| 'ENTITY'
VC:
Entity Name
| 'ENTITIES'
VC:
Entity Name
| 'NMTOKEN'
VC:
Name Token
| 'NMTOKENS'
VC:
Name Token
Validity Constraint:
ID
Values of type
ID
must match the
Name
production.
A name must not appear more than once in
an XML document as a value of this type; i.e., ID values must uniquely
identify the elements which bear them.
Validity Constraint:
One ID per Element Type
No element type may have more than one ID attribute specified.
Validity Constraint:
ID Attribute Default
An ID attribute must have a declared default of
#IMPLIED
or
#REQUIRED
Validity Constraint:
IDREF
Values of type
IDREF
must match
the
Name
production, and
values of type
IDREFS
must match
Names
each
Name
must match the value of an ID attribute on
some element in the XML document; i.e.
IDREF
values must
match the value of some ID attribute.
Validity Constraint:
Entity Name
Values of type
ENTITY
must match the
Name
production,
values of type
ENTITIES
must match
Names
each
Name
must
match the
name of an
unparsed entity
declared in the
DTD
Validity Constraint:
Name Token
Values of type
NMTOKEN
must match the
Nmtoken
production;
values of type
NMTOKENS
must
match
Nmtokens
Enumerated attributes
can take one
of a list of values provided in the declaration. There are two
kinds of enumerated types:
Enumerated Attribute Types
[57]
EnumeratedType
::=
NotationType
Enumeration
[58]
NotationType
::=
'NOTATION'
'('
Name
? '|'
Name
)*
? ')'
VC:
Notation Attributes
[59]
Enumeration
::=
'('
Nmtoken
? '|'
Nmtoken
)*
')'
VC:
Enumeration
NOTATION
attribute identifies a
notation
, declared in the
DTD with associated system and/or public identifiers, to
be used in interpreting the element to which the attribute
is attached.
Validity Constraint:
Notation Attributes
Values of this type must match
one of the
notation
names included in
the declaration; all notation names in the declaration must
be declared.
Validity Constraint:
Enumeration
Values of this type
must match one of the
Nmtoken
tokens in the
declaration.
For interoperability,
the same
Nmtoken
should not occur more than once in the
enumerated attribute types of a single element type.
3.3.2 Attribute Defaults
An
attribute declaration
provides
information on whether
the attribute's presence is required, and if not, how an XML processor should
react if a declared attribute is absent in a document.
Attribute Defaults
[60]
DefaultDecl
::=
'#REQUIRED'
| '#IMPLIED'
| (('#FIXED' S)?
AttValue
VC:
Required Attribute
VC:
Attribute Default Legal
WFC:
No < in Attribute Values
VC:
Fixed Attribute Default
In an attribute declaration,
#REQUIRED
means that the
attribute must always be provided,
#IMPLIED
that no default
value is provided.
If the
declaration
is neither
#REQUIRED
nor
#IMPLIED
, then the
AttValue
value contains the declared
default
value; the
#FIXED
keyword states that
the attribute must always have the default value.
If a default value
is declared, when an XML processor encounters an omitted attribute, it
is to behave as though the attribute were present with
the declared default value.
Validity Constraint:
Required Attribute
If the default declaration is the keyword
#REQUIRED
, then
the attribute must be specified for
all elements of the type in the attribute-list declaration.
Validity Constraint:
Attribute Default Legal
The declared
default value must meet the lexical constraints of the declared attribute type.
Validity Constraint:
Fixed Attribute Default
If an attribute has a default value declared with the
#FIXED
keyword, instances of that attribute must
match the default value.
Examples of attribute-list declarations:
id      ID      #REQUIRED
name    CDATA   #IMPLIED>
type    (bullets|ordered|glossary)  "ordered">
method  CDATA   #FIXED "POST">
3.3.3 Attribute-Value Normalization
Before the value of an attribute is passed to the application
or checked for validity, the
XML processor must normalize it as follows:
a character reference is processed by appending the referenced
character to the attribute value
an entity reference is processed by recursively processing the
replacement text of the entity
a whitespace character (#x20, #xD, #xA, #x9) is processed by
appending #x20 to the normalized value, except that only a single #x20
is appended for a "#xD#xA" sequence that is part of an external
parsed entity or the literal entity value of an internal parsed
entity
other characters are processed by appending them to the normalized
value
If the declared value is not CDATA, then the XML processor must
further process the normalized attribute value by discarding any
leading and trailing space (#x20) characters, and by replacing
sequences of space (#x20) characters by a single space (#x20)
character.
All attributes for which no declaration has been read should be treated
by a non-validating parser as if declared
CDATA
3.4 Conditional Sections
Conditional sections
are portions of the
document type declaration external subset
which are
included in, or excluded from, the logical structure of the DTD based on
the keyword which governs them.
Conditional Section
[61]
conditionalSect
::=
includeSect
ignoreSect
[62]
includeSect
::=
'extSubsetDecl
']]>'
[63]
ignoreSect
::=
'ignoreSectContents
']]>'
[64]
ignoreSectContents
::=
Ignore
('ignoreSectContents
']]>'
Ignore
)*
[65]
Ignore
::=
Char
* -
Char
* ('')
Char
*)
Like the internal and external DTD subsets, a conditional section
may contain one or more complete declarations,
comments, processing instructions,
or nested conditional sections, intermingled with white space.
If the keyword of the
conditional section is
INCLUDE
, then the contents of the conditional
section are part of the DTD.
If the keyword of the conditional
section is
IGNORE
, then the contents of the conditional section are
not logically part of the DTD.
Note that for reliable parsing, the contents of even ignored
conditional sections must be read in order to
detect nested conditional sections and ensure that the end of the
outermost (ignored) conditional section is properly detected.
If a conditional section with a
keyword of
INCLUDE
occurs within a larger conditional
section with a keyword of
IGNORE
, both the outer and the
inner conditional sections are ignored.
If the keyword of the conditional section is a
parameter-entity reference, the parameter entity must be replaced by its
content before the processor decides whether to
include or ignore the conditional section.
An example:



]]>

]]>
4. Physical Structures
An XML document may consist
of one or many storage units. These are called
entities
; they all have
content
and are all
(except for the document entity, see below, and
the
external DTD subset
identified by
name

Each XML document has one entity
called the
document entity
, which serves
as the starting point for the
XML
processor
and may contain the whole document.
Entities may be either parsed or unparsed.
parsed entity's
contents are referred to as its
replacement text
this
text
is considered an
integral part of the document.
An
unparsed entity
is a resource whose contents may or may not be
text
, and if text, may not be XML.
Each unparsed entity
has an associated
notation
, identified by name.
Beyond a requirement
that an XML processor make the identifiers for the entity and
notation available to the application,
XML places no constraints on the contents of unparsed entities.
Parsed entities are invoked by name using entity references;
unparsed entities by name, given in the value of
ENTITY
or
ENTITIES
attributes.
General entities
are entities for use within the document content.
In this specification, general entities are sometimes referred
to with the unqualified term
entity
when this leads
to no ambiguity.
Parameter entities
are parsed entities for use within the DTD.
These two types of entities use different forms of reference and
are recognized in different contexts.
Furthermore, they occupy different namespaces; a parameter entity and
a general entity with the same name are two distinct entities.
4.1 Character and Entity References
character reference
refers to a specific character in the
ISO/IEC 10646 character set, for example one not directly accessible from
available input devices.
Character Reference
[66]
CharRef
::=
'&#' [0-9]+ ';'
| '&#x' [0-9a-fA-F]+ ';'
WFC:
Legal Character
Well-Formedness Constraint:
Legal Character
Characters referred to using character references must
match the production for
Char
If the character reference begins with "
&#x
", the digits and
letters up to the terminating
provide a hexadecimal
representation of the character's code point in ISO/IEC 10646.
If it begins just with "
&#
", the digits up to the terminating
provide a decimal representation of the character's
code point.
An
entity
reference
refers to the content of a named entity.
References to
parsed general entities
use ampersand (
) and semicolon (
) as
delimiters.
Parameter-entity references
use percent-sign (
) and
semicolon
) as delimiters.
Entity Reference
[67]
Reference
::=
EntityRef
CharRef
[68]
EntityRef
::=
'&'
Name
';'
WFC:
Entity Declared
VC:
Entity Declared
WFC:
Parsed Entity
WFC:
No Recursion
[69]
PEReference
::=
'%'
Name
';'
VC:
Entity Declared
WFC:
No Recursion
WFC:
In DTD
Well-Formedness Constraint:
Entity Declared
In a document without any DTD, a document with only an internal
DTD subset which contains no parameter entity references, or a document with
standalone='yes'
",
the
Name
given in the entity reference must
match
that in an
entity declaration
, except that
well-formed documents need not declare
any of the following entities:
amp
lt
gt
apos
quot
The declaration of a parameter entity must precede any reference to it.
Similarly, the declaration of a general entity must precede any
reference to it which appears in a default value in an attribute-list
declaration.
Note that if entities are declared in the external subset or in
external parameter entities, a non-validating processor is
not obligated to
read
and process their declarations; for such documents, the rule that
an entity must be declared is a well-formedness constraint only
if
standalone='yes'
Validity Constraint:
Entity Declared
In a document with an external subset or external parameter
entities with "
standalone='no'
",
the
Name
given in the entity reference must
match
that in an
entity declaration
For interoperability, valid documents should declare the entities
amp
lt
gt
apos
quot
, in the form
specified in "
4.6 Predefined Entities
".
The declaration of a parameter entity must precede any reference to it.
Similarly, the declaration of a general entity must precede any
reference to it which appears in a default value in an attribute-list
declaration.
Well-Formedness Constraint:
Parsed Entity
An entity reference must not contain the name of an
unparsed entity
. Unparsed entities may be referred
to only in
attribute values
declared to
be of type
ENTITY
or
ENTITIES
Well-Formedness Constraint:
No Recursion
A parsed entity must not contain a recursive reference to itself,
either directly or indirectly.
Well-Formedness Constraint:
In DTD
Parameter-entity references may only appear in the
DTD
Examples of character and entity references:
Type less-than (<) to save options.
This document was prepared on &docdate; and
is classified &security-level;.
Example of a parameter-entity reference:

SYSTEM "http://www.xml.com/iso/isolat2-xml.entities" >

%ISOLat2;
4.2 Entity Declarations
Entities are declared thus:
Entity Declaration
[70]
EntityDecl
::=
GEDecl
PEDecl
[71]
GEDecl
::=
'Name
EntityDef
? '>'
[72]
PEDecl
::=
''%'
Name
PEDef
? '>'
[73]
EntityDef
::=
EntityValue
| (
ExternalID
NDataDecl
?)
[74]
PEDef
::=
EntityValue
ExternalID
The
Name
identifies the entity in an
entity reference
or, in the case of an
unparsed entity, in the value of an
ENTITY
or
ENTITIES
attribute.
If the same entity is declared more than once, the first declaration
encountered is binding; at user option, an XML processor may issue a
warning if entities are declared multiple times.
4.2.1 Internal Entities
If
the entity definition is an
EntityValue
the defined entity is called an
internal entity
There is no separate physical
storage object, and the content of the entity is given in the
declaration.
Note that some processing of entity and character references in the
literal entity value
may be required to
produce the correct
replacement
text
: see "
4.5 Construction of Internal Entity Replacement Text
".
An internal entity is a
parsed
entity
Example of an internal entity declaration:
specification.">
4.2.2 External Entities
If the entity is not
internal, it is an
external
entity
, declared as follows:
External Entity Declaration
[75]
ExternalID
::=
'SYSTEM'
SystemLiteral
| 'PUBLIC'
PubidLiteral
SystemLiteral
[76]
NDataDecl
::=
'NDATA'
Name
VC:
Notation Declared
If the
NDataDecl
is present, this is a
general
unparsed
entity
; otherwise it is a parsed entity.
Validity Constraint:
Notation Declared
The
Name
must match the declared name of a
notation
The
SystemLiteral
is called the entity's
system identifier
. It is a URI,
which may be used to retrieve the entity.
Note that the hash mark (
) and fragment identifier
frequently used with URIs are not, formally, part of the URI itself;
an XML processor may signal an error if a fragment identifier is
given as part of a system identifier.
Unless otherwise provided by information outside the scope of this
specification (e.g. a special XML element type defined by a particular
DTD, or a processing instruction defined by a particular application
specification), relative URIs are relative to the location of the
resource within which the entity declaration occurs.
A URI might thus be relative to the
document entity
, to the entity
containing the
external DTD subset
or to some other
external parameter entity
An XML processor should handle a non-ASCII character in a URI by
representing the character in UTF-8 as one or more bytes, and then
escaping these bytes with the URI escaping mechanism (i.e., by
converting each byte to %HH, where HH is the hexadecimal notation of the
byte value).
In addition to a system identifier, an external identifier may
include a
public identifier
An XML processor attempting to retrieve the entity's content may use the public
identifier to try to generate an alternative URI. If the processor
is unable to do so, it must use the URI specified in the system
literal. Before a match is attempted, all strings
of white space in the public identifier must be normalized to single space characters (#x20),
and leading and trailing white space must be removed.
Examples of external entity declarations:
SYSTEM "http://www.textuality.com/boilerplate/OpenHatch.xml">
PUBLIC "-//Textuality//TEXT Standard open-hatch boilerplate//EN"
"http://www.textuality.com/boilerplate/OpenHatch.xml">
SYSTEM "../grafix/OpenHatch.gif"
NDATA gif >
4.3 Parsed Entities
4.3.1 The Text Declaration
External parsed entities may each begin with a
text
declaration
Text Declaration
[77]
TextDecl
::=
'VersionInfo
EncodingDecl
? '?>'
The text declaration must be provided literally, not
by reference to a parsed entity.
No text declaration may appear at any position other than the beginning of
an external parsed entity.
4.3.2 Well-Formed Parsed Entities
The document entity is well-formed if it matches the production labeled
document
An external general
parsed entity is well-formed if it matches the production labeled
extParsedEnt
An external parameter
entity is well-formed if it matches the production labeled
extPE
Well-Formed External Parsed Entity
[78]
extParsedEnt
::=
TextDecl
content
[79]
extPE
::=
TextDecl
extSubsetDecl
An internal general parsed entity is well-formed if its replacement text
matches the production labeled
content
All internal parameter entities are well-formed by definition.
A consequence of well-formedness in entities is that the logical
and physical structures in an XML document are properly nested; no
start-tag
end-tag
empty-element tag
element
comment
processing instruction
character
reference
, or
entity reference
can begin in one entity and end in another.
4.3.3 Character Encoding in Entities
Each external parsed entity in an XML document may use a different
encoding for its characters. All XML processors must be able to read
entities in either UTF-8 or UTF-16.
Entities encoded in UTF-16 must
begin with the Byte Order Mark described by ISO/IEC 10646 Annex E and
Unicode Appendix B (the ZERO WIDTH NO-BREAK SPACE character, #xFEFF).
This is an encoding signature, not part of either the markup or the
character data of the XML document.
XML processors must be able to use this character to
differentiate between UTF-8 and UTF-16 encoded documents.
Although an XML processor is required to read only entities in
the UTF-8 and UTF-16 encodings, it is recognized that other encodings are
used around the world, and it may be desired for XML processors
to read entities that use them.
Parsed entities which are stored in an encoding other than
UTF-8 or UTF-16 must begin with a
text
declaration
containing an encoding declaration:
Encoding Declaration
[80]
EncodingDecl
::=
'encoding'
Eq
('"'
EncName
'"' |
"'"
EncName
"'" )
[81]
EncName
::=
[A-Za-z] ([A-Za-z0-9._] | '-')*
/*
Encoding name contains only Latin characters */
In the
document entity
, the encoding
declaration is part of the
XML declaration
The
EncName
is the name of the encoding used.
In an encoding declaration, the values
UTF-8
",
UTF-16
",
ISO-10646-UCS-2
", and
ISO-10646-UCS-4
" should be
used for the various encodings and transformations of Unicode /
ISO/IEC 10646, the values
ISO-8859-1
",
ISO-8859-2
", ...
ISO-8859-9
" should be used for the parts of ISO 8859, and
the values
ISO-2022-JP
",
Shift_JIS
", and
EUC-JP
should be used for the various encoded forms of JIS X-0208-1997. XML
processors may recognize other encodings; it is recommended that
character encodings registered (as
charset
s)
with the Internet Assigned Numbers
Authority
[IANA]
, other than those just listed, should be
referred to
using their registered names.
Note that these registered names are defined to be
case-insensitive, so processors wishing to match against them
should do so in a case-insensitive
way.
In the absence of information provided by an external
transport protocol (e.g. HTTP or MIME),
it is an
error
for an entity including
an encoding declaration to be presented to the XML processor
in an encoding other than that named in the declaration,
for an encoding declaration to occur other than at the beginning
of an external entity, or for
an entity which begins with neither a Byte Order Mark nor an encoding
declaration to use an encoding other than UTF-8.
Note that since ASCII
is a subset of UTF-8, ordinary ASCII entities do not strictly need
an encoding declaration.
It is a
fatal error
when an XML processor
encounters an entity with an encoding that it is unable to process.
Examples of encoding declarations:


4.4 XML Processor Treatment of Entities and References
The table below summarizes the contexts in which character references,
entity references, and invocations of unparsed entities might appear and the
required behavior of an
XML processor
in
each case.
The labels in the leftmost column describe the recognition context:
Reference in Content
as a reference
anywhere after the
start-tag
and
before the
end-tag
of an element; corresponds
to the nonterminal
content
Reference in Attribute Value
as a reference within either the value of an attribute in a
start-tag
, or a default
value in an
attribute declaration
corresponds to the nonterminal
AttValue
Occurs as Attribute Value
as a
Name
, not a reference, appearing either as
the value of an
attribute which has been declared as type
ENTITY
, or as one of
the space-separated tokens in the value of an attribute which has been
declared as type
ENTITIES
Reference in Entity Value
as a reference
within a parameter or internal entity's
literal entity value
in
the entity's declaration; corresponds to the nonterminal
EntityValue
Reference in DTD
as a reference within either the internal or external subsets of the
DTD
, but outside
of an
EntityValue
or
AttValue
Entity Type
Character
Parameter
Internal
General
External Parsed
General
Unparsed
Reference
in Content
Not recognized
Included
Included if validating
Forbidden
Included
Reference
in Attribute Value
Not recognized
Included in literal
Forbidden
Forbidden
Included
Occurs as
Attribute Value
Not recognized
Forbidden
Forbidden
Notify
Not recognized
Reference
in EntityValue
Included in literal
Bypassed
Bypassed
Forbidden
Included
Reference
in DTD
Included as PE
Forbidden
Forbidden
Forbidden
Forbidden
4.4.1 Not Recognized
Outside the DTD, the
character has no
special significance; thus, what would be parameter entity references in the
DTD are not recognized as markup in
content
Similarly, the names of unparsed entities are not recognized except
when they appear in the value of an appropriately declared attribute.
4.4.2 Included
An entity is
included
when its
replacement text
is retrieved
and processed, in place of the reference itself,
as though it were part of the document at the location the
reference was recognized.
The replacement text may contain both
character data
and (except for parameter entities)
markup
which must be recognized in
the usual way, except that the replacement text of entities used to escape
markup delimiters (the entities
amp
lt
gt
apos
quot
) is always treated as
data. (The string "
AT&T;
" expands to
AT&T;
" and the remaining ampersand is not recognized
as an entity-reference delimiter.)
A character reference is
included
when the indicated
character is processed in place of the reference itself.
4.4.3 Included If Validating
When an XML processor recognizes a reference to a parsed entity, in order
to
validate
the document, the processor must
include
its
replacement text.
If the entity is external, and the processor is not
attempting to validate the XML document, the
processor
may
, but need not,
include the entity's replacement text.
If a non-validating parser does not include the replacement text,
it must inform the application that it recognized, but did not
read, the entity.
This rule is based on the recognition that the automatic inclusion
provided by the SGML and XML entity mechanism, primarily designed
to support modularity in authoring, is not necessarily
appropriate for other applications, in particular document browsing.
Browsers, for example, when encountering an external parsed entity reference,
might choose to provide a visual indication of the entity's
presence and retrieve it for display only on demand.
4.4.4 Forbidden
The following are forbidden, and constitute
fatal
errors:
the appearance of a reference to an
unparsed entity
the appearance of any character or general-entity reference in the
DTD except within an
EntityValue
or
AttValue
a reference to an external entity in an attribute value.
4.4.5 Included in Literal
When an
entity reference
appears in an
attribute value, or a parameter entity reference appears in a literal entity
value, its
replacement text
is
processed in place of the reference itself as though it
were part of the document at the location the reference was recognized,
except that a single or double quote character in the replacement text
is always treated as a normal data character and will not terminate the
literal.
For example, this is well-formed:


while this is not:


4.4.6 Notify
When the name of an
unparsed
entity
appears as a token in the
value of an attribute of declared type
ENTITY
or
ENTITIES
a validating processor must inform the
application of the
system
and
public
(if any)
identifiers for both the entity and its associated
notation
4.4.7 Bypassed
When a general entity reference appears in the
EntityValue
in an entity declaration,
it is bypassed and left as is.
4.4.8 Included as PE
Just as with external parsed entities, parameter entities
need only be
included if
validating
When a parameter-entity reference is recognized in the DTD
and included, its
replacement
text
is enlarged by the attachment of one leading and one following
space (#x20) character; the intent is to constrain the replacement
text of parameter
entities to contain an integral number of grammatical tokens in the DTD.
4.5 Construction of Internal Entity Replacement Text
In discussing the treatment
of internal entities, it is
useful to distinguish two forms of the entity's value.
The
literal
entity value
is the quoted string actually
present in the entity declaration, corresponding to the
non-terminal
EntityValue
The
replacement
text
is the content of the entity, after
replacement of character references and parameter-entity
references.
The literal entity value
as given in an internal entity declaration
EntityValue
) may contain character,
parameter-entity, and general-entity references.
Such references must be contained entirely within the
literal entity value.
The actual replacement text that is
included
as described above
must contain the
replacement text
of any
parameter entities referred to, and must contain the character
referred to, in place of any character references in the
literal entity value; however,
general-entity references must be left as-is, unexpanded.
For example, given the following declarations:


© 1947 %pub;. &rights;" >
then the replacement text for the entity "
book
" is:
La Peste: Albert Camus,
The general-entity reference "
&rights;
" would be expanded
should the reference "
&book;
" appear in the document's
content or an attribute value.
These simple rules may have complex interactions; for a detailed
discussion of a difficult example, see
D. Expansion of Entity and Character References
".
4.6 Predefined Entities
Entity and character
references can both be used to
escape
the left angle bracket,
ampersand, and other delimiters. A set of general entities
amp
lt
gt
apos
quot
) is specified for this purpose.
Numeric character references may also be used; they are
expanded immediately when recognized and must be treated as
character data, so the numeric character references
<
" and "
&
" may be used to
escape
and
when they occur
in character data.
All XML processors must recognize these entities whether they
are declared or not.
For interoperability
valid XML documents should declare these
entities, like any others, before using them.
If the entities in question are declared, they must be declared
as internal entities whose replacement text is the single
character being escaped or a character reference to
that character, as shown below.





Note that the
and
characters
in the declarations of "
lt
" and "
amp
are doubly escaped to meet the requirement that entity replacement
be well-formed.
4.7 Notation Declarations
Notations
identify by
name the format of
unparsed
entities
, the
format of elements which bear a notation attribute,
or the application to which
processing instruction
is
addressed.
Notation declarations
provide a name for the notation, for use in
entity and attribute-list declarations and in attribute specifications,
and an external identifier for the notation which may allow an XML
processor or its client application to locate a helper application
capable of processing data in the given notation.
Notation Declarations
[82]
NotationDecl
::=
'Name
ExternalID
PublicID
? '>'
[83]
PublicID
::=
'PUBLIC'
PubidLiteral
XML processors must provide applications with the name and external
identifier(s) of any notation declared and referred to in an attribute
value, attribute definition, or entity declaration. They may
additionally resolve the external identifier into the
system identifier
file name, or other information needed to allow the
application to call a processor for data in the notation described. (It
is not an error, however, for XML documents to declare and refer to
notations for which notation-specific applications are not available on
the system where the XML processor or application is running.)
4.8 Document Entity
The
document
entity
serves as the root of the entity
tree and a starting-point for an
XML
processor
This specification does
not specify how the document entity is to be located by an XML
processor; unlike other entities, the document entity has no name and might
well appear on a processor input stream
without any identification at all.
5. Conformance
5.1 Validating and Non-Validating Processors
Conforming
XML processors
fall into two
classes: validating and non-validating.
Validating and non-validating processors alike must report
violations of this specification's well-formedness constraints
in the content of the
document entity
and any
other
parsed entities
that
they read.
Validating processors
must report
violations of the constraints expressed by the declarations in the
DTD
, and
failures to fulfill the validity constraints given
in this specification.

To accomplish this, validating XML processors must read and process the entire
DTD and all external parsed entities referenced in the document.
Non-validating processors are required to check only the
document entity
, including
the entire internal DTD subset, for well-formedness.
While they are not required to check the document for validity,
they are required to
process
all the declarations they read in the
internal DTD subset and in any parameter entity that they
read, up to the first reference
to a parameter entity that they do
not
read; that is to
say, they must
use the information in those declarations to
normalize
attribute values,
include
the replacement text of
internal entities, and supply
default attribute values

They must not
process
entity declarations
or
attribute-list declarations
encountered after a reference to a parameter entity that is not
read, since the entity may have contained overriding declarations.
5.2 Using XML Processors
The behavior of a validating XML processor is highly predictable; it
must read every piece of a document and report all well-formedness and
validity violations.
Less is required of a non-validating processor; it need not read any
part of the document other than the document entity.
This has two effects that may be important to users of XML processors:
Certain well-formedness errors, specifically those that require
reading external entities, may not be detected by a non-validating processor.
Examples include the constraints entitled
Entity Declared
Parsed Entity
, and
No Recursion
, as well
as some of the cases described as
forbidden
in
4.4 XML Processor Treatment of Entities and References
".
The information passed from the processor to the application may
vary, depending on whether the processor reads
parameter and external entities.
For example, a non-validating processor may not
normalize
attribute values,
include
the replacement text of
internal entities, or supply
default attribute values
where doing so depends on having read declarations in
external or parameter entities.
For maximum reliability in interoperating between different XML
processors, applications which use non-validating processors should not
rely on any behaviors not required of such processors.
Applications which require facilities such as the use of default
attributes or internal entities which are declared in external
entities should use validating XML processors.
6. Notation
The formal grammar of XML is given in this specification using a simple
Extended Backus-Naur Form (EBNF) notation. Each rule in the grammar defines
one symbol, in the form
symbol ::= expression
Symbols are written with an initial capital letter if they are
defined by a regular expression, or with an initial lower case letter
otherwise.
Literal strings are quoted.
Within the expression on the right-hand side of a rule, the following
expressions are used to match strings of one or more characters:
#xN
where
is a hexadecimal integer, the
expression matches the character in ISO/IEC 10646 whose canonical
(UCS-4)
code value, when interpreted as an unsigned binary number, has
the value indicated. The number of leading zeros in the
#xN
form is insignificant; the number of leading
zeros in the corresponding code value
is governed by the character
encoding in use and is not significant for XML.
[a-zA-Z]
[#xN-#xN]
matches any
character
with a value in the range(s) indicated (inclusive).
[^a-z]
[^#xN-#xN]
matches any
character
with a value
outside
the
range indicated.
[^abc]
[^#xN#xN#xN]
matches any
character
with a value not among the characters given.
"string"
matches a literal string
matching
that given inside the double quotes.
'string'
matches a literal string
matching
that given inside the single quotes.
These symbols may be combined to match more complex patterns as follows,
where
and
represent simple expressions:
expression
expression
is treated as a unit
and may be combined as described in this list.
A?
matches
or nothing; optional
A B
matches
followed by
A | B
matches
or
but not both.
A - B
matches any string that matches
but does not match
A+
matches one or more occurrences of
A*
matches zero or more occurrences of
Other notations used in the productions are:
/* ... */
comment.
[ wfc: ... ]
well-formedness constraint; this identifies by name a
constraint on
well-formed
documents
associated with a production.
[ vc: ... ]
validity constraint; this identifies by name a constraint on
valid
documents associated with
a production.
Appendices
A. References
A.1 Normative References
IANA
(Internet Assigned Numbers Authority)
Official Names for
Character Sets
ed. Keld Simonsen et al.
See
ftp://ftp.isi.edu/in-notes/iana/assignments/character-sets
IETF RFC 1766
IETF (Internet Engineering Task Force).
RFC 1766: Tags for the Identification of Languages
ed. H. Alvestrand.
1995.
ISO 639
(International Organization for Standardization).
ISO 639:1988 (E).
Code for the representation of names of languages.
[Geneva]: International Organization for
Standardization, 1988.
ISO 3166
(International Organization for Standardization).
ISO 3166-1:1997 (E).
Codes for the representation of names of countries and their subdivisions
-- Part 1: Country codes
[Geneva]: International Organization for
Standardization, 1997.
ISO/IEC 10646
ISO
(International Organization for Standardization).
ISO/IEC 10646-1993 (E). Information technology -- Universal
Multiple-Octet Coded Character Set (UCS) -- Part 1:
Architecture and Basic Multilingual Plane.
[Geneva]: International Organization for
Standardization, 1993 (plus amendments AM 1 through AM 7).
Unicode
The Unicode Consortium.
The Unicode Standard, Version 2.0.
Reading, Mass.: Addison-Wesley Developers Press, 1996.
A.2 Other References
Aho/Ullman
Aho, Alfred V.,
Ravi Sethi, and Jeffrey D. Ullman.
Compilers: Principles, Techniques, and Tools
Reading: Addison-Wesley, 1986, rpt. corr. 1988.
Berners-Lee et al.
Berners-Lee, T., R. Fielding, and L. Masinter.
Uniform Resource Identifiers (URI): Generic Syntax and
Semantics
1997.
(Work in progress; see updates to RFC1738.)
Brüggemann-Klein
Brüggemann-Klein, Anne.
Regular Expressions into Finite Automata
Extended abstract in I. Simon, Hrsg., LATIN 1992,
S. 97-98. Springer-Verlag, Berlin 1992.
Full Version in Theoretical Computer Science 120: 197-213, 1993.
Brüggemann-Klein and Wood
Brüggemann-Klein, Anne,
and Derick Wood.
Deterministic Regular Languages
Universität Freiburg, Institut für Informatik,
Bericht 38, Oktober 1991.
Clark
James Clark.
Comparison of SGML and XML. See
IETF RFC1738
IETF (Internet Engineering Task Force).
RFC 1738: Uniform Resource Locators (URL)
ed. T. Berners-Lee, L. Masinter, M. McCahill.
1994.
IETF RFC1808
IETF (Internet Engineering Task Force).
RFC 1808: Relative Uniform Resource Locators
ed. R. Fielding.
1995.
IETF RFC2141
IETF (Internet Engineering Task Force).
RFC 2141: URN Syntax
ed. R. Moats.
1997.
ISO 8879
ISO
(International Organization for Standardization).
ISO 8879:1986(E). Information processing -- Text and Office
Systems -- Standard Generalized Markup Language (SGML).
First
edition -- 1986-10-15. [Geneva]: International Organization for
Standardization, 1986.
ISO/IEC 10744
ISO
(International Organization for Standardization).
ISO/IEC 10744-1992 (E). Information technology --
Hypermedia/Time-based Structuring Language (HyTime).
[Geneva]: International Organization for
Standardization, 1992.
Extended Facilities Annexe.
[Geneva]: International Organization for
Standardization, 1996.
B. Character Classes
Following the characteristics defined in the Unicode standard,
characters are classed as base characters (among others, these
contain the alphabetic characters of the Latin alphabet, without
diacritics), ideographic characters, and combining characters (among
others, this class contains most diacritics); these classes combine
to form the class of letters. Digits and extenders are
also distinguished.
Characters
[84]
Letter
::=
BaseChar
Ideographic
[85]
BaseChar
::=
[#x0041-#x005A]
| [#x0061-#x007A]
| [#x00C0-#x00D6]
| [#x00D8-#x00F6]
| [#x00F8-#x00FF]
| [#x0100-#x0131]
| [#x0134-#x013E]
| [#x0141-#x0148]
| [#x014A-#x017E]
| [#x0180-#x01C3]
| [#x01CD-#x01F0]
| [#x01F4-#x01F5]
| [#x01FA-#x0217]
| [#x0250-#x02A8]
| [#x02BB-#x02C1]
| #x0386
| [#x0388-#x038A]
| #x038C
| [#x038E-#x03A1]
| [#x03A3-#x03CE]
| [#x03D0-#x03D6]
| #x03DA
| #x03DC
| #x03DE
| #x03E0
| [#x03E2-#x03F3]
| [#x0401-#x040C]
| [#x040E-#x044F]
| [#x0451-#x045C]
| [#x045E-#x0481]
| [#x0490-#x04C4]
| [#x04C7-#x04C8]
| [#x04CB-#x04CC]
| [#x04D0-#x04EB]
| [#x04EE-#x04F5]
| [#x04F8-#x04F9]
| [#x0531-#x0556]
| #x0559
| [#x0561-#x0586]
| [#x05D0-#x05EA]
| [#x05F0-#x05F2]
| [#x0621-#x063A]
| [#x0641-#x064A]
| [#x0671-#x06B7]
| [#x06BA-#x06BE]
| [#x06C0-#x06CE]
| [#x06D0-#x06D3]
| #x06D5
| [#x06E5-#x06E6]
| [#x0905-#x0939]
| #x093D
| [#x0958-#x0961]
| [#x0985-#x098C]
| [#x098F-#x0990]
| [#x0993-#x09A8]
| [#x09AA-#x09B0]
| #x09B2
| [#x09B6-#x09B9]
| [#x09DC-#x09DD]
| [#x09DF-#x09E1]
| [#x09F0-#x09F1]
| [#x0A05-#x0A0A]
| [#x0A0F-#x0A10]
| [#x0A13-#x0A28]
| [#x0A2A-#x0A30]
| [#x0A32-#x0A33]
| [#x0A35-#x0A36]
| [#x0A38-#x0A39]
| [#x0A59-#x0A5C]
| #x0A5E
| [#x0A72-#x0A74]
| [#x0A85-#x0A8B]
| #x0A8D
| [#x0A8F-#x0A91]
| [#x0A93-#x0AA8]
| [#x0AAA-#x0AB0]
| [#x0AB2-#x0AB3]
| [#x0AB5-#x0AB9]
| #x0ABD
| #x0AE0
| [#x0B05-#x0B0C]
| [#x0B0F-#x0B10]
| [#x0B13-#x0B28]
| [#x0B2A-#x0B30]
| [#x0B32-#x0B33]
| [#x0B36-#x0B39]
| #x0B3D
| [#x0B5C-#x0B5D]
| [#x0B5F-#x0B61]
| [#x0B85-#x0B8A]
| [#x0B8E-#x0B90]
| [#x0B92-#x0B95]
| [#x0B99-#x0B9A]
| #x0B9C
| [#x0B9E-#x0B9F]
| [#x0BA3-#x0BA4]
| [#x0BA8-#x0BAA]
| [#x0BAE-#x0BB5]
| [#x0BB7-#x0BB9]
| [#x0C05-#x0C0C]
| [#x0C0E-#x0C10]
| [#x0C12-#x0C28]
| [#x0C2A-#x0C33]
| [#x0C35-#x0C39]
| [#x0C60-#x0C61]
| [#x0C85-#x0C8C]
| [#x0C8E-#x0C90]
| [#x0C92-#x0CA8]
| [#x0CAA-#x0CB3]
| [#x0CB5-#x0CB9]
| #x0CDE
| [#x0CE0-#x0CE1]
| [#x0D05-#x0D0C]
| [#x0D0E-#x0D10]
| [#x0D12-#x0D28]
| [#x0D2A-#x0D39]
| [#x0D60-#x0D61]
| [#x0E01-#x0E2E]
| #x0E30
| [#x0E32-#x0E33]
| [#x0E40-#x0E45]
| [#x0E81-#x0E82]
| #x0E84
| [#x0E87-#x0E88]
| #x0E8A
| #x0E8D
| [#x0E94-#x0E97]
| [#x0E99-#x0E9F]
| [#x0EA1-#x0EA3]
| #x0EA5
| #x0EA7
| [#x0EAA-#x0EAB]
| [#x0EAD-#x0EAE]
| #x0EB0
| [#x0EB2-#x0EB3]
| #x0EBD
| [#x0EC0-#x0EC4]
| [#x0F40-#x0F47]
| [#x0F49-#x0F69]
| [#x10A0-#x10C5]
| [#x10D0-#x10F6]
| #x1100
| [#x1102-#x1103]
| [#x1105-#x1107]
| #x1109
| [#x110B-#x110C]
| [#x110E-#x1112]
| #x113C
| #x113E
| #x1140
| #x114C
| #x114E
| #x1150
| [#x1154-#x1155]
| #x1159
| [#x115F-#x1161]
| #x1163
| #x1165
| #x1167
| #x1169
| [#x116D-#x116E]
| [#x1172-#x1173]
| #x1175
| #x119E
| #x11A8
| #x11AB
| [#x11AE-#x11AF]
| [#x11B7-#x11B8]
| #x11BA
| [#x11BC-#x11C2]
| #x11EB
| #x11F0
| #x11F9
| [#x1E00-#x1E9B]
| [#x1EA0-#x1EF9]
| [#x1F00-#x1F15]
| [#x1F18-#x1F1D]
| [#x1F20-#x1F45]
| [#x1F48-#x1F4D]
| [#x1F50-#x1F57]
| #x1F59
| #x1F5B
| #x1F5D
| [#x1F5F-#x1F7D]
| [#x1F80-#x1FB4]
| [#x1FB6-#x1FBC]
| #x1FBE
| [#x1FC2-#x1FC4]
| [#x1FC6-#x1FCC]
| [#x1FD0-#x1FD3]
| [#x1FD6-#x1FDB]
| [#x1FE0-#x1FEC]
| [#x1FF2-#x1FF4]
| [#x1FF6-#x1FFC]
| #x2126
| [#x212A-#x212B]
| #x212E
| [#x2180-#x2182]
| [#x3041-#x3094]
| [#x30A1-#x30FA]
| [#x3105-#x312C]
| [#xAC00-#xD7A3]
[86]
Ideographic
::=
[#x4E00-#x9FA5]
| #x3007
| [#x3021-#x3029]
[87]
CombiningChar
::=
[#x0300-#x0345]
| [#x0360-#x0361]
| [#x0483-#x0486]
| [#x0591-#x05A1]
| [#x05A3-#x05B9]
| [#x05BB-#x05BD]
| #x05BF
| [#x05C1-#x05C2]
| #x05C4
| [#x064B-#x0652]
| #x0670
| [#x06D6-#x06DC]
| [#x06DD-#x06DF]
| [#x06E0-#x06E4]
| [#x06E7-#x06E8]
| [#x06EA-#x06ED]
| [#x0901-#x0903]
| #x093C
| [#x093E-#x094C]
| #x094D
| [#x0951-#x0954]
| [#x0962-#x0963]
| [#x0981-#x0983]
| #x09BC
| #x09BE
| #x09BF
| [#x09C0-#x09C4]
| [#x09C7-#x09C8]
| [#x09CB-#x09CD]
| #x09D7
| [#x09E2-#x09E3]
| #x0A02
| #x0A3C
| #x0A3E
| #x0A3F
| [#x0A40-#x0A42]
| [#x0A47-#x0A48]
| [#x0A4B-#x0A4D]
| [#x0A70-#x0A71]
| [#x0A81-#x0A83]
| #x0ABC
| [#x0ABE-#x0AC5]
| [#x0AC7-#x0AC9]
| [#x0ACB-#x0ACD]
| [#x0B01-#x0B03]
| #x0B3C
| [#x0B3E-#x0B43]
| [#x0B47-#x0B48]
| [#x0B4B-#x0B4D]
| [#x0B56-#x0B57]
| [#x0B82-#x0B83]
| [#x0BBE-#x0BC2]
| [#x0BC6-#x0BC8]
| [#x0BCA-#x0BCD]
| #x0BD7
| [#x0C01-#x0C03]
| [#x0C3E-#x0C44]
| [#x0C46-#x0C48]
| [#x0C4A-#x0C4D]
| [#x0C55-#x0C56]
| [#x0C82-#x0C83]
| [#x0CBE-#x0CC4]
| [#x0CC6-#x0CC8]
| [#x0CCA-#x0CCD]
| [#x0CD5-#x0CD6]
| [#x0D02-#x0D03]
| [#x0D3E-#x0D43]
| [#x0D46-#x0D48]
| [#x0D4A-#x0D4D]
| #x0D57
| #x0E31
| [#x0E34-#x0E3A]
| [#x0E47-#x0E4E]
| #x0EB1
| [#x0EB4-#x0EB9]
| [#x0EBB-#x0EBC]
| [#x0EC8-#x0ECD]
| [#x0F18-#x0F19]
| #x0F35
| #x0F37
| #x0F39
| #x0F3E
| #x0F3F
| [#x0F71-#x0F84]
| [#x0F86-#x0F8B]
| [#x0F90-#x0F95]
| #x0F97
| [#x0F99-#x0FAD]
| [#x0FB1-#x0FB7]
| #x0FB9
| [#x20D0-#x20DC]
| #x20E1
| [#x302A-#x302F]
| #x3099
| #x309A
[88]
Digit
::=
[#x0030-#x0039]
| [#x0660-#x0669]
| [#x06F0-#x06F9]
| [#x0966-#x096F]
| [#x09E6-#x09EF]
| [#x0A66-#x0A6F]
| [#x0AE6-#x0AEF]
| [#x0B66-#x0B6F]
| [#x0BE7-#x0BEF]
| [#x0C66-#x0C6F]
| [#x0CE6-#x0CEF]
| [#x0D66-#x0D6F]
| [#x0E50-#x0E59]
| [#x0ED0-#x0ED9]
| [#x0F20-#x0F29]
[89]
Extender
::=
#x00B7
| #x02D0
| #x02D1
| #x0387
| #x0640
| #x0E46
| #x0EC6
| #x3005
| [#x3031-#x3035]
| [#x309D-#x309E]
| [#x30FC-#x30FE]
The character classes defined here can be derived from the
Unicode character database as follows:
Name start characters must have one of the categories Ll, Lu,
Lo, Lt, Nl.
Name characters other than Name-start characters
must have one of the categories Mc, Me, Mn, Lm, or Nd.
Characters in the compatibility area (i.e. with character code
greater than #xF900 and less than #xFFFE) are not allowed in XML
names.
Characters which have a font or compatibility decomposition (i.e. those
with a "compatibility formatting tag" in field 5 of the database --
marked by field 5 beginning with a "<") are not allowed.
The following characters are treated as name-start characters
rather than name characters, because the property file classifies
them as Alphabetic: [#x02BB-#x02C1], #x0559, #x06E5, #x06E6.
Characters #x20DD-#x20E0 are excluded (in accordance with
Unicode, section 5.14).
Character #x00B7 is classified as an extender, because the
property list so identifies it.
Character #x0387 is added as a name character, because #x00B7
is its canonical equivalent.
Characters ':' and '_' are allowed as name-start characters.
Characters '-' and '.' are allowed as name characters.
C. XML and SGML (Non-Normative)
XML is designed to be a subset of SGML, in that every
valid
XML document should also be a
conformant SGML document.
For a detailed comparison of the additional restrictions that XML places on
documents beyond those of SGML, see
[Clark]
D. Expansion of Entity and Character References (Non-Normative)
This appendix contains some examples illustrating the
sequence of entity- and character-reference recognition and
expansion, as specified in "
4.4 XML Processor Treatment of Entities and References
".
If the DTD contains the declaration
An ampersand (&#38;) may be escaped
numerically (&#38;#38;) or with a general entity
(&amp;).

" >
then the XML processor will recognize the character references
when it parses the entity declaration, and resolve them before
storing the following string as the
value of the entity "
example
":

An ampersand (&) may be escaped
numerically (&#38;) or with a general entity
(&amp;).


A reference in the document to "
&example;
will cause the text to be reparsed, at which time the
start- and end-tags of the "
" element will be recognized
and the three references will be recognized and expanded,
resulting in a "
" element with the following content
(all data, no delimiters or markup):
An ampersand (&) may be escaped
numerically (&) or with a general entity
(&).
A more complex example will illustrate the rules and their
effects fully. In the following example, the line numbers are
solely for reference.

2 3 

' >
6 %xx;
7 ]>
This sample shows a &tricky; method.
This produces the following:
in line 4, the reference to character 37 is expanded immediately,
and the parameter entity "
xx
" is stored in the symbol
table with the value "
%zz;
". Since the replacement text
is not rescanned, the reference to parameter entity "
zz
is not recognized. (And it would be an error if it were, since
zz
" is not yet declared.)
in line 5, the character reference "
<
" is
expanded immediately and the parameter entity "
zz
" is
stored with the replacement text

",
which is a well-formed entity declaration.
in line 6, the reference to "
xx
" is recognized,
and the replacement text of "
xx
" (namely
%zz;
") is parsed. The reference to "
zz
is recognized in its turn, and its replacement text
("

") is parsed.
The general entity "
tricky
" has now been
declared, with the replacement text "
error-prone
".
in line 8, the reference to the general entity "
tricky
" is
recognized, and it is expanded, so the full content of the
test
" element is the self-describing (and ungrammatical) string
This sample shows a error-prone method.
E. Deterministic Content Models (Non-Normative)
For compatibility
, it is
required
that content models in element type declarations be deterministic.
SGML
requires deterministic content models (it calls them
"unambiguous"); XML processors built using SGML systems may
flag non-deterministic content models as errors.
For example, the content model
((b, c) | (b, d))
is
non-deterministic, because given an initial
the parser
cannot know which
in the model is being matched without
looking ahead to see which element follows the
In this case, the two references to
can be collapsed
into a single reference, making the model read
(b, (c | d))
. An initial
now clearly
matches only a single name in the content model. The parser doesn't
need to look ahead to see what follows; either
or
would be accepted.
More formally: a finite state automaton may be constructed from the
content model using the standard algorithms, e.g. algorithm 3.5
in section 3.9
of Aho, Sethi, and Ullman
[Aho/Ullman]
In many such algorithms, a follow set is constructed for each
position in the regular expression (i.e., each leaf
node in the
syntax tree for the regular expression);
if any position has a follow set in which
more than one following position is
labeled with the same element type name,
then the content model is in error
and may be reported as an error.
Algorithms exist which allow many but not all non-deterministic
content models to be reduced automatically to equivalent deterministic
models; see Brüggemann-Klein 1991
[Brüggemann-Klein]
F. Autodetection of Character Encodings (Non-Normative)
The XML encoding declaration functions as an internal label on each
entity, indicating which character encoding is in use. Before an XML
processor can read the internal label, however, it apparently has to
know what character encoding is in use--which is what the internal label
is trying to indicate. In the general case, this is a hopeless
situation. It is not entirely hopeless in XML, however, because XML
limits the general case in two ways: each implementation is assumed
to support only a finite set of character encodings, and the XML
encoding declaration is restricted in position and content in order to
make it feasible to autodetect the character encoding in use in each
entity in normal cases. Also, in many cases other sources of information
are available in addition to the XML data stream itself.
Two cases may be distinguished,
depending on whether the XML entity is presented to the
processor without, or with, any accompanying
(external) information. We consider the first case first.
Because each XML entity not in UTF-8 or UTF-16 format
must
begin with an XML encoding declaration, in which the first characters
must be '
', any conforming processor can detect,
after two to four octets of input, which of the following cases apply.
In reading this list, it may help to know that in UCS-4, '<' is
#x0000003C
" and '?' is "
#x0000003F
", and the Byte
Order Mark required of UTF-16 data streams is "
#xFEFF
".
00 00 00 3C
: UCS-4, big-endian machine (1234 order)
3C 00 00 00
: UCS-4, little-endian machine (4321 order)
00 00 3C 00
: UCS-4, unusual octet order (2143)
00 3C 00 00
: UCS-4, unusual octet order (3412)
FE FF
: UTF-16, big-endian
FF FE
: UTF-16, little-endian
00 3C 00 3F
: UTF-16, big-endian, no Byte Order Mark
(and thus, strictly speaking, in error)
3C 00 3F 00
: UTF-16, little-endian, no Byte Order Mark
(and thus, strictly speaking, in error)
3C 3F 78 6D
: UTF-8, ISO 646, ASCII, some part of ISO 8859,
Shift-JIS, EUC, or any other 7-bit, 8-bit, or mixed-width encoding
which ensures that the characters of ASCII have their normal positions,
width,
and values; the actual encoding declaration must be read to
detect which of these applies, but since all of these encodings
use the same bit patterns for the ASCII characters, the encoding
declaration itself may be read reliably
4C 6F A7 94
: EBCDIC (in some flavor; the full
encoding declaration must be read to tell which code page is in
use)
other: UTF-8 without an encoding declaration, or else
the data stream is corrupt, fragmentary, or enclosed in
a wrapper of some kind
This level of autodetection is enough to read the XML encoding
declaration and parse the character-encoding identifier, which is
still necessary to distinguish the individual members of each family
of encodings (e.g. to tell UTF-8 from 8859, and the parts of 8859
from each other, or to distinguish the specific EBCDIC code page in
use, and so on).
Because the contents of the encoding declaration are restricted to
ASCII characters, a processor can reliably read the entire encoding
declaration as soon as it has detected which family of encodings is in
use. Since in practice, all widely used character encodings fall into
one of the categories above, the XML encoding declaration allows
reasonably reliable in-band labeling of character encodings, even when
external sources of information at the operating-system or
transport-protocol level are unreliable.
Once the processor has detected the character encoding in use, it can
act appropriately, whether by invoking a separate input routine for
each case, or by calling the proper conversion function on each
character of input.
Like any self-labeling system, the XML encoding declaration will not
work if any software changes the entity's character set or encoding
without updating the encoding declaration. Implementors of
character-encoding routines should be careful to ensure the accuracy
of the internal and external information used to label the entity.
The second possible case occurs when the XML entity is accompanied
by encoding information, as in some file systems and some network
protocols.
When multiple sources of information are available,

their relative
priority and the preferred method of handling conflict should be
specified as part of the higher-level protocol used to deliver XML.
Rules for the relative priority of the internal label and the
MIME-type label in an external header, for example, should be part of the
RFC document defining the text/xml and application/xml MIME types. In
the interests of interoperability, however, the following rules
are recommended.
If an XML entity is in a file, the Byte-Order Mark
and encoding-declaration PI are used (if present) to determine the
character encoding. All other heuristics and sources of information
are solely for error recovery.
If an XML entity is delivered with a
MIME type of text/xml, then the
charset
parameter
on the MIME type determines the
character encoding method; all other heuristics and sources of
information are solely for error recovery.
If an XML entity is delivered
with a
MIME type of application/xml, then the Byte-Order Mark and
encoding-declaration PI are used (if present) to determine the
character encoding. All other heuristics and sources of
information are solely for error recovery.
These rules apply only in the absence of protocol-level documentation;
in particular, when the MIME types text/xml and application/xml are
defined, the recommendations of the relevant RFC will supersede
these rules.
G. W3C XML Working Group (Non-Normative)
This specification was prepared and approved for publication by the
W3C XML Working Group (WG). WG approval of this specification does
not necessarily imply that all WG members voted for its approval.
The current and former members of the XML WG are:
Jon Bosak, Sun (Chair);
James Clark (Technical Lead);
Tim Bray, Textuality and Netscape (XML Co-editor);
Jean Paoli, Microsoft (XML Co-editor);
C. M. Sperberg-McQueen, U. of Ill. (XML
Co-editor);
Dan Connolly, W3C (W3C Liaison);
Paula Angerstein, Texcel;
Steve DeRose, INSO;
Dave Hollander, HP;
Eliot Kimber, ISOGEN;
Eve Maler, ArborText;
Tom Magliery, NCSA;
Murray Maloney, Muzmo and Grif;
Makoto Murata, Fuji Xerox Information Systems;
Joel Nava, Adobe;
Conleth O'Connell, Vignette;
Peter Sharpe, SoftQuad;
John Tigue, DataChannel
W3C
MIT
INRIA
Keio
), All Rights Reserved. W3C
liability,
trademark
document
use
and
software
licensing
rules apply.