Language Access Process - DFPI

Language Access Process - DFPI Language Access Process The DFPI Language Access Plan (LAP) is designed to set clear guidelines for language access in alignment with state and federal laws. Its goal is to ensure that all individuals in California receive language and communication services that are both culturally and linguistically appropriate, promoting equal and meaningful access. The LAP also details key information, requirements, and action steps for DFPI to support individuals with limited English Proficiency, including those with disabilities, by providing services in their primary language and in accessible formats. Language Access Plan (PDF) Vital Documents FORM NUMBER PROGRAM DESCRIPTION LINKS TO FORMS HDN-1 Mortgage 2024 DFPI HDN-1 Residential Mortgage Loan Report and Instructions for year 2023 (Rev. 11-23) DFPI-02 Banking DFPI-02 Personal Financial Statement (Rev. 09-23) DFPI-03 Banking DFPI-03 Confidential Resume (Rev. 10-20) DFPI-10 Banking DFPI-10 Application for Authority to Organize Bank (Rev. 10-20) DFPI-25 Banking DFPI-25 Uniform California Application Notice (Rev. 01-21) DFPI-55 Banking DFPI-55 Appointment of Commissioner of DFPI as Attorney for Service of Process (Rev. 10-20) DFPI-88 Banking DFPI-88 Application for Approval to Act as Approved Depo (Rev. 10-20) DFPI-90 Banking DFPI-90 Agreement of Approved Depository (Rev. 10-20) DFPI-93 Banking DFPI-93 Application for Approval for Withdrawal and Release of Elg Assets (Rev. 10-20) DFPI-95 Banking DFPI-95 Report of Applicable Minimum (Rev 12-20) DFPI-250.61 Broker Dealers Investment Advisors/Escrow and Mortgage DFPI-250.61 Statement of Citizenship (Rev.10-20) DFPI-260.100.1 Securities DFPI-260.100.1 Request for Designation as Exempt Organization (k) (Rev. 11-20) DFPI-260.100.3 Securities DFPI-260.100.3 Request for Order of Exemption (i) (Rev. 11-20) Request for Order of Exemption Pursuant to Subdivision (l) of Section 25001 of the Corporate Securities Law of 1968 (ca.gov) DFPI-260.102.8(a) Securities DFPI-260.102.8(a) Notice of Issuance of Shares (Rev. 11-20) DFPI-260.102.8(b) Securities DFPI-260.102.8(b) Consent to Service (Rev. 11-20) DFPI-260.102.14(c) Securities DFPI-260.102.14(c) Notice of Transaction Pursuant to Corp Code Section 25102 (f) (Rev. 03-23) DFPI-260.102.19 Securities DFPI-260.102.19 Notice of Issuance of Securities (Rev. 11-20) DFPI-260.105.33-34 Securities DFPI-260.105.33-34 Notice to CA Commissioner Rule 260.105.33-34 (Rev. 11-20) DFPI-260.110 Securities DFPI-260.110 Facing Page (Rev. 11-20) DFPI-260.111 Securities DFPI-260.111 Application for Qualification by Coordination (Rev. 11-20) DFPI-260.112 Instructions Securities DFPI-260.112 Instructions for Application for Issuer (Rev. 11-20) DFPI-260.113 Securities DFPI-260.113 Application for Qualification by Permit w/Instructions (Rev. 11-20) DFPI-260.121 Securities DFPI-260.121 Application for Qualification of RecaPitalizations and Reorganizations (Section 260.121) (Rev. 11-20) Application for Qualification and Reorganizations (Section 260.121) DFPI-260.131 Securities DFPI-260.131 Facing Page For Quali of Nonissuer Transaction (Rev. 11-20) DFPI-260.140.80.5 Securities DFPI-260.140.80.5 Contractual Periodic Payment Plan Standards (Rev. 11-20) DFPI-260.141.13 Securities DFPI-260.141.13 Notice of Release of Securities from Escrow (Rev. 11-20) DFPI-260.141.50 Securities DFPI-260.141.50 Application for Removal of Conditions (Rev. 11-20) DFPI-260.146 Securities DFPI-260.146 Semi-Annual Report (Rev. 11-20) DFPI-260.151(a) Securities DFPI-260.151(a) Application for Consent to Transfer Securities (Rev. 11-20) DFPI-260.151(b) Securities DFPI-260.151(b) Statement of Transferee to Accompany Application for Consent (Rev. 11-20) DFPI-260.165 Securities/Broker-Dealers and Investment Advisors DFPI-260.165 Consent to Service of Process (Rev. 11-20) DFPI-260.211.1 Securities DFPI-260.211.1 Application By Notification for Broker Dealer Certificate (Rev. 10-20) DFPI-260.237.2 Broker-Dealers Investment Advisors DFPI-260.237.2 Minimum Financial Requirements Worksheet (Rev. 11-20) DFPI-260.241.2b Broker-Dealers Investment Advisors DFPI-260.241.2b Verification Form (Rev. 11-20) DFPI-260.507 Securities DFPI-260.507 Application for Approval to repurchase a security (Rev. 11-20) DFPI-301 Credit Union DFPI-301 Summary of Merger Approval Process - Credit Unions (Rev. 09-23) DFPI-310 Credit Union DFPI-310 Sample Form of Application - Credit Unions (Rev. 09-23) DFPI-310.100.2 Franchise DFPI-310.100.2 Franchise Investment Law (Rev. 11-20) DFPI-310.100.4 Franchise/Securities DFPI-310.100.4 Negotiated Sales Exempt Under 31109.1 (Rev. 11-20) DFPI-310.101 Franchise DFPI-310.101 Franchise Investment Law - Notice of Exemption (Rev. 11-20) DFPI-310.106 Franchise DFPI-310.106 Notice of a Transaction Exempt (Rev. 11-20) DFPI-310.111 Franchise DFPI-310.111 Guidelines for Franchise Reg (UFDD) (Rev. 10-20) DFPI-310.122 Franchise DFPI-310.122 Uniform Franchise Registration Renewal Statement (Rev. 11-20) DFPI-310.125 Securities DFPI-310.125 Uniform Franchise Reg Application for Material Modification (Rev. 11-20) DFPI-310.155 Franchise DFPI-310.155 Uniform Consent to Service of Process (Rev. 11-20) DFPI-320 Credit Union DFPI-320 Plan of Merger - Credit Unions (Rev. 09-23) DFPI-330 Credit Union DFPI-330 Notice of Merger - CU (Rev. 09-23) DFPI-340 Credit Union DFPI-340 Officers' Certificate Regarding Giving of Notice (Rev. 09-23) Officers' Certificate Regarding Giving of Notice (DFPI 340 - Rev. 09-23) DFPI-350 Credit Union DFPI-350 Certificate of Merger of Surviving Credit Union (Rev. 09-23) DFPI-360 Credit Union DFPI-360 Certificate of Merger of Disappearing Credit Union (Rev. 09-23) DFPI-379 Banking/Money Transmitters DFPI-379 Written Consent (Rev. 10-20) DFPI-380 Credit Union DFPI-380 Credit Union Official Questionnaire (Rev. 10-20) DFPI-390 Credit Union DFPI-390 Application for Approval to Form a Credit Union (Rev. 11-20) DFPI-391 Credit Union DFPI-391 Organizing a State Credit Union Info Booklet (Rev. 09-23) DFPI-502 Instructions Trust DFPI-502 Instructions (Rev. 10-20) DFPI-502 Trust DFPI-502 Trust Company Report of Condition (Rev. 04-22) DFPI-505 Instructions Trust DFPI-505 Instructions (Rev. 10-20) DFPI-505 Trust DFPI-505 Schedule T Fiduciary and Related Services (Rev. 04-22) DFPI-506 Instructions Banking DFPI-506 Instructions (Rev. 01-21) DFPI-506 Banking DFPI-506 Schedule U Report on fiduciary Activities (Rev. 9-22) DFPI-507C Banking DFPI-507C Certification (Rev. 10-20) DFPI-512 Escrow DFPI-512 SIQ Statement of Identity and Questionnaire (Rev. 10-20) DFPI-523 Banking DFPI-523 Foreign Bank Report of Income (Rev. 12-2022) DFPI-523 Instructions Banking DFPI-523 Instructions Foreign Bank Report of Income (Rev. 10-20) DFPI-523C Banking DFPI-523C Call Report Certification for Foreign Banks (Rev. 10-20) DFPI-524 Instructions Trust DFPI-524 Instructions (Rev. 10-20) DFPI-524 Trust DFPI-524 Trust Company Conso Report of Income (Rev. 04-22) DFPI-550 Banking DFPI-550 Emergency Contact Person (Rev. 09-20) DFPI-633A Consumer DFPI-633A – Notice to Cosigner – Consumer Credit Contracts (New 12-22) DFPI-633B Consumer DFPI-633B – Notice to Cosigner – Leases (New. 12-22) DFPI-700 Banking DFPI-700 Application for Authorization to Invest in Corporation (Rev. 10-20) DFPI-704 Banking DFPI-704 Agreement to Comply with Regulations (Rev. 10-20) DFPI-706 Banking DFPI-706 Appointment of Commissioner of DFPI as Agent for Service (Rev. 10-20) DFPI-801 Consumer DFPI-801 Consumer Complaint Form (Rev. 08-23) DFPI-801B SP Consumer DFPI-801B SP Consumer Complaint Form (Rev. 09-23) DFPI-801C Consumer DFPI-801C Consumer Complaint Form - Property Assessed Clean Energy (PACE) (Rev. 09-23) DFPI-801D SP Consumer DFPI-801D SP Formulario De Quejas Del Consumidor-Property Assessed Clean Energy (PACE) (Rev. 09-23) DFPI-802 California Financing Law DFPI-802 Electronic Surety Bond - California Financing Law (Rev. 02-21) DFPI-803 Consumer DFPI-803 Comments or Complaints regarding DFPI Performance (Rev. 06-21) DFPI-1002 Instructions Local Agency Security Program DFPI-1002 Instructions (Rev. 11-20) DFPI-1002 Local Agency Security Program DFPI-1002 Local Agency Deposits Weekly Report (Rev. 01-23) Excel DFPI-1003 Instructions Local Agency Security Program DFPI-1003 Instructions (Rev. 11-20) DFPI-1003 Local Agency Security Program DFPI-1003 Local Agency Deposits and Securities Called Report (Rev. 01-23) Excel DFPI-1004 Instructions Local Agency Security Program DFPI-1004 Instructions (Rev. 12-20) DFPI-1004 Local Agency Security Program DFPI-1004 Local Agency Security Program Collateral Transfer Form (Rev. 01-22) DFPI-1010 Business and Industrial Development Corp License DFPI-1010 Application for License as Business and Ind Dev Corp (Rev. 10-20) DFPI 1010 Application for License as Business and Industrial Development DFPI-1802 Premium Finance DFPI-1802 Stock Purchase Questionnaire (Rev. 10-20) DFPI-1815 Premium Finance DFPI-1815 Premium Finance Agency Application (Rev. 10-20) DFPI-1820 Premium Finance DFPI-1820 For Item 2 (d) of the PFC Application (Rev. 10-20) DFPI-1821 Premium Finance DFPI-1821 Customer Authorization of Disclosure of Financial Records (Rev. 10-20) DFPI-2110 Money Transmitters DFPI-2110 Application for a License (Rev. 10-20) DFPI-2110 Instructions Money Transmitters DFPI-2110 Instructions (Rev. 11-20) DFPI-2118 Money Transmitters DFPI-2118 Application for Approval (Rev. 11-20) DFPI-2666 Instructions Mortgage DFPI-2666 BONA FIDE Instructions (Rev. 11-20) DFPI-2666 Mortgage DFPI-2666 BONA FIDE Nonprofit Affordable Application (Rev. 11-20) DFPI-4030 Money Transmitters DFPI-4030 Authorization for Release of Info (Rev. 10-20) DFPI-5025 Money Transmitters DFPI-5025 Appointment of Commissioner as Agent for Service of Process TMA (Rev. 12-20) DFPI-8016 Banking DFPI-8016 Request for Live Scan Service and Instruction Form - Bank (Rev. 12-23) DFPI-25100.1(b) Securities DFPI-25100.1(b) Notice of Issuance of Securities (Rev. 11-20) DFPI-25102(n) 1st Securities DFPI-25102(n) 1st Notice of Transaction (Rev. 11-20) DFPI-25102(n) 2nd Securities DFPI-25102(n) 2nd Notice of Transaction (Rev. 11-20) DFPI-25102(n) Instructions Securities DFPI-25102(n) Instructions Limited Offering Exemption Notice Packet Corps Code Section 25102(n) (Rev. 03-23) DFPI-25102(n) Securities DFPI-25102(n) Limited Offering Exemption Notice Packet Corp Code Section 25102(n)-Instructions Only (Rev. 9-21) DFPI-25102(r) Securities DFPI-25102(r) California Crowdfunding Exemption Notice (New. 04-22) DFPI-25206.1 Broker-Dealers and Investment Advisors DFPI-25206.1 Statement of Info for Finder pur Section 25206.1 of CA Corp Code (Rev. 12-20) DFPI-31113 Franchise DFPI-31113 Surety Bond (Rev. 11-20) DFPI-ADM 510 Broker-Dealers and Investment Advisors/ Capital Access Company Law DFPI-ADM 510 Index of Fees, Fines and Penalties (Rev. 10-20) DFPI-ADM-500.295 Securities DFPI-ADM-500.295 Instructions for Section 260.141.11 Reg ( Rev. 11-20) DFPI-BDIA 8018 Broker-Dealers and Investment Advisors DFPI-BDIA 8018 Request for LIVE Scan Service - Applicant Submission (Rev. 10-20) DFPI-CACL 280.151 Capital Access Company Law DFPI-CACL 280.151 Application for License under the Capital Access Company Law (Rev. 10-20) DFPI-CACL 280.152 Capital Access Company Law DFPI-CACL 280.152 Consent to Service of Process (Rev. 10-20) DFPI-CACL 280.153 Capital Access Company Law DFPI-CACL 280.153 Notice of Officers, Directors, Partners, Cont Persons & Emp of a Capital Access Co (Rev. 10-20) Notice of Officers, Directors, Partners, Control Persons, Managers, Members, Trustees and Employees of a Capital Access Company DFPI-CACL 280.200 Capital Access Company Law DFPI-CACL 280.200 App for requesting approval to Surrender Capital Access Co Law License (Rev. 10-20) DFPI-CACL 280.250 Capital Access Company Law DFPI-CACL 280.250 Facing Page - App for approval to Acquire Control, Merge with, or Pur or Sell (Rev. 10-20) DFPI-CDDTL 2020 California Deferred Deposit Transaction Law DFPI-CDDTL 2020 Application for a License under CA Deferred Deposit Transaction Law (Rev. 10-20) DFPI-CDDTL 2021 California Deferred Deposit Transaction Law DFPI-CDDTL 2021 Short Form Application for a License under CDDTL (Rev. 10-20) DFPI-CDDTL 2022 California Deferred Deposit Transaction Law DFPI-CDDTL 2022 Application Information for a License (Rev. 10-20) DFPI-CDDTL 2023 California Deferred Deposit Transaction Law DFPI-CDDTL 2023 Fingerprint Processing (Rev. 10-20) DFPI-CDDTL 2025 California Deferred Deposit Transaction Law DFPI-CDDTL 2025 Notice of Applicant Requirements (Rev. 10-20) DFPI-CDDTL 8018 California Deferred Deposit Transaction Law DFPI-CDDTL 8018 Live Scan (Rev. 10-20) DFPI-CFL 1602 California Financing Law DFPI-CFL 1602 CFL Pilot Program Application (Rev. 10-20) DFPI-CFL 1603 California Financing Law DFPI-CFL 1603 Notification of Finder Registration (Rev. 10-20) DFPI-CFL 1606 California Financing Law DFPI-CFL 1606 Instructions for completing 20XX Annual Report access to Small Dollar Loans (Rev. 11-20) DFPI-CFL 22066 (c)(4) California Financing Law DFPI-CFL 22066(c)(4) Application for Exempt Nonprofit Org (Rev. 11-20) DFPI-CFL 22066 (c)(5) California Financing Law DFPI-CFL 22066(c)(5) Annual Report for Exempt Nonprofit Organization (Rev. 11-20) DFPI-CFL 22066 (d)(4) California Financing Law DFPI-CFL 22066(d)(4) Notice of Partnering Organization (Rev. 11-20) DFPI-CFL 8018 California Financing Law DFPI-CFL 8018 Live Scan Service (Rev. 04-21) DFPI-CSCL 104 Check Sellers DFPI-CSCL 104 Application for Business License (Rev. 10-20) DFPI-CSCL 105 Check Sellers DFPI-CSCL 105 Bond of Check Seller (Rev. 10-20) DFPI-CSCL 109 Check Sellers DFPI-CSCL 109 Applicaiton for Deposit of Security (Rev. 10-20) DFPI-CSCL 110 Check Sellers DFPI-CSCL 110 Application for Withdrawal of Security (Rev. 10-20) DFPI-CSCL 118 Check Sellers DFPI-CSCL 118 Nonprofit Community Service Organization Notice and Written Consent (Rev. 10-20) DFPI-CSCL 119 Check Sellers DFPI-CSCL 119 Nonprofit Community Service Audit Report (Rev. 04-21) DFPI-CSCL 120 Check Sellers DFPI-CSCL 120 Notice of Dissolution or Termination of Engaging in Activities of a Prorater (Rev. 10-20) DFPI-DC 01 Debt Collection DFPI-DC 01 Supplemental Information (Rev. 09-21) DFPI-DC 02 Debt Collection DFPI-DC 02 Appointment of Commissioner (Rev. 09-21) DFPI-DC 03 Debt Collection DFPI-DC 03 Debt Collection Advisory Committee Member Form (New 01-23) DFPI-DOC 26 Legal DFPI-DOC 26 Certificate of Search Request Form (Rev. 11-20) DFPI-EEO 139 Equal Employment Office DFPI-EEO 139 Language Access Complaint Form (Rev. 01-21) DFPI-EL 301 Escrow DFPI-EL 301 Application for License under Escrow Law (Rev. 10-20) DFPI-EL 301A Escrow DFPI-EL 301A Application For Escrow Agents (Rev. 11-20) DFPI-EL 302 Escrow DFPI-EL 302 Application to Establish a Branch Office (Rev. 10-20) DFPI-EL 303 Escrow DFPI-EL 303 Bond of Escrow Licensee (Rev. 10-20) DFPI-EL 303A Escrow DFPI-EL 303A Bond of Escrow Agent (For Fidelity Bond Deductible) (Rev. 10-20) DFPI-EL 314 Instructions Escrow DFPI-EL 314 Instructions for Establishing Records (Rev. 11-20) DFPI-EL 315 Escrow DFPI-EL 315 Escrow Law Audit Report (Rev. 11-20) DFPI-EL 321 Escrow DFPI-EL 321 Assignment to Commissioner (Rev. 10-20) DFPI-EL 321A Instructions Escrow DFPI-EL 321A Instructions For Deposit of Cash in Lieu of Surety Bond (Rev. 10-20) DFPI-EL 323A Escrow DFPI-EL 323A Time Certificate or Certificate of Deposit (Rev. 10-20) DFPI-EL 326 Escrow DFPI-EL 326 Application For Authorization to Change Ownership (Rev. 10-20) DFPI-EL 330 Escrow DFPI-EL 330 Escrow Agent Manager Questionnaire (Rev. 11-20) DFPI-EL 336 Escrow DFPI-EL 336 Subordination Agreement (Rev. 10-20) DFPI-EL 338 Escrow DFPI-EL 338 Escrow Licensing and Regulation Brochure (Rev. 10-17) DFPI-EL 339 Escrow DFPI-EL 339 Notice of Fingerprint Processing Requirements (Rev. 11-20) DFPI-EL 805 Escrow DFPI-EL 805 Consent to Service of Process (Rev. 10-20) DFPI-EL 1726 Escrow DFPI-EL 1726 Notice of Officers (Rev. 10-20) DFPI-EL 1726A Escrow DFPI-EL 1726A Affidavit (Rev. 11-20) DFPI-EL 8018 Escrow DFPI-EL 8018 Request Live Scan (Rev. 10-20) DFPI-EL 17213 Escrow DFPI-EL 17213 Request for Consent to Transfer (Rev. 10-20) DFPI-EL 17419 Escrow DFPI-EL 17419 Request for Consent to Transer (Rev. 04-21) Chan, Andy@DFPI: DFPI-ENF 53 Enforcement DFPI-ENF 53 Citizen Complaint Against Peace Officers (Rev. 11-20) DFPI-ENF 53A Enforcement DFPI-ENF 53A Policy Govering Citizen Complaints Against Peace Officers (Rev. 11-20) DFPI-ESC 17213.1 Escrow DFPI-ESC 17213.1 California Escrow Law Change of Address Form (New 11-20) DFPI-FDIC 3064-0006 Instructions Banking DFPI-FDIC 3064-0006 Instructions Biographical and Financial Report Form (Rev. 06-22) DFPI-FDIC 3064-0006 Banking DFPI-FDIC 3064-0006 Interagency Biographical and Financial Report Form (Rev. 08-21) DFPI-LE 500.262 Escrow DFPI-LE 500.262 Customer Authorization of Disclsure of Financial Records (Rev. 11-20) DFPI-LF-596 Escrow DFPI-LF-596 Summary of Personnel (Rev. 11-20) DFPI-MBL 1950.122.2 Mortgage DFPI-MBL 1950.122.2 Notice of Officers (Rev. 10-20) DFPI-MBL 1950.122 B Mortgage DFPI-MBL 1950.122B Customer Authorization for Disclosure of Financial Records (Rev. 08-21) DFPI-MBL 1950.122 C Mortgage DFPI-MBL 1950.122c Notice of Fingerprint Processing Req under CA Residential Mortgage Lending Act (Rev. 12-20) DFPI-MTD 8016 Money Transmitters DFPI-MTD 8016 Request for Live Scan Service (Rev. 12-23) DFPI-QR 500.259 Securities DFPI-QR 500.259 Customer Authorization of Disclosure of Fin Records (Rev. 11-20) DFPI-QR 500.261 Broker-Dealers and Investment Advisors DFPI-QR 500.261 Customer Authorization of Disclosure of Financial Records (Rev. 11-20) DFPI-QR 500.265 Franchise DFPI-QR 500.265 Customer Authorization of Disclosure (Rev. 11-20) DFPI-SB 978 Securities/Real Estate DFPI-SB 978 Real Estate Related Info Pursuant to 25102.2 (Rev. 11-20) DFPI-SCOR 260.113 Securities DFPI-SCOR 260.113 Application for Qualification by Permit (Rev. 11-20) DFPI-SLS 101 Student Loan Servicing Program DFPI-SLS 101 Appointment of Commissioner as Agent for Sercive of Process (Rev. 10-20) DFPI-SLS 100 Student Loan Servicing Program DFPI-SLS 100 Supplemental Request for Information (Rev. 10-20) DFPI-SRD 500.526 Securities DFPI-SRD 500.526 A Consumer's Guide to Small Business Investments (Rev. 11-20) DFPI-SRD 518 Securities DFPI-SRD QR 518 Look Before you Leap (Rev. 12-20) The DFPI is in the process of translating the LAP to the following languages: Chinese (Mandarin) Korean Spanish Tagalog