Investors - Delaware Department of Justice - State of Delaware
Delaware Department of Justice
Attorney General Kathy Jennings
Fraud & Consumer Protection Division
Investors
Listen
Contact the Delaware Investor Protection Unit to:
Check on the Registration Status of an investment professional
If you have concerns about someone pitching an investment to you
If you would like to file an
investor complaint
(]Also available in PDF:
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Kreyòl Ayisyen
How to check out an investment professional:
First: look them up on Broker Check (
Link
Second: call or email the Delaware IPU with any concerns or further questions.
Phone: (302) 577-8424
Email:
Investor.Protection@delaware.gov
Investor Education Resources
NASAA Investor Education:
a detailed and comprehensive resource for education, arranged by topic.
For material geared towards particular investors, click here:
Seniors
Military
Retirement Planning
Millennials
For material on particular hot topics, click here:
Third-party Data Aggregators
Crowdfunding
Exchange Traded Funds
Energy Investments
Private Placements
Investor.gov
Investor’s Clearinghouse
FINRA Investor Podcasts
Delaware’s Money School
For IPU Investor Advisories, click here:
Bitcoin & Other Virtual Currencies
Investor Alert – Broker Check
More Investor Protection Resources
NASAA Fraud Center
Broker check
Investment Adviser Firm Search
SEC
NASAA link to other state securities regulators
FINRA Investor Podcasts
Investing
Investing Basics
Investing Basics
The American Association of Individual Investors
The Investor Protection Trust
FINRA Dispute Resolution
First Time Investors
Getting Started
What are bonds?
What’s an IRA?
What Exactly Are Stocks?
What’s a 529 Plan?
What’s An IPO?
What’s a Target Date Fund?
What’s Compound Interest?
What Should I Know About Investment Fees?
What’s An Ex-Dividend Date?
What Questions Should I Ask Before Hiring and Investment Professional?
Before You Invest:
Investor.gov
What Do the Search Results Mean When I Look Up an Investment Professional on Investor.gov?
How Can I Plan for Retirement?
I Think I May Be a Victim of Investment Fraud. What Should I Do?
Getting to Know Your Financial Professional
Brokers and Investment Advisers – Introduction
Brokers and Investment Advisers – Know the Difference
Brokers and Investment Advisers – How They Get Paid
Brokers and Investment Advisers – Which Is Right For Me?
Brokers and Investment Advisers – What Else To Think About
Investor.gov
Online Calculators
FINRA Tools & Calculators
The American Savings Education Council “Ballpark Estimate” worksheet
Online Investing
Retirement Planning
Social Security Association
TIAA-CREF Individual & Institutional Services, LLC
Online Quotes & Charting Tools
The following websites provide market information, automated quotes, and charting tools for individual stocks and other investment instruments:
Other Links
American Institute of Certified Public Accountants
American Stock Exchange
Securities Industry and Financial Markets Association
Chicago Board of Trade
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Commodity Futures Trading Commission
Dun & Bradstreet
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Office of the Comptroller of the Currency
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Securities Class Action Clearinghouse
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Standard & Poor’s Compustat
Savings Fitness: A Guide to Your Money and Your Financial Future
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