XSL Transformations (XSLT) Version 2.0 (Second Edition)
XSL Transformations (XSLT) Version 2.0 (Second Edition)
W3C Recommendation 30 March 2021 (Amended by W3C)
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Editor:
Michael Kay, Saxonica

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Abstract
This specification defines the syntax and semantics of XSLT 2.0,
a language for transforming XML documents into other XML documents.
XSLT 2.0 is a revised version of the XSLT 1.0 Recommendation
[XSLT 1.0]
published on 16 November 1999.
XSLT 2.0 is designed to be used in conjunction with XPath 2.0,
which is defined in
[XPath 2.0]
. XSLT shares the same data model as XPath 2.0,
which is defined in
[Data Model]
, and it uses the library of functions and
operators defined in
[Functions and Operators]
XSLT 2.0 also includes optional facilities to serialize the results of a transformation,
by means of an interface to the serialization component described in
[XSLT and XQuery Serialization]
This document contains hyperlinks to specific sections or definitions within
other documents in this family of specifications. These links are indicated visually by a superscript
identifying the target specification: for example XP for XPath, DM for the XDM data model, FO for Functions
and Operators.
Status of this Document
This section describes the status of this
document at the time of its publication.
Other documents may supersede this document.
A list of current W3C publications and the latest
revision of this technical report can be found in the
W3C technical reports index
at https://www.w3.org/TR/.
This document is governed by the
15 September 2020
W3C
Process Document
This is one document in a set of eight documents that have been progressed to a 2nd edition
Recommendation together (XPath 2.0, XQuery 1.0, XQueryX 1.0, XSLT 2.0,
Data Model (XDM), Functions and Operators, Formal Semantics, Serialization).
The
Proposed Edited Recommendation of XSLT 2.0
was published on 21 April 2009. This second edition is not a new version of this specification;
its purpose is to clarify a number of issues that have become apparent
since the first edition was published.
All of these clarifications (excepting trivial editorial fixes)
have been published in a separate errata document.
This Recommendation has been developed by the W3C
XSL Working Group
, and republished by the W3C Team, following the
Amended Recommendation
process.
This document has been reviewed by W3C Members, by software developers, and by other W3C groups and interested parties, and is endorsed by the Director as a W3C Recommendation. It is a stable document and may be used as reference material or cited from another document. W3C's role in making the Recommendation is to draw attention to the specification and to promote its widespread deployment. This enhances the functionality and interoperability of the Web.
Please report errors in and submit comments on this document using GitHub
You may send your comments to the W3C XSLT/XPath/XQuery public comments mailing list,
public-qt-comments@w3.org
It will be very helpful if you include the string
"[XSLT 2.0]"
in the subject line of your report, whether made in GitHub or in email.
Each GitHub issue and email message should contain only one error report.
Archives of the comments and responses are available at
The implementation report has been made available at
(member-only)
The Recommendation from which this document is derived was produced by a group operating under the
W3C Patent Policy
. W3C maintains a
public list of any patent disclosures
made in connection with the deliverables of the group; that page also includes instructions for disclosing a patent. An individual who has actual knowledge of a patent which the individual believes contains
Essential Claim(s)
must disclose the information in accordance with
section 6 of the W3C Patent Policy
. This Amended Recommendation was produced by incorporating
errata
after that group closed.
1 Introduction
1.1 What is XSLT?
This specification defines the syntax and semantics of the XSLT 2.0
language.
[Definition:
transformation in the XSLT language is expressed
in the form of a
stylesheet
, whose syntax is
well-formed XML
[XML 1.0]
conforming to the
Namespaces in XML Recommendation
[Namespaces in XML 1.0]
A stylesheet generally includes elements that are defined by XSLT
as well as elements that are not defined by XSLT. XSLT-defined elements are
distinguished by use of the namespace
(see
3.1 XSLT Namespace
),
which is referred to in this specification as the
XSLT
namespace
. Thus this specification is a definition of
the syntax and semantics of the XSLT namespace.
The term
stylesheet
reflects
the fact that one of the important roles of XSLT is to add styling information
to an XML source document, by transforming it into a document consisting of XSL
formatting objects (see
[Extensible Stylesheet Language (XSL)]
),
or into another presentation-oriented format such as HTML, XHTML, or SVG.
However, XSLT is used for a wide range of transformation tasks,
not exclusively for formatting and presentation applications.
A transformation expressed in XSLT describes rules for transforming
zero or more source trees into
one or more result trees. The structure of these trees
is described in
[Data Model]
The transformation is achieved by
a set of
template rules
A template rule associates a
pattern
, which
matches nodes in the source document, with a
sequence constructor
In many cases, evaluating the sequence constructor will cause new
nodes to be constructed, which can be used to produce part of a result tree.
The structure of the result trees can be completely different
from the structure of the source trees.
In constructing a result
tree, nodes from the source trees can be filtered and reordered, and
arbitrary structure can be added. This mechanism allows a
stylesheet
to be applicable to a wide class of
documents that have similar source tree structures.
[Definition:
stylesheet
may consist of several
stylesheet modules
contained in different XML documents.
For a given transformation, one of these functions as the
principal stylesheet module
. The complete
stylesheet
is
assembled by finding the
stylesheet modules
referenced
directly or indirectly from the
principal stylesheet module using
xsl:include
and
xsl:import
elements: see
3.10.2 Stylesheet Inclusion
and
3.10.3 Stylesheet Import
1.2 What's New in XSLT 2.0?
XSLT 1.0 was published in November 1999, and version 2.0 represents a significant increase
in the capability of the language. A detailed list of changes is included in
J Changes from XSLT 1.0
XSLT 2.0 has been developed in parallel with XPath 2.0 (see
[XPath 2.0]
), so the changes
to XPath must be considered alongside the changes to XSLT.
2 Concepts
2.1 Terminology
For a full glossary of terms, see
C Glossary
[Definition:
The software responsible
for transforming source trees into
result trees using an XSLT stylesheet
is referred to as the
processor
. This is sometimes expanded
to
XSLT processor
to avoid any confusion with
other processors, for example an XML processor.
[Definition:
A specific product that performs the functions of
an
XSLT processor
is referred to as
an
implementation
[Definition:
The term
result tree
is used to refer to any tree constructed by
instructions
in the stylesheet. A result tree is either a
final result tree
or a
temporary tree
[Definition:
final result tree
is a
result tree
that forms part of the final output
of a transformation. Once created, the contents of a final result tree are
not accessible within the stylesheet itself.
The
xsl:result-document
instruction always creates a final result tree, and a final result tree may also be created
implicitly by the
initial template
The conditions under which
this happens are described in
2.4 Executing a Transformation
A final result tree
may
be serialized
as described in
20 Serialization
[Definition:
The term
source tree
means any tree provided as input to the transformation. This includes the document containing
the
initial context node
if any, documents containing
nodes supplied as the values of
stylesheet parameters
documents obtained from the results of functions such as
document
doc
FO
and
collection
FO
, and documents returned by extension functions or extension
instructions. In the context of a particular XSLT instruction, the term
source tree
means
any tree provided as input to that instruction; this may be a source tree of the transformation as a whole,
or it may be a
temporary tree
produced during the course
of the transformation.
[Definition:
The term
temporary tree
means any tree that is neither a
source tree
nor a
final result tree
Temporary trees
are used to hold intermediate results during the execution of the transformation.
In this specification the phrases
must
must not
should
should not
may
required
, and
recommended
are to be interpreted as described in
[RFC2119]
Where the phrase
must
must not
or
required
relates to the behavior of the
XSLT processor, then an implementation is not conformant unless it behaves
as specified, subject to the more detailed rules in
21 Conformance
Where the phrase
must
must not
or
required
relates to a stylesheet, then the
processor
must
enforce this constraint on stylesheets by reporting an error
if the constraint is not satisfied.
Where the phrase
should
should not
or
recommended
relates to a stylesheet,
then a processor
may
produce warning messages if the constraint is not
satisfied, but
must not
treat this as an error.
[Definition:
In this
specification, the term
implementation-defined
refers to a feature where the
implementation is allowed some flexibility, and where the choices made by the
implementation
must
be described in
documentation that accompanies any conformance claim.
[Definition:
The
term
implementation-dependent
refers to a feature where the
behavior
may
vary from one implementation to another, and where the vendor is not expected to
provide a full specification of the behavior.
(This might apply, for example, to
limits on the size of source documents that can be transformed.)
In all cases where this specification leaves the behavior implementation-defined
or implementation-dependent, the implementation has the option of providing mechanisms that allow
the user to influence the behavior.
A paragraph labeled as a
Note
or described as an
example
is
non-normative.
Many terms used in this document are defined in the XPath specification
[XPath 2.0]
or the XDM specification
[Data Model]
. Particular
attention is drawn to the following:
[Definition:
The term
atomization
is defined
in
Section
2.4.2 Atomization
XP
. It is a process that takes as input a sequence of nodes and atomic values, and
returns a sequence of atomic values, in which the nodes are replaced by their typed values as defined in
[Data Model]
For some nodes (for example, elements with element-only content),
atomization generates a
dynamic error
[Definition:
The term
typed value
is defined in
Section
5.15 typed-value Accessor
DM
Every node except an element defined in the schema with element-only content has a
typed value
. For example, the
typed value
of an attribute of type
xs:IDREFS
is a sequence of zero or more
xs:IDREF
values.
[Definition:
The term
string value
is defined in
Section
5.13 string-value Accessor
DM
Every node has a
string value
. For example, the
string value
of an element is the concatenation of the
string values
of all its descendant text nodes.
[Definition:
The term
XPath 1.0 compatibility mode
is defined in
Section
2.1.1 Static Context
XP
. This is a setting in the
static context of an XPath expression; it has two values,
true
and
false
. When the value
is set to true, the semantics of function calls and certain other operations are adjusted to give a greater degree
of backwards compatibility between XPath 2.0 and XPath 1.0.
[Definition:
The
term
core function
means a function that is specified in
[Functions and Operators]
and that is in the
standard function
namespace
2.2 Notation
[Definition:
An
XSLT element
is an element
in the
XSLT namespace
whose syntax and semantics are
defined in this specification.
For a non-normative list of XSLT elements, see
D Element Syntax Summary
In this document the specification of each
XSLT element
is preceded by
a summary of its syntax in the form of a model for elements of that
element type. A full list of all these specifications can be found in
D Element Syntax Summary
The meaning of syntax summary notation is as follows:
An attribute that is
required
is shown with its
name in bold. An attribute that may be omitted is shown with a question mark following its name.
An attribute that is
deprecated
is shown in a grayed font within square brackets.
The string that occurs in the place of an attribute value
specifies the allowed values of the attribute. If this is surrounded
by curly brackets (
{...}
), then the attribute value is treated as an
attribute value template
and the string occurring within curly brackets specifies the allowed
values of the result of evaluating the attribute value template.
Alternative allowed values are separated by
. A quoted
string indicates a value equal to that specific string. An unquoted,
italicized name specifies a particular type of value.
Except where the set of allowed values of an
attribute is specified using the italicized name
string
or
char
leading and trailing whitespace in the attribute value is ignored.
In the case of an
attribute value template
this applies to the
effective value
obtained
when the attribute value template is expanded.
Unless the element is
required
to be empty, the model element
contains a comment specifying the allowed content. The allowed
content is specified in a similar way to an element type declaration
in XML;
sequence constructor
means that any mixture of text nodes,
literal result elements
extension instructions
, and
XSLT elements
from
the
instruction
category is allowed;
other-declarations
means that any mixture of XSLT
elements from the
declaration
category,
other than
xsl:import
, is
allowed, together with
user-defined data elements
The element is prefaced by comments indicating if it belongs
to the
instruction
category or
declaration
category or both. The category of an
element only affects whether it is allowed in the content of elements
that allow a
sequence constructor
or
other-declarations
Example: Syntax Notation
This example illustrates the notation used to describe
XSLT elements

select
expression
debug? = { "yes" | "no" }>


This example defines a (non-existent) element
xsl:example-element
. The element is classified as
an instruction. It takes a mandatory
select
attribute, whose value is an XPath
expression
, and
an optional
debug
attribute, whose value
must
be either
yes
or
no
; the curly
brackets indicate that the value can be defined as an
attribute value
template
, allowing a value such as
debug="{$debug}"
, where the
variable
debug
is evaluated to yield
"yes"
or
"no"
at run-time.
The content of an
xsl:example-element
instruction is defined to be a sequence of zero or more
xsl:variable
and
xsl:param
elements, followed by an
xsl:sequence
element.
[ERR XTSE0010]
static error
is signaled
if an XSLT-defined element is used in a context
where it is not permitted, if a
required
attribute is omitted,
or if the content of the element does not correspond to the
content that is allowed for the element.
Attributes are validated as follows. These rules apply to the value of the
attribute after removing leading and trailing whitespace.
[ERR XTSE0020]
It is a
static error
if an attribute (other than an attribute written using curly brackets in
a position where an
attribute value template
is permitted) contains a value
that is not one of the permitted values for that attribute.
[ERR XTDE0030]
It is a
non-recoverable dynamic error
if the
effective value
of an attribute written
using curly brackets, in
a position where an
attribute value template
is
permitted, is a value
that is not one of the permitted values for that attribute.
If the processor is able to detect the error statically (for example, when
any XPath expressions within the curly brackets can be evaluated statically), then the processor may
optionally signal this as a static error.
Special rules apply if the construct appears in part of
the
stylesheet
that is processed with
forwards-compatible behavior
: see
3.9 Forwards-Compatible Processing
[Definition:
Some constructs defined in this
specification are described as being
deprecated
. The use of this term implies that
stylesheet authors
should not
use the construct, and that the construct may
be removed in a later version of this specification.
All constructs that are
deprecated
in this specification are also (as it happens)
optional features that
implementations
are
not required
to provide.
Note:
This working draft includes a non-normative XML Schema for XSLT
stylesheet modules
(see
G Schema for XSLT Stylesheets
). The syntax summaries described in this section are normative.
XSLT defines a set of standard functions which are additional to those defined
in
[Functions and Operators]
. The signatures of these functions are described using the
same notation as used in
[Functions and Operators]
The names of these functions are all in the
standard function namespace
2.3 Initiating a Transformation
This document does not specify any application programming interfaces or other
interfaces for initiating a transformation. This section, however, describes the information that is
supplied when a transformation is initiated. Except where otherwise indicated, the information
is
required
Implementations
may
allow a transformation to run as two or more phases, for example parsing, compilation and
execution. Such a distinction is outside the scope of this specification, which treats transformation as a single
process controlled using a set of
stylesheet modules
, supplied
in the form of XML documents.
The following information is supplied to execute a transformation:
The
stylesheet module
that is
to act as the
principal stylesheet module
for the transformation.
The complete
stylesheet
is assembled by recursively
expanding the
xsl:import
and
xsl:include
declarations in the principal stylesheet module, as described in
3.10.2 Stylesheet Inclusion
and
3.10.3 Stylesheet Import
A set (possibly empty) of values for
stylesheet parameters
(see
9.5 Global Variables and Parameters
). These
values are available for use within
expressions
in the
stylesheet
[Definition:
A node that acts as
the
initial context node
for the transformation. This node is accessible within the
stylesheet
as the initial value of the XPath
expressions
(dot) and
self::node()
as described in
5.4.3.1 Maintaining Position: the Focus
If no initial context
node is supplied, then the
context item
context position
, and
context size
will initially be undefined, and the evaluation of any expression that
references these values will result in a dynamic error.
(Note that the initial context size and
context position will always be 1 (one) when an initial context node is supplied, and will be undefined if no
initial context node is supplied).
Optionally, the name of a
named template
which is to
be executed as the entry point to the transformation. This template
must
exist within the
stylesheet
. If no
named template is supplied, then the transformation starts
with the
template rule
that best matches the
initial context node
according to the rules defined in
6.4 Conflict Resolution for Template Rules
. Either a named template, or an initial context node,
or both,
must
be supplied.
Optionally, an initial
mode
This
must
either be the default mode,
or a mode that is explicitly named in the
mode
attribute of an
xsl:template
declaration within the stylesheet.
If an initial mode
is supplied, then in searching for the
template rule
that best matches
the
initial context node
the processor considers only those rules that apply to the initial mode. If no
initial mode is supplied, the
default mode
is used.
A base output URI.
[Definition:
The
base output URI
is a URI to be used as the base URI when resolving a relative URI allocated to a
final result tree
If the transformation generates more than one final result
tree, then typically each one will be allocated a URI relative to this base URI.
The way in which a base output URI is established
is
implementation-defined
A mechanism for obtaining a document node and a media type, given an absolute URI. The total
set of available documents (modeled as a mapping from URIs to document nodes) forms part of the
context for evaluating XPath expressions, specifically the
doc
FO
function.
The XSLT
document
function additionally requires the media type of the
resource representation, for use in interpreting any fragment identifier present within a URI
Reference.
Note:
The set of documents
that are available to the stylesheet is
implementation-dependent
, as is
the processing that is carried out to construct a tree representing
the resource retrieved using a given URI. Some possible ways of
constructing a document (specifically, rules for constructing a document
from an Infoset or from a PSVI) are described in
[Data Model]
[ERR XTDE0040]
It is a
non-recoverable dynamic error
if the invocation of the
stylesheet
specifies a template name that does not match the
expanded-QName
of a named template defined in the
stylesheet
[ERR XTDE0045]
It is a
non-recoverable dynamic error
if the invocation of the
stylesheet
specifies an initial
mode
(other than the default mode)
that does not match the
expanded-QName
in the
mode
attribute of any
template defined in the
stylesheet
[ERR XTDE0047]
It is a
non-recoverable dynamic error
if the invocation of the
stylesheet
specifies both an initial
mode
and an initial
template.
[ERR XTDE0050]
It is a
non-recoverable dynamic error
if the stylesheet that is invoked declares a visible
stylesheet parameter
with
required="yes"
and no value for
this parameter is supplied during the invocation of the stylesheet. A stylesheet parameter
is visible if it is not masked by another global variable or parameter with the same name and higher
import precedence
[Definition:
The transformation
is performed by evaluating an
initial template
. If a
named template
is
supplied when the transformation is initiated, then this is the initial template;
otherwise, the initial
template is the
template rule
selected according to the rules of the
xsl:apply-templates
instruction
for processing the
initial context node
in the
initial
mode
Parameters passed to the transformation by the client application are matched against
stylesheet parameters
(see
9.5 Global Variables and Parameters
),
not against the
template parameters
declared within
the
initial template
All
template parameters
within the initial template to be executed will take their default values.
[ERR XTDE0060]
It is a
non-recoverable dynamic error
if the
initial template
defines a
template parameter
that specifies
required="yes"
stylesheet
can process further source documents in
addition to those supplied when the transformation is invoked.
These additional documents can be loaded using the functions
document
(see
16.1 Multiple Source Documents
or
doc
FO
or
collection
FO
(see
[Functions and Operators]
), or
they can be supplied as
stylesheet parameters
(see
9.5 Global Variables and Parameters
),
or as the result of an
extension function
(see
18.1 Extension Functions
).
2.4 Executing a Transformation
[Definition:
A stylesheet contains a
set of
template rules
(see
6 Template Rules
). A template rule has three parts: a
pattern
that is matched against nodes,
a (possibly empty) set of
template parameters
, and a
sequence
constructor
that is evaluated to produce a
sequence of items.
In many cases these items are newly constructed
nodes, which are then written to a
result tree
A transformation as a whole is
executed by evaluating the
sequence
constructor
of the
initial template
as described
in
5.7 Sequence Constructors
The result sequence produced by evaluating the initial template is handled
as follows:
If the initial template has an
as
attribute, then the result
sequence of the initial template is checked against the required type in the
same way as for any other template.
If the result sequence is non-empty, then it is used to construct
an implicit
final result tree
following the rules described in
5.7.1 Constructing Complex Content
the effect is as if the initial template
were called by an
implicit template of the form:





An implicit result tree is also created when the result sequence is empty, provided
that no
xsl:result-document
instruction has been evaluated during the course of
the transformation. In this situation the implicit result tree will consist of a document node with no children.
Note:
This means that there is always at least one result tree. It also means that if the
content of the initial template is a single
xsl:result-document
instruction, as in the example
above, then only one result tree is produced, not two. It is useful to make the result document explicit as this
is the only way of invoking document-level validation.
If the result of the initial template is non-empty, and an explicit
xsl:result-document
instruction has been evaluated with the empty attribute
href=""
, then an error will occur
[see
ERR XTDE1490
, since it is not possible to create two final result
trees with the same URI.
sequence constructor
is a
sequence of sibling nodes in the stylesheet, each of which is either an
XSLT instruction
literal result element
a text node, or
an
extension instruction
[Definition:
An
instruction
is either an
XSLT instruction
or an
extension instruction
[Definition:
An
XSLT instruction
is an
XSLT element
whose syntax summary in this specification contains the annotation

Extension instructions
are
described in
18.2 Extension Instructions
The main categories of
XSLT instruction
are as follows:
instructions that create new nodes:
xsl:document
xsl:element
xsl:attribute
xsl:processing-instruction
xsl:comment
xsl:value-of
xsl:text
xsl:namespace
an instruction that returns an arbitrary sequence by evaluating an XPath expression:
xsl:sequence
instructions that cause conditional or repeated evaluation of nested instructions:
xsl:if
xsl:choose
xsl:for-each
xsl:for-each-group
instructions that invoke templates:
xsl:apply-templates
xsl:apply-imports
xsl:call-template
xsl:next-match
Instructions that declare variables:
xsl:variable
xsl:param
other specialized instructions:
xsl:number
xsl:analyze-string
xsl:message
xsl:result-document
Often, a
sequence constructor
will include an
xsl:apply-templates
instruction, which selects a sequence
of nodes to be processed. Each of the selected nodes is
processed by searching the stylesheet for a matching
template rule
and evaluating the
sequence
constructor
of that template rule.
The resulting sequences of items are concatenated, in order,
to give the result of the
xsl:apply-templates
instruction,
as described in
6.3 Applying Template Rules
this sequence is often added to a
result tree
. Since the
sequence
constructors
of the selected
template rules
may themselves contain
xsl:apply-templates
instructions, this results in a cycle of selecting nodes,
identifying
template rules
constructing sequences, and constructing
result trees
, that recurses
through a
source tree
2.5 The Evaluation Context
The results of some expressions and instructions in a stylesheet may depend on information
provided contextually. This context information is divided into two categories: the static
context, which is known during static analysis of the stylesheet, and the dynamic context, which
is not known until the stylesheet is evaluated. Although information in the static context is
known at analysis time, it is sometimes used during stylesheet evaluation.
Some context information can be set by means of declarations within the stylesheet itself.
For example, the namespace bindings used for any XPath expression are determined by the namespace
declarations present in containing elements in the stylesheet. Other information may
be supplied externally or implicitly: an example is the current date and time.
The context information used in processing an XSLT stylesheet includes as a subset all the context
information required when evaluating XPath expressions. The XPath 2.0 specification defines a static
and dynamic context that the host language (in this case, XSLT) may initialize, which affects the
results of XPath expressions used in that context. XSLT augments the context with additional
information: this additional information is used firstly by XSLT constructs outside the scope of
XPath (for example, the
xsl:sort
element), and secondly, by functions that are
defined in the XSLT specification (such as
key
and
format-number
that are available for use in XPath expressions appearing within a stylesheet.
The static context for an expression or other construct in a stylesheet is determined by the place
in which it appears lexically. The details vary for different components of the static context, but in
general, elements within a stylesheet module affect the static context for their descendant elements
within the same stylesheet module.
The dynamic context is maintained as a stack. When an instruction or expression is evaluated, it
may add dynamic context information to the stack; when evaluation is complete, the dynamic context
reverts to its previous state. An expression that accesses information from the dynamic context
always uses the value at the top of the stack.
The most commonly used component of the dynamic context is the
context item
. This is an implicit variable whose value
is the item (it may be a node or an atomic value) currently being processed. The value of the
context item can be referenced within an XPath expression using the expression
(dot).
Full details of the static and dynamic context are provided in
5.4 The Static and Dynamic Context
2.6 Parsing and Serialization
An XSLT
stylesheet
describes a process that
constructs a set of
final result trees
from a set of
source trees
The
stylesheet
does not describe how a
source tree
is constructed.
Some possible ways of constructing source trees
are described in
[Data Model]
Frequently
an
implementation
will operate in conjunction
with an XML parser (or more strictly, in the
terminology of
[XML 1.0]
, an
XML processor
), to build a source
tree from an input XML document. An implementation
may
also provide an application programming
interface allowing the tree to be constructed directly, or allowing it to be supplied in the form of a
DOM Document object (see
[DOM Level 2]
). This is outside the scope of this specification.
Users should be aware, however, that since the input to the transformation is a tree conforming
to the XDM data model as described in
[Data Model]
, constructs that might exist in the
original XML document, or in the DOM, but which are not within the scope of the data model,
cannot be processed by the
stylesheet
and cannot be guaranteed to
remain unchanged in the transformation output. Such constructs include CDATA section boundaries,
the use of entity references, and the DOCTYPE declaration and internal DTD subset.
[Definition:
A frequent requirement is to
output a
final result tree
as an XML document (or in other formats such as HTML).
This process is referred to as
serialization
Like parsing, serialization is not part of the transformation
process, and it is not
required
that an XSLT processor
must
be able to perform
serialization. However, for pragmatic reasons, this specification describes declarations
(the
xsl:output
element and the
xsl:character-map
declarations,
see
20 Serialization
), and attributes on the
xsl:result-document
instruction, that allow a
stylesheet
to specify the desired properties of a
serialized output file. When serialization is not being performed,
either because the implementation does not support the serialization option, or because
the user is executing the transformation in a way that does not invoke serialization, then
the content of the
xsl:output
and
xsl:character-map
declarations has no effect. Under these circumstances the processor
may
report any errors in an
xsl:output
or
xsl:character-map
declaration, or in the serialization attributes of
xsl:result-document
, but is not
required
to do so.
2.7 Extensibility
XSLT defines a number of features that allow the language to be extended by
implementers, or, if implementers choose to provide the capability, by users. These features
have been designed, so far as possible, so that they can be used without sacrificing interoperability.
Extensions other than those explicitly defined in this specification are not permitted.
These features are all based on XML namespaces; namespaces are used to ensure that the
extensions provided by one implementer do not clash with those of a different implementer.
The most common way of extending the language is by providing additional functions, which
can be invoked from XPath expressions. These are known as
extension functions
, and are described in
18.1 Extension Functions
It is also permissible to extend the language by providing new
instructions
. These
are referred to as
extension instructions
and are described in
18.2 Extension Instructions
A stylesheet that uses extension instructions must declare that it is doing so by using
the
[xsl:]extension-element-prefixes
attribute.
Extension instructions and
extension functions defined according to these rules
may
be provided by
the implementer of the XSLT processor, and the implementer
may
also provide
facilities to allow users to create further extension instructions and
extension functions.
This specification defines how extension instructions and extension functions
are invoked, but the facilities for creating new extension instructions and extension
functions are
implementation-defined
For further details, see
18 Extensibility and Fallback
The XSLT language can also be extended by the use of
extension attributes
(see
3.3 Extension Attributes
), and by means of
user-defined data elements
(see
3.6.2 User-defined Data Elements
).
2.8 Stylesheets and XML Schemas
An XSLT
stylesheet
can make use of information from a schema. An XSLT transformation can take place
in the absence of a
schema (and, indeed, in the absence of a DTD), but where the source document has
undergone schema validity assessment, the XSLT processor has access to the type
information associated with individual nodes, not merely to the untyped text.
Information from a schema can be used both statically (when the
stylesheet
is compiled),
and dynamically (during evaluation of the stylesheet to transform a source document).
There are places within a
stylesheet
and within XPath
expressions
and
patterns
in
stylesheet
, where it is possible
to refer to named type definitions in a schema, or to element and attribute declarations.
For example, it is
possible to declare the types expected for the parameters of a function.
This is done using the
SequenceType
XP
syntax defined
in
[XPath 2.0]
[Definition:
Type definitions
and element and attribute declarations
are referred to collectively as
schema components
[Definition:
The
schema components
that may be referenced by name in
stylesheet
are referred to as the
in-scope schema components
. This set is the same throughout all the modules of a stylesheet.
The conformance rules for XSLT 2.0, defined in
21 Conformance
, distinguish
between a
basic XSLT processor
and a
schema-aware XSLT processor
. As the names
suggest, a basic XSLT processor does not support the features of XSLT that require access to
schema information, either statically or dynamically.
stylesheet
that works with a basic
XSLT processor will produce the same results with a schema-aware XSLT processor
provided
that the source documents are untyped (that is, they are not validated against a schema). However,
if source documents are validated against a schema then the results may be different from the
case where they are not validated. Some constructs that work on untyped data may fail with typed data (for example,
an attribute of type
xs:date
cannot be used as an argument of the
substring
FO
function) and other constructs may produce different results depending
on the data type (for example, given the element

the expression
@price gt @discount
will return true if the attributes have type
xs:decimal
but will return false if they are untyped).
There is a standard set of type definitions that are always available
as
in-scope schema components
in every
stylesheet. These are defined in
3.13 Built-in Types
. The set of built-in types
varies between a
basic XSLT processor
and a
schema-aware XSLT processor
The remainder of this section describes facilities that are available only with a
schema-aware XSLT processor
Additional
schema components
(type definitions,
element declarations, and attribute declarations) may be added to the
in-scope schema components
by means of the
xsl:import-schema
declaration in a stylesheet.
The
xsl:import-schema
declaration may reference an external schema
document by means of a URI, or it may contain an inline
xs:schema
element.
It is only necessary to import a schema explicitly
if one or more of its
schema components
are referenced explicitly by name in the
stylesheet
; it is not
necessary to import a schema merely because the stylesheet is used to process a
source document that has been assessed against that schema. It is possible to make use of
the information resulting from schema assessment (for example, the fact that a particular
attribute holds a date) even if no schema has been imported by the stylesheet.
Further, importing
a schema does not of itself say anything about the type of the source document that the
stylesheet
is expected to process. The imported type definitions can be used for temporary nodes
or for nodes on a
result tree
just as much as for nodes in source documents.
It is possible to make assertions about the type of an input document by means of tests within the
stylesheet
For example:
Example: Asserting the Required Type of the Source Document

. . .


Source document is not an invoice

This example will cause the transformation to fail with an error
message unless the document element of the source document is valid against
the top-level element declaration
my:invoice
, and has been annotated as such.
It is possible that a source document may contain nodes whose
type annotation
is not one of the types imported by the stylesheet. This creates a potential problem because
in the case of an expression such as
data(.) instance of xs:integer
the system
needs to know whether the type named in the type annotation of the context node is derived
by restriction from the type
xs:integer
. This information is not explicitly
available in an XDM tree, as defined in
[Data Model]
The implementation may choose one of several strategies for dealing with this situation:
The processor may signal a
non-recoverable dynamic error
if a source document is found to contain a
type annotation
that is not known to the processor.
The processor may maintain additional metadata, beyond that described in
[Data Model]
that allows the source document to be processed as if all the necessary schema information had been imported
using
xsl:import-schema
. Such metadata might be held in the data structure representing the
source document itself, or it might
be held in a system catalog or repository.
The processor may be configured to use a fixed set of schemas, which are automatically used
to validate all source documents before they can be supplied as input to a transformation. In this case
it is impossible for a source document to have a
type annotation
that the processor is not aware of.
The processor may be configured to treat the source document as if no schema processing had
been performed, that is, effectively to strip all type annotations from elements and attributes on input,
marking them instead as having type
xs:untyped
and
xs:untypedAtomic
respectively.
Where a stylesheet author chooses to make assertions about the types of nodes or of
variables
and
parameters
it is possible for an XSLT processor to perform static analysis of the
stylesheet
(that is, analysis in the absence of any
source document). Such analysis
may
reveal errors that would otherwise not be discovered until the
transformation is actually executed. An XSLT processor is not
required
to perform such static type-checking.
Under some circumstances (see
2.9 Error Handling
) type errors that
are detected early
may
be reported as static errors. In addition an implementation
may
report any condition found during
static analysis as a warning, provided that this does not prevent the stylesheet being evaluated as described
by this specification.
stylesheet
can also control the
type annotations
of nodes that it constructs in a
final result tree
or in
temporary trees
. This can be done
in a number of ways.
It is possible to request explicit validation of
a complete document, that is, a tree rooted at a document node. This applies
both to temporary trees constructed using the
xsl:document
(or
xsl:copy
) instruction
and also to
final result trees
constructed using
xsl:result-document
Validation is either strict or lax, as described in
[XML Schema Part 1]
If validation of a
result tree
fails
(strictly speaking, if the outcome of the validity assessment is
invalid
), then the transformation fails, but in all other cases,
the element and attribute nodes of the
tree will be annotated with the names of the types to which these nodes conform.
These
type annotations
will be discarded if the result tree is serialized as an XML document, but they
remain available when the result tree is passed to an application (perhaps another
stylesheet
) for
further processing.
It is also possible to validate individual element and attribute nodes
as they are constructed. This is done
using the
type
and
validation
attributes of the
xsl:element
xsl:attribute
xsl:copy
, and
xsl:copy-of
instructions,
or the
xsl:type
and
xsl:validation
attributes of a literal result element.
When elements, attributes, or document nodes
are copied, either explicitly using the
xsl:copy
or
xsl:copy-of
instructions, or implicitly when nodes in a sequence are attached to a new
parent node, the options
validation="strip"
and
validation="preserve"
are
available, to control whether existing
type annotations
are to be retained or not.
When nodes in a
temporary tree
are validated,
type information is available
for use by operations carried out on the temporary tree,
in the same way as for a source document that has undergone schema assessment.
For details of how validation of element and attribute nodes works,
see
19.2 Validation
2.9 Error Handling
[Definition:
An error that
can be
detected by examining
stylesheet
before execution starts (that is, before
the source document and values of stylesheet parameters
are available) is referred to as a
static error
Errors classified in this specification as static errors
must
be signaled by all
implementations: that is, the
processor
must
indicate that the error is
present. A static error
must
be signaled
even if it occurs in a part of the
stylesheet
that is never evaluated.
Static errors are never recoverable. After signaling a static error, a processor
may
continue for the purpose of signaling additional errors, but it
must
eventually terminate abnormally
without producing any
final result tree
There is an exception to this rule when the stylesheet specifies
forwards-compatible behavior
(see
3.9 Forwards-Compatible Processing
).
Generally, errors in the structure of the
stylesheet
, or in the syntax
of XPath
expressions
contained in the stylesheet, are classified as
static errors
Where this specification states that an element in the stylesheet
must
or
must not
appear in
a certain position, or that it
must
or
must not
have a particular attribute,
or that an attribute
must
or
must not
have a value satisfying specified conditions,
then any contravention of this rule is a static error unless otherwise specified.
[Definition:
An error that is not detected until
a source document is being transformed is referred to as a
dynamic error
[Definition:
Some dynamic errors are classed as
recoverable errors
. When a recoverable error occurs, this specification allows
the processor either to signal the error (by reporting
the error condition and terminating execution) or to take a defined recovery action and continue
processing.
It is
implementation-defined
whether the error is signaled or the recovery action is taken.
[Definition:
If an implementation chooses to recover from
recoverable dynamic error
, it
must
take
the
optional recovery action
defined for that error condition in this specification.
When the implementation makes the choice
between signaling a dynamic error or recovering, it is not restricted in how it makes
the choice; for example, it
may
provide options that can be set by the user.
When an implementation chooses to recover from a dynamic error, it
may
also take other action, such as logging a warning message.
[Definition:
dynamic error
that is not recoverable is referred to as a
non-recoverable dynamic error
. When a non-recoverable dynamic error occurs, the
processor
must
signal the error, and the transformation fails.
Because different implementations may optimize execution of the
stylesheet
in
different ways, the detection of dynamic errors is to some degree
implementation-dependent
. In
cases where an implementation is able to produce the
final result trees
without evaluating a
particular construct, the implementation is never
required
to
evaluate that construct solely in order to determine whether doing so causes a dynamic error.
For example, if a
variable
is declared but never referenced,
an implementation
may
choose whether or not to evaluate the variable declaration, which means that
if evaluating the variable declaration causes a dynamic error, some implementations will signal
this error and others will not.
There are some cases where this specification requires that a construct
must not
be evaluated: for example, the content of an
xsl:if
instruction
must not
be evaluated if the test condition is false. This means that an implementation
must not
signal any dynamic errors that would arise if the construct were evaluated.
An implementation
may
signal a
dynamic error
before any source document is available, but only if it can determine that the error would
be signaled for every possible source document and every possible set of parameter values.
For example, some
circularity
errors fall into this
category: see
9.8 Circular Definitions
The XPath specification states (see
Section
2.3.1 Kinds of Errors
XP
that if any expression (at any level) can be evaluated during the analysis phase
(because all its explicit operands are known and it has no dependencies on the dynamic context),
then any error in performing this evaluation
may
be reported as a static error.
For XPath expressions used in an XSLT stylesheet, however, any
such errors
must not
be reported as static errors in the stylesheet unless they
would occur in every possible evaluation of that stylesheet; instead, they must be
signaled as dynamic errors, and signaled only if the XPath expression is actually evaluated.
Example: Errors in Constant Subexpressions
An XPath processor
may report statically that the expression
1 div 0
fails with a "divide by zero" error.
But suppose this XPath expression occurs in an XSLT construct such as:








Then the XSLT processor must not report an error, because the relevant XPath construct
appears in a context where it will never be executed by an XSLT 2.0 processor. (An XSLT 1.0 processor
will execute this code successfully, returning positive infinity, because it uses double arithmetic
rather than decimal arithmetic.)
[Definition:
Certain errors are classified as
type errors
A type error occurs when the value supplied as input to an operation is of the wrong type
for that operation, for example when an integer is supplied to an operation that expects
a node.
If a type error occurs in an instruction that is actually evaluated, then it
must
be signaled in the same way as a
non-recoverable dynamic error
. Alternatively, an implementation
may
signal a type error during the analysis phase in the same way as a
static error
even if it occurs in part of the stylesheet that is never evaluated, provided it can establish
that execution of a particular construct would never succeed.
It is
implementation-defined
whether type errors are signaled statically.
Example: A Type Error
The following
construct contains a type error, because
42
is not allowed as an operand of the
xsl:apply-templates
instruction. An implementation
may
optionally signal this as a
static error, even though the offending instruction will never be evaluated, and the type error would
therefore never be signaled as a dynamic error.



On the other hand, in the following example it is not possible to determine
statically whether the operand of
xsl:apply-templates
will have a suitable
dynamic type. An implementation
may
produce a warning in such cases, but it
must not
treat
it as an error.




If more than one error arises, an implementation is not
required
to signal any errors
other than the first one that it detects. It is
implementation-dependent
which of the several errors is signaled. This applies both to static errors and to
dynamic errors. An implementation is allowed to signal more than one error, but if any
errors have been signaled, it
must not
finish as if
the transformation were successful.
When a transformation signals one or more dynamic errors, the final state of
any persistent resources updated by the transformation is
implementation-dependent
. Implementations
are not
required
to restore such resources to their initial state. In particular, where a transformation
produces multiple result documents, it is possible that one or more serialized result documents
may
be
written successfully before the transformation terminates, but the application cannot rely on
this behavior.
Everything said above about error handling applies equally to errors in evaluating XSLT
instructions, and errors in evaluating XPath
expressions
Static errors and dynamic errors
may occur in both cases.
[Definition:
If a transformation has successfully produced
final result tree
, it is still possible that errors may occur in serializing the result tree.
For example, it may be impossible to serialize the result tree using the encoding selected by the user.
Such an error is referred to as a
serialization error
If the processor performs serialization, then it
must
do so as specified in
20 Serialization
and in particular it
must
signal any serialization errors that occur.
Errors are identified by a QName. For errors defined in this specification,
the namespace of the QName is always
(and is therefore
not given explicitly), while the local part is an 8-character code in the form
PPSSNNNN
Here
PP
is always
XT
(meaning XSLT), and
SS
is one of
SE
(static error),
DE
(dynamic error),
RE
(recoverable dynamic error), or
TE
(type error). Note that the allocation of an error to one of these categories is purely
for convenience and carries no normative implications about the way the error is handled. Many errors,
for example, can be reported either dynamically or statically.
These error codes are used to label error conditions in this specification,
and are summarized in
E Summary of Error Conditions
).
They are provided primarily for ease of reference.
Implementations
may
use these codes when signaling errors, but they are
not
required
to do so. An API specification, however,
may
require the use of error codes based on these QNames.
Additional errors defined by
an implementation (or by an application)
may
use
QNames in an implementation-defined (or user-defined) namespace without risk of collision.
Errors defined in the
[XPath 2.0]
and
[Functions and Operators]
specifications use QNames
with a similar structure, in the same namespace. When errors occur in processing XPath expressions,
an XSLT processor
should
use the original error code reported by the XPath processor,
unless a more specific XSLT error code is available.
3 Stylesheet Structure
[Definition:
stylesheet
consists of one or more
stylesheet modules
, each one forming
all or part of an XML document.
Note:
A stylesheet module is represented by an XDM element node
(see
[Data Model]
).
In the case of a standard stylesheet module, this
will be an
xsl:stylesheet
or
xsl:transform
element. In the case of a simplified
stylesheet module, it can be any element (not in the
XSLT namespace
) that has
an
xsl:version
attribute.
Although stylesheet modules will commonly be
maintained in the form of documents conforming to XML 1.0 or XML 1.1, this specification
does not mandate such a representation. As with
source trees
the way in which stylesheet modules are constructed, from textual XML or otherwise, is outside
the scope of this specification.
A stylesheet module is either a standard stylesheet module
or a simplified stylesheet module:
[Definition:
standard stylesheet module
is a tree, or part of a tree, consisting of an
xsl:stylesheet
or
xsl:transform
element
(see
3.6 Stylesheet Element
) together with its descendant nodes and
associated attributes and namespaces.
[Definition:
simplified stylesheet module
is a tree, or part
of a tree, consisting of a
literal result element
together with its descendant nodes and
associated attributes and namespaces.
This element is not itself in the XSLT namespace, but it
must
have an
xsl:version
attribute,
which implies that it
must
have a namespace node that
declares a binding for the XSLT namespace.
For further details see
3.7 Simplified Stylesheet Modules
Both forms of stylesheet module (standard and simplified) can exist either as an entire
XML document, or embedded as part of another XML document, typically
but not necessarily a source document that is to be processed
using the stylesheet.
[Definition:
standalone stylesheet module
is a stylesheet module that comprises the whole of an XML document.
[Definition:
An
embedded stylesheet module
is a stylesheet module that is
embedded within another XML document, typically the source document
that is being transformed.
(see
3.11 Embedded Stylesheet Modules
).
There are thus four kinds of stylesheet module:
standalone standard stylesheet modules
standalone simplified stylesheet modules
embedded standard stylesheet modules
embedded simplified stylesheet modules
3.1 XSLT Namespace
[Definition:
The
XSLT namespace
has the URI
. It is used to identify
elements, attributes, and other names that have a special meaning defined in
this specification.
Note:
The
1999
in the URI indicates the year in which
the URI was allocated by the W3C. It does not indicate the version of
XSLT being used, which is specified by attributes (see
3.6 Stylesheet Element
and
3.7 Simplified Stylesheet Modules
).
XSLT
processors
must
use the XML namespaces
mechanism
[Namespaces in XML 1.0]
to recognize elements and attributes from this
namespace. Elements from the XSLT namespace are recognized only in the
stylesheet
and not in the source document. The complete list of
XSLT-defined elements is specified in
D Element Syntax Summary
Implementations
must not
extend the XSLT
namespace with additional elements or attributes. Instead, any
extension
must
be in a separate namespace. Any namespace that is used
for additional instruction elements
must
be identified by means of the
extension instruction
mechanism specified in
18.2 Extension Instructions
This specification uses a prefix of
xsl:
for referring
to elements in the XSLT namespace. However, XSLT stylesheets are free
to use any prefix, provided that there is a namespace declaration that
binds the prefix to the URI of the XSLT namespace.
Note:
Throughout this specification, an element or attribute that is in no
namespace, or an
expanded-QName
whose namespace part is an empty sequence, is
referred to as having a
null namespace URI
Note:
The conventions used for the names of
XSLT elements
attributes and functions are that names are all lower-case, use
hyphens to separate words, and use abbreviations only if they already
appear in the syntax of a related language such as XML or
HTML. Names of types defined in XML Schema however, are regarded as single words and are capitalized
exactly as in XML Schema. This sometimes leads to composite function names such
as
current-dateTime
FO
3.2 Reserved Namespaces
[Definition:
The
XSLT namespace, together with certain other namespaces
recognized by an XSLT processor, are classified as
reserved namespaces
and
must
be used only as specified in this and related specifications.
The reserved namespaces are those listed below.
The
XSLT namespace
, described in
3.1 XSLT Namespace
, is reserved.
[Definition:
The
standard function namespace
is used for functions in the function library defined in
[Functions and Operators]
and standard functions defined in this
specification.
[Definition:
The
XML namespace
, defined
in
[Namespaces in XML 1.0]
as
is used for attributes such as
xml:lang
xml:space
and
xml:id
[Definition:
The
schema
namespace
is used
as defined in
[XML Schema Part 1]
. In a
stylesheet
this namespace may be used to refer
to built-in schema datatypes and to the constructor functions associated with those datatypes.
[Definition:
The
schema
instance namespace
is used
as defined in
[XML Schema Part 1]
. Attributes in this namespace, if they appear
in a
stylesheet
, are treated by the XSLT processor in the same way as any other attributes.
The
namespace
is reserved for use as described in
[Namespaces in XML 1.0]
. No element or attribute node can have a name in this
namespace, and although the prefix
xmlns
is implicitly bound to this
namespace, no namespace node will ever define this binding.
Reserved namespaces may be used without restriction to refer to the names of
elements and attributes in source documents and result documents. As far as the XSLT processor is concerned,
reserved namespaces other than the XSLT namespace may be used without restriction in the names of
literal result elements
and
user-defined data elements
and in the names of attributes of literal result elements or of
XSLT elements
but other processors
may
impose restrictions or attach special meaning to them. Reserved namespaces
must not
be used, however, in the names of stylesheet-defined objects such as
variables
and
stylesheet functions
Note:
With the exception of the XML namespace, any of the above namespaces that
are used in a stylesheet must be explicitly declared with a namespace declaration. Although conventional
prefixes are used for these namespaces in this specification, any prefix may be used in a user stylesheet.
[ERR XTSE0080]
It is a
static error
to use a
reserved namespace
in the name of
named template
mode
an
attribute set
key
decimal-format
variable
or
parameter
stylesheet function
, a
named
output definition
, or a
character map
3.3 Extension Attributes
[Definition:
An
element from the XSLT namespace may have any attribute not from
the XSLT namespace, provided that the
expanded-QName
(see
[XPath 2.0]
) of the
attribute has a non-null namespace URI. These attributes are referred to as
extension attributes
The presence of an extension attribute
must not
cause the
final result trees
produced by the transformation to be different from the result trees
that a conformant XSLT 2.0 processor might produce.
They
must not
cause the processor to fail to
signal an error that a conformant processor
is required to signal. This means that an extension attribute
must not
change the effect of any
instruction
except to the
extent that the effect is
implementation-defined
or
implementation-dependent
Furthermore, if serialization is performed using one of the serialization
methods
xml
xhtml
html
, or
text
described in
20 Serialization
, the presence
of an extension attribute must not cause the serializer to behave in a way
that is inconsistent with the mandatory provisions of that specification.
Note:
Extension attributes
may be used to
modify the behavior of
extension functions
and
extension instructions
. They may be used
to select processing options in cases where the specification leaves the behavior
implementation-defined
or
implementation-dependent
They may also be used for optimization hints, for diagnostics, or for documentation.
Extension attributes
may
also be used to influence the behavior of the
serialization methods
xml
xhtml
html
, or
text
to the extent that the
behavior of the serialization method is
implementation-defined
or
implementation-dependent
For example, an extension attribute might be used
to define the amount of indentation to be used when
indent="yes"
is
specified. If a serialization method other than one of these four is
requested (using a prefixed QName in the method parameter) then extension
attributes may influence its behavior in arbitrary ways. Extension
attributes
must not
be used to cause the four standard serialization methods
to behave in a non-conformant way, for example by failing to report
serialization errors that a serializer is
required
to report. An
implementation that wishes to provide such options must create a new
serialization method for the purpose.
An implementation that does not recognize the name of an extension attribute, or
that does not recognize its value,
must
perform the transformation as if the extension attribute
were not present. As always, it is permissible to produce warning messages.
The namespace used for an extension attribute will be copied to the
result tree
in the normal way if it is in scope for a
literal
result element
. This can be prevented using the
[xsl:]exclude-result-prefixes
attribute.
Example: An Extension Attribute for
xsl:message
The following code might be used to
indicate to a particular implementation that the
xsl:message
instruction is to ask the user for confirmation before continuing with the transformation:
abc:pause="yes"
xmlns:abc="http://vendor.example.com/xslt/extensions">Phase 1 complete
Implementations that do not recognize the namespace
will simply ignore the extra attribute, and evaluate the
xsl:message
instruction in the
normal way.
[ERR XTSE0090]
It is a
static error
for
an element from the XSLT namespace to have an attribute
whose namespace is either null
(that is, an attribute with an unprefixed name) or the XSLT namespace, other than attributes defined
for the element in this document.
3.4 XSLT Media Type
The media type
application/xslt+xml
will be registered for XSLT stylesheet modules.
The proposed definition of the media type is at
B The XSLT Media Type
This media type
should
be used for an XML document containing a
standard stylesheet module
at its top level, and it
may
also be used for a
simplified stylesheet module
. It
should not
be used for an XML document containing an
embedded stylesheet module
3.5 Standard Attributes
[Definition:
There are a number of
standard attributes
that may appear on any
XSLT element
: specifically
version
exclude-result-prefixes
extension-element-prefixes
xpath-default-namespace
default-collation
, and
use-when
These attributes may also appear on a
literal result element
but in this case, to distinguish them from user-defined attributes, the
names of the attributes are in the
XSLT namespace
They are thus typically
written as
xsl:version
xsl:exclude-result-prefixes
xsl:extension-element-prefixes
xsl:xpath-default-namespace
xsl:default-collation
, or
xsl:use-when
It is
recommended
that all these attributes should also be permitted on
extension instructions
, but
this is at the discretion of the implementer of each extension instruction. They
may
also be permitted on
user-defined data elements
though they will only have any useful effect in the case of data elements that are designed to
behave like XSLT declarations or instructions.
In the following descriptions, these attributes are referred to
generically as
[xsl:]version
, and so on.
These attributes all affect the element they appear on,
together with any elements and attributes that have
that element as an ancestor. The
two forms with and without the XSLT namespace have the same effect;
the XSLT namespace is used for the attribute if and only if
its parent element is
not
in the XSLT namespace.
In the case of
[xsl:]version
[xsl:]xpath-default-namespace
, and
[xsl:]default-collation
the value can be overridden by a different value for the
same attribute appearing on a descendant element. The effective value of the
attribute for a particular stylesheet element is determined by the innermost
ancestor-or-self element on which the attribute appears.
In an
embedded stylesheet module
standard attributes
appearing on ancestors of the outermost element of the stylesheet module have no effect.
In the case of
[xsl:]exclude-result-prefixes
and
[xsl:]extension-element-prefixes
the values are cumulative. For these
attributes, the value is given as
a whitespace-separated list of namespace prefixes, and the
effective value for an element is the combined set of
namespace URIs designated by the prefixes that appear in this
attribute for that element and any of its ancestor elements. Again, the
two forms with and without the XSLT namespace are equivalent.
The effect of the
[xsl:]use-when
attribute is
described in
3.12 Conditional Element Inclusion
Because these attributes may appear on any
XSLT element
, they are not listed
in the syntax summary of each individual element. Instead

they are listed and
described in the entry for the
xsl:stylesheet
and
xsl:transform
elements only.
This reflects the fact that these attributes are often used on the
xsl:stylesheet
element only, in which case they apply to the entire
stylesheet module
Note that the effect of these attributes does
not
extend to
stylesheet modules
referenced
by
xsl:include
or
xsl:import
declarations.
For the detailed effect of each attribute, see the following sections:
[xsl:]version
see
3.8 Backwards-Compatible Processing
and
3.9 Forwards-Compatible Processing
[xsl:]xpath-default-namespace
see
5.2 Unprefixed QNames in Expressions and Patterns
[xsl:]exclude-result-prefixes
see
11.1.3 Namespace Nodes for Literal Result Elements
[xsl:]extension-element-prefixes
see
18.2 Extension Instructions
[xsl:]use-when
see
3.12 Conditional Element Inclusion
[xsl:]default-collation
see
3.6.1 The default-collation attribute
3.6 Stylesheet Element
id? =
id
extension-element-prefixes? =
tokens
exclude-result-prefixes? =
tokens
version
number
xpath-default-namespace? =
uri
default-validation? = "preserve" | "strip"
default-collation? =
uri-list
input-type-annotations? = "preserve" | "strip" | "unspecified">


id? =
id
extension-element-prefixes? =
tokens
exclude-result-prefixes? =
tokens
version
number
xpath-default-namespace? =
uri
default-validation? = "preserve" | "strip"
default-collation? =
uri-list
input-type-annotations? = "preserve" | "strip" | "unspecified">


A stylesheet module is represented by an
xsl:stylesheet
element in an XML document.
xsl:transform
is allowed as
a synonym for
xsl:stylesheet
; everything
this specification says about the
xsl:stylesheet
element applies
equally to
xsl:transform
An
xsl:stylesheet
element
must
have a
version
attribute, indicating the version of XSLT that
the stylesheet module requires.
[ERR XTSE0110]
The value of the
version
attribute
must
be a number: specifically, it
must
be a
a valid instance of the type
xs:decimal
as defined in
[XML Schema Part 2]
For this version of XSLT, the value
should
normally
be
2.0
. A value of
1.0
indicates that the stylesheet module
was written with the intention that it
should
be processed using an XSLT 1.0 processor.
If a
stylesheet
that specifies
[xsl:]version="1.0"
in the
outermost element of the
principal
stylesheet module
(that is,
version="1.0"
in the case of a
standard stylesheet module
, or
xsl:version="1.0"
in the case of a
simplified
stylesheet module
) is submitted to an XSLT 2.0 processor, the processor
should
output
a warning advising the user of possible incompatibilities, unless the user has requested otherwise.
The processor
must
then process the stylesheet
using the rules for
backwards-compatible behavior
These rules require that if the processor does not support
backwards-compatible behavior
, it
must
signal an error and
must not
execute the transformation.
When the value of the
version
attribute is greater than 2.0,
forwards-compatible behavior
is enabled (see
3.9 Forwards-Compatible Processing
).
Note:
XSLT 1.0 allowed the
[xsl:]version
attribute to take any numeric value,
and specified that if the value was not equal to 1.0, the
stylesheet
would be executed in
forwards compatible mode. XSLT 2.0 continues to allow the attribute to take any unsigned decimal value.
A software product that includes both an XSLT 1.0 processor and
an XSLT 2.0 processor (or that can execute as either) may use the
[xsl:]version
attribute to
decide which processor to invoke; such behavior is outside the scope of this specification.
When the stylesheet is executed with an XSLT 2.0 processor, the value
1.0
is taken to indicate that the stylesheet module
was written with XSLT 1.0
in mind: if this value appears on the outermost element of the principal stylesheet module then
an XSLT 2.0 processor will either reject the stylesheet or execute it in backwards compatible
mode, as described above.
Setting
version="2.0"
indicates that the
stylesheet
is to be
executed with neither backwards nor forwards compatible behavior enabled. Any other value less than
2.0
enables backwards compatible behavior, while any value greater than
2.0
enables forwards compatible behavior.
When developing a
stylesheet
that is designed to execute under either XSLT 1.0 or XSLT 2.0,
the recommended practice is to create two alternative
stylesheet modules
one specifying
version="1.0"
, and the other specifying
version="2.0"
; these
modules can use
xsl:include
or
xsl:import
to incorporate
the common code. When running under an XSLT 1.0 processor, the
version="1.0"
module can
be selected as the
principal stylesheet module
when running under an XSLT 2.0 processor, the
version="2.0"
module can
be selected as the
principal stylesheet module
Stylesheet modules that are included or imported should specify
version="2.0"
if they make use of XSLT 2.0 facilities,
and
version="1.0"
otherwise.
The effect of the
input-type-annotations
attribute is described
in
4.3 Stripping Type Annotations from a Source Tree
The
default-validation
attribute defines the default value
of the
validation
attribute of all
xsl:document
xsl:element
xsl:attribute
xsl:copy
xsl:copy-of
, and
xsl:result-document
instructions,
and of the
xsl:validation
attribute of all
literal result elements
. It also
determines the validation applied to the implicit
final result tree
created in the absence of an
xsl:result-document
instruction.
This default applies within the
stylesheet module
it does not extend to included or imported stylesheet modules.
If the attribute is omitted, the default is
strip
The permitted values are
preserve
and
strip
For details of the effect of this attribute, see
19.2 Validation
[ERR XTSE0120]
An
xsl:stylesheet
element
must not
have
any text node children. (This rule applies after stripping of
whitespace text nodes
as described in
4.2 Stripping Whitespace from the Stylesheet
.)
[Definition:
An element occurring as
a child of an
xsl:stylesheet
element is called a
top-level
element.
[Definition:
Top-level
elements fall into two categories: declarations, and
user-defined data elements.
Top-level elements whose names are in the
XSLT namespace
are
declarations
Top-level elements in any other namespace are
user-defined data elements
(see
3.6.2 User-defined Data Elements
The
declaration
elements
permitted in the
xsl:stylesheet
element are:
xsl:import
xsl:include
xsl:attribute-set
xsl:character-map
xsl:decimal-format
xsl:function
xsl:import-schema
xsl:key
xsl:namespace-alias
xsl:output
xsl:param
xsl:preserve-space
xsl:strip-space
xsl:template
xsl:variable
Note that the
xsl:variable
and
xsl:param
elements
can act either as
declarations
or as
instructions
A global variable or parameter is defined using a declaration; a local variable or parameter using an instruction.
If there are
xsl:import
elements, these
must
come before
any other elements. Apart from this, the child elements of the
xsl:stylesheet
element may appear in any order. The ordering of these elements does not affect the results
of the transformation unless there are conflicting declarations (for example, two template rules
with the same priority that match the same node). In general, it is an error for a
stylesheet
to contain such conflicting declarations,
but in some cases the processor is allowed to recover from the error by choosing the declaration that
appears last in the stylesheet.
3.6.1 The
default-collation
attribute
The
default-collation
attribute is a
standard attribute
that may appear on any element in the XSLT namespace, or (as
xsl:default-collation
) on a
literal result element
The attribute is used to specify the default collation used by all XPath expressions appearing in the attributes
of this element, or attributes of descendant elements, unless overridden by another
default-collation
attribute
on an inner element. It also determines the collation used by certain XSLT constructs (such as
xsl:key
and
xsl:for-each-group
) within its scope.
The value of the attribute is a whitespace-separated list of collation URIs.
If any of these URIs is a relative URI, then it is resolved relative to the base URI
of the attribute's parent element. If the implementation recognizes one or
more of the resulting absolute collation URIs,
then it uses the first one that it recognizes as the default collation.
[ERR XTSE0125]
It is a
static error
if the value of an
[xsl:]default-collation
attribute,
after resolving against the base URI, contains no URI that the implementation
recognizes as a collation URI.
Note:
The reason the attribute allows a list of collation URIs is that collation URIs will often be meaningful
only to one particular XSLT implementation. Stylesheets designed to run with several different implementations can
therefore specify several different collation URIs, one for use with each. To avoid the above error condition,
it is possible to specify the Unicode Codepoint Collation as the last collation URI in the list.
The
[xsl:]default-collation
attribute does not affect the collation used by
xsl:sort
In the absence of an
[xsl:]default-collation
attribute, the default collation
may
be established by the calling application in an
implementation-defined
way. The
recommended
default, unless the user chooses otherwise, is to
use the Unicode codepoint collation.
3.6.2 User-defined Data Elements
[Definition:
In addition to
declarations
the
xsl:stylesheet
element may contain
any element not from the
XSLT namespace
provided that the
expanded-QName
of the element has a non-null namespace URI. Such
elements are referred to as
user-defined data elements
[ERR XTSE0130]
It is a
static error
if the
xsl:stylesheet
element has
a child element whose name has a null namespace URI.
An implementation
may
attach an
implementation-defined
meaning to user-defined
data elements that appear in particular namespaces.
The set of namespaces that are recognized for such data elements is
implementation-defined
The presence of
a user-defined data element
must not
change the behavior of
XSLT elements
and functions defined in this document; for example, it is not
permitted for a user-defined data element to specify that
xsl:apply-templates
should use different rules to resolve
conflicts. The constraints on what user-defined data elements
can and cannot do are exactly the same as the constraints on
extension
attributes
, described in
3.3 Extension Attributes
Thus, an implementation is always free to ignore user-defined data elements,
and
must
ignore such data elements without giving
an error if it does not recognize the namespace URI.
User-defined data elements can provide, for example,
information used by
extension instructions
or
extension functions
(see
18 Extensibility and Fallback
),
information about what to do with any
final result tree
information about how to construct
source trees
optimization hints for the
processor
metadata about the stylesheet,
structured documentation for the stylesheet.
user-defined data element
must not
precede an
xsl:import
element within a
stylesheet module
[see
ERR XTSE0200
3.7 Simplified Stylesheet Modules
A simplified syntax is allowed for a
stylesheet module
that defines only a single template rule for the document node.
The stylesheet module may consist of
just a
literal result element
(see
11.1 Literal Result Elements
) together with its contents.
The literal result element must have an
xsl:version
attribute (and it must therefore also declare the XSLT namespace).
Such a stylesheet module is equivalent to a
standard stylesheet module whose
xsl:stylesheet
element contains a
template rule
containing the literal result element,
minus its
xsl:version
attribute;
the template rule has a match
pattern
of
Example: A Simplified Stylesheet
For example:
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns="http://www.w3.org/1999/xhtml">

Expense Report Summary


Total Amount:




has the same meaning as
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns="http://www.w3.org/1999/xhtml">



Expense Report Summary


Total Amount:






Note that it is not possible, using a simplified stylesheet,
to request that the serialized output contains a
DOCTYPE
declaration.
This can only be done by using a standard stylesheet module, and using the
xsl:output
element.
More formally, a simplified stylesheet module is
equivalent to the standard stylesheet module that would be generated by
applying the following transformation to the simplified stylesheet module,
invoking the transformation by calling the
named template
expand
, with
the containing literal result element as the
context node
xmlns:xsl="http://www.w3.org/1999/XSL/Transform">





/




[ERR XTSE0150]
literal result element
that
is used as the outermost element of a
simplified stylesheet module
must
have
an
xsl:version
attribute. This
indicates the version of XSLT that the stylesheet requires.
For this version of XSLT, the value will normally be
2.0
; the
value
must
be a valid instance of the type
xs:decimal
as defined in
[XML Schema Part 2]
Other
literal result elements
may also
have an
xsl:version
attribute. When the
xsl:version
attribute is numerically less than
2.0
, backwards-compatible processing behavior is enabled (see
3.8 Backwards-Compatible Processing
).
When the
xsl:version
attribute is numerically greater than
2.0
forwards-compatible behavior
is enabled (see
3.9 Forwards-Compatible Processing
).
The allowed content of a literal result element when used as a
simplified stylesheet is the same as when it occurs within a
sequence constructor
Thus, a literal result element used as the document element of
a simplified stylesheet cannot
contain
declarations
Simplified stylesheets therefore cannot use
global variables
stylesheet parameters
stylesheet functions
keys
attribute-sets
, or
output definitions
In turn this means that the only useful way to initiate the transformation is to supply a document node as the
initial context node
, to be matched by the
implicit
match="/"
template rule using the
default mode
3.8 Backwards-Compatible Processing
[Definition:
An element
enables backwards-compatible behavior for itself, its
attributes, its descendants and their attributes if it has an
[xsl:]version
attribute (see
3.5 Standard Attributes
whose value is less than
2.0
An element
that has an
[xsl:]version
attribute whose value is greater than or equal to
2.0
disables backwards-compatible behavior for itself, its attributes, its
descendants and their attributes. The compatibility
behavior established by an element overrides
any compatibility behavior established by an ancestor element.
If an attribute containing an XPath
expression
is processed with
backwards-compatible behavior, then the expression is evaluated with
XPath 1.0 compatibility mode
set to
true
. For details of this mode, see
Section
2.1.1 Static Context
XP
Furthermore,
in such an expression any function call for which no implementation is
available (unless it uses the
standard function namespace
) is bound to a
fallback error function whose effect when evaluated is to raise a dynamic error
[see
ERR XTDE1425
. The effect is that with
backwards-compatible behavior enabled, calls
on
extension functions
that are not available in a particular implementation
do not cause an error unless the function call is actually evaluated. For
further details, see
18.1 Extension Functions
Note:
This might appear to contradict the specification of XPath
2.0, which states that a static error [XPST0017]
is raised when an expression
contains a call to a function that is not present (with matching name and
arity) in the static context. This apparent contradiction is resolved by
specifying that the XSLT processor constructs a static context for the
expression in which every possible function name and arity (other than names in
the
standard function namespace
is present; when no other implementation of
the function is available, the function call is bound to a fallback error
function whose run-time effect is to raise a dynamic error.
Certain XSLT constructs also produce different results when backwards-compatible behavior is enabled.
This is described separately for each such construct.
These rules do not apply to the
xsl:output
element,
whose
version
attribute
has an entirely different purpose: it is used to define the version of the output
method to be used for serialization.
Note:
By making use of backwards-compatible behavior, it is possible
to write the stylesheet in a way that ensures that its results when processed with an XSLT 2.0 processor are
identical to the effects of processing the same stylesheet using an
XSLT 1.0 processor. The differences are described (non-normatively) in
J.1 Incompatible Changes
To assist with transition, some parts of a stylesheet may be processed with backwards compatible behavior enabled,
and other parts with this behavior disabled. All data values manipulated by an XSLT 2.0 processor are defined by
the XDM data model, whether or not the relevant expressions use backwards compatible behavior.
Because the same data model is used in both cases, expressions are fully composable. The result of evaluating
instructions or expressions with backwards compatible behavior is fully defined in the XSLT 2.0 and XPath 2.0
specifications, it is not defined by reference to the XSLT 1.0 and XPath 1.0 specifications.
It is
implementation-defined
whether a particular XSLT 2.0 implementation supports backwards-compatible behavior.
[ERR XTDE0160]
If an implementation does not support backwards-compatible
behavior, then it is a
non-recoverable dynamic error
if any element is evaluated that enables
backwards-compatible behavior.
Note:
To write a stylesheet that works with both XSLT 1.0 and 2.0 processors, while making
selective use of XSLT 2.0 facilities, it is necessary to understand both the rules for
backwards-compatible behavior in XSLT 2.0, and the rules for forwards-compatible
behavior in XSLT 1.0. If the
xsl:stylesheet
element specifies
version="2.0"
, then an XSLT 1.0 processor will ignore XSLT 2.0
declarations
that were not defined in XSLT 1.0, for
example
xsl:function
and
xsl:import-schema
. If any new XSLT 2.0
instructions are used (for example
xsl:analyze-string
or
xsl:namespace
),
or if new XPath 2.0 features are used (for example, new functions, or syntax such as conditional
expressions, or calls to a function defined using
xsl:function
),
then the stylesheet must provide fallback behavior that relies on XSLT 1.0 and XPath 1.0
facilities only. The fallback behavior can be invoked by using the
xsl:fallback
instruction, or by testing the results of the
function-available
or
element-available
functions, or by testing the value of the
xsl:version
property returned by the
system-property
function.
3.9 Forwards-Compatible Processing
The intent of forwards-compatible behavior is to make it possible to
write a stylesheet that takes advantage of features introduced in some version of
XSLT subsequent to XSLT 2.0, while retaining the ability to execute the
stylesheet with an XSLT 2.0 processor using appropriate fallback behavior.
It is always possible to write conditional code to run under different XSLT
versions by using the
use-when
feature described in
3.12 Conditional Element Inclusion
. The
rules for forwards-compatible behavior supplement this mechanism in two
ways:
certain constructs in the stylesheet that mean nothing to an XSLT 2.0
processor are ignored, rather than being treated as errors.
explicit fallback behavior can be defined for instructions defined in a
future XSLT release, using the
xsl:fallback
instruction.
The detailed rules follow.
[Definition:
An element enables
forwards-compatible behavior
for itself, its
attributes, its descendants and their attributes if it has an
[xsl:]version
attribute (see
3.5 Standard Attributes
whose value is greater than
2.0
An element that has an
[xsl:]version
attribute
whose value is less than or equal to
2.0
disables forwards-compatible behavior for itself, its attributes, its
descendants and their attributes.
The compatibility behavior established by an element overrides
any compatibility behavior established by an ancestor element.
These rules do not apply to the
version
attribute
of the
xsl:output
element, which has an entirely different purpose:
it is used to define the version of the output method to be used for serialization.
Within a section of a
stylesheet
where forwards-compatible
behavior is enabled:
if an element in the XSLT namespace appears
as a child of the
xsl:stylesheet
element,
and XSLT 2.0 does not allow such elements to occur as children of the
xsl:stylesheet
element,
then the element and its content
must
be ignored.
if an element has an attribute that XSLT 2.0 does not allow the element to have, then the
attribute
must
be ignored.
if an element in the XSLT namespace appears as part of a
sequence constructor
, and XSLT 2.0 does not allow
such elements to appear as part of a sequence constructor, then:
If the element has one or more
xsl:fallback
children, then no error
is reported either statically or dynamically, and the result of evaluating the instruction is the concatenation of
the sequences formed by evaluating the sequence constructors within its
xsl:fallback
children, in document order. Siblings of the
xsl:fallback
elements are ignored, even if they are valid XSLT 2.0 instructions.
If the element has no
xsl:fallback
children, then a static error is reported in the
same way as if forwards-compatible behavior were not enabled.
Example: Forwards Compatible Behavior
For example,
an XSLT 2.0
processor
will
process the following stylesheet without error, although the
stylesheet includes elements from
the
XSLT namespace
that are not
defined in this specification:
xmlns:xsl="http://www.w3.org/1999/XSL/Transform">






XSLT 17.0 required


Sorry, this stylesheet requires XSLT 17.0.








Note:
If a stylesheet depends crucially on a
declaration
introduced by a version of XSLT after 2.0, then
the stylesheet can use an
xsl:message
element with
terminate="yes"
(see
17 Messages
) to ensure
that implementations that conform to an earlier version of XSLT will not silently ignore the
declaration
Example: Testing the XSLT Version
For example,
xmlns:xsl="http://www.w3.org/1999/XSL/Transform">





Sorry, this stylesheet requires XSLT 17.0.



...



...

3.10 Combining Stylesheet Modules
XSLT provides two mechanisms to construct
stylesheet
from multiple
stylesheet modules
an inclusion mechanism that allows stylesheet modules to be combined
without changing the semantics of the modules being combined,
and
an import mechanism that allows stylesheet modules to override each
other.
3.10.1 Locating Stylesheet Modules
The include and import mechanisms use two declarations,
xsl:include
and
xsl:import
, which are defined in the sections that follow.
These declarations use an
href
attribute, whose value is a
URI reference
to identify the
stylesheet module
to be included
or imported. If the value of this
attribute is a relative URI, it is resolved as described in
5.8 URI References
After resolving against the base URI, the way in which the URI reference is
used to locate a representation of a
stylesheet module
, and the way in which
the stylesheet module is constructed from that representation, are
implementation-defined
. In particular,
it is implementation-defined which URI schemes are supported, whether
fragment identifiers are supported, and what media types are supported.
Conventionally, the URI is a reference to a resource containing the
stylesheet module as a source XML document, or it may include a fragment
identifier that selects an embedded stylesheet module within a source XML
document; but the implementation is free to use other mechanisms to locate
the stylesheet module identified by the URI reference.
The referenced
stylesheet module
may be any of the four kinds of stylesheet module:
that is, it may be
standalone
or
embedded
, and it may be
standard
or
simplified
. If it is a
simplified stylesheet module
then
it is transformed into the equivalent
standard stylesheet module
by applying the transformation described in
3.7 Simplified Stylesheet Modules
Implementations
may
choose to accept
URI references containing a fragment identifier defined
by reference to the XPointer specification (see
[XPointer Framework]
). Note that if
the implementation does not support the use of fragment identifiers in the URI reference,
then it will not be possible to include an
embedded
stylesheet module
[ERR XTSE0165]
It is a
static error
if the processor is not able to retrieve the resource
identified by the URI reference, or if the resource that is retrieved does
not contain a stylesheet module conforming to this specification.
3.10.2 Stylesheet Inclusion

href
uri-reference
/>
A stylesheet module may include another stylesheet module using an
xsl:include
declaration.
The
xsl:include
declaration
has a
required
href
attribute whose value is a URI reference
identifying the stylesheet module to be included. This attribute is used as described
in
3.10.1 Locating Stylesheet Modules
[ERR XTSE0170]
An
xsl:include
element
must
be a
top-level
element.
[Definition:
stylesheet level
is a collection of
stylesheet modules
connected
using
xsl:include
declarations:
specifically, two stylesheet modules
and
are part of the same
stylesheet level if one of them includes the other by means of an
xsl:include
declaration, or if there is a third stylesheet module
that is in the same
stylesheet level as both
and
[Definition:
The
declarations
within a
stylesheet level
have a total ordering known
as
declaration order
. The order of declarations within a stylesheet
level is the same as the document order that would result if each stylesheet module were
inserted textually in place of the
xsl:include
element that references it.
In other respects, however, the effect of
xsl:include
is not equivalent to
the effect that would be obtained by textual inclusion.
[ERR XTSE0180]
It is a
static error
if a stylesheet module
directly or indirectly includes itself.
Note:
It is not intrinsically an error for a
stylesheet
to include the same module more than once. However, doing so can cause errors
because of duplicate definitions. Such multiple inclusions are less
obvious when they are indirect. For example, if stylesheet
includes stylesheet
, stylesheet
includes stylesheet
, and stylesheet
includes
both stylesheet
and stylesheet
, then
will be included indirectly by
twice. If
all of
and
are used as
independent stylesheets, then the error can be avoided by separating
everything in
other than the inclusion of
into a separate stylesheet
B'
and changing
to
contain just inclusions of
B'
and
, similarly
for
, and then changing
to include
B'
C'
3.10.3 Stylesheet Import

href
uri-reference
/>
A stylesheet module may import another
stylesheet module
using an
xsl:import
declaration
Importing a stylesheet module is the same
as including it (see
3.10.2 Stylesheet Inclusion
) except that
template rules
and other
declarations
in the
importing module take precedence over
template rules and declarations in the imported module; this is
described in more detail below.
The
xsl:import
declaration
has a
required
href
attribute whose value is a URI reference
identifying the stylesheet module to be included. This attribute is used as described
in
3.10.1 Locating Stylesheet Modules
[ERR XTSE0190]
An
xsl:import
element
must
be a
top-level
element.
[ERR XTSE0200]
The
xsl:import
element children
must
precede all other
element children of an
xsl:stylesheet
element, including
any
xsl:include
element children and any
user-defined data elements
Example: Using
xsl:import
For example,
xmlns:xsl="http://www.w3.org/1999/XSL/Transform">



italic


[Definition:
The
stylesheet levels
making up a
stylesheet
are
treated as forming an
import tree
. In the import tree,
each stylesheet level has one child for each
xsl:import
declaration that it contains.
The ordering
of the children is the
declaration order
of the
xsl:import
declarations within their stylesheet level.
[Definition:
declaration
in the stylesheet
is defined to have lower
import precedence
than another
declaration
if the stylesheet level containing
would be
visited before the stylesheet level containing
in a
post-order traversal of the import tree (that is, a traversal of the
import tree in which a stylesheet level is visited
after its children). Two declarations within the same stylesheet level have
the same import precedence.
For example, suppose
stylesheet module
imports stylesheet modules
and
in that order;
stylesheet module
imports stylesheet module
stylesheet module
imports stylesheet module
Then the import tree has the following structure:
+---+---+
| |
B C
| |
D E
The order of import precedence (lowest first) is
In general, a
declaration
with higher import precedence takes precedence over a declaration with
lower import precedence. This is defined in detail for each kind of declaration.
[ERR XTSE0210]
It is a
static error
if
a stylesheet module directly or indirectly imports itself.
Note:
The case where a stylesheet module with a particular
URI is imported several times is not treated specially. The effect is exactly the same as if
several stylesheet modules with different URIs but identical content were imported. This might or might
not cause an error, depending on the content of the stylesheet module.
3.11 Embedded Stylesheet Modules
An
embedded stylesheet module
is a
stylesheet module
whose containing element is not
the outermost element of the containing XML document. Both
standard stylesheet modules
and
simplified stylesheet modules
may be embedded in this way.
Two situations where embedded stylesheets may be useful are:
The stylesheet may be embedded in the source document to be transformed.
The stylesheet may be embedded in an XML document that describes a sequence of processing
of which the XSLT transformation forms just one part.
The
xsl:stylesheet
element
may
have an
id
attribute to facilitate reference to the stylesheet module within the containing document.
Note:
In order for such an attribute value to be used as a fragment
identifier in a URI, the XDM attribute node must generally have the
is-id
property: see
Section
5.5 is-id Accessor
DM
. This property will typically be set
if the attribute is defined in a DTD as being of type
ID
, or if is defined in a schema as being
of type
xs:ID
. It is also necessary that the media type of the containing document should
support the use of ID values as fragment identifiers. Such support is widespread in existing products, and
is expected to be endorsed in respect of the media type
application/xml
by a future
revision of
[RFC3023]
An alternative, if the implementation supports it, is to
use an
xml:id
attribute. XSLT allows this attribute (like other namespaced attributes)
to appear on any
XSLT element
Example: The
xml-stylesheet
Processing Instruction
The following example shows how the
xml-stylesheet
processing instruction (see
[XML Stylesheet]
) can be used to allow a
source document to contain its own stylesheet. The URI reference uses a
relative URI with a fragment identifier to locate the
xsl:stylesheet
element:




version="2.0"
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns:fo="http://www.w3.org/1999/XSL/Format">











...



Note:
A stylesheet module that is embedded in the document to which it is
to be applied typically needs
to contain a
template rule
that specifies that
xsl:stylesheet
elements are to be ignored.
Note:
The above example uses the pseudo-attribute
type="application/xslt+xml"
in the
xml-stylesheet
processing instruction to denote an XSLT stylesheet. This usage
is subject to confirmation:
see
3.4 XSLT Media Type
In the absence of a registered media type for XSLT stylesheets, some vendors' products
have adopted different conventions, notably
type="text/xsl"
Note:
Support for the
xml-stylesheet
processing instruction is not
required for conformance with this Recommendation. Implementations are not
constrained in the mechanisms they use to identify a stylesheet when a transformation is initiated:
see
2.3 Initiating a Transformation
3.12 Conditional Element Inclusion
Any element in the XSLT namespace may have a
use-when
attribute whose
value is an XPath expression that can be evaluated statically. If the attribute is present
and the
effective boolean value
XP
of the
expression is false, then the element, together with all the nodes having
that element as an ancestor, is effectively excluded from the
stylesheet module
. When a node
is effectively excluded from a stylesheet module the stylesheet module has the same effect
as if the node were not there. Among other things this means that no static or dynamic errors
will be reported in respect of the element and its contents, other than errors in the
use-when
attribute itself.
Note:
This does not apply to XML parsing or validation errors, which
will be reported in the usual way.
It also does not apply to attributes
that are necessarily processed
before
[xsl:]use-when
, examples being
xml:space
and
[xsl:]xpath-default-namespace
literal result element
or any other element within a
stylesheet module
that is not in the XSLT namespace,
may similarly carry an
xsl:use-when
attribute.
If the
xsl:stylesheet
or
xsl:transform
element itself is
effectively excluded, the effect is to exclude all the children of the
xsl:stylesheet
or
xsl:transform
element, but not the
xsl:stylesheet
or
xsl:transform
element or its attributes.
Note:
This allows all the declarations that depend on the same condition to be
included in one stylesheet module, and for their inclusion or exclusion to be controlled
by a single
use-when
attribute at the level of the module.
Conditional element exclusion happens after stripping of whitespace text nodes from the
stylesheet, as described in
4.2 Stripping Whitespace from the Stylesheet
There are no syntactic constraints on the XPath expression that can be used as the value of the
use-when
attribute. However, there are severe constraints on the information provided
in its evaluation context. These constraints are designed to ensure that the expression can be
evaluated at the earliest possible stage of stylesheet processing, without any dependency
on information contained in the stylesheet itself or in any source document.
Specifically, the components of the static and dynamic context are defined by the following two tables:
Static Context Components for
use-when
Expressions
Component
Value
XPath 1.0 compatibility mode
false
In scope namespaces
determined by the in-scope namespaces for the containing element
in the stylesheet
Default element/type namespace
determined by the
xpath-default-namespace
attribute
if present (see
5.2 Unprefixed QNames in Expressions and Patterns
); otherwise the null namespace
Default function namespace
The
standard function namespace
In scope type definitions
The type definitions that would be available in the absence of any
xsl:import-schema
declaration
In scope element declarations
None
In scope attribute declarations
None
In scope variables
None
In scope functions
The
core functions
defined in
[Functions and Operators]
together with the functions
element-available
function-available
type-available
and
system-property
defined in this specification, plus
the set of extension functions that are
present in the static context of every XPath expression (other than a use-when expression) within the
content of the element that is the parent of the
use-when
attribute.
Note that
stylesheet functions
are
not
included in the context, which means that the function
function-available
will
return
false
in respect of such functions. The effect of this
rule is to ensure that
function-available
returns true in respect of functions that
can be called within the scope of the
use-when
attribute. It also has the effect that
these extensions functions will be recognized within the
use-when
attribute itself;
however, the fact that a function is available in this sense gives no guarantee that a call on the
function will succeed.
In scope collations
Implementation-defined
Default collation
The Unicode Codepoint Collation
Base URI
The base URI of the containing element in the stylesheet
Statically known documents
None
Statically known collections
None
Dynamic Context Components for
use-when
Expressions
Component
Value
Context item, position, and size
Undefined
Dynamic variables
None
Current date and time
Implementation-defined
Implicit timezone
Implementation-defined
Available documents
None
Available collections
None
Within a
stylesheet module
all expressions contained in
[xsl:]use-when
attributes are evaluated in a single
execution scope
FO
This need not be
the same execution scope as that used for
[xsl]:use-when
expressions in other
stylesheet modules, or as that used when evaluating XPath expressions appearing
elsewhere in the stylesheet module. This means that a function such as
current-date
FO
will return the same result when called in different
[xsl:]use-when
expressions within the same stylesheet module, but will not
necessarily return the same result as the same call in an
[xsl:]use-when
expression within a different stylesheet module, or as a call on
the same function executed during the transformation proper.
The use of
[xsl:]use-when
is illustrated in the following examples.
Example: Using Conditional Exclusion to Achieve Portability
This example demonstrates the use of the
use-when
attribute to
achieve portability of a stylesheet across schema-aware and non-schema-aware processors.
use-when="system-property('xsl:is-schema-aware')='yes'"/>

use-when="system-property('xsl:is-schema-aware')='yes'"
priority="2">






The effect of these declarations is that a non-schema-aware processor ignores the
xsl:import-schema
declaration and the first template rule, and therefore
generates no errors in respect of the schema-related constructs in these declarations.
Example: Including Variant Stylesheet Modules
This example includes different stylesheet modules depending on which XSLT processor
is in use.
use-when="system-property('xsl:vendor')='vendor-A'"/>
use-when="system-property('xsl:vendor')='vendor-B'"/>
3.13 Built-in Types
Every XSLT 2.0 processor includes the following named type definitions
in the
in-scope schema components
All the primitive atomic types defined in
[XML Schema Part 2]
with the exception of
xs:NOTATION
. That is:
xs:string
xs:boolean
xs:decimal
xs:double
xs:float
xs:date
xs:time
xs:dateTime
xs:duration
xs:QName
xs:anyURI
xs:gDay
xs:gMonthDay
xs:gMonth
xs:gYearMonth
xs:gYear
xs:base64Binary
, and
xs:hexBinary
The derived atomic type
xs:integer
defined in
[XML Schema Part 2]
The types
xs:anyType
and
xs:anySimpleType
The following types defined in
[XPath 2.0]
xs:yearMonthDuration
xs:dayTimeDuration
xs:anyAtomicType
xs:untyped
, and
xs:untypedAtomic
schema-aware XSLT processor
additionally supports:
All other built-in types defined in
[XML Schema Part 2]
User-defined types, and element and attribute declarations, that are
imported using an
xsl:import-schema
declaration
as described in
3.14 Importing Schema Components
. These may include both simple and complex types.
Note:
The names that are imported from the XML Schema namespace do not include all the
names of top-level types defined in either the Schema for Schemas or the Schema for Datatypes. The Schema
for Datatypes, as well as defining built-in types such as
xs:integer
and
xs:double
also defines types that are intended for use only within the Schema for DataTypes, such as
xs:derivationControl
. A
stylesheet
that is designed to process XML Schema documents as its
input or output may import the Schema for Schemas.
An implementation may define mechanisms that allow additional
schema components
to be added to the
in-scope schema components
for the
stylesheet. For example, the mechanisms used to define
extension functions
(see
18.1 Extension Functions
) may also be used to
import the types used in the interface to such functions.
These
schema components
are the only ones that may be
referenced in XPath expressions within the stylesheet, or in the
[xsl:]type
and
as
attributes of those elements that permit these attributes.
For a Basic XSLT Processor, schema built-in types that are not included in the
static context (for example,
xs:NCName
) are "unknown types" in the sense of
Section
2.5.4 SequenceType Matching
XP
. In the language of that section, a Basic XSLT Processor
must
be able to determine whether these unknown types are derived from known
schema types such as
xs:string
. The purpose of this rule is to ensure that
system functions such as
local-name-from-QName
FO
, which is defined to return
an
xs:NCName
, behave correctly. A stylesheet that uses a Basic XSLT Processor
will not be able to test whether the returned value is an
xs:NCName
, but it will
be able to use it as if it were an
xs:string
3.14 Importing Schema Components
Note:
The facilities described in this section are not available
with a
basic XSLT processor
They require a
schema-aware XSLT processor
as described in
21 Conformance

namespace? =
uri-reference
schema-location? =
uri-reference


The
xsl:import-schema
declaration is used to identify
schema components
(that is,
top-level type definitions and
top-level element and attribute declarations)
that need to be available statically, that is, before any source document is
available. Names of such components used statically within the
stylesheet
must refer to an
in-scope schema component
which means they must either be built-in types as defined in
3.13 Built-in Types
or they must be imported using an
xsl:import-schema
declaration.
The
xsl:import-schema
declaration identifies a
namespace containing the names of the components to be imported
(or indicates that components whose names are in no namespace are to be imported).
The effect is that the names of top-level element and
attribute declarations and type definitions from this namespace (or non-namespace)
become available for use within
XPath expressions in the
stylesheet
, and within other stylesheet
constructs such as the
type
and
as
attributes of various
XSLT elements
The same schema components are available in all stylesheet modules; importing
components in one stylesheet module makes them available throughout the
stylesheet
The
namespace
and
schema-location
attributes are both optional.
If the
xsl:import-schema
element contains an
xs:schema
element, then the
schema-location
attribute
must
be absent, and one of the following
must
be true:
the
namespace
attribute of the
xsl:import-schema
element and the
targetNamespace
attribute of the
xs:schema
element are both absent (indicating a no-namespace schema), or
the
namespace
attribute of the
xsl:import-schema
element and the
targetNamespace
attribute of the
xs:schema
element are both present and both have the same value, or
the
namespace
attribute of the
xsl:import-schema
element is absent and the
targetNamespace
attribute of
the
xs:schema
element is present, in which case the target namespace
is as given on the
xs:schema
element.
[ERR XTSE0215]
It is a
static error
if an
xsl:import-schema
element that contains an
xs:schema
element has a
schema-location
attribute,
or if it has a
namespace
attribute that conflicts with the target namespace
of the contained schema.
If two
xsl:import-schema
declarations specify the same namespace,
or if both specify no namespace, then only the
one with highest
import precedence
is used.
If this leaves more than one, then all the declarations at the highest import precedence
are used (which may cause conflicts, as described below).
After discarding any
xsl:import-schema
declarations under the above rule, the
effect of the remaining
xsl:import-schema
declarations is
defined in terms of a hypothetical document called the synthetic schema document,
which is constructed as follows. The synthetic schema document defines an arbitrary target namespace
that is different from any namespace actually used by the application, and it contains
xs:import
elements corresponding one-for-one with the
xsl:import-schema
declarations in the
stylesheet
, with the following correspondence:
The
namespace
attribute of the
xs:import
element is copied from the
namespace
attribute of the
xsl:import-schema
declaration if it is explicitly present, or is implied by the
targetNamespace
attribute of a contained
xs:schema
element,
and is absent if it is absent.
The
schemaLocation
attribute of the
xs:import
element is copied from the
schema-location
attribute of the
xsl:import-schema
declaration if present, and is absent if it is absent.
If there is a contained
xs:schema
element, the effective value of the
schemaLocation
attribute is a URI referencing a document containing a copy of the
xs:schema
element.
The base URI of the
xs:import
element is the same as the base URI
of the
xsl:import-schema
declaration.
The schema components included
in the
in-scope schema components
(that is, the components whose names are available
for use within the stylesheet)
are the top-level element and attribute declarations and type definitions that
are available for reference within the synthetic schema document. See
[XML Schema Part 1]
(section 4.2.3,
References to schema components across namespaces
).
[ERR XTSE0220]
It is a
static error
if the
synthetic schema document does not satisfy the constraints described in
[XML Schema Part 1]
(section 5.1,
Errors in Schema Construction and Structure
).
This includes, without loss of generality, conflicts such as multiple definitions of the same name.
Note:
The synthetic schema document does not need to be constructed by a real implementation. It is purely
a mechanism for defining the semantics of
xsl:import-schema
in terms of rules that
already exist within the XML Schema specification. In particular, it implicitly defines the
rules that determine whether the set of
xsl:import-schema
declarations are
mutually consistent.
These rules do not cause names to be imported transitively. The fact that
a name is available for reference within a schema document A does not of itself make the name available
for reference in a stylesheet that imports the target namespace of schema document A.
(See
[XML Schema Part 1]
section 3.15.3, Constraints on XML Representations of Schemas.)
The stylesheet must import all the namespaces containing names that it actually references.
The
namespace
attribute indicates that a schema for the given namespace is required
by the
stylesheet
. This information may be enough on its own
to enable an implementation to locate
the required schema components. The
namespace
attribute may be omitted
to indicate that a schema for names in no namespace is being imported. The zero-length
string is not a valid namespace URI, and is therefore not a valid value for the
namespace
attribute.
The
schema-location
attribute is a
URI Reference
that gives a hint indicating where a schema document
or other resource containing the required definitions may be found. It is likely that a
schema-aware XSLT processor
will
be able to process a schema document found at this location.
The XML Schema specification gives implementations flexibility in how to handle
multiple imports for the same namespace. Multiple imports do not cause
errors if the definitions do not conflict.
A consequence of these rules is that it is not intrinsically an error if no schema
document can be located for a namespace identified in an
xsl:import-schema
declaration.
This will cause an error only if it results in the stylesheet containing references to names that have not
been imported.
An inline schema document (using an
xs:schema
element as a child of the
xsl:import-schema
element) has the same status as an external schema document, in the sense that it acts as a hint for a source of schema
components in the relevant namespace. To ensure that the inline schema document is always used, it is advisable to
use a target namespace that is unique to this schema document.
The use of a namespace in an
xsl:import-schema
declaration does not by itself
associate any namespace prefix with the namespace.
If names from the namespace are used within the stylesheet module then
a namespace declaration must be included in the stylesheet module,
in the usual way.
Example: An Inline Schema Document
The following example shows an inline schema document. This declares a simple type
local:yes-no
, which the stylesheet then uses in the declaration of a variable.
The example assumes the namespace declaration
xmlns:local="http://localhost/ns/yes-no"

xmlns:xs="http://www.w3.org/2001/XMLSchema">








4 Data Model
The data model used by XSLT is the XPath 2.0 and XQuery 1.0 data model
(XDM), as
defined in
[Data Model]
. XSLT operates on source, result and
stylesheet documents using the same data model.
This section elaborates on some particular features of XDM as
it is used by XSLT:
The rules in
4.2 Stripping Whitespace from the Stylesheet
and
4.4 Stripping Whitespace from a Source Tree
make use of the concept of a whitespace text node.
[Definition:
whitespace text node
is a text node whose content consists entirely of whitespace characters (that is,
#x09, #x0A, #x0D, or #x20).
Note:
Features of a source XML document that are not represented
in the XDM tree will have no effect on the operation of
an XSLT stylesheet. Examples of such features are entity references, CDATA sections,
character references, whitespace within element tags, and the choice of single or double
quotes around attribute values.
4.1 XML Versions
The XDM data model defined in
[Data Model]
is capable of representing
either an XML 1.0 document (conforming to
[XML 1.0]
and
[Namespaces in XML 1.0]
or an XML 1.1 document (conforming to
[XML 1.1]
and
[Namespaces in XML 1.1]
), and
it makes no distinction between the two.
In principle, therefore, XSLT 2.0 can be used with either of these XML versions.
Construction of the XDM tree is outside the scope of this specification, so XSLT 2.0 places no
formal requirements on an XSLT processor to accept input from either XML 1.0 documents or XML 1.1 documents
or both. This specification does define a serialization capability (see
20 Serialization
),
though from a conformance point of view it is an optional feature. Although facilities are described for
serializing the XDM tree as either XML 1.0 or XML 1.1 (and controlling the choice), there is again no
formal requirement on an XSLT processor to support either or both of these XML versions as serialization
targets.
Because the XDM tree is the same whether the original document was XML 1.0 or XML 1.1, the semantics
of XSLT processing do not depend on the version of XML used by the original document. There is no reason in principle
why all the input and output documents used in a single transformation must conform to the same version of
XML.
Some of the syntactic constructs in XSLT 2.0 and XPath 2.0, for example the productions
Char
XML
and
NCName
Names
, are defined by reference to the XML and XML Namespaces specifications.
There are slight variations between the XML 1.0 and XML 1.1 versions of these productions.
Implementations
may
support either version; it is
recommended
that an XSLT 2.0 processor that implements the 1.1 versions
should
also provide a mode
that supports the 1.0 versions. It is thus
implementation-defined
whether the XSLT processor supports XML 1.0 with XML Namespaces 1.0, or XML 1.1 with XML Namespaces 1.1, or supports both versions at user
option.
Note:
The specification referenced as
[Namespaces in XML 1.0]
was actually
published without a version number.
At the time of writing there is no published version of
[XML Schema Part 2]
that references the
XML 1.1 specifications. This means that data types such as
xs:NCName
and
xs:ID
are
constrained by the XML 1.0 rules, and do not allow the full range of values permitted by XML 1.1.
This situation will not be resolved until a new
version of
[XML Schema Part 2]
becomes available; in the meantime, it is
recommended
that implementers wishing to support XML 1.1 should consult
[XML Schema 1.0 and XML 1.1]
for guidance.
An XSLT 2.0 processor that supports XML 1.1
should
implement the rules in later versions of
[XML Schema Part 2]
as they become available.
4.2 Stripping Whitespace from the Stylesheet
The tree representing the stylesheet is preprocessed as follows:
All comments and processing instructions are removed.
Any text nodes that are now adjacent to each other are merged.
Any
whitespace text node
that satisfies both the following conditions is removed from the tree:
The parent of the text node is not an
xsl:text
element
The text node does not have an ancestor element that has an
xml:space
attribute with a value of
preserve
, unless there is a closer ancestor element having an
xml:space
attribute with a value of
default
Any
whitespace text node
whose parent is one of the following elements
is removed from the tree, regardless of any
xml:space
attributes:
xsl:analyze-string
xsl:apply-imports
xsl:apply-templates
xsl:attribute-set
xsl:call-template
xsl:character-map
xsl:choose
xsl:next-match
xsl:stylesheet
xsl:transform
Any
whitespace text node
whose following-sibling node is an
xsl:param
or
xsl:sort
element is removed from the tree, regardless of
any
xml:space
attributes.
[ERR XTSE0260]
Within an
XSLT element
that is
required
to be empty,
any content other than comments or processing instructions, including any
whitespace text node
preserved using the
xml:space="preserve"
attribute, is a
static error
Note:
Using
xml:space="preserve"
in parts of the stylesheet that
contain
sequence constructors
will cause all text nodes in that part of the stylesheet,
including those that contain whitespace only, to be copied to the result of the sequence constructor.
When the result of the sequence constructor is used to form the content of an element, this can cause errors
if such text nodes are followed by attribute nodes generated using
xsl:attribute
Note:
If an
xml:space
attribute is
specified on a
literal result element
it will be copied to the result tree in the same way as any other attribute.
4.3 Stripping Type Annotations from a Source Tree
[Definition:
The term
type annotation
is used in this specification to refer to the value returned by the
dm:type-name
accessor of a node: see
Section
5.14 type-name Accessor
DM
There is sometimes a requirement to write stylesheets that produce the same
results whether or not the source documents have been validated against a
schema. To achieve this, an option is provided to remove any
type annotations
on element and attribute nodes in a
source tree
replacing them with an annotation of
xs:untyped
in the case of element
nodes, and
xs:untypedAtomic
in the case of attribute nodes.
Such stripping of
type annotations
can be requested by specifying
input-type-annotations="strip"
on the
xsl:stylesheet
element. This attribute
has three permitted values:
strip
preserve
and
unspecified
. The
default value is
unspecified
. Stripping of type annotations takes place if
at least one
stylesheet module
in the
stylesheet
specifies
input-type-annotations="strip"
[ERR XTSE0265]
It is a
static error
if there is a
stylesheet module
in the
stylesheet
that specifies
input-type-annotations="strip"
and
another
stylesheet module
that specifies
input-type-annotations="preserve"
The
source trees
to which this applies are the same as those affected by
xsl:strip-space
and
xsl:preserve-space
see
4.4 Stripping Whitespace from a Source Tree
When type annotations are stripped, the following changes are made to the source tree:
The type annotation of every element node is changed to
xs:untyped
The type annotation of every attribute node is changed to
xs:untypedAtomic
The typed value of every element and attribute node is set to be the same as its string value, as
an instance of
xs:untypedAtomic
The
is-nilled
property of every element node is set to
false
The values of the
is-id
and
is-idrefs
properties are
not changed.
Note:
Stripping type annotations does not necessarily return the
document to the state it would be in had validation not taken place. In
particular, any defaulted elements and attributes that were added to the
tree by the validation process will still be present , and
elements and attributes validated as IDs will still be accessible using the
id
FO
function.
4.4 Stripping Whitespace from a Source Tree
source tree
supplied as input to the
transformation process may contain
whitespace text nodes
that are of no interest,
and that do not need to be retained by the transformation. Conceptually,
an XSLT
processor
makes a copy of the source
tree from which unwanted
whitespace text nodes
have been removed. This process is referred to as whitespace stripping.
For the purposes of this section, the term
source tree
means the document
containing the
initial context node
, and any document
returned by the functions
document
doc
FO
, or
collection
FO
. It does not include documents passed as the values of
stylesheet parameters
or returned from
extension functions
The stripping process takes as input a set of element names
whose child
whitespace text nodes
are to be preserved.
The way in which this set of element names is established using the
xsl:strip-space
and
xsl:preserve-space
declarations
is described later in this section.
whitespace text node
is preserved if either of the following apply:
The element name of the parent of the text node is in the set
of whitespace-preserving element names.
An ancestor element of the text node has an
xml:space
attribute with a value of
preserve
, and no closer ancestor element has
xml:space
with a value of
default
Otherwise, the
whitespace text node
is stripped.
The
xml:space
attributes are not removed from the
tree.

elements
tokens
/>

elements
tokens
/>
The set of
whitespace-preserving element names is specified by
xsl:strip-space
and
xsl:preserve-space
declarations
. Whether an
element name is included in the set of whitespace-preserving names is
determined by the best match among all the
xsl:strip-space
or
xsl:preserve-space
declarations: it is included if and only
if there is no match or the best match is an
xsl:preserve-space
element. The
xsl:strip-space
and
xsl:preserve-space
elements each have an
elements
attribute whose value is a
whitespace-separated list of
NameTests
XP
; an element name matches an
xsl:strip-space
or
xsl:preserve-space
element if it matches one of the
NameTests
XP
An element matches a
NameTest
XP
if and only if the
NameTest
XP
would be true for the
element as an XPath node test. When more than one
xsl:strip-space
and
xsl:preserve-space
element matches, the best matching
element is determined by the best matching
NameTest
XP
. This is determined in the
same way as with
template rules
First, any match with lower
import precedence
than another
match is ignored.
Next, any match that has a lower
default priority
than the
default priority
of
another match is ignored.
[ERR XTRE0270]
It is a
recoverable dynamic error
if
this
leaves more than one match, unless all the matched declarations are equivalent (that is,
they are all
xsl:strip-space
or they are all
xsl:preserve-space
).
The
optional recovery action
is to select, from the matches that are left, the
one that occurs last in
declaration order
If an element in a source document has a
type annotation
that is a simple type or a complex type with
simple content, then any whitespace text nodes among its children are preserved, regardless of
any
xsl:strip-space
declarations. The reason for this
is that stripping a whitespace
text node from an element with simple content could make the element invalid: for
example, it could cause the
minLength
facet to be violated.
Stripping of
type annotations
happens before stripping of whitespace text nodes,
so this situation
will not occur if
input-type-annotations="strip"
is specified.
Note:
In
[Data Model]
, processes are described for constructing an
XDM tree from an Infoset or from a PSVI. Those processes
deal with whitespace according to their own rules, and the provisions in
this section apply to the resulting tree. In practice this means that
elements that are defined in a DTD or a Schema to contain element-only
content will have
whitespace text nodes
stripped, regardless of the
xsl:strip-space
and
xsl:preserve-space
declarations in the stylesheet.
However, source trees are not necessarily constructed using those processes;
indeed, they are not necessarily constructed by parsing XML documents.
Nothing in the XSLT specification constrains how the source tree is
constructed, or what happens to
whitespace text nodes
during its construction. The
provisions in this section relate only to whitespace text nodes that are
present in the tree supplied as input to the XSLT processor. The XSLT
processor cannot preserve whitespace text nodes unless they were actually
present in the supplied tree.
4.5 Attribute Types and DTD Validation
The mapping from the Infoset to the XDM data model, described in
[Data Model]
, does not retain attribute types. This means, for example, that an attribute
described in the DTD as having attribute type
NMTOKENS
will be annotated in the XDM tree
as
xs:untypedAtomic
rather than
xs:NMTOKENS
, and its typed value
will consist of a single
xs:untypedAtomic
value rather than a sequence of
xs:NMTOKEN
values.
Attributes with a DTD-derived type of ID, IDREF, or IDREFS will be marked in the
XDM tree as having the
is-id
or
is-idrefs
properties. It is these properties,
rather than any
type annotation
, that are examined by the functions
id
FO
and
idref
FO
described in
[Functions and Operators]
4.6 Limits
The XDM data model (see
[Data Model]
) leaves it to the host language to
define limits. This section describes the limits that apply to XSLT.
Limits on some primitive data types are defined in
[XML Schema Part 2]
Other limits, listed below, are
implementation-defined
Note that this does not necessarily mean that each limit must be a simple constant: it may vary depending
on environmental factors such as available resources.
The following limits are
implementation-defined
For the
xs:decimal
type, the maximum number of decimal digits
(the
totalDigits
facet). This must be at least 18 digits. (Note, however, that
support for the full value range of
xs:unsignedLong
requires 20 digits.)
For the types
xs:date
xs:time
xs:dateTime
xs:gYear
and
xs:gYearMonth
: the range of values of the year component, which must be
at least +0001 to +9999; and the maximum number of fractional second digits, which must be at least 3.
For the
xs:duration
type: the maximum absolute values of the
years, months, days, hours, minutes, and seconds components.
For the
xs:yearMonthDuration
type: the maximum absolute value,
expressed as an integer number of months.
For the
xs:dayTimeDuration
type: the maximum absolute value,
expressed as a decimal number of seconds.
For the types
xs:string
xs:hexBinary
xs:base64Binary
xs:QName
xs:anyURI
xs:NOTATION
, and types derived from them: the maximum length of the value.
For sequences, the maximum number of items in a sequence.
4.7 Disable Output Escaping
For backwards compatibility reasons, XSLT 2.0 continues to
support the
disable-output-escaping
feature introduced in XSLT 1.0.
This is an optional feature and implementations are not
required
to support it.
A new facility, that of named
character maps
(see
20.1 Character Maps
) is introduced in XSLT 2.0. It provides similar
capabilities to
disable-output-escaping
, but without distorting the
data model.
If an
implementation
supports
the
disable-output-escaping
attribute
of
xsl:text
and
xsl:value-of
(see
20.2 Disabling Output Escaping
), then the data model
for trees constructed by the
processor
is augmented with a boolean value
representing the value of this property. This boolean value, however, can be
set only within a
final result tree
that is being passed to the serializer.
Conceptually, each character in a text node on such
a result tree has a boolean
property indicating whether the serializer is to disable the normal rules
for escaping of special characters (for example, outputting of
as
&
) in respect of this character or attribute node.
Note:
In practice, the nodes in a
final result tree
will often be streamed
directly from the XSLT processor to the serializer. In such an implementation,
disable-output-escaping
can be viewed not so much a property stored with nodes
in the tree, but rather as additional information passed across the interface between the
XSLT processor and the serializer.
5 Features of the XSLT Language
5.1 Qualified Names
The name of a stylesheet-defined object, specifically
named template
mode
an
attribute set
key
decimal-format

variable
or
parameter
stylesheet function
, a
named
output definition
or a
character map
is specified as a
QName
using the syntax
for
QName
Names
as defined in
[Namespaces in XML 1.0]
[Definition:
QName
is
always written in the form
(NCName ":")? NCName
, that is, a local name
optionally preceded by a namespace prefix. When two QNames are compared, however,
they are considered equal if the corresponding
expanded-QNames
are the same, as described below.
Because an atomic value of type
xs:QName
is
sometimes referred to loosely as a QName, this specification also uses the term
lexical QName
to emphasize that it is referring
to a
QName
Names
in its lexical form rather than its expanded form.
This term is used
especially when strings containing lexical QNames are manipulated as run-time values.
[Definition:
lexical QName
is a string representing a
QName
in the form
(NCName ":")? NCName
, that is, a local name
optionally preceded by a namespace prefix.
[Definition:
string in the form of a lexical QName may occur
as the value of an attribute node in a stylesheet
module, or within an XPath
expression
contained in
such an attribute node, or as the result
of evaluating an XPath expression contained in such an attribute node.
The element
containing this attribute node is referred to as the
defining element
of the QName.
[Definition:
An
expanded-QName
contains a pair of values,
namely a local name and an optional namespace URI. It may also contain a namespace prefix.
Two expanded-QNames are equal if the namespace URIs are the same
(or both absent) and the local names are the same. The prefix plays
no part in the comparison, but is used only if the expanded-QName needs to be converted back
to a string.
If the QName has a prefix, then the
prefix is expanded into a URI reference using the namespace
declarations in effect on its
defining element
. The
expanded-QName
consisting of the local part of the name and the possibly null URI
reference is used as the name of the object. The default namespace of the defining element
(see
Section
6.2 Element Nodes
DM
) is
not
used for unprefixed names.
There are three cases where the default namespace
of the
defining element
is
used when expanding an unprefixed QName:
Where a QName is used to define the name of an element
being constructed.
This applies both to cases where the name is known
statically (that is, the name of a literal result element) and to cases where it is
computed dynamically (the value of the
name
attribute
of the
xsl:element
instruction).
The default namespace is used when expanding the first argument
of the function
element-available
The default namespace applies to any unqualified element names
appearing in the
cdata-section-elements
attribute of
xsl:output
or
xsl:result-document
In the case of an unprefixed QName used as a
NameTest
within an XPath
expression
(see
5.3 Expressions
) , and in certain other contexts, the namespace
to be used in expanding the QName may be specified by means of the
[xsl:]xpath-default-namespace
attribute, as specified in
5.2 Unprefixed QNames in Expressions and Patterns
[ERR XTSE0280]
In the case of a prefixed
QName
used as the value of an attribute in the
stylesheet
, or appearing within
an XPath
expression
in the stylesheet,
it is a
static error
if the
defining element
has
no namespace node whose name matches the prefix of the
QName
[ERR XTDE0290]
Where the result of evaluating an XPath expression (or an
attribute value template) is required to be a
lexical QName
then unless otherwise specified
it is a
non-recoverable dynamic error
if the
defining element
has
no namespace node whose name matches the prefix of the
lexical QName
This error
may
be signaled as a
static error
if the value of the expression can be determined statically.
5.2 Unprefixed QNames in Expressions and Patterns
The attribute
[xsl:]xpath-default-namespace
(see
3.5 Standard Attributes
) may be used
on an element in the
stylesheet
to define the namespace that will be
used for an unprefixed element name or type name
within an XPath expression, and in certain other contexts listed below.
The value of the attribute is the namespace URI to be used.
For any element in the
stylesheet
, this attribute has an effective value, which is the
value of the
[xsl:]xpath-default-namespace
on that element or on the innermost containing
element that specifies such an attribute, or the zero-length string if no containing element
specifies such an attribute.
For any element in the
stylesheet
the effective value of this attribute determines
the value of the
default namespace for element and type names
in the
static context of any XPath expression contained in an attribute
of that element (including XPath expressions in
attribute value templates
).
The effect of this is specified in
[XPath 2.0]
; in summary, it
determines the namespace used for any unprefixed type name in the SequenceType production,
and for any element name appearing in a path expression or in the SequenceType production.
The effective value of this attribute similarly applies to any of
the following constructs appearing within its scope:
any unprefixed element name or type name
used in a
pattern
any unprefixed element name
used in the
elements
attribute of the
xsl:strip-space
or
xsl:preserve-space
instructions
any unprefixed element name or type name
used in the
as
attribute of an
XSLT element
any unprefixed type name
used in the
type
attribute of an
XSLT element
any unprefixed type name
used in the
xsl:type
attribute of a
literal result element
The
[xsl:]xpath-default-namespace
attribute
must
be in the
XSLT namespace
if and only if its parent element is
not
in the XSLT namespace.
If the effective value of the attribute is a zero-length string,
which will be the case if it is explicitly set to a zero-length string or if it is
not specified at all, then an unprefixed element name or type name refers to a name
that is in no namespace. The default namespace
of the parent element (see
Section
6.2 Element Nodes
DM
is
not
used.
The attribute does not affect other names, for example function names,
variable names, or template names, or strings that are interpreted as
lexical QNames
during stylesheet evaluation,
such as the
effective value
of the
name
attribute of
xsl:element
or the string supplied as the first argument to
the
key
function.
5.3 Expressions
XSLT uses the expression language defined by XPath 2.0
[XPath 2.0]
Expressions are used in XSLT for a variety of purposes including:
selecting nodes for processing;
specifying conditions for different ways of processing a node;
generating text to be inserted in a
result tree
[Definition:
Within this specification, the term
XPath expression
, or simply
expression
, means
a string that matches the production
Expr
XP
defined in
[XPath 2.0]
An XPath expression may occur as the value of certain attributes on
XSLT-defined elements, and also within curly brackets in
attribute value
templates
Except where
forwards-compatible behavior
is enabled (see
3.9 Forwards-Compatible Processing
), it is a
static error
if the value of such an
attribute, or the text between curly
brackets in an attribute value template, does not match the
XPath production
Expr
XP
, or if it fails to satisfy
other static constraints defined in the XPath specification, for example
that all variable references
must
refer to
variables
that are
in scope. Error codes are defined in
[XPath 2.0]
The transformation fails with a
non-recoverable dynamic error
if any XPath
expression
is evaluated and raises a dynamic error.
Error codes are defined in
[XPath 2.0]
The transformation fails with a
type error
if an XPath
expression
raises a type error, or if the result of evaluating
the XPath
expression
is evaluated and raises a type error,
or if the XPath processor signals a type error during static analysis of an
expression
Error codes are defined in
[XPath 2.0]
[Definition:
The context within a
stylesheet
where an XPath
expression
appears may specify the
required type
of
the expression. The required type indicates the type of the value that the
expression is expected to return.
If no required type is specified, the
expression may return any value: in effect, the required type is then
item()*
[Definition:
Except where otherwise indicated, the actual
value of an
expression
is converted to the
required type
using the
function conversion rules
. These are the rules defined in
[XPath 2.0]
for converting the supplied argument of a function call to the
required type of that argument, as defined in the function signature. The relevant
rules are those that apply when
XPath 1.0 compatibility mode
is set to
false
This specification also invokes the
XPath 2.0
function conversion rules
to convert the result of evaluating an XSLT
sequence constructor
to
a required type (for example, the sequence constructor enclosed in an
xsl:variable
xsl:template
, or
xsl:function
element).
Any
dynamic error
or
type error
that occurs when applying the
function conversion rules
to
convert a value to a required type results in the transformation failing, in the
same way as if the error had occurred while evaluating an expression.
Note:
Note the distinction between the two kinds of error that may occur. Attempting to convert
an integer to a date is a type error, because such a conversion is never possible. Type errors can be reported
statically if they can be detected statically, whether or not the construct in question is ever evaluated.
Attempting to convert the string
2003-02-29
to a date is a dynamic error rather than a type error,
because the problem is with this particular value, not with its type.
Dynamic errors are reported only if the instructions or expressions that cause them are actually evaluated.
5.4 The Static and Dynamic Context
XPath defines the concept of an
expression context
XP
which
contains all the information that can affect the result of evaluating an
expression
. The expression context has
two parts, the
static context
XP
and the
dynamic context
XP
The components that make up the expression context are defined in the XPath specification
(see
Section
2.1 Expression Context
XP
). This section describes the way
in which these components are initialized when an XPath expression is contained within an
XSLT stylesheet.
As well as providing values for the static and dynamic context components defined in the
XPath specification, XSLT defines additional context components of its own. These context components
are used by XSLT instructions (for example,
xsl:next-match
and
xsl:apply-imports
),
and also by the functions in the extended function library described in this specification.
The following four sections describe:
5.4.1 Initializing the Static Context
5.4.2 Additional Static Context Components used by XSLT
5.4.3 Initializing the Dynamic Context
5.4.4 Additional Dynamic Context Components used by XSLT
5.4.1 Initializing the Static Context
The
static context
XP
of an XPath
expression appearing in an XSLT stylesheet is initialized as follows. In these rules,
the term
containing element
means the element within the stylesheet that is
the parent of the attribute whose value contains the XPath expression in question,
and the term
enclosing element
means the containing element or any of its ancestors.
XPath 1.0 compatibility mode
is set to true
if and only if the containing element
occurs in part of the
stylesheet
where
backwards compatible behavior
is enabled (see
3.8 Backwards-Compatible Processing
).
The
statically known namespaces
XP
are the namespace declarations that are in scope for the containing element.
The
default element/type namespace
XP
is the namespace defined by the
[xsl:]xpath-default-namespace
attribute on the innermost enclosing element
that has such an attribute, as described in
5.2 Unprefixed QNames in Expressions and Patterns
. The value of this attribute
is a namespace URI. If there is no
[xsl:]xpath-default-namespace
attribute on an enclosing element,
the default namespace for element names and type names is the null namespace.
The
default function namespace
XP
is the
standard function namespace
defined in
[Functions and Operators]
. This means that it is not necessary to declare this
namespace in the
stylesheet
, nor is it necessary
to use the prefix
fn
(or any other prefix) in calls to the
core functions
The
in-scope schema definitions
XP
for the XPath expression are the same as the
in-scope schema components
for the
stylesheet
, and are as specified in
3.13 Built-in Types
The
in-scope variables
XP
are defined by the
variable binding elements
that are in scope
for the containing element (see
9 Variables and Parameters
).
The
function signatures
XP
are the
core functions
defined
in
[Functions and Operators]
the constructor functions for all the atomic types in the
in-scope schema definitions
XP
the additional
functions defined in this specification, the
stylesheet
functions
defined in the stylesheet, plus any
extension
functions
bound using
implementation-defined
mechanisms (see
18 Extensibility and Fallback
).
Note:
It follows from the above that a conformant XSLT processor must implement the
entire library of
core functions
defined in
[Functions and Operators]
The
statically known collations
XP
are
implementation-defined
However, the set of in-scope collations
must
always include
the Unicode codepoint collation, defined in
Section
7.3 Equality and Comparison of Strings
FO
The
default collation
XP
is
defined by the value of the
[xsl:]default-collation
attribute on the innermost enclosing
element that has such an attribute. For details, see
3.6.1 The default-collation attribute
[Definition:
In
this specification the term
default collation
means the collation that
is used by XPath operators such as
eq
and
lt
appearing in
XPath expressions within the stylesheet.
This collation is also used by default when comparing strings
in the evaluation of the
xsl:key
and
xsl:for-each-group
elements. This
may
also
(but need not necessarily) be the same as the default collation used for
xsl:sort
elements
within the stylesheet. Collations used by
xsl:sort
are described in
13.1.3 Sorting Using Collations
The
base URI
XP
is the base URI of the containing element. The concept
of the base URI of a node is defined in
Section
5.2 base-uri Accessor
DM
5.4.2 Additional Static Context Components used by XSLT
Some of the components of the XPath static context are used also by
XSLT elements
. For
example, the
xsl:sort
element makes use of the collations defined in the static
context, and attributes such as
type
and
as
may reference types defined
in the
in-scope schema components
Many top-level declarations in a stylesheet, and attributes on the
xsl:stylesheet
element, affect the behavior of instructions within the stylesheet. Each of these constructs is
described in its appropriate place in this specification.
A number of these constructs are of particular significance because they are
used by functions defined in XSLT, which are added to the library of functions available for use in
XPath expressions within the stylesheet. These are:
The set of named keys, used by the
key
function
The set of named decimal formats, used by the
format-number
function
The values of system properties, used by the
system-property
function
The set of available instructions, used by the
element-available
function
5.4.3 Initializing the Dynamic Context
For convenience, the dynamic context is described in two parts: the
focus
, which represents the place in the source document that
is currently being processed, and a collection of additional context variables.
A number of functions specified in
[Functions and Operators]
are defined to be
stable
FO
, meaning that if they are called
twice during the same
execution scope
FO
with the same arguments, then they return the same results
(see
Section
1.7 Terminology
FO
).
In XSLT, the execution of a stylesheet defines the execution scope.
This means, for example, that if the function
current-dateTime
FO
is called repeatedly during
a transformation, it produces the same result each time. By implication, the components
of the dynamic context on which these functions depend are also stable for the duration
of the transformation. Specifically, the following components defined in
Section
2.1.2 Dynamic Context
XP
must be stable:
function implementations
current dateTime
implicit timezone
available documents
available collections
, and
default collection
The values of global variables and stylesheet parameters are also stable
for the duration of a transformation. The focus is
not
stable;
the additional dynamic context components defined in
5.4.4 Additional Dynamic Context Components used by XSLT
are also
not
stable.
As specified in
[Functions and Operators]
, implementations may provide user options that relax the
requirement for the
doc
FO
and
collection
FO
functions
(and therefore, by implication,
the
document
function) to return stable results. By default, however, the
functions must be stable. The manner in which such user options are provided, if
at all, is
implementation-defined
XPath expressions contained in
[xsl:]use-when
attributes are not considered to be evaluated "during the
transformation" as defined above. For details see
3.12 Conditional Element Inclusion
5.4.3.1 Maintaining Position: the Focus
[Definition:
When a
sequence constructor
is
evaluated, the
processor
keeps track of which
items are being processed
by means of a set of implicit variables referred to collectively as the
focus
More specifically, the focus consists of the following three values:
[Definition:
The
context item
is the item currently
being processed. An item (see
[Data Model]
) is either an atomic value (such as an
integer, date, or string), or a node. The context item is initially set to the
initial context node
supplied when the transformation is invoked (see
2.3 Initiating a Transformation
).
It changes
whenever instructions such as
xsl:apply-templates
and
xsl:for-each
are used to process a sequence of items; each item in such a sequence becomes the context item
while that item is being processed.
The context item is returned by the XPath
expression
(dot).
[Definition:
The
context position
is the position of
the context item within the sequence of items currently being processed. It changes whenever the
context item changes. When an instruction such as
xsl:apply-templates
or
xsl:for-each
is used to process
a sequence of items, the first item in the sequence is processed with a context position of 1, the
second item with a context position of 2, and so on.
The context position is returned
by the XPath
expression
position()
[Definition:
The
context size
is the number of items in
the sequence of items currently being processed. It changes
whenever instructions such as
xsl:apply-templates
and
xsl:for-each
are used to process a sequence of items; during the processing of each one of those items, the
context size is set to the count of the number of items in the sequence (or equivalently, the position
of the last item in the sequence).
The context size is returned
by the XPath
expression
last()
[Definition:
If the
context item
is a node (as distinct
from an atomic value such as an integer), then it is also referred to as the
context node
The context node is not an independent variable, it changes whenever the context item changes. When
the context item is an atomic value, there is no context
node.
The context node is returned by the XPath
expression
self::node()
, and it is used
as the starting node for all relative path expressions.
Where the containing element of an XPath expression is an
instruction
or a
literal result element
the initial context item, context position, and context size
for the XPath
expression
are the same as
the
context item
context position
, and
context size
for the
evaluation of the containing instruction or literal result element.
In other cases (for example, where the containing element is
xsl:sort
xsl:with-param
, or
xsl:key
),
the rules are given in the specification of the containing element.
The
current
function can be used within any XPath
expression
to select the item that was supplied as the context item to the XPath expression by the XSLT processor.
Unlike
(dot) this is unaffected by changes to the context item that occur within
the XPath expression. The
current
function is described in
16.6.1 current
On completion of an instruction that changes the
focus
(such as
xsl:apply-templates
or
xsl:for-each
), the focus reverts to its previous value.
When a
stylesheet function
is called,
the focus within the body of the function is initially undefined. The focus
is also undefined on initial entry to the
stylesheet
if no
initial context node
is supplied.
When the focus is
undefined, evaluation of any
expression
that
references the context item, context position, or context size results
in a
non-recoverable dynamic error
[XPDY0002]
The description above gives an outline of the way the
focus
works. Detailed rules for the effect
of each instruction are given separately with the description of that instruction. In the absence
of specific rules, an instruction uses the same focus as its parent instruction.
[Definition:
singleton focus
based on a node
has the
context item
(and therefore the
context node
) set to
and the
context position
and
context size
both set to 1 (one).
5.4.3.2 Other components of the XPath Dynamic Context
The previous section explained how the
focus
for an XPath
expression appearing in an XSLT stylesheet is initialized.
This section explains how the other components of the
dynamic context
XP
of an XPath
expression are initialized.
The
dynamic variables
XP
are the current values of the in-scope
variable binding elements
The
current date and time
represents an
implementation-dependent
point in time
during processing of the transformation; it does not change during the course of the transformation.
The
implicit timezone
XP
is
implementation-defined
The
available documents
XP
and the
available collections
XP
are determined as part of the process for initiating a transformation (see
2.3 Initiating a Transformation
).
The
available documents
XP
are defined as part of the XPath 2.0 dynamic context to support
the
doc
FO
function, but this component is also referenced by the similar XSLT
document
function: see
16.1 Multiple Source Documents
. This variable defines
a mapping between URIs passed to the
doc
FO
or
document
function and the document nodes that are returned.
Note:
Defining this as part of the evaluation context is a formal way of
specifying that the way in which URIs get turned into document nodes is outside the control of the
language specification, and depends entirely on the run-time environment in which the transformation
takes place.
The XSLT-defined
document
function
allows the use of URI references containing fragment identifiers.
The interpretation of a fragment identifier
depends on the media type of the resource representation.
Therefore, the information supplied in
available documents
XP
for XSLT processing
must provide not only a mapping from URIs to document nodes as required by XPath, but also a mapping
from URIs to media types.
The
default collection
XP
is
implementation-defined
. This allows options such
as setting the default collection to be an empty sequence, or to be undefined.
5.4.4 Additional Dynamic Context Components used by XSLT
In addition to the values that make up the
focus
an XSLT processor maintains a number of other dynamic context components that reflect aspects of the evaluation
context. These components are fully described in the sections of the specification that maintain and use them.
They are:
The
current template rule
, which is the
template rule
most recently invoked by an
xsl:apply-templates
xsl:apply-imports
or
xsl:next-match
instruction: see
6.7 Overriding Template Rules
The
current mode
, which is the
mode
set by the most recent call of
xsl:apply-templates
(for a full definition see
6.5 Modes
);
The
current group
and
current grouping key
which provide information about the collection of items currently being processed
by an
xsl:for-each-group
instruction: see
14.1 The Current Group
and
14.2 The Current Grouping Key
The
current captured substrings
this is a sequence of strings, which is maintained when a string
is matched against a regular expression using the
xsl:analyze-string
instruction,
and which is accessible using the
regex-group
function:
see
15.2 Captured Substrings
The
output state
: this is a flag whose two possible
values are
final output state
and
temporary output state
. This flag indicates whether
instructions are currently writing to a
final result tree
or to an internal data structure. The
initial setting is
final output state
, and it is switched
to
temporary output state
by instructions such as
xsl:variable
. For more details, see
19.1 Creating Final Result Trees
The following non-normative table summarizes the initial state of each
of the components in the
evaluation context, and the instructions which cause the state of the component to change.
Component
Initial Setting
Set by
Cleared by
focus
singleton focus based on the
initial context node
if supplied
xsl:apply-templates
xsl:for-each
xsl:for-each-group
xsl:analyze-string
calls on
stylesheet functions
current template rule
If a
named template
is supplied as the entry point
to the transformation, then null; otherwise the
initial template
xsl:apply-templates
xsl:apply-imports
xsl:next-match
xsl:for-each
xsl:for-each-group
, and
xsl:analyze-string
and calls on
stylesheet functions
. Also cleared while
evaluating global variables or default values of stylesheet parameters, and the sequence constructors
contained in
xsl:key
and
xsl:sort
current mode
the initial
mode
xsl:apply-templates
calls on
stylesheet functions
evaluation of global variables and stylesheet parameters, evaluation of the sequence constructor
contained in
xsl:key
or
xsl:sort
. Clearing the current mode
causes the current mode to be set to the default (unnamed) mode.
current group
empty sequence
xsl:for-each-group
calls on
stylesheet functions
current grouping key
empty sequence
xsl:for-each-group
calls on
stylesheet functions
current captured substrings
empty sequence
xsl:matching-substring
xsl:non-matching-substring
calls on
stylesheet functions
output state
final output state
Set to
temporary output state
by instructions
such as
xsl:variable
xsl:attribute
, etc., and by
calls on
stylesheet functions
None
5.5 Patterns
template rule
identifies the
nodes to which it applies by means of a pattern. As well as
being used in template rules, patterns are used for numbering (see
12 Numbering
), for grouping (see
14 Grouping
),
and for declaring
keys
(see
16.3 Keys
).
[Definition:
pattern
specifies
a set of conditions on a node. A
node that satisfies the conditions matches the pattern; a node that
does not satisfy the conditions does not match the pattern. The
syntax for patterns is a subset of the syntax for
expressions
As explained in detail below, a node matches a pattern
if the node can be selected by deriving an equivalent expression, and
evaluating this expression with
respect to some possible context.
5.5.1 Examples of Patterns
Example: Patterns
Here are some examples of patterns:
para
matches any
para
element.
matches any element.
chapter|appendix
matches any
chapter
element and any
appendix
element.
olist/entry
matches any
entry
element with
an
olist
parent.
appendix//para
matches any
para
element with
an
appendix
ancestor element.
schema-element(us:address)
matches any element that is annotated as
an instance of the
type defined by the schema element declaration
us:address
and whose name is either
us:address
or the name of another element
in its substitution group.
attribute(*, xs:date)
matches any attribute
annotated as being of type
xs:date
matches a document node.
document-node()
matches a document node.
document-node(schema-element(my:invoice))
matches the document node
of a document whose document element is named
my:invoice
and matches the type defined by the global
element declaration
my:invoice
text()
matches any text node.
node()
matches any node other than an attribute
node, namespace node, or document node.
id("W33")
matches the element with unique ID
W33
para[1]
matches any
para
element
that is the first
para
child element of its
parent. It also matches a parentless
para
element.
//para
matches any
para
element
that has a parent node.
bullet[position() mod 2 = 0]
matches any
bullet
element that is an even-numbered
bullet
child of its parent.
div[@class="appendix"]//p
matches any
element with a
div
ancestor element that
has a
class
attribute with value
appendix
@class
matches any
class
attribute
not
any element that has a
class
attribute).
@*
matches any attribute node.
5.5.2 Syntax of Patterns
[ERR XTSE0340]
Where an attribute is
defined to contain a
pattern
it is a
static error
if the
pattern does not match the production
Pattern
Every pattern is a legal XPath
expression
, but the converse is not true:
2+2
is an example of a legal XPath expression that is not a pattern.
The XPath expressions that can be used as patterns are those that
match the grammar for
Pattern
, given below.
Informally, a
Pattern
is
a set of path expressions separated by
where each step
in the path expression is constrained to be an
AxisStep
XP
that uses only the
child
or
attribute
axes. Patterns may
also use the
//
operator.
Predicate
XP
within the
PredicateList
XP
in a pattern
can contain arbitrary XPath expressions (enclosed between square brackets)
in the same way as a
predicate
XP
in a path expression.
Patterns may start with an
id
FO
or
key
function call,
provided that the value to be matched is supplied as either a literal or a reference to
variable
or
parameter
and the key name (in the case of the
key
function)
is supplied as a string literal. These patterns will
never match a node in a tree whose root is not a document node.
If a pattern occurs in part of the
stylesheet
where
backwards compatible behavior
is enabled (see
3.8 Backwards-Compatible Processing
), then
the semantics of the pattern are defined on the basis that the equivalent
XPath expression is evaluated with
XPath 1.0 compatibility mode
set to true.
Patterns
[1]
Pattern
::=
PathPattern
Pattern
'|'
PathPattern
[2]
PathPattern
::=
RelativePathPattern
| '/'
RelativePathPattern
| '//'
RelativePathPattern
IdKeyPattern
(('/' | '//')
RelativePathPattern
)?
[3]
RelativePathPattern
::=
PatternStep
(('/' | '//')
RelativePathPattern
)?
[4]
PatternStep
::=
PatternAxis
NodeTest
XP
PredicateList
XP
[5]
PatternAxis
::=
('child' '::' | 'attribute' '::' | '@')
[6]
IdKeyPattern
::=
'id' '('
IdValue
')'
| 'key' '('
StringLiteral
XP
','
KeyValue
')'
[7]
IdValue
::=
StringLiteral
XP
VarRef
XP
[8]
KeyValue
::=
Literal
XP
VarRef
XP
The constructs
NodeTest
XP
PredicateList
XP
VarRef
XP
Literal
XP
, and
StringLiteral
XP
are part of the XPath expression
language, and are defined in
[XPath 2.0]
5.5.3 The Meaning of a Pattern
The meaning of a pattern is defined formally as follows.
First we define the concept of an
equivalent expression
. In general,
the equivalent expression is the XPath expression that takes the same lexical form as the pattern as written.
However, if the pattern contains a
PathPattern
that is a
RelativePathPattern
, then
the first
PatternStep
PS
of this
RelativePathPattern
is adjusted to allow it to match
a parentless element or attribute node, as follows:
If the
NodeTest
in
PS
is
document-node()
(optionally
with arguments), and if no explicit axis is specified, then the axis in step
PS
is taken as
self
rather than
child
If
PS
uses the child axis (explicitly or
implicitly), and if the
NodeTest
in
PS
is not
document-node()
(optionally
with arguments),
then the axis in step
PS
is replaced by
child-or-top
, which is defined as follows.
If the context node is a parentless element, comment, processing-instruction, or text node
then the
child-or-top
axis selects the context node; otherwise it selects the children of
the context node. It is a forwards axis whose principal node kind is element.
If
PS
uses the attribute axis,
then the axis in step
PS
is replaced by
attribute-or-top
, which is defined as follows.
If the context node is an attribute node with no parent,
then the
attribute-or-top
axis selects the context node; otherwise it selects the attributes of
the context node. It is a forwards axis whose principal node kind is attribute.
The axes
child-or-top
and
attribute-or-top
are introduced
only for definitional purposes. They cannot be used explicitly in a user-written pattern or expression.
Note:
The purpose of these adjustments is to ensure that a pattern such as
person
matches any
element named
person
, even if it has no parent; and similarly, that the pattern
@width
matches any attribute named
width
, even a parentless attribute. The rule also ensures that
a pattern using a
NodeTest
of the form
document-node(...)
matches a document node.
The pattern
node()
will
match any element, text node, comment, or processing instruction, whether or not it has a parent.
For backwards compatibility reasons, the pattern
node()
, when used without an explicit axis,
does not match document nodes, attribute nodes, or namespace nodes. The rules are also phrased to ensure
that positional patterns of the form
para[1]
continue to count nodes relative to their parent,
if they have one.
Let the equivalent expression, calculated according to these rules, be
EE
To determine whether a node
matches the pattern,
evaluate the
expression
root(.)//(
EE
with a
singleton focus
based on
If the result is a sequence of nodes that includes
, then node
matches the pattern; otherwise node
does not match the pattern.
Example: The Semantics of Patterns
The pattern
matches any
element,
because a
element will always be present in the result
of evaluating the
expression
root(.)//(child-or-top::p)
. Similarly,
matches a document node, and only a document node,
because the result of the
expression
root(.)//(/)
returns the root node of the tree containing the context node if and
only if it is a document node.
The pattern
node()
matches all nodes selected by the expression
root(.)//(child-or-top::node())
, that is, all element, text, comment, and processing
instruction nodes, whether or not they have a parent. It does not match attribute or namespace nodes because the
expression does not select nodes using the attribute or namespace axes.
It does not match document nodes
because for backwards compatibility reasons the
child-or-top
axis does not
match a document node.
Although the semantics of patterns are specified formally in
terms of expression evaluation, it is possible to understand pattern
matching using a different model. In a pattern,
indicates alternatives; a
pattern with one or more
separated alternatives matches
if any one of the alternatives matches. A pattern such as
book/chapter/section
can be examined from right to left. A node will only match this pattern
if it is a
section
element;
and then, only if its parent is a
chapter
; and then, only
if the parent of that
chapter
is a
book
. When the
pattern uses the
//
operator, one can still read it from right to
left, but this time testing the ancestors of a node rather than its parent.
For example
appendix//section
matches every
section
element that has an ancestor
appendix
element.
The formal definition, however, is useful for understanding the meaning
of a pattern such as
para[1]
. This matches any node selected
by the expression
root(.)//(child-or-top::para[1])
: that is, any
para
element that is the first
para
child of its parent, or a
para
element that has no parent.
Note:
An implementation, of course, may use any
algorithm it wishes for evaluating patterns, so long as the result corresponds
with the formal definition above. An implementation that followed the formal
definition by evaluating the equivalent expression and then testing the membership of
a specific node in the result would probably be very inefficient.
5.5.4 Errors in Patterns
Any
dynamic error
or
type error
that occurs during the evaluation
of a
pattern
against a particular node is treated as a
recoverable error
even if the error
would not be recoverable under other circumstances. The
optional recovery action
is to treat
the pattern as not matching that node.
Note:
The reason for this provision is that it is difficult for the stylesheet
author to predict which predicates in a pattern will actually be evaluated. In the case of
match patterns in template rules, it is not even possible to predict which patterns will be evaluated
against a particular node. Making errors in patterns recoverable enables an implementation,
if it chooses to do so, to report such errors while stylesheets are under development, while
masking them if they occur during production running.
One particular optimization is
required
by this specification: for a
PathPattern
that starts with
or
//
or with an
IdKeyPattern
the result of testing this pattern against a node in a tree whose root is not a document node
must be a non-match, rather than a dynamic error. This rule applies
to each
PathPattern
within a
Pattern
Note:
Without the above rule, any attempt to apply templates to a parentless element
node would create the risk of a dynamic error if the stylesheet has a template rule specifying
match="/"
5.6 Attribute Value Templates
[Definition:
In an
attribute that is designated as an
attribute value template
, such as an attribute of a
literal result element
an
expression
can be used by surrounding
the expression with curly brackets (
{}
An attribute value template consists of an alternating
sequence of fixed parts and variable parts. A variable part consists of
an XPath
expression
enclosed
in curly brackets (
{}
). A fixed part
may contain any characters, except that a left curly bracket
must
be written as
{{
and a right curly bracket
must
be written as
}}
Note:
An expression within a variable part may contain an unescaped curly bracket
within a
StringLiteral
XP
or within a comment.
[ERR XTSE0350]
It is a
static error
if an unescaped left curly bracket appears in a fixed part of an attribute value template without a matching right
curly bracket.
It is a
static error
if the string contained between matching curly brackets in an attribute value template
does not match the XPath production
Expr
XP
, or if it contains
other XPath static errors. The error is signaled using the appropriate XPath error code.
[ERR XTSE0370]
It is a
static error
if an unescaped right curly bracket occurs in a fixed part of an attribute value template.
[Definition:
The
result of evaluating an attribute value template is referred to as the
effective value
of the attribute.
The effective value
is the string obtained by concatenating the expansions
of the fixed and variable parts:
The expansion of a fixed part is obtained by
replacing any double curly brackets (
{{
or
}}
) by the
corresponding single curly bracket.
The expansion of a variable part is obtained
by evaluating the enclosed XPath
expression
and converting the resulting value to a string.
This
conversion is done using the rules given in
5.7.2 Constructing Simple Content
Note:
This process can generate dynamic errors, for example if
the sequence contains an element with a complex content type (which cannot
be atomized).
If
backwards
compatible behavior
is enabled for the attribute, the rules for converting the
value of the expression to a string are modified as follows. After
atomizing
the result of the expression,
all items other than the first item in the resulting sequence are discarded, and the effective
value is obtained by converting the first item in the sequence to a string.
If the atomized sequence is empty, the result is a zero-length string.
Curly brackets are
not treated specially in an attribute value in an XSLT
stylesheet
unless the
attribute is specifically designated as one that permits an
attribute value template; in an element syntax summary, the value
of such attributes is surrounded by curly brackets.
Note:
Not all attributes are designated as attribute value
templates. Attributes whose value is an
expression
or
pattern
attributes of
declaration
elements
and attributes that refer to named XSLT objects are generally not designated as
attribute value templates (an exception is the
format
attribute of
xsl:result-document
). Namespace declarations
are not XDM attribute nodes and are therefore never treated as
attribute value templates.
Example: Attribute Value Templates
The following example creates an
img
result element
from a
photograph
element in the source; the value of the
src
and
width
attributes are computed using
XPath expressions enclosed in attribute value templates:




With this source

headquarters.jpg


the result would be

Example: Producing a Space-Separated List
The following example shows how the values in a sequence are output
as a space-separated list. The following literal result element:

produces the output node:

Curly brackets are
not
recognized recursively inside
expressions.
Example: Curly Brackets can not be Nested
For example:

is
not
allowed. Instead, use simply:

5.7 Sequence Constructors
[Definition:
sequence
constructor
is a sequence of zero or more
sibling nodes in the
stylesheet
that
can be evaluated to return a sequence of nodes and atomic values. The way that the resulting
sequence is used depends on the containing instruction.
Many
XSLT elements
and also
literal result elements
, are defined to take
sequence constructor
as
their content.
Four kinds of nodes may be encountered in a sequence constructor:
Text nodes
appearing in the
stylesheet
(if they have not been
removed in the process of whitespace stripping: see
4.2 Stripping Whitespace from the Stylesheet
) are copied
to create a new parentless text node in the result sequence.
Literal result elements
are evaluated to create a new parentless element node,
having the same
expanded-QName
as the literal result element, which is added to the result
sequence: see
11.1 Literal Result Elements
XSLT
instructions
produce
a sequence of zero, one, or more items as their result.
These items are added to the result sequence. For most XSLT instructions, these
items are nodes, but some instructions (
xsl:sequence
and
xsl:copy-of
can also produce atomic values. Several instructions,
such as
xsl:element
, return a newly constructed parentless node (which may
have its own attributes, namespaces, children, and other descendants). Other instructions, such
as
xsl:if
, pass on the items produced by their own nested sequence
constructors. The
xsl:sequence
instruction may return atomic values, or existing nodes.
Extension instructions
(see
18.2 Extension Instructions
) also produce a sequence of items as their
result. The items in this sequence are added to the result sequence.
There are several ways the result of a sequence constructor may be used.
The sequence may be bound to a variable or returned from a stylesheet function,
in which case it becomes available as a value to be manipulated in arbitrary ways by XPath expressions.
The sequence is bound to a variable when the sequence constructor appears within one of the
elements
xsl:variable
xsl:param
, or
xsl:with-param
, when this
instruction has an
as
attribute. The sequence is returned from a stylesheet function
when the sequence constructor appears within the
xsl:function
element.
Note:
This will typically expose to the stylesheet elements, attributes, and other nodes that have
not yet been attached to a parent node in a
result tree
The semantics of XPath expressions when applied to
parentless nodes are well-defined; however, such expressions should be used with care. For example, the expression
causes a type error if the root of the tree containing the context node
is not a document node..
Parentless attribute nodes require particular care because they have no namespace nodes associated
with them. A parentless attribute node is not permitted to contain namespace-sensitive
content (for example, a QName or an XPath expression) because there
is no information enabling the prefix to be resolved to a namespace URI. Parentless attributes
can be useful in an application (for example, they provide an alternative to the use of
attribute sets: see
10.2 Named Attribute Sets
) but they need to be handled with care.
The sequence may be returned as the result of the containing element.

This happens
when the instruction containing the sequence constructor is
xsl:analyze-string
xsl:apply-imports
xsl:apply-templates
xsl:call-template
xsl:choose
xsl:fallback
xsl:for-each
xsl:for-each-group
xsl:if
xsl:matching-substring
xsl:next-match
xsl:non-matching-substring
xsl:otherwise
xsl:perform-sort
xsl:sequence
or
xsl:when
The sequence may be used to construct the content of a new element or document node. This
happens when the sequence constructor appears as the content of a
literal result element
, or of one of
the instructions
xsl:copy
xsl:element
xsl:document
xsl:result-document
or
xsl:message
It also happens when the sequence constructor is contained in one of the elements
xsl:variable
xsl:param
, or
xsl:with-param
, when this
instruction has no
as
attribute. For details, see
5.7.1 Constructing Complex Content
The sequence may be used to construct the
string value
of an attribute node, text node, namespace node,
comment node, or processing instruction node. This happens when the sequence constructor is contained
in one of the elements
xsl:attribute
xsl:value-of
xsl:namespace
xsl:comment
, or
xsl:processing-instruction
For details, see
5.7.2 Constructing Simple Content
Note:
The term
sequence constructor
replaces
template
as used in XSLT 1.0.
The change is made partly for clarity (to avoid confusion
with
template rules
and
named templates
),
but also to reflect a more formal definition of the semantics.
Whereas XSLT 1.0 described a template as a sequence of instructions that write
to the result tree, XSLT 2.0 describes a sequence constructor as something that can be
evaluated to return a sequence of items; what happens to these items depends on the containing
instruction.
5.7.1 Constructing Complex Content
This section describes how the sequence obtained by evaluating a
sequence constructor
may be used to construct the children of a newly constructed document node,
or the children, attributes and namespaces of a newly constructed element node.
The sequence of items may be obtained by evaluating the
sequence constructor
contained in an
instruction such as
xsl:copy
xsl:element
xsl:document
xsl:result-document
, or a
literal result element
When constructing the content of an element, the
inherit-namespaces
attribute of the
xsl:element
or
xsl:copy
instruction, or the
xsl:inherit-namespaces
property of the literal result element, determines whether
namespace nodes are to be inherited. The effect of this attribute is described in the rules that
follow.
The sequence is processed as follows
(applying the rules in the order they are listed):
The containing instruction may generate attribute nodes and/or
namespace nodes, as specified in the rules for the individual instruction. For example,
these nodes may be produced by expanding an
[xsl:]use-attribute-sets
attribute,
or by expanding the attributes of a
literal result element
Any such nodes are prepended to the sequence produced by evaluating the
sequence constructor
Any atomic value in the sequence is cast to a string.
Note:
Casting from
xs:QName
or
xs:NOTATION
to
xs:string
always succeeds, because these values retain a prefix for this purpose. However, there is no guarantee that
the prefix used will always be meaningful in the context where the resulting string is used.
Any consecutive sequence of strings within the result sequence is converted
to a single text node, whose
string value
contains
the content of each of the strings in turn, with a single space (#x20) used as a separator
between successive strings.
Any document node within the result sequence is replaced by a sequence containing
each of its children, in document order.
Zero-length text nodes within the result sequence are removed.
Adjacent text nodes within the result sequence are merged into a single text node.
Invalid namespace and attribute nodes are detected as follows.
[ERR XTDE0410]
It is a
non-recoverable dynamic error
if
the result sequence used to construct the content of an element node
contains a namespace node or attribute node that is preceded
in the sequence by a node that is neither a namespace node nor an attribute node.
[ERR XTDE0420]
It is a
non-recoverable dynamic error
if
the result sequence used to construct the content of a document node
contains a namespace node or attribute node.
[ERR XTDE0430]
It is a
non-recoverable dynamic error
if
the result sequence contains two or more namespace nodes having the same name but different
string values
(that is,
namespace nodes that map the same prefix to different namespace URIs).
[ERR XTDE0440]
It is a
non-recoverable dynamic error
if
the result sequence contains a namespace node with no name and the element node being constructed has a
null namespace URI (that is, it is an error to define a default namespace when the element is in no namespace).
If the result sequence contains two or more namespace nodes with the same name (or no name)
and the same
string value
(that is, two namespace nodes mapping the same prefix to the same namespace URI), then
all but one of the duplicate nodes are discarded.
Note:
Since the order of namespace nodes is undefined, it is not significant which of the duplicates
is retained.
If an attribute
in the result sequence has the same name as another attribute
that appears later in the
result sequence, then attribute
is discarded from the result sequence.
Before discarding attribute
, the processor
may
signal any
type errors
that would be signaled if attribute
were not present.
Each node in the resulting sequence is attached as a namespace, attribute, or child
of the newly constructed element or document node. Conceptually this involves making a deep
copy of the node; in practice, however, copying the node will only be necessary if the existing node
can be referenced independently of the parent to which it is being attached. When copying an element
or processing instruction
node, its base URI property is changed to be the same as that of its new parent, unless it has an
xml:base
attribute (see
[XML Base]
) that overrides this.
If the copied element has an
xml:base
attribute, its base URI
is the value of that attribute, resolved (if it is relative) against the base URI of the new parent node.
If the newly constructed node is an element node, then namespace fixup is applied to this node, as described
in
5.7.3 Namespace Fixup
If the newly constructed node is an element node, and if namespaces are inherited, then each
namespace node of the newly constructed element (including any produced as a result of the
namespace fixup process) is copied to each descendant element of the newly constructed element,
unless that element or an intermediate element already has a namespace node with the same name
(or absence of a name) or that descendant element or an intermediate
element is in no namespace and the namespace node has no name.
Example: A Sequence Constructor for Complex Content
Consider the following stylesheet fragment:

top


This fragment consists of a literal result element
td
, containing
a sequence constructor that consists of two instructions:
xsl:attribute
and
xsl:value-of
. The sequence constructor is evaluated to produce a sequence of two nodes: a
parentless attribute node, and a parentless text node.
The
td
instruction causes a
td
element
to be created; the new attribute therefore becomes an attribute of the new
td
element,
while the text node created by the
xsl:value-of
instruction becomes a child of the
td
element (unless it is zero-length, in which case it is
discarded).
Example: Space Separators in Element Content
Consider the following stylesheet fragment:








This produces the output (when indented):

1 2 3 4 5
12345

The difference between the two cases is that for the
element, the sequence constructor
generates a sequence of five atomic values, which are therefore separated by spaces. For the
element, the content is a sequence of five text nodes, which are concatenated without space separation.
It is important to be aware of the distinction between
xsl:sequence
, which returns the value
of its
select
expression unchanged, and
xsl:value-of
, which constructs a text node.
5.7.2 Constructing Simple Content
The
xsl:attribute
xsl:comment
xsl:processing-instruction
xsl:namespace
, and
xsl:value-of
elements create nodes that cannot have children.
Specifically, the
xsl:attribute
instruction creates
an attribute node,
xsl:comment
creates a comment node,
xsl:processing-instruction
creates a processing instruction node,
xsl:namespace
creates a namespace node, and
xsl:value-of
creates a text node.
The string value of the new node is constructed using either
the
select
attribute of the instruction, or the
sequence
constructor
that forms the content of the instruction. The
select
attribute
allows the content to be specified by means of an XPath expression, while the sequence constructor allows
it to be specified by means of a sequence of XSLT instructions. The
select
attribute
or sequence constructor is evaluated to produce a result sequence,
and the
string value
of the new
node is derived from this result sequence according to the rules below.
These rules are also used to compute the
effective value
of an
attribute value template
. In this case the sequence
being processed is the result of evaluating an XPath expression enclosed between curly brackets, and the
separator is a single space character.
Zero-length text nodes in the sequence are discarded.
Adjacent text nodes in the sequence are merged into a single text node.
The sequence is
atomized
Every value in the atomized sequence is cast to a string.
The strings within the resulting sequence are concatenated, with a
(possibly zero-length) separator inserted between successive strings.
The default separator is a single space.
In the case of
xsl:attribute
and
xsl:value-of
, a different separator can be specified using the
separator
attribute of the instruction; it is permissible for this to be a zero-length string, in which case
the strings are concatenated with no separator. In the case of
xsl:comment
xsl:processing-instruction
, and
xsl:namespace
, and
when expanding an
attribute value template
, the default
separator cannot be changed.
In the case of
xsl:processing-instruction
any leading spaces in the resulting string are removed.
The resulting string forms the
string value
of the new attribute, namespace, comment,
processing-instruction, or text node.
Example: Space Separators in Attribute Content
Consider the following stylesheet fragment:








This produces the output:

The difference between the two cases is that for the
attribute, the sequence constructor
generates a sequence of five atomic values, which are therefore separated by spaces. For the
attribute, the content is supplied as a sequence of five text nodes, which are concatenated without space separation.
Specifying
separator=""
on the first
xsl:attribute
instruction would cause
the attribute value to be
e="12345"
. A
separator
attribute on the second
xsl:attribute
instruction would have no effect, since the separator only affects the way
adjacent atomic values are handled: separators are never inserted between adjacent text nodes.
Note:
If an attribute value template contains a sequence of fixed and variable
parts, no additional whitespace is inserted between the expansions of the fixed and variable parts.
For example, the
effective value
of the attribute
a="chapters{4 to 6}"
is
a="chapters4 5 6"
5.7.3 Namespace Fixup
In a tree supplied to or constructed by an XSLT processor, the
constraints relating to namespace nodes that are specified in
[Data Model]
must
be satisfied. For example
If an element node has an
expanded-QName
with a non-null
namespace URI, then that element node
must
have at least one namespace
node whose
string value
is the same as that namespace URI.
If an element node has an attribute node whose
expanded-QName
has a non-null
namespace URI, then the element
must
have at
least one namespace node whose
string value
is the same as that
namespace URI and whose name is non-empty.
Every element
must
have a namespace node whose
expanded-QName
has
local-part
xml
and whose
string value
is
. The namespace prefix
xml
must not be associated with any other namespace URI, and the namespace URI
must not be associated with any other prefix.
A namespace node
must not
have the name
xmlns
or the string value
[Definition:
The rules for the individual XSLT instructions that
construct a
result tree
(see
11 Creating Nodes and Sequences
) prescribe some of the situations
in which namespace nodes are written to the tree. These rules, however, are not sufficient
to ensure that the prescribed constraints are always satisfied. The XSLT processor
must
therefore
add additional namespace nodes to satisfy these constraints. This process is referred to
as
namespace fixup
The actual namespace nodes that are added to the tree by the namespace fixup process are
implementation-dependent
provided firstly, that at the end of the process the above constraints
must
all be satisfied, and secondly, that a namespace node
must not
be added to the tree unless the namespace
node is necessary either to satisfy these constraints, or to enable the tree to be serialized using
the original namespace prefixes from the source document or
stylesheet
Namespace fixup
must not
result in an element having multiple
namespace nodes with the same name.
Namespace fixup
may
, if necessary to resolve conflicts,
change the namespace prefix contained in the QName value that holds the name of an element or attribute
node. This includes the option to add or remove a prefix.
However, namespace fixup
must not
change the prefix component contained
in a value of type
xs:QName
or
xs:NOTATION
that forms the typed value
of an element or attribute node.
Note:
Namespace fixup is not used to create namespace declarations for
xs:QName
or
xs:NOTATION
values appearing in the content of an element or attribute.
Where
values acquire such types as the result of validation, namespace fixup does not come into play, because
namespace fixup happens before validation: in this situation, it is the user's responsibility to ensure that the
element being validated has the required namespace nodes to enable validation to succeed.
Where existing elements are copied along with their existing type annotations
validation="preserve"
) the rules require that existing namespace nodes are also
copied, so that any namespace-sensitive values remain valid.
Where existing attributes are copied along with their existing type annotations, the
rules of the XDM data model require that a parentless attribute node cannot contain a namespace-sensitive
typed value; this means that it is an error to copy an attribute using
validation="preserve"
if it contains namespace-sensitive content.
Namespace fixup is applied to every element that is constructed using a
literal result element
, or one of the
instructions
xsl:element
xsl:copy
, or
xsl:copy-of
An implementation is not
required
to perform namespace fixup for
elements in any source document, that is, for a document in the
initial input sequence, documents
loaded using the
document
doc
FO
or
collection
FO
function,
documents supplied as the value of a
stylesheet parameter
, or documents
returned by an
extension function
or
extension instruction
Note:
A source document (an input document, a document returned by the
document
doc
FO
or
collection
FO
functions,
a document returned by an extension function or extension instruction,
or a document supplied as a stylesheet parameter) is required to satisfy the constraints described in
[Data Model]
, including the constraints imposed by the namespace fixup process.
The effect of supplying a pseudo-document that does not meet these constraints is undefined.
In an Infoset (see
[XML Information Set]
created from a document conforming to
[Namespaces in XML 1.0]
it will always be true that if a parent element
has an in-scope namespace with a non-empty namespace prefix, then its child elements will also
have an in-scope namespace with the same namespace prefix, though possibly with a different namespace URI.
This constraint is removed in
[Namespaces in XML 1.1]
. XSLT 2.0 supports the creation of result
trees that do not satisfy this constraint: the namespace fixup process does not add a namespace node
to an element merely because its parent node in the
result tree
has such a namespace node.
However, the process of constructing the children of a new element, which is
described in
5.7.1 Constructing Complex Content
, does cause the namespaces of a parent
element to be inherited by its children unless this is prevented using
[xsl:]inherit-namespaces="no"
on the instruction that creates the parent element.
Note:
This has implications on serialization, defined in
[XSLT and XQuery Serialization]
. It
means that it is possible to create
final result trees
that cannot be faithfully serialized as XML 1.0
documents. When such a result tree is serialized as XML 1.0, namespace declarations written
for the parent element will be inherited by its child elements as if the corresponding namespace
nodes were present on the child element, except in the case of the default
namespace, which can be undeclared using the construct
xmlns=""
When the same result tree is serialized as XML 1.1, however, it is possible
to undeclare any namespace on the child element (for example,
xmlms:foo=""
to prevent this inheritance taking place.
5.8 URI References
[Definition:
Within this specification, the term
URI Reference
, unless otherwise stated, refers to a string in the lexical space of
the
xs:anyURI
data type as defined in
[XML Schema Part 2]
Note that this
is a wider definition than that in
[RFC3986]
in particular, it is designed
to accommodate Internationalized Resource Identifiers (IRIs)
as described in
[RFC3987]
, and thus allows the use of non-ASCII characters
without escaping.
URI References are used in XSLT with three main roles:
As namespace URIs
As collation URIs
As identifiers for resources such as stylesheet modules; these resources are typically accessible
using a protocol such as HTTP.
Examples of such identifiers are the URIs used in the
href
attributes of
xsl:import
xsl:include
, and
xsl:result-document
The rules for namespace URIs are given in
[Namespaces in XML 1.0]
and
[Namespaces in XML 1.1]
. Those
specifications deprecate the use of relative URIs as namespace URIs.
The rules for collation URIs are given in
[Functions and Operators]
URI references used to identify external resources must conform to the same rules as the locator attribute
href
) defined in section 5.4 of
[XLink]
. If the URI reference is relative, then
it is resolved (unless otherwise specified) against the base URI of the containing element node, according to the rules of
[RFC3986]
, after first escaping all characters that need to be escaped to make it a valid
RFC3986 URI reference. (But a relative URI in the
href
attribute of
xsl:result-document
is resolved against the
Base Output URI
.)
Other URI references appearing in an XSLT stylesheet document, for example the system identifiers of external
entities or the value of the
xml:base
attribute, must follow the rules in their respective
specifications.
6 Template Rules
Template rules define the processing that can be applied
to nodes that match a particular
pattern
6.1 Defining Templates

match? =
pattern
name? =
qname
priority? =
number
mode? =
tokens
as? =
sequence-type


[Definition:
An
xsl:template
declaration
defines a
template
, which contains a
sequence constructor
for creating
nodes and/or atomic values. A template can serve either as a
template rule
, invoked by matching nodes against
pattern
, or as a
named template
invoked explicitly by name. It is also possible for the same template to serve in both capacities.
[ERR XTSE0500]
An
xsl:template
element
must
have either a
match
attribute or a
name
attribute, or both. An
xsl:template
element
that has no
match
attribute
must
have no
mode
attribute and no
priority
attribute.
If an
xsl:template
element has a
match
attribute, then
it is a
template rule
. If it has a
name
attribute,
then it is a
named template
template
may be invoked in a number of ways,
depending on whether it is a
template rule
named template
, or both. The result of invoking the template is the
result of evaluating the
sequence constructor
contained in the
xsl:template
element (see
5.7 Sequence Constructors
).
If an
as
attribute is present, the
as
attribute defines the required type
of the result.
The result of evaluating the
sequence constructor
is then converted to the required type using the
function conversion rules
If no
as
attribute is specified, the default value is
item()*
, which permits
any value. No conversion then takes place.
[ERR XTTE0505]
It is a
type error
if the result of evaluating the
sequence constructor
cannot be converted to the required type.
6.2 Defining Template Rules
This section describes
template rules
Named templates
are described
in
10.1 Named Templates
template rule
is specified using
the
xsl:template
element
with a
match
attribute.
The
match
attribute is a
Pattern
that identifies the node or nodes to which the rule applies.
The result of applying the template rule is the
result of evaluating the sequence constructor contained in the
xsl:template
element, with the matching node used
as the
context node
Example: A simple Template Rule
For example, an XML document might contain:
This is an important point.
The following
template rule
matches
emph
elements and
produces a
fo:wrapper
element with a
font-weight
property of
bold





template rule
is evaluated when
an
xsl:apply-templates
instruction selects a node that matches the pattern
specified in the
match
attribute. The
xsl:apply-templates
instruction
is described in the next section. If several template rules match a selected node, only one of them
is evaluated, as described in
6.4 Conflict Resolution for Template Rules
6.3 Applying Template Rules

select? =
expression
mode? =
token


The
xsl:apply-templates
instruction
takes as input a sequence of nodes (typically nodes in a
source tree
), and produces
as output a sequence of items; these will often be nodes to be
added to a
result tree
If the instruction has one or more
xsl:sort
children, then the input sequence is sorted as described in
13 Sorting
The result of this sort is referred to below as the
sorted sequence
if there are no
xsl:sort
elements, then the sorted sequence is the same
as the input sequence.
Each node in the input sequence is processed by finding a
template rule
whose
pattern
matches that node. If there is more than one,
the best among them is chosen, using rules described in
6.4 Conflict Resolution for Template Rules
If there is no template rule whose pattern matches the node, a built-in template rule
is used (see
6.6 Built-in Template Rules
). The chosen template rule is evaluated.
The rule that matches the
th node in the sorted sequence is
evaluated with that node as the
context item
, with
as the
context position
and with the length of the sorted sequence as the
context size
Each template rule that is evaluated produces a sequence of items as its result.
The resulting sequences
(one for each node in the sorted sequence) are then concatenated, to form
a single sequence. They are concatenated retaining the order of the nodes
in the sorted sequence. The final concatenated sequence
forms the result of the
xsl:apply-templates
instruction.
Example: Applying Template Rules
Suppose the source document is as follows:
Proceed at once to the exit!
This can be processed using the two template rules shown below.









There is no template rule
for the document node; the built-in template rule for this node will cause the
message
element to be processed. The template rule for the
message
element causes a
element to be written to the
result tree
; the contents of this
element are constructed
as the result of the
xsl:apply-templates
instruction. This instruction selects
the three child nodes of the
message
element (a text node containing the value "
Proceed
",
an
emph
element node, and a text node containing the value "
to the exit!
").
The two text nodes are processed using the built-in template rule for text nodes, which returns a copy
of the text node. The
emph
element is processed using the explicit template rule that specifies
match="emph"
When the
emph
element is processed, this template rule constructs a
element. The
contents of the
element are constructed by means of another
xsl:apply-templates
instruction, which in this case selects a single node (the text node containing the value "
at once
").
This is again processed using the built-in template rule for text nodes, which returns a copy of the text node.
The final result of the
match="message"
template rule thus consists of a
element
node with three children: a text node containing the value "
Proceed
", a
element that
is the parent of a text node containing the value "
at once
", and a text node containing the value
to the exit!
". This
result tree
might be serialized as:

Proceed at once to the exit!


The default value of the
select
attribute is
child::node()
which causes all the children of context node to be processed.
[ERR XTTE0510]
It is a
type error
if
an
xsl:apply-templates
instruction with no
select
attribute is evaluated when
the
context item
is not a node.
select
attribute can be used to process nodes
selected by an expression instead of processing all children. The
value of the
select
attribute is an
expression
. The expression
must
evaluate to a sequence of nodes (it can contain
zero, one, or more nodes).
[ERR XTTE0520]
It is a
type error
if
the sequence returned by the
select
expression

contains an item that is not a node.
Note:
In XSLT 1.0, the
select
attribute selected a set of nodes, which
by default were processed in document order. In XSLT 2.0, it selects a sequence of nodes.
In cases that would have been valid in XSLT 1.0, the expression will return a sequence of
nodes in document order, so the effect is the same.
Example: Applying Templates to Selected Nodes
The following example processes all of the
given-name
children
of the
author
elements that are children of
author-group





Example: Applying Templates to Nodes that are not Descendants
It is also possible to process elements that are not descendants of
the context node. This example assumes that a
department
element has
group
children and
employee
descendants. It finds an employee's department and then processes
the
group
children of the
department


Employee belongs to group



Example: Matching by Schema-Defined Types
It is possible to write template rules that are matched according to
the schema-defined type of an element or attribute. The following example
applies different formatting to the children of an element depending on their
type:
















The
xsl:next-match
instruction is described in
6.7 Overriding Template Rules
Example: Re-ordering Elements in the Result Tree
Multiple
xsl:apply-templates
elements can be used within a
single template to do simple reordering. The following example
creates two HTML tables. The first table is filled with domestic sales
while the second table is filled with foreign sales.








Example: Processing Recursive Structures
It is possible for there to be two matching descendants where one
is a descendant of the other. This case is not treated specially:
both descendants will be processed as usual.
For example, given a source document

the rule



will process both the outer
div
and inner
div
elements.
This means that if the template rule for the
div
element processes its own children,
then these grandchildren will be processed more than once, which is probably not what is required.
The solution is to process one level at a time in a recursive descent, by using
select="div"
in place of
select=".//div"
Note:
The
xsl:apply-templates
instruction
is most commonly used to
process nodes that are descendants of the context node. Such use
of
xsl:apply-templates
cannot result in non-terminating
processing loops. However, when
xsl:apply-templates
is
used to process elements that are not descendants of the context node,
the possibility arises of non-terminating loops. For example,



Implementations may be able to detect such loops in some cases, but
the possibility exists that a
stylesheet
may enter a non-terminating
loop that an implementation is unable to detect. This may present a
denial of service security risk.
6.4 Conflict Resolution for Template Rules
It is possible for a node in a source document to match more than one
template rule
When this happens, only one template rule is evaluated for the node.
The template rule to be used is determined as follows:
First, only the matching template rule or rules
with the highest
import precedence
are considered.
Other matching template rules with lower precedence are eliminated from consideration.
Next, of the remaining matching
rules, only those with the highest priority are considered. Other matching
template rules with lower priority are eliminated from consideration. The priority of a template rule is
specified by the
priority
attribute on the
xsl:template
declaration.
[ERR XTSE0530]
The value of this attribute
must
conform to the rules for the
xs:decimal
type defined in
[XML Schema Part 2]
. Negative values are permitted.
[Definition:
If no
priority
attribute is specified on the
xsl:template
element, a
default
priority
is computed, based on the syntax of the pattern supplied in the
match
attribute.
The rules are as follows:
If the pattern contains multiple alternatives separated by
then the template rule is treated equivalently to a set of template
rules, one for each alternative. However,
it is not an error if a node matches more than one of the alternatives.
If the pattern has the form
, then the priority is −0.5.
If the pattern has the form of a
QName
optionally preceded by a
PatternAxis
or has the form
processing-instruction(
StringLiteral
XP
or
processing-instruction(
NCName
Names
optionally preceded by a
PatternAxis
then the priority is 0.
If the pattern has the form of an
ElementTest
XP
or
AttributeTest
XP
optionally preceded by a
PatternAxis
then the priority is as shown in the table below. In this table, the symbols
, and
represent an arbitrary element name,
attribute name, and type name respectively, while the
symbol
represents itself.
The presence or absence of the
symbol
following a type name
does not affect the priority.
Format
Priority
Notes
element()
−0.5
(equivalent to
element(*)
−0.5
(equivalent to
attribute()
−0.5
(equivalent to
@*
attribute(*)
−0.5
(equivalent to
@*
element(
(equivalent to E)
element(*,
(matches by type only)
attribute(
(equivalent to
@A
attribute(*,
(matches by type only)
element(
0.25
(matches by name and type)
schema-element(
0.25
(matches by substitution group and type)
attribute(
0.25
(matches by name and type)
schema-attribute(
0.25
(matches by name and type)
If the pattern has the form of a
DocumentTest
XP
then if it includes no
ElementTest
XP
or
SchemaElementTest
XP
the priority is −0.5. If it does
include an
ElementTest
XP
or
SchemaElementTest
XP
, then the priority is the same as the priority
of that
ElementTest
XP
or
SchemaElementTest
XP
, computed according to the table above.
If the pattern has the form
NCName
Names
:*
or
*:
NCName
Names
optionally preceded by a
PatternAxis
then the priority is −0.25.
If the pattern is any other
NodeTest
XP
optionally preceded by a
PatternAxis
then the priority is −0.5.
Otherwise, the priority is 0.5.
Note:
In many cases this means that highly selective patterns have higher
priority than less selective patterns. The most common kind of pattern (a pattern that tests for a
node of a particular kind, with a particular
expanded-QName
or a particular type) has
priority 0. The next less specific kind of pattern (a pattern that
tests for a node of a particular kind and an
expanded-QName
with a
particular namespace URI) has priority −0.25. Patterns less specific
than this (patterns that just test for nodes of a given kind)
have priority −0.5. Patterns that specify both the name
and the required type have a priority of +0.25, putting them above patterns that
only specify the name
or
the type.
Patterns more specific than this, for example patterns that
include predicates or that specify the ancestry of the required node,
have priority 0.5.
However, it is not invariably true that
a more selective pattern has higher priority than a less selective pattern.
For example, the priority of the pattern
node()[self::*]
is higher than that of
the pattern
salary
. Similarly, the patterns
attribute(*, xs:decimal)
and
attribute(*, xs:short)
have the same priority, despite the fact that the latter pattern matches
a subset of the nodes matched by the former.
Therefore, to achieve clarity in a
stylesheet
it is good practice to allocate explicit priorities.
[ERR XTRE0540]
It is a
recoverable dynamic error
if
the conflict resolution algorithm for template rules
leaves more than one matching template
rule. The
optional recovery action
is to select, from the matching
template rules that are left, the one that occurs last in
declaration order
6.5 Modes
[Definition:
Modes
allow a node in a
source tree
to be processed multiple times, each time
producing a different result. They also allow different sets
of
template rules
to be active when processing different
trees, for example when processing documents loaded using the
document
function
(see
16.1 Multiple Source Documents
) or when processing
temporary trees
[Definition:
There is always a
default mode
available. The default mode is an unnamed
mode
, and it is used when
no
mode
attribute is specified on an
xsl:apply-templates
instruction.
Every
mode
other than the
default mode
is identified by a
QName
template rule
is applicable to
one or more modes. The modes to which it is applicable are defined by the
mode
attribute
of the
xsl:template
element.
If the attribute is omitted, then the template rule is applicable to the
default mode
. If the attribute
is present, then its value
must
be a non-empty whitespace-separated list of tokens, each of which defines a mode
to which the template rule is applicable. Each token
must
be one of the following:
QName
, which is expanded as described
in
5.1 Qualified Names
to define the name of the mode
the token
#default
, to indicate that the template rule is applicable
to the
default mode
the token
#all
, to indicate that the
template rule is applicable to all modes (that is, to the default
mode and to every mode that is named in an
xsl:apply-templates
instruction
or
xsl:template
declaration anywhere in the stylesheet).
[ERR XTSE0550]
It is a
static error
if the list is empty,
if the same token is included more than once in the list, if the list contains an invalid token,
or if the token
#all
appears together with any other value.
The
xsl:apply-templates
element also has an optional
mode
attribute. The value of this
attribute
must
either be a
QName
, which is expanded as described
in
5.1 Qualified Names
to define the name of a mode, or the token
#default
, to
indicate that the
default mode
is to be used, or the token
#current
, to indicate that
the
current mode
is to be used.
If the attribute is omitted, the
default mode
is used.
When searching for a template rule to process each node selected by
the
xsl:apply-templates
instruction, only those template rules that are
applicable to the selected mode are considered.
[Definition:
At any point in the processing
of a stylesheet, there is a
current mode
. When the transformation is initiated,
the current mode is the
default mode
, unless a different initial
mode has been supplied, as described in
2.3 Initiating a Transformation
Whenever an
xsl:apply-templates
instruction is evaluated, the current mode becomes the mode selected by this instruction.
When a stylesheet function is called, the current mode
is set to
the
default mode
While
evaluating global variables and parameters, and the sequence constructor
contained in
xsl:key
or
xsl:sort
, the current mode is set to the default mode.
No other instruction changes the current mode.
The
current mode while evaluating an
attribute set
is the same as the current mode of the caller.
On completion of the
xsl:apply-templates
instruction, or on return from a stylesheet function call,
the current mode reverts to its previous value. The current mode is used when an
xsl:apply-templates
instruction uses the syntax
mode="#current"
it is also used by the
xsl:apply-imports
and
xsl:next-match
instructions (see
6.7 Overriding Template Rules
).
6.6 Built-in Template Rules
When a node is selected by
xsl:apply-templates
and there is no
template rule in the
stylesheet
that can be used to
process that node, a built-in template rule is evaluated instead.
The built-in template rules apply to all modes.
The built-in rule for document nodes and element nodes
is equivalent to calling
xsl:apply-templates
with no
select
attribute, and with the
mode
attribute set to
#current
. If
the built-in rule was invoked with parameters, those parameters are passed on in the implicit
xsl:apply-templates
instruction.
Example: Using a Built-In Template Rule
For example, suppose the stylesheet contains the following instruction:



If there is no explicit template rule that matches the
title
element,
then the following implicit rule is used:






The built-in
template rule
for text and attribute nodes returns a text node containing the
string value
of the context node.
It is effectively:



Note:
This text node may have a string value that is zero-length.
The built-in
template rule
for processing instructions and comments
does nothing (it returns the empty sequence).

The built-in
template rule
for namespace nodes is also to do
nothing. There is no pattern that can match a namespace node, so the
built-in template rule is always used when
xsl:apply-templates
selects a
namespace node.
The built-in
template rules
have lower
import precedence
than all other
template rules. Thus, the stylesheet author can override a built-in template
rule by including an explicit template rule.
6.7 Overriding Template Rules








template rule
that
is being used to override another template rule
(see
6.4 Conflict Resolution for Template Rules
) can use the
xsl:apply-imports
or
xsl:next-match
instruction to invoke the overridden template rule. The
xsl:apply-imports
instruction
only considers template rules in imported stylesheet modules; the
xsl:next-match
instruction considers all other template rules of lower
import precedence
and/or priority.
Both instructions will invoke the built-in template rule for the node (see
6.6 Built-in Template Rules
) if no other template rule is found.
[Definition:
At any point in the processing
of a
stylesheet
, there may be a
current template rule
. Whenever a
template rule
is
chosen as a result of evaluating
xsl:apply-templates
xsl:apply-imports
, or
xsl:next-match
the template rule becomes the current
template rule for the evaluation of the rule's sequence constructor. When an
xsl:for-each
xsl:for-each-group
or
xsl:analyze-string
instruction is evaluated, or when evaluating a sequence constructor contained in
an
xsl:sort
or
xsl:key
element, or when
stylesheet function
is called (see
10.3 Stylesheet Functions
), the current
template rule becomes null for the evaluation of that instruction
or function.
The current template rule is not affected by invoking
named templates (see
10.1 Named Templates
) or named attribute
sets (see
10.2 Named Attribute Sets
). While evaluating a
global variable
or the default value of a
stylesheet parameter
(see
9.5 Global Variables and Parameters
the current template rule is null.
Note:
These rules ensure that when
xsl:apply-imports
or
xsl:next-match
is called, the
context item
is the same as when the
current template rule was invoked, and is always a node.
Both
xsl:apply-imports
and
xsl:next-match
search for
template rule
that matches the
context node
, and that is applicable to the
current mode
(see
6.5 Modes
). In choosing
a template rule, they use the usual criteria such as the priority and
import precedence
of
the template rules, but they consider as candidates only
a subset of the template rules in the
stylesheet
. This subset differs between the
two instructions:
The
xsl:apply-imports
instruction
considers as candidates
only those template rules contained in
stylesheet levels
that are descendants in the
import tree
of the
stylesheet
level
that contains the
current template rule
Note:
This is
not
the same as saying that the search considers
all template rules whose import precedence is lower than that of the current template rule.
The
xsl:next-match
instruction
considers as candidates all those template rules that come after the
current template rule
in the ordering of template rules implied by the conflict resolution rules
given in
6.4 Conflict Resolution for Template Rules
. That is, it considers all template rules
with lower
import precedence
than the
current template rule
plus the template rules that are at the same import precedence
that have lower priority than the current template rule. If the processor
has recovered from the error that occurs when two matching template rules have the
same import precedence and priority, then it also considers all matching template rules
with the same import precedence and priority that occur before the current template
rule in
declaration order
Note:
As explained in
6.4 Conflict Resolution for Template Rules
, a template rule whose
match pattern contains multiple alternatives separated by
is treated equivalently
to a set of template rules, one for each alternative. This means that where the same node matches
more than one alternative, and the alternatives have different priority, it is possible for an
xsl:next-match
instruction to cause the current template rule
to be invoked recursively. This situation does not occur when the alternatives have the
same priority.
If no matching template rule is found that satisfies these criteria, the
built-in template rule for the
node kind is used (see
6.6 Built-in Template Rules
).
An
xsl:apply-imports
or
xsl:next-match
instruction may use
xsl:with-param
child elements to pass
parameters to the chosen
template rule
(see
10.1.1 Passing Parameters to Templates
). It also passes on any
tunnel parameters
as described in
10.1.2 Tunnel Parameters
[ERR XTDE0560]
It is a
non-recoverable dynamic error
if
xsl:apply-imports
or
xsl:next-match
is evaluated when the
current template rule
is null.
Example: Using
xsl:apply-imports
For example, suppose the stylesheet
doc.xsl
contains a
template rule
for
example
elements:



Another stylesheet could import
doc.xsl
and modify the
treatment of
example
elements as follows:






The combined effect would be to transform an
example
into an element of the form:
...

An
xsl:fallback
instruction appearing as a child
of an
xsl:next-match
instruction is ignored by an XSLT 2.0 processor,
but can be used to define fallback behavior when the stylesheet is processed by an
XSLT 1.0 processor in forwards-compatible mode.
7 Repetition

select
expression


The
xsl:for-each
instruction
processes each item in a sequence of items, evaluating the
sequence constructor
within the
xsl:for-each
instruction once for each item
in that sequence.
The
select
attribute is
required
, and
the
expression
must
evaluate to a sequence,
called the input sequence. If there is an
xsl:sort
element present (see
13 Sorting
) the input sequence
is sorted to produce a sorted sequence. Otherwise, the sorted sequence
is the same as the input sequence.
The
xsl:for-each
instruction contains a
sequence constructor
The
sequence constructor
is evaluated once for each item in the sorted sequence,
with the
focus
set as follows:
The
context item
is the item being processed.
If this is a node, it will
also be the
context node
. If it
is not a node, there will be no context node: that is, any attempt to
reference the context node will result in a
non-recoverable dynamic error
The
context position
is the position of this item
in the sorted sequence.
The
context size
is the size
of the sorted sequence (which is the same as the
size of the input sequence).
For each item in the input sequence, evaluating the
sequence constructor
produces a sequence
of items (see
5.7 Sequence Constructors
).
These output sequences are concatenated; if item
follows
item
in the sorted sequence, then the result of evaluating the sequence constructor
with
as the context item is concatenated after the result of evaluating the sequence constructor
with
as the context item.
The result of the
xsl:for-each
instruction
is the concatenated sequence of items.
Note:
With XSLT 1.0, the selected nodes were processed in document order.
With XSLT 2.0, XPath expressions that would have been valid under XPath 1.0 (such
as path expressions and union expressions) will return a sequence of nodes
that is already in document order, so backwards compatibility is maintained.
Example: Using
xsl:for-each
For example, given an XML document with this structure


...
...
...


...
...
...


the following would create an HTML document containing a table with
a row for each
customer
element



Customers





















8 Conditional Processing
There are two instructions in XSLT that support conditional
processing:
xsl:if
and
xsl:choose
. The
xsl:if
instruction provides
simple if-then conditionality; the
xsl:choose
instruction
supports selection of one choice when there are several
possibilities.
8.1 Conditional Processing with
xsl:if

test
expression


The
xsl:if
element has a mandatory
test
attribute,
which specifies an
expression
The content is a
sequence constructor
The result of the
xsl:if
instruction
depends on the
effective boolean value
XP
of the expression
in the
test
attribute. The rules for determining the
effective boolean value of an expression are given in
[XPath 2.0]
: they
are the same as the rules used for XPath conditional expressions.
If the effective boolean value of
the
expression
is true, then
the
sequence constructor
is evaluated
(see
5.7 Sequence Constructors
),
and the resulting node sequence is returned as the result of
the
xsl:if
instruction; otherwise,
the sequence constructor is not evaluated, and
the empty sequence is returned.
Example: Using
xsl:if
In the following example, the names in a group of names are formatted
as a comma separated list:


,

The following colors every other table row yellow:



yellow




8.2 Conditional Processing with
xsl:choose




test
expression





The
xsl:choose
element selects one among a number of
possible alternatives. It consists of a sequence of one or more
xsl:when
elements followed by an optional
xsl:otherwise
element. Each
xsl:when
element has a single attribute,
test
, which specifies an
expression
. The content of the
xsl:when
and
xsl:otherwise
elements is a
sequence constructor
When an
xsl:choose
element is processed, each
of the
xsl:when
elements is tested in turn
(that is, in the order that the elements appear in the stylesheet),
until one of the
xsl:when
elements is satisfied. If none of the
xsl:when
elements is satisfied, then the
xsl:otherwise
element
is considered, as described below.
An
xsl:when
element is satisfied if
the
effective boolean value
XP
of the
expression
in its
test
attribute is
true
. The rules for determining the
effective boolean value of an expression are given in
[XPath 2.0]
: they
are the same as the rules used for XPath conditional expressions.
The content
of the first, and only the first,
xsl:when
element
that is satisfied is evaluated,
and the resulting sequence is returned as the result of the
xsl:choose
instruction. If no
xsl:when
element is satisfied,
the content of the
xsl:otherwise
element is
evaluated, and the resulting sequence is returned as the result
of the
xsl:choose
instruction.
If no
xsl:when
element is satisfied, and no
xsl:otherwise
element is present, the result of the
xsl:choose
instruction
is an empty sequence.
Only the sequence constructor
of the selected
xsl:when
or
xsl:otherwise
instruction is evaluated. The
test
expressions
for
xsl:when
instructions after the selected one are not evaluated.
Example: Using
xsl:choose
The following example enumerates items in an ordered list using
arabic numerals, letters, or roman numerals depending on the depth to
which the ordered lists are nested.



select="count(ancestor::orderedlist) mod 3"/>











.






9 Variables and Parameters
[Definition:
The
two elements
xsl:variable
and
xsl:param
are referred to as
variable-binding elements
[Definition:
The
xsl:variable
element declares a
variable
, which may be a
global variable
or a
local variable
[Definition:
The
xsl:param
element declares a
parameter
, which may be a
stylesheet parameter
template parameter
or a
function parameter
. A parameter
is a
variable
with the additional property that its value can be set
by the caller when the stylesheet, the template, or the function is invoked.
[Definition:
A variable is a binding between a name and a value.
The
value
of a variable is
any sequence (of nodes and/or atomic values), as defined in
[Data Model]
9.1 Variables


name
qname
select? =
expression
as? =
sequence-type


The
xsl:variable
element has a
required
name
attribute, which specifies the name of the
variable. The value of the
name
attribute is a
QName
, which is expanded as described
in
5.1 Qualified Names
The
xsl:variable
element has an
optional
as
attribute, which specifies the
required type
of the
variable. The value of the
as
attribute is a
SequenceType
XP
as defined in
[XPath 2.0]
[Definition:
The value of the variable is
computed using the
expression
given in the
select
attribute or the contained
sequence constructor
as described in
9.3 Values of Variables and Parameters
This value is referred to as the
supplied value
of the variable.
If the
xsl:variable
element has a
select
attribute, then the sequence constructor
must
be empty.
If the
as
attribute
is specified, then the
supplied value
of the
variable is converted to the required type, using the
function conversion rules
[ERR XTTE0570]
It is a
type error
if the
supplied value
of a variable
cannot be converted to the required type.
If the
as
attribute is omitted, the
supplied value
of the variable is used
directly, and no conversion takes place.
9.2 Parameters

name
qname
select? =
expression
as? =
sequence-type
required? = "yes" | "no"
tunnel? = "yes" | "no">


The
xsl:param
element may be used as a child of
xsl:stylesheet
, to define
a parameter to the transformation; or as a child of
xsl:template
to define a parameter to a
template, which may be supplied when the template is invoked using
xsl:call-template
xsl:apply-templates
xsl:apply-imports
or
xsl:next-match
; or as a child of
xsl:function
to define a parameter
to a stylesheet function, which may be supplied when the function is called from an XPath
expression
The
xsl:param
element has a
required
name
attribute, which specifies the name of the
parameter. The value of the
name
attribute is a
QName
, which is expanded as described
in
5.1 Qualified Names
[ERR XTSE0580]
It is a
static error
if two
parameters of a template or of a stylesheet function have the same name.
Note:
For rules concerning stylesheet parameters, see
9.5 Global Variables and Parameters
. Local
variables may
shadow
template parameters and function parameters: see
9.7 Scope of Variables
The
supplied value
of the parameter is the
value supplied by the caller. If no value was supplied by the caller, and if the parameter
is not mandatory, then the supplied value is
computed using the
expression
given in the
select
attribute or the contained
sequence constructor
as described in
9.3 Values of Variables and Parameters
If the
xsl:param
element has a
select
attribute, then the sequence constructor
must
be empty.
Note:
This specification does not dictate whether and when the default value
of a parameter is evaluated. For example, if the default is specified as

, then it is not specified whether a
distinct
foo
element node will be created on each invocation of the template, or whether
the same
foo
element node will be used for each invocation. However, it is permissible for the default
value to depend on the values of other parameters, or on the evaluation context, in which case the default must
effectively be evaluated on each invocation.
The
xsl:param
element has an
optional
as
attribute, which specifies the
required type
of the
parameter. The value of the
as
attribute is a
SequenceType
XP
as defined in
[XPath 2.0]
If the
as
attribute
is specified, then the
supplied value
of the
parameter is converted to the required type, using the
function conversion rules
[ERR XTTE0590]
It is a
type error
if the conversion of the
supplied value
of a
parameter to its required type fails.
If the
as
attribute is omitted, the
supplied value
of the
parameter is used directly, and no conversion takes place.
The optional
required
attribute may be used
to indicate that a parameter is mandatory. This attribute may be specified for
stylesheet parameters
and for
template parameters
it
must not
be specified for
function parameters
which are always mandatory. A parameter is mandatory
if it is a
function parameter
or
if the
required
attribute is present and has the value
yes
. Otherwise,
the parameter is optional. If the parameter is mandatory, then
the
xsl:param
element
must
be empty and
must not
have a
select
attribute.
[ERR XTTE0600]
If a default value is given explicitly, that is,
if there is either a
select
attribute or a non-empty
sequence constructor
, then
it is a
type error
if the default value
cannot be converted to the required type, using the
function conversion rules
If an optional parameter has no
select
attribute and has an empty
sequence constructor
and if there is no
as
attribute, then the default value of the parameter
is a zero length string.
[ERR XTDE0610]
If an optional parameter has no
select
attribute and has an empty
sequence constructor
and if there is an
as
attribute, then the default value of the parameter
is an empty sequence. If the empty sequence is not a valid instance of the required type
defined in the
as
attribute, then the parameter is treated as a required
parameter, which means that it is a
non-recoverable dynamic error
if the caller supplies no value for the parameter.
Note:
The effect of these rules is that specifying

is an error, but if the default value of the parameter is never used, then the processor has discretion whether
or not to report the error. By contrast,

is treated as if
required="yes"
had been specified: the empty sequence is not a valid instance of
xs:date
, so in effect there is no default
value and the parameter is therefore treated as being mandatory.
The optional
tunnel
attribute may be used
to indicate that a parameter is a
tunnel parameter
The default is
no
; the value
yes
may be specified only
for
template parameters
Tunnel parameters are described in
10.1.2 Tunnel Parameters
9.3 Values of Variables and Parameters
variable-binding element
may specify the
supplied value
of the
variable
or
parameter
in
four different ways.
If the
variable-binding element
has a
select
attribute, then the value of the attribute
must
be an
expression
and the
supplied value
of the variable
is the value that results from evaluating the expression. In this
case, the content of the variable-binding element
must
be empty.
If the
variable-binding element
has empty content and has neither
select
attribute nor an
as
attribute,
then the
supplied value
of the variable is a
zero-length string. Thus

is equivalent to

If a
variable-binding element
has no
select
attribute and has non-empty content (that is, the variable-binding element
has one or more child nodes), and has no
as
attribute,
then the content of the
variable-binding element specifies the
supplied value
The content of the variable-binding element is a
sequence constructor
; a new
document is constructed with a document
node having as its children
the sequence of nodes that results from evaluating the sequence constructor
and then applying the rules given in
5.7.1 Constructing Complex Content
The value of the variable is then a singleton sequence containing
this document node. For further information, see
9.4 Creating implicit document nodes
If a
variable-binding element
has an
as
attribute but no
select
attribute,
then the
supplied value
is the sequence that results from evaluating the (possibly empty)
sequence constructor
contained within
the variable-binding element (see
5.7 Sequence Constructors
).
These combinations are summarized in the table below.
Effect of Different Attribute Combinations on
xsl:variable
select attribute
as attribute
content
Effect
present
absent
empty
Value is obtained by evaluating the
select
attribute
present
present
empty
Value is obtained by evaluating the
select
attribute, adjusted to the type required by the
as
attribute
present
absent
present
Static error
present
present
present
Static error
absent
absent
empty
Value is a zero-length string
absent
present
empty
Value is an empty sequence, provided the
as
attribute permits an empty sequence
absent
absent
present
Value is a document node whose content
is obtained by evaluating the sequence constructor
absent
present
present
Value is obtained by evaluating the sequence constructor, adjusted to the type required by the
as
attribute
[ERR XTSE0620]
It is a
static error
if
variable-binding element
has a
select
attribute and has non-empty content.
Example: Values of Variables
The value of the following variable is the sequence of integers (1, 2, 3):

The value of the following variable is an integer, assuming that the attribute
@size
exists, and is annotated either as an integer, or as
xs:untypedAtomic

The value of the following variable is a zero-length string:

The value of the following variable is document node containing an empty element as a
child:

The value of the following variable is sequence of integers (2, 4, 6):





The value of the following variable is sequence of parentless attribute nodes:

2
3
4

The value of the following variable is an empty sequence:

The actual value of the variable depends on the
supplied value
as described above, and the required type, which is determined by
the value of the
as
attribute.
Example: Pitfalls with Numeric Predicates
When a variable is used to select nodes by position, be careful
not to do:
2
...

This will output the values of all the
td
elements, space-separated
(or in backwards compatibility mode, the value of the first
td
element), because the
variable
will be bound to a node, not a number. Instead, do one of the following:

...

or
2
...

or
2
...

9.4 Creating implicit document nodes
A document node is created implicitly when evaluating an
xsl:variable
xsl:param
, or
xsl:with-param
element that has non-empty content and that has
no
as
attribute. This element is referred
to as the variable-binding element. The value of the
variable
is a single node, the document node
of the
temporary tree
. The
content of the document node is formed from the result of evaluating
the
sequence constructor
contained within the variable-binding element,
as described in
5.7.1 Constructing Complex Content
Note:
The construct:



can be regarded as a shorthand for:





The base URI of the document node
is taken from the base URI of the variable binding element in the stylesheet.
(See
Section
5.2 base-uri Accessor
DM
in
[Data Model]
No document-level validation takes place (which means, for example, that there is
no checking that ID values are unique). However, type annotations on nodes within the new tree are copied
unchanged.
Note:
The base URI of other nodes in the tree is determined by the rules
for constructing complex content. The effect of these rules is that the base URI of a node in the
temporary tree is determined as
if all the nodes in the temporary tree came from a single entity whose URI
was the base URI of the
variable-binding element
Thus, the base URI of the document node will be equal
to the base URI of the variable-binding element; an
xml:base
attribute within the temporary tree will change the
base URI for its parent element and that element's descendants, just
as it would within a document constructed by parsing.
The
document-uri
and
unparsed-entities
properties of the new document node are set to empty.
temporary tree
is
available for processing
in exactly the same way as any source document. For example, its nodes
are accessible using path expressions, and they can be processed using
instructions such as
xsl:apply-templates
and
xsl:for-each
Also, the
key
and
id
FO
functions
can be used to find nodes
within a temporary tree rooted at a document node,
provided that at the time the function is called, the context item
is a node within the temporary tree.
Example: Two-Phase Transformation
For example, the following stylesheet uses a temporary tree as the intermediate
result of a two-phase transformation, using different
modes
for the two phases (see
6.5 Modes
). Typically, the template
rules in module
phase1.xsl
will be declared with
mode="phase1"
, while
those in module
phase2.xsl
will be declared with
mode="phase2"
version="2.0"
xmlns:xsl="http://www.w3.org/1999/XSL/Transform">







Note:
The algorithm for matching nodes against template rules is
exactly the same regardless which tree the nodes come from. If different
template rules are to be used when processing different trees, then unless nodes
from different trees can be distinguished by means of
patterns
it is
a good idea to use
modes
to ensure that each tree is
processed using the appropriate set of template rules.
9.5 Global Variables and Parameters
Both
xsl:variable
and
xsl:param
are
allowed as
declaration
elements:
that is, they may appear as children of the
xsl:stylesheet
element.
[Definition:
top-level
variable-binding element
declares a
global variable
that
is visible everywhere (except where it
is
shadowed
by another
binding).
[Definition:
A top-level
xsl:param
element
declares a
stylesheet parameter
A stylesheet parameter is a global variable with the additional property
that its value can be supplied
by the caller when a transformation is initiated.
As described in
9.2 Parameters
, a stylesheet parameter may be declared as being mandatory, or may have
a default value specified for use when no value is supplied by the caller.
The mechanism by which the caller supplies a value
for a stylesheet parameter is
implementation-defined
An XSLT
processor
must
provide such a mechanism.
It is an error if no value is supplied for a mandatory stylesheet
parameter
[see
ERR XTDE0050
If a
stylesheet
contains more than one
binding for a global variable of a particular name, then the binding with the
highest
import
precedence
is used.
[ERR XTSE0630]
It is a
static error
if a
stylesheet
contains more than one binding of a global
variable with the same name and same
import precedence
unless it also contains another binding with the same name and higher import precedence.
For a global variable or the default value of a stylesheet parameter,
the
expression
or
sequence constructor
specifying the variable value is
evaluated with a
singleton focus
based
on the root node of the
tree containing the
initial context node
An XPath error will be reported if the evaluation of a global variable or parameter
references the context item, context position, or context size when no initial context node is supplied.
The values of other components of the dynamic context are the initial values
as defined in
5.4.3 Initializing the Dynamic Context
and
5.4.4 Additional Dynamic Context Components used by XSLT
Example: A Stylesheet Parameter
The following example declares a global parameter
para-font-size
which is referenced in an
attribute value template
12pt






The implementation must provide a mechanism allowing the user to supply
a value for the parameter
para-font-size
when invoking the stylesheet; the value
12pt
acts as a default.
9.6 Local Variables and Parameters
[Definition:
As
well as being allowed as
declaration
elements, the
xsl:variable
element is also
allowed in
sequence constructors
. Such a variable
is known as a
local variable
[Definition:
An
xsl:param
element may appear as a child of an
xsl:template
element, before any non-
xsl:param
children of that element. Such a parameter
is known as a
template parameter
. A template parameter is a
local variable
with the additional
property that its value can be set when the template
is called, using any of the instructions
xsl:call-template
xsl:apply-templates
xsl:apply-imports
, or
xsl:next-match
[Definition:
An
xsl:param
element may appear as a child of an
xsl:function
element, before any non-
xsl:param
children of that element. Such a parameter
is known as a
function parameter
. A function parameter is a
local variable
with the additional
property that its value can be set when the function
is called, using a function call in an XPath
expression
The result of evaluating
a local
xsl:variable
or
xsl:param
element (that is,
the contribution it makes to the result of the
sequence constructor
it is part of)
is an empty sequence.
9.7 Scope of Variables
For any
variable-binding element
there is a region
(more specifically, a set of element nodes)
of the
stylesheet
within which the binding is
visible. The set of variable bindings in scope for an
XPath
expression
consists of those bindings that
are visible at the point in
the stylesheet where the expression occurs.
A global
variable binding element
is
visible everywhere in the
stylesheet
(including other
stylesheet modules
) except within the
xsl:variable
or
xsl:param
element itself and any region where it is
shadowed
by another variable binding.
A local
variable binding element
is visible for all following siblings and their descendants, with two exceptions:
it is not visible in any region where it is
shadowed
by
another variable binding, and it is not visible within the subtree rooted at an
xsl:fallback
instruction that is a sibling of the variable binding element.
The binding is not visible for the
xsl:variable
or
xsl:param
element itself.
[Definition:
A binding
shadows
another
binding if the binding occurs at a point where the other binding is visible, and
the bindings have the same name.
It is not an error if a binding
established by a local
xsl:variable
or
xsl:param
shadows
a global binding. In this case, the global
binding will not be visible in the region of the
stylesheet
where it
is shadowed by the other binding.
Example: Local Variable Shadowing a Global Variable
The following is allowed:




It is also not an error if a binding established by a local
xsl:variable
element
shadows
a binding established by another local
xsl:variable
or
xsl:param
Example: Misuse of Variable Shadowing
The following is not an error, but
the effect is probably not what was intended. The template outputs

, because the declaration of the inner
variable named
$x
has no effect on the value of the outer
variable named
$x







Note:
Once a variable has been given a value, the value cannot subsequently
be changed. XSLT does not provide an equivalent to the
assignment operator available in many procedural programming languages.
This is because an assignment operator
would make it harder to create an implementation that
processes a document other than in a batch-like way, starting at the
beginning and continuing through to the end.
As well as global variables and local variables, an XPath
expression
may also declare range variables
for use locally within an expression. For details, see
[XPath 2.0]
Where a reference to a variable occurs in an XPath expression, it is resolved first by reference
to range variables that are in scope, then by reference to local variables and parameters, and finally by reference
to global variables and parameters. A range variable may shadow a local variable or a global variable.
XPath also allows a range variable to shadow another range variable.
9.8 Circular Definitions
[Definition:
circularity
is said to exist
if a construct such as a
global variable
, an
attribute set
, or a
key
is defined in terms of itself. For example, if the
expression
or
sequence constructor
specifying the value of a
global variable
references a
global variable
, then the value for
must
be computed before the value of
. A circularity exists if it
is impossible to do this for all global variable definitions.
Example: Circular Variable Definitions
The following two declarations create a circularity:


Example: Circularity involving Variables and Functions
The definition of a global variable can be circular even if no other variable is involved.
For example the following two declarations (see
10.3 Stylesheet Functions
for
an explanation of the
xsl:function
element) also create a circularity:




Example: Circularity involving Variables and Templates
The definition of a variable is also circular if the evaluation of the
variable invokes an
xsl:apply-templates
instruction and the variable is
referenced in the pattern used in the
match
attribute of any template rule
in the
stylesheet
. For example the following definition is circular:


1
Example: Circularity involving Variables and Keys
Similarly, a variable definition is circular if it causes a call on the
key
function, and the definition of that
key
refers to that variable in its
match
or
use
attributes. So the following definition is circular:





[ERR XTDE0640]
In general, a
circularity
in a
stylesheet
is a
non-recoverable dynamic error
However, as with all other dynamic errors, an implementation will signal
the error only if it actually executes the instructions and expressions that
participate in the circularity.
Because different implementations may optimize the execution of a stylesheet
in different ways, it is
implementation-dependent
whether a particular circularity will actually be signaled.
For example, in the following declarations, the function declares a
local variable
$b
, but it returns a result that does
not require the variable to be evaluated. It is
implementation-dependent
whether the value is actually evaluated, and it is therefore
implementation-dependent whether the circularity is signaled as an error:





Circularities usually involve global variables or parameters, but they
can also exist between
key
definitions (see
16.3 Keys
), between
named
attribute sets
(see
10.2 Named Attribute Sets
),
or between
any combination of these constructs. For example, a circularity exists if a
key definition invokes a function that references an attribute set that calls the
key
function, supplying the name of the original key definition as an argument.
Circularity is not the same as recursion. Stylesheet functions
(see
10.3 Stylesheet Functions
and named templates (see
10.1 Named Templates
) may
call other functions and named templates without restriction. With careless coding,
recursion may be non-terminating. Implementations are
required
to signal circularity as a
dynamic error
but they are not
required
to detect non-terminating recursion.
10 Callable Components
This section describes three constructs that can be used
to provide subroutine-like functionality that can be invoked from anywhere in
the stylesheet: named templates (see
10.1 Named Templates
), named attribute
sets (see
10.2 Named Attribute Sets
) and
stylesheet functions
(see
10.3 Stylesheet Functions
).
10.1 Named Templates

name
qname


[Definition:
Templates can be invoked by name.
An
xsl:template
element with a
name
attribute defines a
named template
The value of the
name
attribute is a
QName
which is expanded as described
in
5.1 Qualified Names
. If an
xsl:template
element has
name
attribute, it may, but need not, also have a
match
attribute. An
xsl:call-template
instruction invokes a template by name; it has a
required
name
attribute that identifies the template to be
invoked. Unlike
xsl:apply-templates
, the
xsl:call-template
instruction does not change
the
focus
The
match
mode
and
priority
attributes on an
xsl:template
element have no effect when
the
template
is invoked by an
xsl:call-template
instruction. Similarly,
the
name
attribute on an
xsl:template
element has no effect when the template is invoked by an
xsl:apply-templates
instruction.
[ERR XTSE0650]
It is a
static error
if
stylesheet
contains an
xsl:call-template
instruction whose
name
attribute does
not match the
name
attribute of any
xsl:template
in the
stylesheet
[ERR XTSE0660]
It is a
static error
if a
stylesheet
contains more than one
template
with
the same name and the same
import
precedence
, unless it also contains a
template
with the same name and higher
import
precedence
The target
template
for an
xsl:call-template
instruction is the template whose
name
attribute matches the
name
attribute of the
xsl:call-template
instruction and that has higher
import precedence
than any other template with this name. The result of evaluating an
xsl:call-template
instruction is the sequence
produced by evaluating the
sequence constructor
contained in its target
template
(see
5.7 Sequence Constructors
).
10.1.1 Passing Parameters to Templates
name
qname
select? =
expression
as? =
sequence-type
tunnel? = "yes" | "no">


Parameters are passed to templates using the
xsl:with-param
element. The
required
name
attribute specifies the name of the
template parameter
(the variable the value
of whose binding is to be replaced). The value of the
name
attribute is a
QName
, which is expanded as described
in
5.1 Qualified Names
xsl:with-param
is allowed
within
xsl:call-template
xsl:apply-templates
xsl:apply-imports
and
xsl:next-match
[ERR XTSE0670]
It is a
static error
if
a single
xsl:call-template
xsl:apply-templates
xsl:apply-imports
or
xsl:next-match
element contains two or more
xsl:with-param
elements
with matching
name
attributes.
The value of the parameter is
specified in the same way as for
xsl:variable
and
xsl:param
(see
9.3 Values of Variables and Parameters
),
taking account of the values of the
select
and
as
attributes and
the content of the
xsl:with-param
element, if any.
Note:
It is possible to have an
as
attribute on the
xsl:with-param
element that differs from the
as
attribute
on the corresponding
xsl:param
element describing the formal parameters
of the called template.
In this situation, the supplied value of the parameter will first be
processed according to the rules of the
as
attribute on the
xsl:with-param
element, and the resulting value will then be further
processed according to the rules of the
as
attribute on the
xsl:param
element.
For example, suppose the supplied value is a node with
type annotation
xs:untypedAtomic
, and the
xsl:with-param
element specifies
as="xs:integer"
, while the
xsl:param
element specifies
as="xs:double"
Then the node will first be atomized and the resulting untyped atomic
value will be cast to
xs:integer
. If this succeeds, the
xs:integer
will
then be promoted to an
xs:double
The
focus
used
for computing the value specified by the
xsl:with-param
element is the same as that used for the
xsl:apply-templates
xsl:apply-imports
xsl:next-match
, or
xsl:call-template
element within which it occurs.
[ERR XTSE0680]
In the case of
xsl:call-template
it is a
static error
to pass a non-tunnel parameter named
to a template that does not have a
template parameter
named
, unless
backwards
compatible behavior
is enabled for the
xsl:call-template
instruction. This is
not an error in the case of
xsl:apply-templates
xsl:apply-imports
and
xsl:next-match
; in these cases
the parameter is simply ignored.
The optional
tunnel
attribute may be used
to indicate that a parameter is a
tunnel parameter
The default is
no
Tunnel parameters are described in
10.1.2 Tunnel Parameters
[ERR XTSE0690]
It is
static error
if
a template that is invoked using
xsl:call-template
declares a
template parameter
specifying
required="yes"
and not specifying
tunnel="yes"
, if no value for
this parameter is supplied by the calling instruction.
[ERR XTDE0700]
In other
cases,
it is a
non-recoverable dynamic error
if
the template that is invoked declares a
template parameter
with
required="yes"
and no value for
this parameter is supplied by the calling instruction.
Example: A Named Template
This example defines a named template for a
numbered-block
with an argument to control the format of
the number.

1.






a.


Note:
Arguments to
stylesheet functions
are supplied as part of an XPath
function call: see
10.3 Stylesheet Functions
10.1.2 Tunnel Parameters
[Definition:
A parameter passed to a template may be
defined as a
tunnel parameter
. Tunnel parameters have the property that they are automatically
passed on by the called template to any further templates that it calls, and so on recursively.
Tunnel parameters thus allow values to be set that are accessible during an entire phase of stylesheet processing,
without the need for each template that is used during that phase to be aware of the parameter.
Note:
Tunnel parameters are conceptually similar to dynamically-scoped variables in some functional
programming languages.
tunnel parameter
is created by using
an
xsl:with-param
element that specifies
tunnel="yes"
. A template that requires access to the value of a tunnel parameter must declare
it using an
xsl:param
element that also specifies
tunnel="yes"
On any template call using an
xsl:apply-templates
xsl:call-template
xsl:apply-imports
or
xsl:next-match
instruction, a set of
tunnel parameters
is passed from the calling template to the called template. This set consists of any parameters explicitly
created using

, overlaid on a base set of tunnel parameters.
If the
xsl:apply-templates
xsl:call-template
xsl:apply-imports
or
xsl:next-match
instruction has an
xsl:template
declaration as an ancestor element in the stylesheet, then the base set consists of the tunnel parameters that were
passed to that template; otherwise (for example, if the instruction is within a global variable declaration, an
attribute set
declaration, or a
stylesheet function
), the base set is empty.
If a parameter created using

has the same
expanded-QName
as a parameter in the base set,
then the parameter created using
xsl:with-param
overrides the parameter in the base set;
otherwise, the parameter created using
xsl:with-param
is added to the base set.
When a template accesses the value of a
tunnel parameter
by declaring it with
xsl:param tunnel="yes"
this does not remove the parameter from the base set of tunnel parameters that is passed on to any templates called
by this template.
Two sibling
xsl:with-param
elements must have distinct parameter names, even if one
is a
tunnel parameter
and the other is not. Equally, two sibling
xsl:param
elements representing
template parameters
must have distinct parameter names, even if one
is a
tunnel parameter
and the other is not. However, the tunnel parameters that are implicitly passed in
a template call may have names that duplicate the names of non-tunnel parameters that are explicitly passed
on the same call.
Tunnel parameters
are not passed in calls to
stylesheet functions
All other options of
xsl:with-param
and
xsl:param
are available
with
tunnel parameters
just as with non-tunnel parameters.
For example, parameters may be declared as mandatory
or optional, a default value may be specified, and a required type may be specified. If any conversion is
required from the supplied value of a tunnel parameter to the required type specified in
xsl:param
then the converted value is used within the receiving template, but the value that is passed on in any further template
calls is the original supplied value before conversion. Equally, any default value is local to the template: specifying
a default value for a tunnel parameter does not change the set of tunnel parameters that is passed on in further
template calls.
The set of
tunnel parameters
that is passed to the
initial template
is empty.
Tunnel parameters
are passed unchanged through a
built-in template rule (see
6.6 Built-in Template Rules
).
Example: Using Tunnel Parameters
Suppose that the equations in a scientific paper are to be sequentially numbered, but that the
format of the number depends on the context in which the equations appear. It is possible to reflect
this using a rule of the form:




At any level of processing above this level, it is possible to determine how the equations will
be numbered, for example:

...



...

The parameter value is passed transparently through all the intermediate layers of template rules until it
reaches the rule with
match="equation"
. The effect is similar to using a global variable, except
that the parameter can take different values during different phases of the transformation.
10.2 Named Attribute Sets

name
qname
use-attribute-sets? =
qnames


[Definition:
The
xsl:attribute-set
element defines a named
attribute set
: that is,
a collection of attribute definitions
that can be used repeatedly on different constructed elements.
The
required
name
attribute specifies the name of the
attribute set. The value of the
name
attribute is a
QName
which is expanded as described
in
5.1 Qualified Names
. The content of the
xsl:attribute-set
element consists of zero or more
xsl:attribute
instructions
that are evaluated to produce the attributes in the set.
The result of evaluating an attribute set is a sequence of attribute nodes. Evaluating
the same attribute set more than once can produce different results, because although an attribute
set does not have parameters, it may contain expressions or instructions whose value depends on the
evaluation context.
Attribute sets
are used by specifying a
use-attribute-sets
attribute on the
xsl:element
or
xsl:copy
instruction,
or by specifying an
xsl:use-attribute-sets
attribute on a literal result element. An attribute set may be defined in terms
of other attribute sets by using the
use-attribute-sets
attribute on the
xsl:attribute-set
element itself.
The value of the
[xsl:]use-attribute-sets
attribute is in each case a whitespace-separated
list of names of attribute sets. Each name is specified as a
QName
which is expanded as described in
5.1 Qualified Names
Specifying a
use-attribute-sets
attribute is broadly equivalent to adding
xsl:attribute
instructions for each of the attributes in each
of the named attribute sets to the beginning of the content of the
instruction with the
[xsl:]use-attribute-sets
attribute, in the
same order in which the names of the attribute sets are specified in
the
use-attribute-sets
attribute.
More formally, an
xsl:use-attribute-sets
attribute is expanded using the
following recursive algorithm, or any algorithm that produces the same results:
The value of the attribute is tokenized as a list of QNames.
Each QName in the list is processed, in order, as follows:
The QName must match the
name
attribute of one or more
xsl:attribute-set
declarations in the stylesheet.
Each
xsl:attribute-set
declaration whose name matches is
processed as follows. Where two such declarations have different
import
precedence
, the one with lower import precedence is processed first. Where two declarations have
the same import precedence, they are processed in
declaration order
If the
xsl:attribute-set
declaration has a
use-attribute-sets
attribute, the attribute is expanded by applying this algorithm recursively.
If the
xsl:attribute-set
declaration contains one or more
xsl:attribute
instructions, these instructions are evaluated (following the rules for evaluating a
sequence constructor
see
5.7 Sequence Constructors
) to produce
a sequence of attribute nodes. These attribute nodes are appended to the result sequence.
The
xsl:attribute
instructions are evaluated using the same
focus
as is used for evaluating the element that is the parent of
the
[xsl:]use-attribute-sets
attribute forming the initial input to the algorithm. However, the static context
for the evaluation depends on the position of the
xsl:attribute
instruction in the stylesheet: thus,
only local variables declared within
an
xsl:attribute
instruction, and global variables, are visible.
The set of attribute nodes produced by expanding
xsl:use-attribute-sets
may
include several attributes with the same name. When
the attributes are added to an element node, only the last of the duplicates
will take effect.
The way in which each instruction uses the results of expanding the
[xsl:]use-attribute-sets
attribute is described in the specification for the relevant instruction: see
11.1 Literal Result Elements
11.2 Creating Element Nodes Using xsl:element
, and
11.9 Copying Nodes
[ERR XTSE0710]
It is a
static error
if the value of the
use-attribute-sets
attribute of an
xsl:copy
xsl:element
, or
xsl:attribute-set
element, or the
xsl:use-attribute-sets
attribute of a
literal result element
, is not a
whitespace-separated sequence
of
QNames
, or if it contains a QName that does not match the
name
attribute of any
xsl:attribute-set
declaration in the stylesheet.
[ERR XTSE0720]
It is a
static error
if an
xsl:attribute-set
element directly
or indirectly references itself via the names contained in the
use-attribute-sets
attribute.
Each attribute node produced by expanding an attribute set has a
type annotation
determined by the
rules for the
xsl:attribute
instruction that created the attribute node: see
11.3.1 Setting the Type Annotation for a Constructed Attribute Node
. These type annotations may be preserved, stripped,
or replaced as determined by the rules for the instruction that creates the element in which the attributes
are used.
Attribute sets are used as follows:
The
xsl:copy
and
xsl:element
instructions have an
use-attribute-sets
attribute. The sequence of attribute nodes produced by evaluating
this attribute is prepended to the sequence produced by evaluating the
sequence constructor
contained within the
instruction.
Literal result elements
allow an
xsl:use-attribute-sets
attribute, which is evaluated in the same way
as the
use-attribute-sets
attribute of
xsl:element
and
xsl:copy
. The sequence of attribute nodes produced by evaluating
this attribute is prepended to the sequence of attribute nodes produced by evaluating the attributes
of the literal result element, which in turn is prepended to the sequence produced by evaluating the
sequence constructor
contained with the
literal result element.
Example: Using Attribute Sets
The following example creates a named
attribute set
title-style
and uses it in a
template rule





12pt
bold

Example: Overriding Attributes in an Attribute Set
The following example creates a named attribute set
base-style
and uses it in a template rule with multiple specifications of the attributes:
font-family
is specified only in the attribute set
font-size
is specified in the attribute set, is specified
on the literal result element, and in an
xsl:attribute
instruction
font-style
is specified in the attribute set, and on
the literal result element
font-weight
is specified in the attribute set, and in an
xsl:attribute
instruction
Stylesheet fragment:

Univers
10pt
normal
normal


font-size="12pt"
font-style="italic">
14pt
bold



Result:
font-size="14pt"
font-style="italic"
font-weight="bold">
...

10.3 Stylesheet Functions
[Definition:
An
xsl:function
declaration declares the name, parameters, and implementation of a
stylesheet function
that can be called from any XPath
expression
within the
stylesheet

name
qname
as? =
sequence-type
override? = "yes" | "no">


The
xsl:function
declaration
defines a
stylesheet function
that
can be called from any XPath
expression
used in the
stylesheet
(including
an XPath expression used within a predicate in
pattern
).
The
name
attribute specifies the name of the
function. The value of the
name
attribute is a
QName
which is expanded as described
in
5.1 Qualified Names
An
xsl:function
declaration can only
appear as a top-level element in a stylesheet module.
[ERR XTSE0740]
stylesheet function
must
have a prefixed name,
to remove any risk of a clash with a function in the default function namespace. It is a
static error
if the name has no prefix..
Note:
To prevent the namespace declaration used for the function name appearing in the
result document, use the
exclude-result-prefixes
attribute
on the
xsl:stylesheet
element: see
11.1.3 Namespace Nodes for Literal Result Elements
The prefix
must not
refer to a
reserved namespace
[see
ERR XTSE0080
The content of the
xsl:function
element consists of zero or more
xsl:param
elements
that specify the formal arguments of the function, followed by
sequence constructor
that defines the value to be returned by the function.
[Definition:
The
arity
of a stylesheet
function is the number of
xsl:param
elements in the function definition.
Optional arguments are not allowed.
[ERR XTSE0760]
Because arguments to a stylesheet
function call
must
all be specified, the
xsl:param
elements within an
xsl:function
element
must not
specify a default value: this means they
must
be empty, and
must not
have a
select
attribute.
stylesheet function
is included in the
in-scope functions
of the static
context for all XPath expressions used in the
stylesheet
, unless
there is another
stylesheet function
with the same
name and
arity
, and higher
import precedence
, or
the
override
attribute has the value
no
and there
is already a function with the same name and
arity
in the in-scope functions.
The optional
override
attribute defines what happens if this function
has the same name and
arity
as a function
provided by the implementer or made available in the static context
using an implementation-defined mechanism. If the
override
attribute has the value
yes
then this function is used in preference; if it has the value
no
, then the other function
is used in preference. The default value is
yes
Note:
Specifying
override="yes"
ensures interoperable behavior:
the same code will execute with all processors. Specifying
override="no"
is useful when writing
a fallback implementation of a function that is available with some processors but not others: it
allows the vendor's implementation of the function (or a user's implementation
written as an extension function) to be used in preference to the stylesheet
implementation, which is useful when the extension function
is more efficient.
The
override
attribute does
not
affect the rules for deciding
which of several
stylesheet functions
with the same name and
arity
takes precedence.
[ERR XTSE0770]
It is a
static error
for
stylesheet
to contain two or more functions with the same
expanded-QName
the same
arity
, and the same
import precedence
, unless there is
another function with the same
expanded-QName
and arity, and a higher import precedence.
As defined in XPath, the function that is executed as the
result of a function call is identified by looking in the in-scope
functions of the static context for a function whose
name and
arity
matches the name and number of arguments in
the function call.
Note:
Functions are not polymorphic. Although the XPath function call mechanism allows two
functions to have the same name and different
arity
it does
not allow them to be distinguished by the types of their arguments.
The optional
as
attribute indicates the
required type
of the result of the function.
The value of the
as
attribute is a
SequenceType
XP
, as defined in
[XPath 2.0]
[ERR XTTE0780]
If the
as
attribute

is specified, then the result evaluated by the
sequence constructor
(see
5.7 Sequence Constructors
) is converted to the required type,
using the
function conversion rules
It is a
type error
if this conversion fails.
If the
as
attribute is omitted, the calculated result is used
as supplied, and no conversion takes place.
If a
stylesheet function
has been
defined with a particular
expanded-QName
, then a call
on
function-available
will return true when called with
an argument that is a
lexical QName
that expands to this
same
expanded-QName
The
xsl:param
elements define the formal arguments to the
function. These are interpreted positionally. When the function is called
using a function-call in an XPath
expression
, the first argument supplied is
assigned to the first
xsl:param
element, the second argument
supplied is assigned to the second
xsl:param
element, and so on.
The
as
attribute of the
xsl:param
element defines the
required type of the parameter. The rules for converting the values of the actual arguments
supplied in the function call to the types required by each
xsl:param
element
are defined in
[XPath 2.0]
The rules that apply are those for the case where
XPath 1.0 compatibility mode
is set to
false
[ERR XTTE0790]
If the value
of a parameter to a
stylesheet function
cannot be converted to the required type,
type error
is signaled.
If the
as
attribute is omitted,
no conversion takes place and any value is accepted.
Within the body of a stylesheet function, the
focus
is initially undefined; this means that any attempt to reference the context item, context position,
or context size is a
non-recoverable dynamic error
[XPDY0002]
It is not possible within the body of the
stylesheet function
to access the values of
local variables that were in scope in the place where the function call was written. Global
variables, however, remain available.
Example: A Stylesheet Function
The following example creates a recursive
stylesheet function
named
str:reverse
that reverses the words in a supplied sentence,
and then invokes this function from within a
template rule
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
xmlns:str="http://example.com/namespace"
version="2.0"
exclude-result-prefixes="str">



select="if (contains($sentence, ' '))
then concat(str:reverse(substring-after($sentence, ' ')),
' ',
substring-before($sentence, ' '))
else $sentence"/>






An alternative way of writing the same function is to implement the conditional
logic at the XSLT level, thus:











Example: Declaring the Return Type of a Function
The following example illustrates the use of the
as
attribute
in a function definition.
It returns a string containing the representation of its integer argument, expressed
as a roman numeral. For example, the function call
num:roman(7)
will return
the string
"vii"
. This example uses the
xsl:number
instruction,
described in
12 Numbering
. The
xsl:number
instruction returns a text node,
and the
function conversion rules
are invoked to convert this text node to the type declared in the
xsl:function
element, namely
xs:string
. So the text node is
atomized
to a string.




11 Creating Nodes and Sequences
This section describes instructions that directly create new nodes,
or sequences of nodes and atomic values.
11.1 Literal Result Elements
[Definition:
In
sequence constructor
, an element in
the
stylesheet
that does not belong to
the
XSLT namespace
and
that is not an
extension instruction
(see
18.2 Extension Instructions
) is classified as a
literal result element
A literal result element is evaluated to construct a new element node
with the same
expanded-QName
(that is, the same namespace URI, local name, and namespace prefix).
The result of evaluating a literal result element
is a node sequence containing one element, the newly constructed element node.
The content
of the element is a
sequence constructor
(see
5.7 Sequence Constructors
).
The sequence obtained by evaluating this sequence constructor, after prepending
any attribute nodes produced as described in
11.1.2 Attribute Nodes for Literal Result Elements
and namespace nodes
produced as described in
11.1.3 Namespace Nodes for Literal Result Elements
, is used to construct
the content of the element, following the rules in
5.7.1 Constructing Complex Content
The base URI of the new element is copied from the base URI of the literal
result element in the stylesheet, unless the content of the new element includes an
xml:base
attribute, in which case the base URI of the new element is the value of that attribute, resolved (if it is a relative
URI) against the base URI of the literal result element in the stylesheet.
(Note, however, that this is only relevant when creating a parentless
element. When the literal result element is copied
to form a child of an element or document node, the base URI of the new copy is taken from that
of its new parent.)
11.1.1 Setting the Type Annotation for Literal Result Elements
The attributes
xsl:type
and
xsl:validation
may be used on a
literal result element to invoke validation of
the contents of the element against a type definition or element declaration
in a schema,
and to determine the
type annotation
that the new element node will carry.
These attributes also affect the type annotation carried by any elements and attributes that have
the new element node as an ancestor.
These two attributes are both optional, and if one is specified then the other
must
be omitted.
The value of the
xsl:validation
attribute, if present, must be
one of the values
strict
lax
preserve
, or
strip
The value of the
xsl:type
attribute, if present, must be a
QName
identifying a type definition that is present in the
in-scope
schema components
for the stylesheet. Neither attribute may be specified as an
attribute value template.
The effect of these attributes is described in
19.2 Validation
11.1.2 Attribute Nodes for Literal Result Elements
Attribute nodes for a literal result element may be created by including
xsl:attribute
instructions within the
sequence constructor
Additionally, attribute nodes are created corresponding to the attributes of the literal result element in the stylesheet,
and as a result of expanding the
xsl:use-attribute-sets
attribute of the literal result element,
if present.
The sequence that is used to construct the content of the literal result element (as described in
5.7.1 Constructing Complex Content
) is the concatenation of the following four sequences, in order:
The sequence of namespace nodes produced as described in
11.1.3 Namespace Nodes for Literal Result Elements
The sequence of attribute nodes produced by expanding the
xsl:use-attribute-sets
attribute
(if present) following the rules given in
10.2 Named Attribute Sets
The attributes produced by processing the attributes of the literal result element itself, other than
attributes in the
XSLT namespace
. The way these are processed is described
below.
The sequence produced by evaluating the contained
sequence constructor
, if the element is not empty.
Note:
The significance of this order is that an attribute produced by an
xsl:attribute
xsl:copy
, or
xsl:copy-of
instruction
in the content of the literal result element takes precedence over an attribute produced by expanding an attribute
of the literal result element itself, which in turn takes precedence over an attribute produced by expanding
the
xsl:use-attribute-sets
attribute. This is because of the rules in
5.7.1 Constructing Complex Content
, which specify that when two or more attributes in the sequence have
the same name, all but the last of the duplicates are discarded.
Although the above rules place namespace nodes before attributes,
this is not strictly necessary, because the rules in
5.7.1 Constructing Complex Content
allow the namespaces and attributes to appear in any
order so long as both come before other kinds of node. The order
of namespace nodes and attribute nodes in the sequence has no effect
on the relative position of the nodes in document order once they
are added to a tree.
Each attribute of the literal result element, other than an attribute in the
XSLT namespace
, is processed to produce an
attribute for the element in the
result tree
The value of such an attribute is
interpreted as an
attribute
value template
: it can therefore contain
expressions
contained
in curly brackets (
{}
). The new attribute node
will have the same
expanded-QName
(that is, the same namespace URI, local name, and namespace prefix)
as the attribute in the stylesheet tree, and its
string value
will be the same as the
effective value
of the attribute in the stylesheet tree.
The
type annotation
on the attribute will initially be
xs:untypedAtomic
, and the
typed value
of the attribute node will be the same
as its
string value
Note:
The eventual
type annotation
of the attribute in the
result tree
depends
on the
xsl:validation
and
xsl:type
attributes of the parent literal result element,
and on the instructions used to create its ancestor elements.
If the
xsl:validation
attribute is set to
preserve
or
strip
, the type annotation will be
xs:untypedAtomic
, and the
typed value
of the attribute node will be the same
as its
string value
If the
xsl:validation
attribute is set to
strict
or
lax
, or if the
xsl:type
attribute
is used, the type annotation on the attribute will be set as
a result of the schema validation process applied to the parent element.
If neither attribute is present, the type annotation on the attribute
will be
xs:untypedAtomic
If the name of a constructed attribute is
xml:id
, the processor must perform
attribute value normalization by effectively applying the
normalize-space
FO
function to
the value of the attribute, and the resulting attribute node must be given the
is-id
property.
[ERR XTRE0795]
It
is a
recoverable dynamic
error
if the name of a constructed attribute is
xml:space
and the value is not
either
default
or
preserve
The
optional recovery action
is to construct
the attribute with the value as requested.
. This applies whether
the attribute is constructed using a literal result element, or by using the
xsl:attribute
xsl:copy
, or
xsl:copy-of
instructions.
Note:
The
xml:base
xml:lang
xml:space
and
xml:id
attributes have two effects in XSLT. They
behave as standard XSLT attributes, which means for example that if they appear on
a literal result element, they will be copied to the
result tree
in the same
way as any other attribute. In addition, they have their standard meaning
as defined in the core XML specifications. Thus, an
xml:base
attribute in the stylesheet affects the base URI of the element on which it appears,
and an
xml:space
attribute affects the interpretation of
whitespace text
nodes
within that element. One consequence of this is that
it is inadvisable to write these attributes
as attribute value templates: although an XSLT processor
will understand this notation, the XML parser will not. See
also
11.1.4 Namespace Aliasing
which describes how to use
xsl:namespace-alias
with these attributes.
The same is true of the schema-defined attributes
xsi:type
xsi:nil
xsi:noNamespaceSchemaLocation
and
xsi:schemaLocation
If the stylesheet is processed by a schema processor,
these attributes will be recognized and interpreted by the schema processor, but
in addition the XSLT processor treats them like any other attribute
on a literal result element: that is, their
effective value
(after expanding
attribute value templates
) is copied to the result
tree in the same way as any other attribute. If the
result tree
is validated, the copied
attributes will again be recognized and interpreted by the schema processor.
None of these attributes
will be generated in the
result tree
unless the stylesheet writes them to the result
tree explicitly, in the same way as any other attribute.
[ERR XTSE0805]
It is a
static error
if an attribute on a literal result element is in the
XSLT namespace
unless it is one of the attributes explicitly defined in this specification.
Note:
If there is a need to create attributes in the XSLT namespace,
this can be achieved using
xsl:attribute
, or by means of the
xsl:namespace-alias
declaration.
11.1.3 Namespace Nodes for Literal Result Elements
The created element node will have a copy of the namespace
nodes that were present on the element node in the stylesheet tree
with the exception of any namespace node whose
string value
is designated as an
excluded namespace
. Special considerations
apply to aliased namespaces: see
11.1.4 Namespace Aliasing
The following namespaces are designated as excluded namespaces:
The
XSLT namespace
URI
A namespace URI declared as an extension namespace
(see
18.2 Extension Instructions
A namespace URI designated by using an
[xsl:]exclude-result-prefixes
attribute either on the literal result element itself or
on an ancestor element. The attribute
must
be in the XSLT namespace only
if its parent element is
not
in the XSLT namespace.
The value of the attribute is either
#all
or a whitespace-separated
list of tokens, each of which is either a namespace prefix
or
#default
. The namespace bound to each of the
prefixes is designated as an excluded namespace.
[ERR XTSE0808]
It is a
static error
if a namespace prefix
is used within the
[xsl:]exclude-result-prefixes
attribute and there
is no namespace binding in scope for that prefix.
The default namespace
of the parent element of the
[xsl:]exclude-result-prefixes
attribute (see
Section
6.2 Element Nodes
DM
may be designated as an
excluded namespace by including
#default
in the list of
namespace prefixes.
[ERR XTSE0809]
It is a
static error
if the value
#default
is used within the
[xsl:]exclude-result-prefixes
attribute and
the parent element of the
[xsl:]exclude-result-prefixes
attribute has no default namespace.
The value
#all
indicates that all namespaces
that are in scope for the stylesheet element that is the
parent of the
[xsl:]exclude-result-prefixes
attribute
are designated as excluded namespaces.
The designation of a namespace as an excluded
namespace is effective within the subtree of the stylesheet module rooted at
the element bearing the
[xsl:]exclude-result-prefixes
attribute;
a subtree rooted at an
xsl:stylesheet
element
does not include any stylesheet modules imported or included by children
of that
xsl:stylesheet
element.
The excluded namespaces, as described above,
only
affect namespace
nodes copied from the stylesheet when processing a literal result element.
There is no guarantee that an excluded namespace will not appear on the
result tree
for some other reason. Namespace nodes are also written to the result tree
as part of the process of namespace fixup (see
5.7.3 Namespace Fixup
),
or as the result of instructions such as
xsl:copy
and
xsl:element
Note:
When a stylesheet uses a namespace declaration only for the
purposes of addressing a
source tree
, specifying the prefix in the
[xsl:]exclude-result-prefixes
attribute will avoid superfluous
namespace declarations in the serialized
result tree
. The attribute is also useful
to prevent namespaces used solely for the naming of stylesheet functions or extension functions from
appearing in the serialized result tree.
Example: Excluding Namespaces from the Result Tree
For example, consider the following stylesheet:
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns:a="a.uri"
xmlns:b="b.uri">
exclude-result-prefixes="#all">


xsl:exclude-result-prefixes="c"/>


The result of this stylesheet will be:

The namespaces
a.uri
and
b.uri
are excluded by virtue of the
exclude-result-prefixes
attribute on the
xsl:stylesheet
element, and
the namespace
c.uri
is excluded by virtue of the
xsl:exclude-result-prefixes
attribute on the
foo
element. The setting
#all
does not affect the namespace
d.uri
because
d.uri
is not an in-scope namespace for the
xsl:stylesheet
element. The element in the
result tree
does not have a namespace node corresponding to
xmlns:a2="a.uri"
because the effect of
exclude-result-prefixes
is to designate the namespace URI
a.uri
as an excluded namespace, irrespective of how many prefixes are bound to this namespace URI.
If the stylesheet is changed so that the literal result element has an attribute
b:bar="3"
then the element in the
result tree
will typically have
a namespace declaration
xmlns:b="b.uri"
(the processor may choose a different namespace prefix
if this is necessary to avoid conflicts). The
exclude-result-prefixes
attribute makes
b.uri
an excluded namespace, so
the namespace node is not automatically copied from the stylesheet, but the
presence of an attribute whose name is in the namespace
b.uri
forces the namespace fixup process
(see
5.7.3 Namespace Fixup
) to introduce a namespace node for this namespace.
A literal result element may have an optional
xsl:inherit-namespaces
attribute, with the value
yes
or
no
. The default value is
yes
If the value is set to
yes
, or
is omitted, then the namespace nodes created for the newly constructed element are copied
to the children and descendants of the newly constructed element, as described in
5.7.1 Constructing Complex Content
. If the value is set to
no
, then these
namespace nodes are not automatically copied to the children. This may result in namespace
undeclarations (such as
xmlns=""
or, in the case of XML 1.1,
xmlns:p=""
appearing on the child elements when a
final result tree
is serialized.
11.1.4 Namespace Aliasing
When a stylesheet is used to define a transformation
whose output is itself a stylesheet module, or in certain other cases where
the result document uses namespaces that it would be inconvenient to use
in the stylesheet, namespace aliasing can be used to declare a mapping
between a namespace URI used in the stylesheet and the corresponding
namespace URI to be used in the result document.
[Definition:
namespace URI in the stylesheet tree that is being used to
specify a namespace URI in the
result tree
is called a
literal namespace URI
[Definition:
The
namespace URI that is to be used in the
result tree
as a substitute for a
literal namespace URI
is called the
target namespace URI
Either of the
literal namespace URI
or the
target namespace URI
can be
null
: this is treated
as a reference to the set of names that are in no namespace.

stylesheet-prefix
prefix
| "#default"
result-prefix
prefix
| "#default" />
[Definition:
A stylesheet can use the
xsl:namespace-alias
element to declare that a
literal namespace URI
is being used as an
alias
for a
target namespace URI
The effect is that when names in the namespace identified by the
literal namespace
URI
are copied to the
result tree
the namespace URI in the result tree will be the
target namespace URI
instead of the literal namespace URI. This applies to:
the namespace URI in the
expanded-QName
of a literal
result element in the stylesheet
the namespace URI in the
expanded-QName
of an attribute
specified on a literal result element in the stylesheet
Where namespace aliasing changes the namespace URI part of the
expanded-QName
containing the name
of an element or attribute node, the namespace prefix in that expanded-QName is replaced by
the prefix indicated by the
result-prefix
attribute of the
xsl:namespace-alias
declaration.
The
xsl:namespace-alias
element declares that the namespace URI bound to the prefix specified
by the
stylesheet-prefix
is the
literal namespace
URI
, and the namespace URI bound to the prefix specified by the
result-prefix
attribute is the
target namespace URI
Thus, the
stylesheet-prefix
attribute specifies the namespace URI
that will appear in the stylesheet, and the
result-prefix
attribute specifies the corresponding
namespace URI that will appear in the
result tree
The default namespace (as declared by
xmlns
) may be specified by
using
#default
instead of a prefix. If no default
namespace is in force, specifying
#default
denotes the null namespace URI.
This allows elements that are in no namespace in the stylesheet to acquire a namespace in the result
document, or vice versa.
If a
literal namespace URI
is declared to be an alias for multiple different
target namespace URIs
, then
the declaration with the highest
import precedence
is used.
[ERR XTSE0810]
It is
static error
if there is more
than one such declaration

with the same
literal namespace
URI
and the same
import precedence
and different values for the
target namespace URI
unless there is also an
xsl:namespace-alias
declaration
with the same
literal namespace
URI
and a higher import precedence.
[ERR XTSE0812]
It is
static error
if a value other than
#default
is specified for either the
stylesheet-prefix
or the
result-prefix
attributes of the
xsl:namespace-alias
element when there is no in-scope binding
for that namespace prefix.
When a literal result element is processed, its namespace nodes are handled as follows:
A namespace node whose string value is a
literal namespace URI
is not copied to the
result tree
A namespace node whose string value is a
target namespace URI
is copied to the
result tree
whether or not the URI identifies an excluded namespace.
In the event that the same URI is used as a
literal namespace URI
and a
target namespace URI
, the second
of these rules takes precedence.
Note:
These rules achieve the effect that the element generated
from the literal result element will have an in-scope namespace node that binds the
result-prefix
to the
target namespace URI
provided that the namespace declaration associating this prefix with this URI is in scope for
both the
xsl:namespace-alias
instruction and for the literal result element.
Conversely, the
stylesheet-prefix
and the
literal namespace URI
will not normally appear
in the
result tree
Example: Using
xsl:namespace-alias
to Generate a Stylesheet
When literal result elements are being used to create element,
attribute, or namespace nodes that use
the
XSLT namespace
URI, the
stylesheet may use an alias.
For example, the stylesheet
version="2.0"
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns:fo="http://www.w3.org/1999/XSL/Format"
xmlns:axsl="file://namespace.alias">















will generate an XSLT stylesheet from a document of the form:

p
h1
h2
h3
h4

The output of the transformation will be a stylesheet such as the following.
Whitespace has been added for clarity. Note that an implementation may output different namespace prefixes
from those appearing in this example; however, the rules guarantee that there
will be a namespace node that binds the prefix
xsl
to the URI
which makes it safe to use the QName
xsl:version
in the content of the generated stylesheet.
version="2.0"
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns:fo="http://www.w3.org/1999/XSL/Format">















Note:
It may be necessary also to use aliases for namespaces other
than the XSLT namespace URI. For example, it can be useful to
define an alias for the namespace
so that the stylesheet can use the attributes
xsi:type
xsi:nil
, and
xsi:schemaLocation
on a literal result element, without
running the risk that a schema processor will interpret these as applying to the stylesheet itself.
Equally, literal result elements
belonging to a namespace dealing with digital signatures might cause
XSLT stylesheets to be mishandled by general-purpose security
software; using an alias for the namespace would avoid the possibility
of such mishandling.
Example: Aliasing the XML Namespace
It is possible to define an alias for the XML
namespace.
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
version="2.0">



James

Clark


produces the output:
James Clark
This allows an
xml:space
attribute to be generated in the output without
affecting the way the stylesheet is parsed. The same technique can be used for other attributes
such as
xml:lang
xml:base
, and
xml:id
Note:
Namespace aliasing is only necessary when literal result elements are used. The problem of
reserved namespaces does not arise when using
xsl:element
and
xsl:attribute
to construct the
result tree
. Therefore, as an alternative to using
xsl:namespace-alias
it is always possible to achieve the desired effect by replacing literal result elements with
xsl:element
and
xsl:attribute
instructions.
11.2 Creating Element Nodes Using
xsl:element

name
= {
qname
namespace? = {
uri-reference
inherit-namespaces? = "yes" | "no"
use-attribute-sets? =
qnames
type? =
qname
validation? = "strict" | "lax" | "preserve" | "strip">


The
xsl:element
instruction allows an element to be
created with a computed name. The
expanded-QName
of the
element to be created is specified by a
required
name
attribute and an optional
namespace
attribute.
The content of the
xsl:element
instruction is a
sequence constructor
for the
children, attributes, and namespaces of the created element.
The sequence obtained by evaluating this sequence constructor
(see
5.7 Sequence Constructors
) is used to construct
the content of the element, as described in
5.7.1 Constructing Complex Content
The
xsl:element
element may have a
use-attribute-sets
attribute, whose value is a whitespace-separated list of QNames that identify
xsl:attribute-set
declarations. If this attribute is present, it is expanded as
described in
10.2 Named Attribute Sets
to produce a sequence of attribute nodes. This sequence is
prepended to the sequence produced as a result of evaluating the
sequence constructor
, as described in
5.7.1 Constructing Complex Content
The result of evaluating the
xsl:element
instruction, except in error cases, is
the newly constructed element node.
The
name
attribute is interpreted as an
attribute value template
whose
effective value
must
be a
lexical QName
[ERR XTDE0820]
It is a
non-recoverable dynamic error
if
the
effective value
of the
name
attribute is not a
lexical QName
[ERR XTDE0830]
In the
case of an
xsl:element
instruction
with no
namespace
attribute,
it is a
non-recoverable dynamic error
if
the
effective value
of the
name
attribute is a
QName
whose prefix is not declared in an in-scope namespace declaration for the
xsl:element
instruction.
If the
namespace
attribute is
not present then the
QName
is
expanded into an
expanded-QName
using the namespace declarations in
effect for the
xsl:element
element, including any default
namespace declaration.
If the
namespace
attribute is present, then it too is
interpreted as an
attribute
value template
. The
effective value
must
be in the lexical space
of the
xs:anyURI
type. If
the string is zero-length, then the
expanded-QName
of the element has a null
namespace URI. Otherwise, the string is used as the namespace URI of
the
expanded-QName
of the element to be created. The local part of the
lexical QName
specified by the
name
attribute is used as the local part of the
expanded-QName
of the element to be created.
[ERR XTDE0835]
It is a
non-recoverable dynamic error
if
the
effective value
of the
namespace
attribute

is not in the lexical space of the
xs:anyURI
data type
or if it is the string
Note:
The XDM data model requires the name of a node to be an instance of
xs:QName
and XML Schema defines the namespace part of an
xs:QName
to be an instance of
xs:anyURI
However, the schema specification, and the specifications that it refers to,
give implementations some flexibility in how strictly they enforce these constraints.
The prefix of the
lexical QName
specified in the
name
attribute (or the absence of a prefix) is copied to the prefix part of the
expanded-QName
representing the name of the new element node.
In the event of a conflict a prefix
may subsequently be added, changed, or removed
during the namespace fixup process (see
5.7.3 Namespace Fixup
).
The term
conflict
here
means any violation of the constraints defined in
[Data Model]
, for example the
use of the same prefix to refer to two different namespaces in the element and
in one of its attributes, the use of the prefix
xml
to refer to a namespace
other than the XML namespace, or any use of the prefix
xmlns
The
xsl:element
instruction has an optional
inherit-namespaces
attribute, with the value
yes
or
no
. The default value is
yes
If the value is set to
yes
, or
is omitted, then the namespace nodes created for the newly constructed element (whether these were
copied from those of the source node, or generated as a result of namespace fixup) are copied
to the children and descendants of the newly constructed element, as described in
5.7.1 Constructing Complex Content
. If the value is set to
no
, then these
namespace nodes are not automatically copied to the children. This may result in namespace
undeclarations (such as
xmlns=""
or, in the case of XML Namespaces 1.1,
xmlns:p=""
appearing on the child elements when a
final result tree
is serialized.
The base URI of the new element is copied from the base URI of the
xsl:element
instruction in the stylesheet, unless the content of the new element includes an
xml:base
attribute, in which case the base URI of the new element is the value of that attribute, resolved (if it is a relative
URI) against the base URI of the
xsl:element
instruction in the stylesheet.
(Note, however, that this is only relevant when creating parentless elements.
When the new element is copied
to form a child of an element or document node, the base URI of the new copy is taken from that
of its new parent.)
11.2.1 Setting the Type Annotation for a Constructed Element Node
The optional attributes
type
and
validation
may be used on the
xsl:element
instruction to invoke validation of
the contents of the element against a type definition or element declaration
in a schema,
and to determine the
type annotation
that the new element node will carry.
These attributes also affect the type annotation carried by any elements and attributes that have
the new element node as an ancestor.
These two attributes are both optional, and if one is specified then the other
must
be omitted.
The permitted values of these attributes and their semantics are described in
19.2 Validation
Note:
The final type annotation of the element in the
result tree
also depends on the
type
and
validation
attributes of the instructions used to create the ancestors
of the element.
11.3 Creating Attribute Nodes Using
xsl:attribute

name
= {
qname
namespace? = {
uri-reference
select? =
expression
separator? = {
string
type? =
qname
validation? = "strict" | "lax" | "preserve" | "strip">


The
xsl:attribute
element can be used to add
attributes to result elements whether created by literal result
elements in the stylesheet or by instructions such as
xsl:element
or
xsl:copy
The
expanded-QName
of the
attribute to be created is specified by a
required
name
attribute and an optional
namespace
attribute.
Except in error cases,
the result of evaluating an
xsl:attribute
instruction
is the newly constructed attribute node.
The string value of the new attribute node may be defined either by using the
select
attribute, or by the
sequence constructor
that forms the
content of the
xsl:attribute
element. These are mutually exclusive. If neither is present,
the value of the new attribute node will be a zero-length string. The way in which the
value is constructed is specified in
5.7.2 Constructing Simple Content
[ERR XTSE0840]
It is a
static error
if
the
select
attribute of the
xsl:attribute
element is present unless the
element has empty content.
If the
separator
attribute is present,
then the
effective value
of
this attribute is used to separate adjacent items in the result sequence, as described in
5.7.2 Constructing Simple Content
. In the absence of this attribute, the default
separator is a single space (#x20) when the content is specified using the
select
attribute, or a zero-length string when the content is specified using a
sequence constructor
The
name
attribute is interpreted as
an
attribute value template
whose
effective value
must
be a
lexical QName
[ERR XTDE0850]
It is a
non-recoverable dynamic error
if
the
effective value
of the
name
attribute
is not a
lexical QName
[ERR XTDE0855]
In the case
of an
xsl:attribute
instruction with no
namespace
attribute,
it is a
non-recoverable dynamic error
if
the
effective value
of the
name
attribute is the string
xmlns
[ERR XTDE0860]
In the case
of an
xsl:attribute
instruction
with no
namespace
attribute,
it is a
non-recoverable dynamic error
if
the
effective value
of the
name
attribute is a
lexical QName
whose prefix is not declared in an in-scope namespace declaration for the
xsl:attribute
instruction.
If the
namespace
attribute is not
present, then the
lexical QName
is
expanded into an
expanded-QName
using the namespace declarations in
effect for the
xsl:attribute
element,
not
including any default namespace declaration.
If the
namespace
attribute is present, then it too is
interpreted as an
attribute
value template
. The
effective value
must
be in the lexical space
of the
xs:anyURI
type. If the string is zero-length, then the
expanded-QName
of the attribute has a null namespace URI. Otherwise,
the string is used as the namespace URI of the
expanded-QName
of the
attribute to be created. The local part of the
lexical QName
specified by the
name
attribute is used as the local part of the
expanded-QName
of the attribute to be created.
[ERR XTDE0865]
It is a
non-recoverable dynamic error
if
the
effective value
of the
namespace
attribute

is not in the lexical space of the
xs:anyURI
data type
or if it is the string
Note:
The same considerations apply as for elements:
[see
ERR XTDE0835
in
11.2 Creating Element Nodes Using xsl:element
The prefix of the
lexical QName
specified in the
name
attribute (or the absence of a prefix) is copied to the prefix part of the
expanded-QName
representing the name of the new attribute node.
In the event of a conflict this prefix may subsequently be
added, changed, or removed during the namespace fixup process
(see
5.7.3 Namespace Fixup
).
If the attribute is in a non-null namespace and no prefix is specified,
then the namespace fixup process will invent a prefix.
The term
conflict
here
means any violation of the constraints defined in
[Data Model]
, for example the
use of the same prefix to refer to two different namespaces in the element and
in one of its attributes, the use of the prefix
xml
to refer to a namespace
other than the XML namespace, or any use of the prefix
xmlns
If the name of a constructed attribute is
xml:id
the processor must perform attribute value normalization
by effectively applying the
normalize-space
FO
function to the value
of the attribute, and
the resulting attribute
node must be given the
is-id
property. This applies whether the attribute is constructed using the
xsl:attribute
instruction or whether it is constructed using an attribute of a literal result element. This does not imply any
constraints on the value of the attribute, or on its uniqueness, and it does not affect the
type annotation
of the attribute, unless the containing document is validated.
Note:
The effect of setting the
is-id
property is that the parent element
can be located within the containing document by use of the
id
FO
function.
In effect, XSLT when constructing a document performs some of the functions of
an
xml:id
processor, as defined in
[xml:id]
; the other aspects of
xml:id
processing are performed during validation.
Example: Creating a List-Valued Attribute
The following instruction creates the attribute
colors="red green blue"

Example: Namespaces are not Attributes
It is not an error to write:
namespace="file://some.namespace">http://www.w3.org/1999/XSL/Transform
However, this will not result in the namespace declaration
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
being output. Instead, it will
produce an attribute node with local name
xsl
, and with a system-allocated namespace
prefix mapped to the namespace URI
file://some.namespace
. This is because the
namespace fixup process is not allowed to use
xmlns
as the name of a namespace node.
As described in
5.7.1 Constructing Complex Content
in a sequence that is used to construct the content of an element,
any attribute nodes
must
appear in the sequence
before any element, text, comment, or processing instruction nodes.
Where the sequence contains two
or more attribute nodes with the same
expanded-QName
, the one that comes last
is the only one that takes effect.
Note:
If a collection of attributes is generated repeatedly, this
can be done conveniently by using named attribute sets: see
10.2 Named Attribute Sets
11.3.1 Setting the Type Annotation for a Constructed Attribute Node
The optional attributes
type
and
validation
may be used on the
xsl:attribute
instruction to invoke validation of
the contents of the attribute against a type definition or attribute declaration in a schema,
and to determine the
type annotation
that the new attribute node will carry.
These two attributes are both optional, and if one is specified then the other
must
be omitted.
The permitted values of these attributes and their semantics are described in
19.2 Validation
Note:
The final
type annotation
of the attribute in the
result tree
also depends on the
type
and
validation
attributes of the instructions used to create the ancestors
of the attribute.
11.4 Creating Text Nodes
This section describes three different ways of creating text nodes: by means of
literal text nodes in the stylesheet, or by using the
xsl:text
and
xsl:value-of
instructions. It is also possible to create text nodes using the
xsl:number
instruction
described in
12 Numbering
If and when the sequence that results from
evaluating a
sequence constructor
is used to form the content of a node, as described in
5.7.2 Constructing Simple Content
and
5.7.1 Constructing Complex Content
, adjacent text nodes
in the sequence are merged. Within the sequence itself, however, they exist as distinct nodes.
Example: A sequence of text nodes
The following function returns a sequence of three text nodes:


(

)

When this function is called as follows:

the result is:
(---)
No additional spaces are inserted, because the calling
xsl:value-of
instruction merges adjacent text nodes before atomizing the sequence. However, the
result of the instruction:

is:
( --- )
because in this case the three text nodes are atomized to form three strings,
and spaces are inserted between adjacent strings.
It is possible to construct text nodes whose string value is zero-length.
A zero-length text node, when atomized, produces a zero-length string.
However, zero-length text nodes are ignored when they appear in a sequence
that is used to form the content of a node, as described in
5.7.1 Constructing Complex Content
and
5.7.2 Constructing Simple Content
11.4.1 Literal Text Nodes
sequence constructor
can contain text nodes. Each text node in a
sequence constructor remaining after
whitespace text nodes
have been stripped as specified in
4.2 Stripping Whitespace from the Stylesheet
will construct a new text node with the same
string value
The resulting text node is added to the result of the containing sequence constructor.
Text is processed at the tree level.
Thus, markup of
<
in a template will be represented in the
stylesheet tree by a text node that includes the character
. This will create a text node in the
result tree
that contains a
character, which will be represented
by the markup
<
(or an equivalent character
reference) when the result tree is serialized as an XML document,
unless otherwise specified using
character maps
(see
20.1 Character Maps
) or
disable-output-escaping
(see
20.2 Disabling Output Escaping
).
11.4.2 Creating Text Nodes Using
xsl:text

[disable-output-escaping]?
= "yes" | "no">


The
xsl:text
element is evaluated to contruct a
new text node. The content of the
xsl:text
element is a single text node whose value forms the
string value
of
the new text node. An
xsl:text
element may
be empty,
in which case the result of evaluating the instruction is a text node whose
string value is the zero-length string.
The result of evaluating an
xsl:text
instruction is the newly constructed text node.
A text node that is an immediate child of an
xsl:text
instruction
will not be stripped from the stylesheet tree, even if it consists entirely of whitespace
(see
4.4 Stripping Whitespace from a Source Tree
).
For the effect of the
deprecated
disable-output-escaping
attribute,
see
20.2 Disabling Output Escaping
Note:
It is not always necessary to use the
xsl:text
instruction
to write text nodes to the
result tree
. Literal text can be written to the result tree by including
it anywhere in a
sequence constructor
, while
computed text can be output using the
xsl:value-of
instruction. The principal reason
for using
xsl:text
is that it offers improved control over whitespace handling.
11.4.3 Generating Text with
xsl:value-of
Within a
sequence constructor
the
xsl:value-of
instruction can be
used to generate computed text nodes. The
xsl:value-of
instruction computes the text
using an
expression
that is specified as the
value of the
select
attribute, or by means of contained
instructions. This might, for example, extract text from
source tree
or insert the value of a variable.

select? =
expression
separator? = {
string
[disable-output-escaping]?
= "yes" | "no">


The
xsl:value-of
instruction is evaluated to construct a
new text node; the result of the instruction is the newly constructed text node.
The string value of the new text node may be defined either by using the
select
attribute, or by the
sequence constructor
(see
5.7 Sequence Constructors
) that forms the
content of the
xsl:value-of
element. These are mutually exclusive, and one of them
must be present. The way in which the
value is constructed is specified in
5.7.2 Constructing Simple Content
[ERR XTSE0870]
It is a
static error
if
the
select
attribute of the
xsl:value-of
element is present when the
content of the element is non-empty, or if the
select
attribute is absent when the
content is empty.
If the
separator
attribute is present,
then the
effective value
of
this attribute is used to separate adjacent items in the result sequence, as described in
5.7.2 Constructing Simple Content
. In the absence of this attribute, the default
separator is a single space (#x20) when the content is specified using the
select
attribute, or a zero-length string when the content is specified using a
sequence constructor
Special rules apply when
backwards compatible behavior
is enabled for the
instruction. If no
separator
attribute is present, and if the
select
attribute
is present, then all items in the
atomized
result sequence other than the first are ignored.
Example: Generating a List with Separators
The instruction:

produces the output:
1|2|3|4
Note:
The
xsl:copy-of
element can be used to copy
a sequence of nodes
to the
result tree
without
atomization
. See
11.9.2 Deep Copy
For the effect of the
deprecated
disable-output-escaping
attribute,
see
20.2 Disabling Output Escaping
11.5 Creating Document Nodes

validation? = "strict" | "lax" | "preserve" | "strip"
type? =
qname


The
xsl:document
instruction is used to create a new document node.
The content of the
xsl:document
element is a
sequence constructor
for the children of the new document node. A document node is created, and
the sequence obtained by evaluating the sequence constructor is used to construct
the content of the document, as described in
5.7.1 Constructing Complex Content
The
temporary tree
rooted at this document node forms the
result tree
Except in error situations, the result of evaluating the
xsl:document
instruction is a single node, the newly constructed document node.
Note:
The new document is not serialized. To construct a document that is to form a final result
rather than an intermediate result, use the
xsl:result-document
instruction described
in
19.1 Creating Final Result Trees
The optional attributes
type
and
validation
may
be used on the
xsl:document
instruction to validate the contents of the new document, and to
determine the
type annotation
that elements and attributes within the
result tree
will carry.
The permitted values and their semantics are described in
19.2.2 Validating Document Nodes
The base URI of the new document node is taken from the base URI of the
xsl:document
instruction.
The
document-uri
and
unparsed-entities
properties
of the new document node are set to empty.
Example: Checking Uniqueness Constraints in a Temporary Tree
The following example creates a temporary tree held in a variable. The use of an
enclosed
xsl:document
instruction ensures that uniqueness constraints defined
in the schema for the relevant elements are checked.





11.6 Creating Processing Instructions

name
= {
ncname
select? =
expression


The
xsl:processing-instruction
element is evaluated
to create a processing instruction node.
The
xsl:processing-instruction
element has a
required
name
attribute that specifies the name of the processing
instruction node. The value of the
name
attribute is
interpreted as an
attribute
value template
The string value of the new processing-instruction node may be defined either by using the
select
attribute, or by the
sequence constructor
that forms the
content of the
xsl:processing-instruction
element. These are mutually exclusive. If neither is present,
the string value of the new processing-instruction node will be a zero-length string. The way in which the
value is constructed is specified in
5.7.2 Constructing Simple Content
[ERR XTSE0880]
It is a
static error
if
the
select
attribute of the
xsl:processing-instruction
element is present unless the
element has empty content.
Except in error situations, the result of evaluating the
xsl:processing-instruction
instruction is
a single node, the newly constructed processing instruction node.
Example: Creating a Processing Instruction
This instruction:
select="('href="book.css"', 'type="text/css"')"/>
creates the processing instruction

Note that the
xml-stylesheet
processing instruction
contains
pseudo-attributes
in the form
name="value"
. Although these have the same textual form
as attributes in an element start tag, they are not represented as XDM
attribute nodes, and cannot therefore be constructed using
xsl:attribute
instructions.
[ERR XTDE0890]
It is a
non-recoverable dynamic error
if the
effective value
of the
name
attribute is not both an
NCName
Names
and a
PITarget
XML
Note:
Because these rules disallow the name
xml
the
xsl:processing-instruction
cannot be used to output an XML declaration. The
xsl:output
declaration should be used to control this instead (see
20 Serialization
).
If the result of evaluating the content of the
xsl:processing-instruction
contains the string
?>
, this string is modified by inserting a space between the
and
characters.
The base URI of the new processing-instruction is copied from the base URI of the
xsl:processing-instruction
element in the stylesheet.
(Note, however, that this is only relevant when creating a parentless
processing instruction. When the new processing instruction is copied
to form a child of an element or document node, the base URI of the new copy is taken from that
of its new parent.)
11.7 Creating Namespace Nodes

name
= {
ncname
select? =
expression


The
xsl:namespace
element is evaluated
to create a namespace node. Except in error situations, the result of evaluating the
xsl:namespace
instruction is
a single node, the newly constructed namespace node.
The
xsl:namespace
element has a
required
name
attribute that specifies the name of the namespace node
(that is, the namespace prefix). The value of the
name
attribute is
interpreted as an
attribute
value template
. If the
effective value
of the
name
attribute is a
zero-length string, a namespace node is added for the default namespace.
The string value of the new namespace node (that is, the namespace URI)
may be defined either by using the
select
attribute, or by the
sequence constructor
that forms the
content of the
xsl:namespace
element. These are mutually exclusive. Since the string value
of a namespace node cannot be a zero-length string, one of them must be present. The way in which the
value is constructed is specified in
5.7.2 Constructing Simple Content
[ERR XTDE0905]
It is a non-recoverable dynamic error if the
string value of the new namespace node is not valid in the lexical space of the
data type
xs:anyURI
or if it is the string
[ERR XTSE0910]
It is a
static error
if
the
select
attribute of the
xsl:namespace
element is present when the
element has content other than one or more
xsl:fallback
instructions, or if the
select
attribute is absent when the element
has empty content.
Note the restrictions described in
5.7.1 Constructing Complex Content
for the position of a namespace node relative to other nodes in the node sequence
returned by a sequence constructor.
Example: Constructing a QName-Valued Attribute
This literal result element:


42

would typically cause the output document to contain the element:
xmlns:xs="http://www.w3.org/2001/XMLSchema"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">42

In this case, the element is constructed using a literal result element, and the namespace
xmlns:xs="http://www.w3.org/2001/XMLSchema"
could therefore have been added to the
result tree
simply by declaring it as one of the in-scope namespaces in the stylesheet. In practice, the
xsl:namespace
instruction is more likely to be useful in situations where the element
is constructed using an
xsl:element
instruction, which does not copy all the
in-scope namespaces from the stylesheet.
[ERR XTDE0920]
It is a
non-recoverable dynamic error
if the
effective value
of the
name
attribute
is neither a zero-length string nor an
NCName
Names
, or
if it is
xmlns
[ERR XTDE0925]
It is a
non-recoverable dynamic error
if the
xsl:namespace
instruction generates a namespace node whose name is
xml
and whose string value is
not
, or a namespace node whose string value is
and whose name is
not
xml
[ERR XTDE0930]
It is a
non-recoverable dynamic error
if
evaluating the
select
attribute or the contained
sequence constructor
of an
xsl:namespace
instruction
results in a zero-length string.
For details of other error conditions that may arise, see
5.7 Sequence Constructors
Note:
It is rarely necessary to use
xsl:namespace
to create
a namespace node in the
result tree
; in most circumstances, the required
namespace nodes will be created automatically, as a side-effect of writing
elements or attributes that use the namespace. An example where
xsl:namespace
is needed is a situation where the required namespace
is used only within attribute values in the result document, not in element or
attribute names; especially where the required namespace prefix or
namespace URI is computed
at run-time and is not present in either the source document or the
stylesheet.
Adding a namespace node to the
result tree
will never change the
expanded-QName
of any element or attribute
node in the result tree: that is, it will never change the namespace URI
of an element or attribute.
It might, however, constrain
the choice of prefixes when namespace fixup is performed.
Namespace prefixes for element and attribute names are
initially established by
the rules of the instruction that creates the element or attribute node, and in
the event of conflicts, they may be changed by the namespace fixup process
described in
5.7.3 Namespace Fixup
The fixup process ensures that an element
has in-scope namespace nodes for the namespace URIs used in the element name and in its attribute names, and the
serializer will typically use these namespace nodes to determine the prefix to use in the serialized output. The fixup
process cannot generate namespace nodes
that are inconsistent with those already present in the tree. This means that it is
not possible for the processor to decide the prefix to use for an element or for any of its attributes
until all the namespace nodes for the element have been added.
If a namespace prefix is mapped to a particular
namespace URI using the
xsl:namespace
instruction, or by using
xsl:copy
or
xsl:copy-of
to copy a namespace node, this prevents the namespace fixup process (and hence
the serializer) from using the same prefix for a different namespace URI on the same element.
Example: Conflicting Namespace Prefixes
Given the instruction:

http://www.example.com/q

a possible serialization of the
result tree
is:

The processor must invent a namespace prefix for the URI
p.uri
; it cannot use the prefix
because that prefix has been explicitly associated with a different URI.
Note:
The
xsl:namespace
instruction cannot be used to generate a
namespace undeclaration
of the form
xmlns=""
(nor the new forms of namespace undeclaration
permitted in
[Namespaces in XML 1.1]
). Namespace undeclarations
are generated automatically by the serializer if
undeclare-prefixes="yes"
is specified on
xsl:output
, whenever a parent element has a namespace node
for the default namespace prefix, and a child element has no namespace node for that prefix.
11.8 Creating Comments

select? =
expression


The
xsl:comment
element is evaluated to contruct a
new comment node. Except in error cases, the result of evaluating the
xsl:comment
instruction is a single node, the newly constructed comment node.
The string value of the new comment node may be defined either by using the
select
attribute, or by the
sequence constructor
that forms the
content of the
xsl:comment
element. These are mutually exclusive. If neither is present,
the value of the new comment node will be a zero-length string. The way in which the
value is constructed is specified in
5.7.2 Constructing Simple Content
[ERR XTSE0940]
It is a
static error
if
the
select
attribute of the
xsl:comment
element is present unless the
element has empty content.
Example: Generating a Comment Node
For example, this
This file is automatically generated. Do not edit!
would create the comment

In the generated comment node, the processor
must
insert a space after
any occurrence of
that is followed by another
or that ends the comment.
11.9 Copying Nodes
11.9.1 Shallow Copy

copy-namespaces? = "yes" | "no"
inherit-namespaces? = "yes" | "no"
use-attribute-sets? =
qnames
type? =
qname
validation? = "strict" | "lax" | "preserve" | "strip">


The
xsl:copy
instruction provides a way of copying
the context item. If the
context item
is a node,
evaluating the
xsl:copy
instruction
constructs a copy of the context node, and the result of the
xsl:copy
instruction is this newly constructed node.
By default, the namespace nodes of the
context node are automatically copied as well, but the attributes and
children of the node are not automatically copied.
When the
context item
is an atomic value, the
xsl:copy
instruction returns this value.
The
sequence constructor
, if
present, is not evaluated.
When the
context item
is an attribute node, text node, comment node,
processing instruction node, or namespace node, the
xsl:copy
instruction
returns a new node that is a copy of the context node. The new node will have the same
node kind, name, and string value as the context node. In the case of
an attribute node, it will also have the same values for the
is-id
and
is-idrefs
properties.
The
sequence constructor
, if
present, is not evaluated.
When the context item is a document node or element node,
the
xsl:copy
instruction
returns a new node that has the same node kind and name as the context node.
The content of the new node is formed by evaluating the
sequence constructor
contained in the
xsl:copy
instruction.
The sequence obtained by evaluating this sequence constructor is used (after prepending
any attribute nodes or namespace nodes as described in the following paragraphs) to construct
the content of the document or element node, as described in
5.7.1 Constructing Complex Content
Example: Identity Transformation
The identity transformation can be written using
xsl:copy
as follows:





This template rule can be used to copy any node in a tree by applying template rules to its
attributes and children. It can be combined with additional template rules that modify selected
nodes, for example if all nodes are to be copied except
note
elements and their
contents, this can be achieved by using the identity template rule together with the template rule:

Note:
The
xsl:copy
instruction is most useful when copying
element nodes. In other cases, the
xsl:copy-of
instruction is
more flexible, because it has a
select
attribute allowing selection of the
nodes or values to be copied.
The
xsl:copy
instruction has an optional
use-attribute-sets
attribute, whose value is a
whitespace-separated list of QNames that identify
xsl:attribute-set
declarations.
This attribute is used only when copying element nodes. This list is expanded as
described in
10.2 Named Attribute Sets
to produce a sequence of attribute nodes. This sequence is
prepended to the sequence produced as a result of evaluating the
sequence constructor
The
xsl:copy
instruction has an optional
copy-namespaces
attribute, with the value
yes
or
no
. The default value is
yes
The attribute is used only when copying element nodes. If the value is set to
yes
, or
is omitted, then all the namespace nodes of the source element are copied as namespace nodes for
the result element. These copied namespace nodes are prepended
to the sequence produced as a result of evaluating the
sequence constructor
(it is immaterial whether they
come before or after any attribute nodes produced by expanding the
use-attribute-sets
attribute).
If the value is set to
no
, then the namespace nodes are not copied.
However, namespace nodes will still be added to the result element as
required
by the namespace
fixup process: see
5.7.3 Namespace Fixup
The
xsl:copy
instruction has an optional
inherit-namespaces
attribute, with the value
yes
or
no
. The default value is
yes
The attribute is used only when copying element nodes. If the value is set to
yes
, or
is omitted, then the namespace nodes created for the newly constructed element (whether these were
copied from those of the source node, or generated as a result of namespace fixup) are copied
to the children and descendants of the newly constructed element, as described in
5.7.1 Constructing Complex Content
. If the value is set to
no
, then these
namespace nodes are not automatically copied to the children. This may result in namespace
undeclarations (such as
xmlns=""
or, in the case of XML Namespaces 1.1,
xmlns:p=""
appearing on the child elements when a
final result tree
is serialized.
[ERR XTTE0950]
It is a
type error
to use the
xsl:copy
or
xsl:copy-of
instruction to copy a node that has namespace-sensitive content
if the
copy-namespaces
attribute has the value
no
and its explicit or implicit
validation
attribute has
the value
preserve
It is also a type error if either of these instructions (with
validation="preserve"
is used to copy an attribute having
namespace-sensitive content, unless the parent element is also copied.
A node has namespace-sensitive content if its typed value contains an item of type
xs:QName
or
xs:NOTATION
or a type derived therefrom.
The reason this is an error is because the validity of the content depends on the
namespace context being preserved.
Note:
When attribute nodes are copied, whether with
xsl:copy
or with
xsl:copy-of
, the processor does not
automatically copy any associated namespace information. The namespace used in the attribute
name itself will be declared by virtue of the namespace fixup process (see
5.7.3 Namespace Fixup
) when
the attribute is added to an element in the
result tree
but if namespace prefixes
are used in the content
of the attribute (for example, if the value of the attribute is an XPath expression) then it
is the responsibility of the stylesheet author to ensure that suitable namespace nodes
are added to the
result tree
. This can be achieved by copying
the namespace nodes using
xsl:copy
, or by generating them using
xsl:namespace
The optional attributes
type
and
validation
may be used on the
xsl:copy
instruction to validate the contents of an element, attribute
or document node against a
type definition, element declaration, or attribute declaration in a schema,
and thus to determine the
type annotation
that the new copy of an element or attribute node will carry.
These attributes are ignored when copying an item that is not an element, attribute
or document node.
When the node being copied is an element or document node,
these attributes also affect
the type annotation carried by any elements and attributes that have
the copied element or document node as an ancestor.
These two attributes are both optional, and if one is specified then the other
must
be omitted.
The permitted values of these attributes and their semantics are described in
19.2 Validation
Note:
The final
type annotation
of the node in the
result tree
also depends on the
type
and
validation
attributes of the instructions used to create the ancestors
of the node.
The base URI of a node is copied, except in the case of an
element node having an
xml:base
attribute, in which case the base URI of the new node
is taken as the value of the
xml:base
attribute, resolved if it is relative
against the base URI of the
xsl:copy
instruction. If the copied node is
subsequently attached as a child to a new element or document node,
the final copy of the node inherits
its base URI from its parent node, unless this is overridden using an
xml:base
attribute.
When an
xml:id
attribute is copied, using either the
xsl:copy
or
xsl:copy-of
instruction, it is
implementation-defined
whether the value of the attribute is subjected to attribute value normalization (that is, effectively
applying the
normalize-space
FO
function).
Note:
In most cases the value will already have been
subjected to attribute value normalization on the source tree, but if this processing has not been
performed on the source tree, it is not an error for it to be performed on the result tree.
11.9.2 Deep Copy

select
expression
copy-namespaces? = "yes" | "no"
type? =
qname
validation? = "strict" | "lax" | "preserve" | "strip" />
The
xsl:copy-of
instruction can be used to
construct a copy of a sequence of nodes and/or atomic values,
with each new node containing
copies of all the children, attributes, and (by default)
namespaces of the original node,
recursively. The result of evaluating the instruction is a sequence
of items corresponding one-to-one with the
supplied sequence, and retaining its order.
The
required
select
attribute contains an
expression
whose value may be any sequence of nodes and atomic values.
The items in this sequence are processed as follows:
If the item is an element node, a new element is constructed
and appended to the result sequence. The new element will have the
same
expanded-QName
as the original, and it will have
deep
copies of the attribute nodes and children of the element node.
The new element will also have namespace nodes copied from
the original element node, unless they are excluded by specifying
copy-namespaces="no"
. If this attribute is omitted, or takes the value
yes
, then all the namespace nodes of the original element are copied to the
new element. If it takes the value
no
, then none of the namespace nodes are
copied: however, namespace nodes will still be created in the
result tree
as
required
by the namespace fixup process: see
5.7.3 Namespace Fixup
. This attribute affects
all elements copied by this instruction: both elements selected directly by the
select
expression
and elements that are descendants of nodes selected by the
select
expression.
The new element will have the same values of the
is-id
is-idrefs
, and
nilled
properties as the original element.
If the item is a document node, the instruction adds a new
document node to the result sequence; the children of this document node will be one-to-one copies of
the children of the original document node (each copied according to the rules for its own node kind).
If the item is an attribute or namespace node, or
a text node, a comment, or a processing instruction, the same
rules apply as with
xsl:copy
(see
11.9.1 Shallow Copy
).
If the item is an atomic
value, the value is appended to the result sequence, as with
xsl:sequence
The optional attributes
type
and
validation
may
be used on the
xsl:copy-of
instruction to validate the contents of an
element, attribute or document node against a
type definition, element declaration, or attribute declaration in a schema
and thus to determine the
type annotation
that the new copy of an element or attribute node will carry.
These attributes are applied individually to each element, attribute, and document node that is
selected by the expression in the
select
attribute.
These attributes are ignored when copying an item that is not an element, attribute
or document node.
The specified
type
and
validation
apply directly
only to elements, attributes and document nodes created as copies of nodes actually selected by the
select
expression,
they do not apply to nodes that are implicitly copied because they have selected nodes as an ancestor.
However, these attributes do indirectly affect the
type annotation
carried by
such implicitly copied nodes, as a consequence of the validation process.
These two attributes are both optional, and if one is specified then the other
must
be omitted.
The permitted values of these attributes and their semantics are described in
19.2 Validation
Errors may occur when copying namespace-sensitive elements or attributes using
validation="preserve"
[see
ERR XTTE0950
The base URI of a node is copied, except in the case of an
element node having an
xml:base
attribute, in which case the base URI of the new node
is taken as the value of the
xml:base
attribute, resolved if it is relative
against the base URI of the
xsl:copy-of
instruction. If the copied node is
subsequently attached as a child to a new element or document node,
the final copy of the node inherits
its base URI from its parent node, unless this is overridden using an
xml:base
attribute.
11.10 Constructing Sequences

select
expression


The
xsl:sequence
instruction may be used within a
sequence constructor
to construct a sequence of nodes
and/or atomic values. This sequence is returned as the result of the instruction.
Unlike most other instructions,
xsl:sequence
can return a sequence containing existing nodes, rather than constructing new nodes.
When
xsl:sequence
is used to add atomic values to a sequence,
the effect is very similar to the
xsl:copy-of
instruction.
The items comprising the result sequence are selected using the
select
attribute.
Any contained
xsl:fallback
instructions are ignored by an
XSLT 2.0 processor, but can be used to define fallback behavior for an XSLT 1.0 processor running
in forwards compatibility mode.
Example: Constructing a Sequence of Integers
For example, the following code:





produces the output:
37
Example: Using
xsl:for-each
to Construct a Sequence
The following code constructs a sequence containing the value of the
@price
attribute for selected elements (which we assume to be typed as
xs:decimal
),
or a computed price for those
elements that have no
@price
attribute. It then returns the average price:













Note that the existing
@price
attributes could equally have been added to the
$prices
sequence
using
xsl:copy-of
or
xsl:value-of
. However,
xsl:copy-of
would create a copy of the attribute node, which is not needed in this situation, while
xsl:value-of
would create a new text node, which then has to be converted to an
xs:decimal
. Using
xsl:sequence
which in this case atomizes the existing attribute node and adds an
xs:decimal
atomic value to
the result sequence, is a more direct way of achieving the same result.
This example could alternatively be solved at the XPath level:

(The apparently redundant
operator is there to atomize the
attribute value: the expression on the right hand side of the
operator must
not return a mixture of nodes and atomic values.)
12 Numbering

value? =
expression
select? =
expression
level? = "single" | "multiple" | "any"
count? =
pattern
from? =
pattern
format? = {
string
lang? = {
nmtoken
letter-value? = { "alphabetic" | "traditional" }
ordinal? = {
string
grouping-separator? = {
char
grouping-size? = {
number
} />
The
xsl:number
instruction is used to create a formatted
number. The result of the instruction is a newly constructed
text node containing the formatted number as its
string value
[Definition:
The
xsl:number
instruction performs
two tasks: firstly, determining a
place marker
(this is
a sequence of integers, to allow for hierarchic numbering schemes such as
1.12.2
or
3(c)ii
), and secondly,
formatting the place marker for output as a text node in the result sequence.
The place marker to be formatted
can either be supplied directly, in the
value
attribute, or
it can be computed based on the position of a selected node within the tree
that contains it.
[ERR XTSE0975]
It is
static error
if the
value
attribute of
xsl:number
is present unless the
select
level
count
and
from
attributes are all absent.
Note:
The facilities described in this section are specifically designed
to enable the calculation and formatting of section numbers, paragraph numbers,
and the like.
For formatting of other numeric quantities, the
format-number
function may be more suitable: see
16.4 Number Formatting
12.1 Formatting a Supplied Number
The
place marker
to be formatted may be
specified by an expression. The
value
attribute contains
the
expression
The value of this expression is
atomized
using the procedure defined
in
[XPath 2.0]
, and each value
$V
in the atomized sequence is then
converted to the integer value returned by the XPath expression
xs:integer(round(number($V)))
The resulting sequence of integers is used
as the place marker to be formatted.
If
backwards compatible behavior
is enabled for the instruction, then:
all items in the
atomized
sequence after the first are discarded;
If the atomized sequence is empty, it is replaced by
a sequence containing the
xs:double
value
NaN
as its only item;
If any value in the sequence cannot be converted to an integer
(this includes the case where the sequence contains a
NaN
value) then the string
NaN
is inserted into the formatted result string in its proper position. The error
described in the following paragraph does not apply in this case.
[ERR XTDE0980]
It is a
non-recoverable dynamic error
if any undiscarded item in the atomized sequence supplied
as the value of the
value
attribute of
xsl:number
cannot be converted to an integer, or if the resulting integer is less than
0 (zero).
Note:
The value zero does not arise when numbering nodes in a source
document, but it can arise in other numbering sequences. It is permitted specifically because
the rules of the
xsl:number
instruction are also invoked by functions such as
format-time
: the minutes and seconds component of a time value
can legitimately be zero.
The resulting sequence is
formatted as a string using the
effective values
of the attributes specified in
12.3 Number to String Conversion Attributes
; each of these attributes is
interpreted as an
attribute
value template
. After conversion, the
xsl:number
element constructs a new text node containing the resulting string, and returns this node.
Example: Numbering a Sorted List
The following example numbers a sorted list:









12.2 Numbering based on Position in a Document
If no
value
attribute is specified, then the
xsl:number
instruction returns a new text
node containing a formatted
place marker
that is based on the position
of a selected node within
its containing document. If the
select
attribute is present, then
the expression contained in the
select
attribute is evaluated to determine
the selected node. If the
select
attribute is omitted, then
the selected node is the
context node
[ERR XTTE0990]
It is a
type error
if the
xsl:number
instruction is evaluated, with no
value
or
select
attribute,
when the
context item
is not a node.
[ERR XTTE1000]
It is a
type error
if the result of evaluating the
select
attribute of the
xsl:number
instruction is anything other than a single node.
The following attributes control how the
selected node is to be numbered:
The
level
attribute specifies rules for
selecting the nodes that are taken into account in allocating a number;
it has the values
single
multiple
or
any
. The
default is
single
The
count
attribute is
pattern
that specifies
which nodes are to be counted at those levels. If
count
attribute is not specified, then it defaults to the pattern that
matches any node with the same node kind as the selected node and, if
the selected node has an
expanded-QName
, with the same
expanded-QName
as
the selected node.
The
from
attribute is
pattern
that specifies
where counting starts.
In addition, the attributes specified in
12.3 Number to String Conversion Attributes
are used for number to string conversion, as in the case when the
value
attribute is specified.
The
xsl:number
element first constructs a sequence of
positive integers using the
level
count
and
from
attributes. Where
level
is
single
or
any
, this sequence will either be empty or contain a single
number; where
level
is
multiple
, the sequence may
be of any length. The sequence is constructed as follows:
Let
matches-count($node)
be a function that returns true if and only if the given
node
$node
matches the pattern given in the
count
attribute, or the implied
pattern (according to the rules given above) if the
count
attribute is omitted.
Let
matches-from($node)
be a function that returns true if and only if the given
node
$node
matches the pattern given in the
from
attribute,
or if
$node
is the root node of a tree.
If the
from
attribute is omitted, then the function returns true if
and only if
$node
is the root node of a tree.
Let
$S
be the selected node.
When
level="single"
Let
$A
be the node sequence selected by the following expression:
$S/ancestor-or-self::node()[matches-count(.)][1]
(this selects the innermost ancestor-or-self node that matches the
count
pattern)
Let
$F
be the node sequence selected by the expression
$S/ancestor-or-self::node()[matches-from(.)][1]
(this selects the innermost ancestor-or-self node that matches the
from
pattern):
Let
$AF
be the value of:
$A[ancestor-or-self::node()[. is $F]]
(this selects $A if it is in the subtree rooted at $F, or the empty sequence otherwise)
If
$AF
is empty, return the empty sequence,
()
Otherwise return the value of:
1 + count($AF/preceding-sibling::node()[matches-count(.)])
(the number of preceding siblings of the counted node that match the
count
pattern, plus one).
When
level="multiple"
Let
$A
be the node sequence selected by the expression
$S/ancestor-or-self::node()[matches-count(.)]
(the set of ancestor-or-self nodes that match the
count
pattern)
Let
$F
be the node sequence selected by the expression
$S/ancestor-or-self::node()[matches-from(.)][1]
(the innermost ancestor-or-self node that matches the
from
pattern)
Let
$AF
be the value of
$A[ancestor-or-self::node()[. is $F]]
(the nodes selected in the first step that are in the subtree rooted at the node selected
in the second step)
Return the result of the expression
for $af in $AF return 1+count($af/preceding-sibling::node()[matches-count(.)])
(a sequence of integers containing, for each of these nodes, one plus the number of
preceding siblings that match the
count
pattern)
When
level="any"
Let
$A
be the node sequence selected by the expression
$S/(preceding::node()|ancestor-or-self::node())[matches-count(.)]
(the set of nodes consisting of the selected node together with all nodes,
other than attributes and namespaces, that precede the
selected node in document order, provided that they match the
count
pattern)
Let
$F
be the node sequence selected by the expression
$S/(preceding::node()|ancestor-or-self::node())[matches-from(.)][last()]
(the last node in document order that matches the
from
pattern and that precedes
the selected node, using the same definition)
Let
$AF
be the node sequence
$A[. is $F or . >> $F]
(the nodes selected in the first step, excluding those that precede the node
selected in the second step)
If
$AF
is empty, return the empty sequence,
()
Otherwise return the value of the expression
count($AF)
The sequence of numbers
(the
place marker
is then converted into a string using the
effective values
of the attributes specified in
12.3 Number to String Conversion Attributes
; each of these attributes is
interpreted as an
attribute
value template
. After conversion, the resulting string is
used to create a text node, which forms the result of the
xsl:number
instruction.
Example: Numbering the Items in an Ordered List
The following will number the items in an ordered list:



.



Example: Multi-Level Numbering
The following two rules will number
title
elements.
This is intended for a document that contains a sequence of chapters
followed by a sequence of appendices, where both chapters and
appendices contain sections, which in turn contain subsections.
Chapters are numbered 1, 2, 3; appendices are numbered A, B, C;
sections in chapters are numbered 1.1, 1.2, 1.3; sections in
appendices are numbered A.1, A.2, A.3. Subsections within
a chapter are numbered 1.1.1, 1.1.2, 1.1.3; subsections within an appendix are
numbered A.1.1, A.1.2, A.1.3.


count="chapter|section|subsection"
format="1.1 "/>




count="appendix|section|subsection"
format="A.1 "/>



Example: Numbering Notes within a Chapter
This example numbers notes sequentially within a
chapter:






12.3 Number to String Conversion Attributes
The following attributes are used to control conversion of a
sequence of numbers into a string. The numbers are integers greater than
or equal to
0 (zero). The attributes are all optional.
The main attribute is
format
. The default value for
the
format
attribute is
. The
format
attribute is split into a sequence of tokens where
each token is a maximal sequence of alphanumeric characters or a
maximal sequence of non-alphanumeric characters.
Alphanumeric
means
any character that has a Unicode category of Nd, Nl, No, Lu, Ll, Lt,
Lm or Lo
(see
[Unicode]
The alphanumeric tokens (
format tokens
) indicate the format
to be used for each number in the sequence; in most cases the format token
is the same as the required representation of the number 1 (one).
Each non-alphanumeric token is either a prefix, a separator,
or a suffix. If there is a non-alphanumeric token
but no format token, then the single non-alphanumeric token is used as both the prefix and the suffix.

The prefix, if it exists, is the non-alphanumeric token that precedes
the first format token: the prefix always appears exactly once in the constructed string,
at the start. The suffix, if it exists, is the non-alphanumeric token that
follows the last format token: the suffix always appears exactly once in the constructed string,
at the end. All other non-alphanumeric tokens
(those that occur between two format tokens) are
separator tokens
and are
used to separate numbers in the sequence.
The
th format token
is used to format the
th number in the sequence. If
there are more numbers than format tokens, then the last format token
is used to format remaining numbers. If there are no format
tokens, then a format token of
is used to format all
numbers. Each number after the first is separated
from the preceding number by the separator token preceding the format
token used to format that number, or, if that is the
first format token, then by
(dot).
Example: Formatting a List of Numbers
Given the sequence of numbers
5, 13, 7
and the
format token
A-001(i)
, the output will be the string
E-013(vii)
Format tokens are interpreted as follows:
Any token where the last character has a decimal digit value
of 1 (as specified in the Unicode character property database
, see
[Unicode]
),
and the Unicode value of preceding characters is one less than the
Unicode value of the last character generates a decimal
representation of the number where each number is at least as long as
the format token. The digits used in the decimal
representation are the set of digits containing the digit character used
in the format token. Thus, a format token
generates the
sequence
0 1 2 ... 10 11 12 ...
, and a format token
01
generates the sequence
00 01 02 ... 09 10 11 12
... 99 100 101
. A format token of
١
(Arabic-Indic digit one) generates the sequence
then
then
...
A format token
generates the sequence
B C ... Z AA AB AC...
A format token
generates the sequence
b c ... z aa ab ac...
A format token
generates the sequence
ii iii iv v vi vii viii ix x ...
A format token
generates the sequence
II III IV V VI VII VIII IX X ...
A format token
generates numbers written as lower-case words, for
example in English,
one two three four ...
A format token
generates numbers written as upper-case words, for
example in English,
ONE TWO THREE FOUR ...
A format token
Ww
generates numbers written as title-case words, for
example in English,
One Two Three Four ...
Any other format token indicates a
numbering sequence in which that token
represents the number 1 (one) (but see the note below).

It is
implementation-defined
which
numbering sequences, additional to those listed above, are supported.
If an implementation does not support a
numbering sequence represented by the given token, it
must
use a format
token of
Note:
In some traditional numbering sequences additional signs are
added to denote that the letters should be interpreted as numbers;
these are not included in the format token. An example, see also
the example below, is classical Greek where a
dexia keraia
and sometimes an
aristeri keraia
is added.
For all format tokens other than the first kind above
(one that consists of decimal digits), there
may
be
implementation-defined
lower and upper bounds on the range of numbers that
can be formatted using this format
token; indeed, for some numbering sequences there may be
intrinsic limits. For example, the formatting token

(circled digit one) has a range of 1 to 20 imposed by the Unicode character repertoire.

For the numbering sequences described above
any upper bound imposed by the implementation
must not
be
less than 1000 (one thousand) and any lower bound must not be greater than 1.
Numbers that fall outside this range
must
be formatted using the format token
The numbering sequence associated with the format token
has a lower bound of 0 (zero).
The above expansions of numbering sequences for format tokens such as
and
are indicative but not prescriptive. There are various conventions in use for
how alphabetic sequences continue when the alphabet is exhausted, and differing conventions for how
roman numerals are written (for example,
IV
versus
IIII
as the
representation of the number 4). Sometimes alphabetic sequences are used that omit
letters such as
and
. This
specification does not prescribe the detail of any sequence other than
those sequences consisting entirely of decimal digits.
Many numbering sequences are language-sensitive.
This applies especially to the sequence selected by the tokens
and
Ww
It also applies to other sequences,
for example different languages using the Cyrillic alphabet use different
sequences of characters, each starting with the letter #x410 (Cyrillic
capital letter A). In such cases, the
lang
attribute specifies which language's conventions are to be used; it has
the same range of values as
xml:lang
(see
[XML 1.0]
).
If no
lang
value is specified, the language that is used is
implementation-defined
The set of languages for which numbering is supported is
implementation-defined
If a language is requested that is not supported,
the processor uses the language that it
would use if the
lang
attribute were omitted.
If the optional
ordinal
attribute is present, and if its value
is not a zero-length string, this indicates a request to output ordinal numbers rather than cardinal
numbers. For example, in English, the value
ordinal="yes"
when used with
the format token
outputs the sequence
1st 2nd 3rd 4th ...
, and when used with the format token
outputs the sequence
first second third fourth ...
In some languages, ordinal numbers vary depending on the grammatical context, for example they
may have different genders and may decline with the noun that they qualify. In such cases the value
of the
ordinal
attribute may
be used to indicate the variation of the ordinal number required.
The way in which the variation is indicated
will depend on the conventions of the language. For inflected languages that vary
the ending of the word,
the preferred approach is to indicate the required ending, preceded by a hyphen: for example in German,
appropriate values are
-e, -er, -es, -en

It is
implementation-defined
what combinations of values of the format token, the language, and the
ordinal
attribute are supported.
If ordinal numbering
is not supported for the combination of the format token, the language, and the actual value of the
ordinal
attribute, the request is ignored and cardinal numbers are generated instead.
Example: Ordinal Numbering in Italian
The specification
format="1" ordinal="-º" lang="it"
, if supported, should
produce the sequence:
1º 2º 3º 4º ...
The specification
format="Ww" ordinal="-o" lang="it"
, if supported, should
produce the sequence:
Primo Secondo Terzo Quarto Quinto ...
The
letter-value
attribute disambiguates between
numbering sequences that use letters. In many languages there are two
commonly used numbering sequences that use letters. One numbering
sequence assigns numeric values to letters in alphabetic sequence, and
the other assigns numeric values to each letter in some other manner
traditional in that language. In English, these would correspond to
the numbering sequences specified by the format tokens
and
. In some languages, the first member of each
sequence is the same, and so the format token alone would be
ambiguous. A value of
alphabetic
specifies the
alphabetic sequence; a value of
traditional
specifies the
other sequence. If the
letter-value
attribute is not
specified, then it is
implementation-dependent
how any ambiguity is
resolved.
Note:
Implementations may use
extension attributes
on
xsl:number
to provide additional control over the way in which numbers are formatted.
The
grouping-separator
attribute gives the separator
used as a grouping (for example, thousands) separator in decimal numbering
sequences, and the optional
grouping-size
specifies the
size (normally 3) of the grouping. For example,
grouping-separator=","
and
grouping-size="3"
would produce numbers of the form
1,000,000
while
grouping-separator="."
and
grouping-size="2"
would produce
numbers of the form
1.00.00.00
. If only one
of the
grouping-separator
and
grouping-size
attributes is specified, then it is ignored.
Example: Format Tokens and the Resulting Sequences
These examples use non-Latin characters which might not display
correctly in all browsers, depending on the system configuration.
Format tokens for use with xsl:number
Description
Format Token
Sequence
French cardinal words
format="Ww" lang="fr"
Un, Deux, Trois, Quatre
German ordinal words
format="w" ordinal="-e" lang="de"
erste, zweite, dritte, vierte
Katakana numbering
format="ア"
ア, イ, ウ, エ, オ, カ, キ, ク, ケ, コ, サ,
シ, ス, セ, ソ, タ, チ, ツ, テ, ト, ナ, ニ,
ヌ, ネ, ノ, ハ, ヒ, フ, ヘ, ホ, マ, ミ, ム,
メ, モ, ヤ, ユ, ヨ, ラ, リ, ル, レ, ロ, ワ,
ヰ, ヱ, ヲ, ン
Katakana numbering in iroha order
format="イ"
イ, ロ, ハ, ニ, ホ, ヘ, ト, チ, リ, ヌ, ル,
ヲ, ワ, カ, ヨ, タ, レ, ソ, ツ, ネ, ナ, ラ,
ム, ウ, ヰ, ノ, オ, ク, ヤ, マ, ケ, フ, コ,
エ, テ, ア, サ, キ, ユ, メ, ミ, シ, ヱ, ヒ,
モ, セ, ス
Thai numbering
format="๑"
๑, ๒, ๓, ๔, ๕, ๖, ๗, ๘, ๙, ๑๐,
๑๑, ๑๒, ๑๓, ๑๔, ๑๕,
๑๖, ๑๗, ๑๘, ๑๙, ๒๐
Traditional Hebrew numbering
format="א" letter-value="traditional"
א,
ב,
ג,
ד,
ה,
ו,
ז,
ח,
ט,
י,
יא,
יב,
יג,
יד,
טו,
טז,
יז,
יח,
יט,
Traditional Georgian numbering
format="ა" letter-value="traditional"
ა,
ბ,
გ,
დ,
ე,
ვ,
ზ,
ჱ,
თ,
ი,
ია,
იბ,
იგ,
იდ,
იე,
ივ,
იზ,
იჱ,
ით,
Classical Greek numbering (see note)
format="α" letter-value="traditional"
αʹ,
βʹ,
γʹ,
δʹ,
εʹ,
ϛʹ,
ζʹ,
ηʹ,
θʹ,
ιʹ,
ιαʹ,
ιβʹ,
ιγʹ,
ιδʹ,
ιεʹ,
ιϛʹ,
ιζʹ,
ιηʹ,
ιθʹ,
κʹ
Old Slavic numbering
format="а" letter-value="traditional"
А,
В,
Г,
Д,
Е,
Ѕ,
З,
И,
Ѳ,
Ӏ,
АӀ,
ВӀ,
ГӀ,
ДӀ,
ЕӀ,
ЅӀ,
ЗӀ,
ИӀ,
ѲӀ,
Note that Glassical Greek is an example where the format token is not the same as the
representation of the number 1.
13 Sorting
[Definition:
sort key specification
is a sequence of one or more adjacent
xsl:sort
elements which together define rules
for sorting the items in an input sequence to form a sorted sequence.
[Definition:
Within a
sort key specification
, each
xsl:sort
element defines one
sort key component
The first
xsl:sort
element specifies the primary component of the sort key specification, the second
xsl:sort
element specifies the secondary component of the sort key specification and so on.
A sort key specification may occur
immediately within an
xsl:apply-templates
xsl:for-each
xsl:perform-sort
or
xsl:for-each-group
element.
Note:
When used within
xsl:for-each
xsl:for-each-group
, or
xsl:perform-sort
xsl:sort
elements must occur before any other children.
13.1 The
xsl:sort
Element
select? =
expression
lang? = {
nmtoken
order? = { "ascending" | "descending" }
collation? = {
uri
stable? = { "yes" | "no" }
case-order? = { "upper-first" | "lower-first" }
data-type? = { "text" | "number" |
qname-but-not-ncname
}>


The
xsl:sort
element defines a
sort key component
. A sort key component
specifies how a
sort key value
is to be
computed for each item in the sequence being sorted, and also how two sort key values
are to be compared.
The value of a
sort key component
is determined either by its
select
attribute, or by the contained
sequence constructor
. If neither is
present, the default is
select="."
, which has the effect of sorting on the actual value of the item
if it is an atomic value, or on the typed-value of the item if it is a node. If a
select
attribute is present, its value
must
be an
XPath
expression
[ERR XTSE1015]
It is
static error
if an
xsl:sort
element with a
select
attribute has non-empty content.
Those attributes of the
xsl:sort
elements whose values
are
attribute value templates
are evaluated using the
same
focus
as is used to evaluate the
select
attribute of the containing instruction
(specifically,
xsl:apply-templates
xsl:for-each
xsl:for-each-group
or
xsl:perform-sort
).
The
stable
attribute is permitted only on the first
xsl:sort
element within a
sort key specification
[ERR XTSE1017]
It is
static error
if an
xsl:sort
element other than the first in a sequence of sibling
xsl:sort
elements has a
stable
attribute.
[Definition:
sort key specification
is said to be
stable
if its first
xsl:sort
element
has no
stable
attribute, or has a
stable
attribute whose
effective value
is
yes
13.1.1 The Sorting Process
[Definition:
The sequence to be sorted
is referred to as the
initial sequence
[Definition:
The sequence after sorting
as defined by the
xsl:sort
elements
is referred to as the
sorted sequence
[Definition:
For each item in the
initial sequence
a value is computed
for each
sort key component
within the
sort key specification
The value computed for an item by using the
th sort key component
is referred to as the
th
sort key value
of that item.
The items in the
initial sequence
are ordered into a
sorted sequence
by comparing their
sort key values
The relative position of two items
and
in the sorted
sequence is determined as follows. The first sort key value of
is compared
with the first sort key value of
, according to the rules of the first
sort key component
. If, under these rules,
is less than
, then
will precede
in the sorted sequence, unless the
order
attribute of this
sort key component
specifies
descending
, in which case
will precede
in the sorted sequence. If, however, the relevant sort key values compare equal,
then the second sort key value of
is compared
with the second sort key value of
, according to the rules of the second
sort key component
This continues until two sort key values are found that compare unequal. If all
the sort key values compare equal,
and the
sort key specification
is
stable
then
will precede
in the
sorted sequence
if and only if
preceded
in the
initial sequence
If all
the sort key values compare equal,
and the
sort key specification
is not
stable
, then the relative order of
and
in the
sorted sequence
is
implementation-dependent
Note:
If two items have equal
sort key values
and the sort is
stable
, then their
order in the
sorted sequence
will be the same
as their order in the
initial sequence
, regardless
of whether
order="descending"
was specified on any or all of the
sort key components
The
th sort key value is computed by evaluating either the
select
attribute or the contained
sequence constructor
of the
th
xsl:sort
element, or the expression
(dot) if neither is
present. This evaluation is done with the
focus
set as follows:
The
context item
is the item in the
initial sequence
whose
sort key value
is
being computed.
The
context position
is the position of that item in the initial sequence.
The
context size
is the size of the initial sequence.
Note:
As in any other XPath expression, the
current
function
may be used within the
select
expression of
xsl:sort
to refer to the
item that is the context item for the expression as a whole; that is, the item whose
sort key value
is being computed.
The
sort key values
are
atomized
, and are then
compared. The way they are compared depends on their data type, as
described in the next section.
13.1.2 Comparing Sort Key Values
It is possible to force the system to compare
sort key values
using the rules for a particular
data type by including a cast as part of the
sort key component
For example,

will force the attributes to be compared as dates. In the absence of such a cast, the sort key values are compared using
the rules appropriate to their data type. Any values of type
xs:untypedAtomic
are cast to
xs:string
For backwards compatibility with XSLT 1.0, the
data-type
attribute
remains available. If
this has the
effective value
text
the atomized
sort key values
are converted to strings before being compared.
If it has the effective value
number
, the atomized
sort key values are converted to doubles before being compared.
The conversion is done by using the
string
FO
or
number
FO
function as appropriate. If the
data-type
attribute has
any other
effective value
then the value
must
be a
lexical QName
with a non-empty prefix, and the effect of the
attribute is
implementation-defined
[ERR XTTE1020]
If any
sort key value
, after
atomization
and any type conversion
required
by the
data-type
attribute, is a sequence containing
more than one item, then the effect depends on whether the
xsl:sort
element
is evaluated with
backwards compatible behavior
With backwards compatible behavior, the effective sort key value is the first item in the sequence.
In other cases, this is a
type error
The set of
sort key values
(after any conversion)
is first divided into two
categories: empty values, and ordinary values.
The empty sort key values represent those
items where the sort key value is an empty sequence. These values are considered for sorting
purposes to be equal to each other, but less than any other value.
The remaining values are classified as ordinary values.
[ERR XTDE1030]
It is a
non-recoverable dynamic error
if, for any
sort key component
the set of
sort key values
evaluated for all the items in the
initial sequence
, after any type conversion requested,
contains a pair of ordinary values for which the result of the
XPath
lt
operator is an error.
Note:
The above error condition may occur if the values to be sorted
are of a type that does not support ordering (for example,
xs:QName
) or if the
sequence is heterogeneous (for example, if it contains both strings and numbers). The error
can generally be prevented by invoking a cast or constructor function within the sort key
component.
The error condition is subject to the usual caveat that a processor is not required
to evaluate any expression solely in order to determine whether it raises an error. For example, if there
are several sort key components, then a processor is not required to evaluate or compare minor sort key
values unless the corresponding major sort key values are equal.
In general, comparison of two ordinary values is
performed according to the rules of the
XPath
lt
operator. To ensure a total ordering, the same
implementation of the
lt
operator
must
be used for all the comparisons: the one that is chosen
is the one appropriate to the most specific type to which all the values can be converted by subtype substitution
and/or type promotion. For example, if the sequence contains both
xs:decimal
and
xs:double
values, then the values are compared using
xs:double
comparison, even when comparing two
xs:decimal
values.
NaN values, for sorting purposes, are considered to be equal to each other,
and less than any other numeric value. Special rules
also apply to the
xs:string
and
xs:anyURI
types, and types derived by restriction therefrom
as described in the next section.
13.1.3 Sorting Using Collations
The rules given in this section apply when comparing
values whose type is
xs:string
or a type derived by restriction from
xs:string
or whose type is
xs:anyURI
or a type derived by restriction from
xs:anyURI
[Definition:
Facilities in
XSLT 2.0 and XPath 2.0 that require strings to be ordered rely on the concept of a named
collation
. A collation is a set of rules that determine
whether two strings are equal, and if not, which of them is to be sorted before the other.
A collation is
identified by a URI, but the manner in which this URI is associated with an actual rule or algorithm
is
implementation-defined
The one collation URI that must be recognized by every implementation is
, which provides the ability
to compare strings based on the Unicode codepoint values of the characters in the string.
For more information about collations, see
Section
7.3 Equality and Comparison of Strings
FO
in
[Functions and Operators]
Some specifications, for example
[UNICODE TR10]
use the term "collation" to describe rules that can be tailored or parameterized for various
purposes. In this specification, a collation URI refers to a collation in which all such
parameters have already been fixed. Therefore, if a collation URI is specified, other
attributes such as
case-order
and
lang
are ignored.
Note:
The reason XSLT does not provide detailed mechanisms for defining collating sequences
is that many implementations will re-use collating mechanisms available from the underlying
implementation platform (for example, from the operating system or from the run-time library
of a chosen programming language). These will inevitably differ from one XSLT implementation
to another.
If the
xsl:sort
element has a
collation
attribute, then the strings are compared according to the rules for the named
collation
: that is, they are compared using the XPath
function call
compare($a, $b, $collation)
If the
effective value
of
the
collation
attribute of
xsl:sort
is a relative URI, then it
is resolved against the base URI of the
xsl:sort
element.
[ERR XTDE1035]
It is a
non-recoverable dynamic error
if the
collation
attribute of
xsl:sort
(after resolving against
the base URI) is not a URI that is recognized
by the implementation as referring to a collation.
Note:
It is entirely for the implementation to determine whether it
recognizes a particular collation URI. For example,
if the implementation allows collation URIs to contain parameters in the query part of the URI,
it is the implementation that determines whether a URI containing an unknown or invalid parameter
is or is not a recognized collation URI. The fact that this
error is described as non-recoverable thus does not prevent an implementation
applying a fallback collation if it chooses to do so.
The
lang
and
case-order
attributes are
ignored if a
collation
attribute
is present. But in the absence of a
collation
attribute, these attributes provide input to an
implementation-defined
algorithm to locate a suitable collation:
The
lang
attribute indicates that a collation
suitable for a particular natural language
should
be used. The
effective value
of
the attribute
must
be a value that would be valid for the
xml:lang
attribute (see
[XML 1.0]
).
The
case-order
attribute indicates whether
the desired collation
should
sort upper-case letters before
lower-case or vice versa. The
effective value
of
the attribute
must
be either
lower-first
(indicating
that lower-case letters precede upper-case letters in the collating
sequence) or
upper-first
(indicating that upper-case
letters precede lower-case).
When
lower-first
is requested, the
returned collation
should
have the property that when two strings differ only
in the case of one or more characters, then a string in which the first
differing character is lower-case should precede a string in which the
corresponding character is title-case, which should in turn precede a string in
which the corresponding character is upper-case. When upper-first is requested,
the
returned collation
should
have the property that when two strings differ only
in the case of one or more characters, then a string in which the first
differing character is upper-case should precede a string in which the
corresponding character is title-case, which should in turn precede a string in
which the corresponding character is lower-case.
So, for example, if
lang="en"
, then
A a B b
are sorted with
case-order="upper-first"
and
a A b B
are sorted with
case-order="lower-first"
As a further example, if lower-first is requested, then a sorted sequence might be
"MacAndrew, macintosh, macIntosh, Macintosh, MacIntosh, macintoshes,
Macintoshes, McIntosh". If upper-first is requested, the same sequence would
sort as "MacAndrew, MacIntosh, Macintosh, macIntosh, macintosh, MacIntoshes,
macintoshes, McIntosh"
If none of the
collation
lang
or
case-order
attributes is present, the collation is chosen in an
implementation-defined
way. It is not
required
that the default collation for sorting should be the same as
the
default collation
used when evaluating XPath expressions,
as described in
5.4.1 Initializing the Static Context
and
3.6.1 The default-collation attribute
Note:
It is usually appropriate, when sorting, to use a strong collation, that is, one
that takes account of secondary differences (accents) and tertiary differences (case) between strings that are
otherwise equal. A weak collation, which ignores such differences, may be more suitable when comparing strings
for equality.
Useful background information on international sorting is provided in
[UNICODE TR10]
. The
case-order
attribute may be interpreted
as described in section 6.6 of
[UNICODE TR10]
13.2 Creating a Sorted Sequence

select? =
expression


The
xsl:perform-sort
instruction is used to return a
sorted sequence
The
initial sequence
is obtained either by evaluating the
select
attribute or
by evaluating the contained sequence constructor (but not both).
If there is no
select
attribute and no sequence
constructor then the
initial sequence
(and therefore, the
sorted sequence
) is an empty sequence.
[ERR XTSE1040]
It is a
static error
if an
xsl:perform-sort
instruction with a
select
attribute has any content
other than
xsl:sort
and
xsl:fallback
instructions.
The result of the
xsl:perform-sort
instruction is the result of sorting its
initial sequence
using its contained
sort key specification
Example: Sorting a Sequence of Atomic Values
The following stylesheet function sorts a sequence
of atomic values using the value itself as the sort key.






Example: Writing a Function to Perform a Sort
The following example defines a function that sorts books by price, and
uses this function to output the
five books that have the lowest prices:






...

13.3 Processing a Sequence in Sorted Order
When used within
xsl:for-each
or
xsl:apply-templates
, a
sort key specification
indicates that
the sequence of items selected by that instruction is to be processed
in sorted order, not in the order of the supplied sequence.
Example: Processing Elements in Sorted Order
For example, suppose an employee database has the form



James
Clark

...


Then a list of employees sorted by name could be generated
using:














  • When used within
    xsl:for-each-group
    , a
    sort key specification
    indicates the order in which the groups are to be processed.
    For the effect of
    xsl:for-each-group
    , see
    14 Grouping
    14 Grouping
    The facilities described in this section are designed to allow
    items in a sequence to be grouped based on common values;
    for example it allows grouping of elements having the same value for a particular attribute,
    or elements with the same name, or elements with
    common values for any other
    expression
    . Since
    grouping identifies items with duplicate values, the
    same facilities also allow selection of the distinct values in
    a sequence of items, that is, the elimination of duplicates.
    Note:
    Simple elimination of duplicates can also be achieved using the
    function
    distinct-values
    FO
    in the
    core function
    library: see
    [Functions and Operators]
    In addition these facilities allow grouping based on sequential position, for example
    selecting groups of adjacent
    para
    elements. The facilities also provide an easy
    way to do fixed-size grouping, for example identifying groups of three adjacent nodes,
    which is useful when arranging data in multiple columns.
    For each group of items identified, it is possible to evaluate
    sequence constructor
    for the group.
    Grouping is nestable to multiple levels so that groups of distinct items can be
    identified, then from among the distinct groups selected, further sub-grouping of
    distinct items in the current group can be done.
    It is also possible for one item to participate in more than one group.
    14.1 The Current Group
    current-group
    ()
    as
    item()*
    [Definition:
    The evaluation context for
    XPath
    expressions
    includes a component
    called the
    current group
    , which is a sequence. The current group is the collection of
    related items that are processed collectively in one iteration of the
    xsl:for-each-group
    element.
    While an
    xsl:for-each-group
    instruction is being evaluated,
    the
    current group
    will be non-empty. At other times, it will be an empty sequence.
    The function
    current-group
    returns the current group.
    The function takes no arguments.
    [ERR XTSE1060]
    It is a
    static error
    if
    the
    current-group
    function is used
    within a
    pattern
    14.2 The Current Grouping Key
    current-grouping-key
    ()
    as
    xs:anyAtomicType?
    [Definition:
    The evaluation context for
    XPath
    expressions
    includes a component
    called the
    current grouping key
    , which is an atomic value. The current grouping key is
    the
    grouping key
    shared in common by all the items within the
    current group
    While an
    xsl:for-each-group
    instruction with a
    group-by
    or
    group-adjacent
    attribute is being evaluated,
    the
    current grouping key
    will be
    a single atomic value. At other times, it will be the empty sequence.
    The function
    current-grouping-key
    returns the
    current grouping key
    Although the
    grouping keys
    of all items in a group
    are by definition equal, they are not necessarily identical. For example, one might be an
    xs:float
    while another is an
    xs:decimal
    . The
    current-grouping-key
    function is defined to
    return the grouping key of the
    initial item
    in the group,
    after atomization and casting of
    xs:untypedAtomic
    to
    xs:string
    The function takes no arguments.
    [ERR XTSE1070]
    It is a
    static error
    if
    the
    current-grouping-key
    function is used
    within a
    pattern
    14.3 The
    xsl:for-each-group
    Element

    select
    expression
    group-by? =
    expression
    group-adjacent? =
    expression
    group-starting-with? =
    pattern
    group-ending-with? =
    pattern
    collation? = {
    uri
    }>


    This element is an
    instruction
    that
    may be used anywhere within a
    sequence constructor
    [Definition:
    The
    xsl:for-each-group
    instruction
    allocates the items in an input sequence into
    groups
    of items (that is, it establishes a collection of sequences) based either on common
    values of a grouping key, or on
    pattern
    that the initial or final
    node in a group must match.
    The
    sequence constructor
    that forms the content of the
    xsl:for-each-group
    instruction is evaluated once
    for each of these groups.
    [Definition:
    The sequence of items
    to be grouped, which
    is referred to as the
    population
    is determined by evaluating the XPath
    expression
    contained in the
    select
    attribute.
    [Definition:
    The population is treated as a sequence;
    the order of items in this sequence is referred to as
    population order
    A group is never empty. If the
    population is empty, the number of groups will be zero. The assignment
    of items to groups depends on the
    group-by
    group-adjacent
    group-starting-with
    and
    group-ending-with
    attributes.
    [ERR XTSE1080]
    These four attributes

    are mutually exclusive: it is a
    static error
    if none of these
    four attributes is present, or if more than one of them is present.
    [ERR XTSE1090]
    It is an error to specify the
    collation
    attribute if neither the
    group-by
    attribute nor
    group-adjacent
    attribute is specified.
    [Definition:
    If either of the
    group-by
    attribute or
    group-adjacent
    attributes is present, then
    grouping keys
    are calculated for each item in the
    population
    The grouping keys are the items in the sequence obtained by evaluating the expression
    contained in the
    group-by
    attribute or
    group-adjacent
    attribute,
    atomizing the result, and then casting an
    xs:untypedAtomic
    value to
    xs:string
    When calculating grouping keys for an item in the population,
    the
    expression
    contained in the
    group-by
    or
    group-adjacent
    attribute is
    evaluated with that item as the
    context item
    , with its position
    in
    population order
    as the
    context position
    , and with the size of the
    population as the
    context size
    . The resulting sequence is
    atomized
    , and each atomic value in the atomized
    sequence acts as a
    grouping key
    for that item in the population.
    If the
    group-by
    attribute is present, then an item in the population
    may have multiple grouping keys: that is, the
    group-by
    expression evaluates to a sequence.
    The item is included in as many groups as there are distinct grouping keys (which may be zero). If the
    group-adjacent
    attribute is used, then each item in the population
    must
    have exactly one grouping key value.
    [ERR XTTE1100]
    It is a
    type error
    if the grouping key evaluated using
    the
    group-adjacent
    attribute is an empty sequence, or a sequence containing
    more than one item.
    Grouping keys
    are compared using the rules for the
    eq
    operator appropriate to their dynamic type. Values of type
    xs:untypedAtomic
    are cast to
    xs:string
    before the comparison. Two items
    that are not comparable using the
    eq
    operator are considered to be not equal, that is,
    they are allocated to different groups.
    If the values are strings, or untyped atomic values,
    then if there is a
    collation
    attribute
    the values are compared using the collation specified
    as the
    effective value
    of
    the
    collation
    attribute, resolved if relative against the base URI of the
    xsl:for-each-group
    element. If there is no
    collation
    attribute then the
    default collation
    is used.
    For the purposes of grouping, the value
    NaN
    is considered equal to itself.
    [ERR XTDE1110]
    It is a
    non-recoverable dynamic error
    if the collation URI specified to
    xsl:for-each-group
    (after resolving against the base URI)
    is a collation that is not recognized
    by the implementation. (For notes,
    [see
    ERR XTDE1035
    .)
    For more information on collations, see
    13.1.3 Sorting Using Collations
    [ERR XTTE1120]
    When the
    group-starting-with
    or
    group-ending-with
    attribute

    is used, it is a
    type error
    if the
    result of evaluating the
    select
    expression
    contains an item that is not a node.
    If the
    group-by
    attribute is present, the
    items in the
    population
    are examined, in population order.
    For each item
    , the expression in the
    group-by
    attribute is evaluated to produce
    a sequence of zero or more
    grouping key
    values. For each
    one of these
    grouping keys
    , if there is already a group
    created to hold items having that grouping key value,
    is added to that group; otherwise
    a new group is created for items with that grouping key value, and
    becomes its first member.
    An item in the population may thus be assigned to zero, one, or many groups.
    An item will never be assigned more than once
    to the same group; if two or more grouping keys for the same item are equal, then the duplicates are ignored.
    An
    item
    here means the item at a particular position within the population—if the population contains
    the same node at several different positions in the sequence then a group may indeed contain duplicate nodes.
    The number of groups will be the same as the number of
    distinct grouping key values present in the
    population
    If the population contains values of different numeric types that differ
    from each other by small amounts, then the
    eq
    operator is not transitive,
    because of rounding effects occurring during type promotion. The effect of this is described
    in
    14.5 Non-Transitivity
    If the
    group-adjacent
    attribute is present, the
    items in the
    population
    are examined, in population order.
    If an item
    has the same value for the
    grouping key
    as its preceding item within
    the
    population
    (in
    population order
    ), then it is assigned to the same group as its
    preceding item; otherwise a new group is created and the item
    becomes its first member.
    If the
    group-starting-with
    attribute is present, then its value
    must
    be
    pattern
    . In this case, the items in the population
    must
    all be nodes.
    The nodes in the
    population
    are
    examined in
    population order
    . If a node matches
    the pattern, or is the first node in the population, then a new group is created and the
    node becomes its first member. Otherwise, the node is assigned to the same group as its
    preceding node within the population.
    If the
    group-ending-with
    attribute is present, then its value
    must
    be
    pattern
    . In this case, the items in the population
    must
    all be nodes.
    The nodes in the
    population
    are
    examined in
    population order
    If a node is the first node in the population, or if the previous node in the population matches
    the pattern, then a new group is created and the
    node becomes its first member. Otherwise, the node is assigned to the same group as its
    preceding node within the population.
    [Definition:
    For
    each
    group
    , the item within the group that is first in
    population order
    is known as the
    initial item
    of the group.
    [Definition:
    There is an ordering
    among
    groups
    referred to as the
    order of first
    appearance
    . A group
    is defined to precede a group
    in order of first
    appearance if the
    initial item
    of
    precedes the initial item of
    in population order. If two groups
    and
    have the same initial item
    (because the item is in both groups) then
    precedes
    if the
    grouping key
    of
    precedes the grouping key of
    in the sequence that results from evaluating the
    group-by
    expression of this initial item.
    [Definition:
    There
    is another ordering among groups referred to as
    processing order
    If group
    precedes group
    in processing
    order, then in the result sequence returned by the
    xsl:for-each-group
    instruction
    the items generated by processing
    group
    will precede the items generated by processing group
    If there are no
    xsl:sort
    elements immediately within
    the
    xsl:for-each-group
    element, the
    processing order
    of
    the
    groups
    is the
    order of first appearance
    Otherwise, the
    xsl:sort
    elements immediately within
    the
    xsl:for-each-group
    element define the processing
    order of the
    groups
    (see
    13 Sorting
    ).
    They do not affect the order of items within each group.
    Multiple
    sort key components
    are allowed,
    and are evaluated in major-to-minor
    order. If two groups have the same values for all their sort key components,
    they are processed in order of first appearance
    if the
    sort key specification
    is
    stable
    , otherwise in an
    implementation-dependent
    order.
    The
    select
    expression
    of an
    xsl:sort
    element is
    evaluated once for each
    group
    . During this evaluation,
    the
    context item
    is the
    initial item
    of the group,
    the
    context position
    is the position
    of this item within the
    set of initial items (that is, one item for each group in the
    population
    ) in
    population order

    the
    context size
    is the number of groups, the
    current group
    is the group
    whose
    sort key value
    is being determined,
    and the
    current grouping key
    is the grouping key for that group. If the
    xsl:for-each-group
    instruction uses the
    group-starting-with
    or
    group-ending-with
    attributes, then the current grouping
    key is the empty sequence.
    Example: Sorting Groups
    For example, this means that if
    the
    grouping key
    is
    @category
    , you can sort the groups in order of
    their grouping key by writing

    or you can sort the groups in order of size by writing

    The
    sequence constructor
    contained
    in the
    xsl:for-each-group
    element is evaluated once for each of the
    groups
    , in
    processing order
    . The sequences that result are concatenated,
    in
    processing order
    , to form the result of the
    xsl:for-each-group
    element. Within the
    sequence constructor
    , the
    context item
    is
    the
    initial item
    of the relevant group, the
    context position
    is
    the position of this item among
    the sequence of initial items (one item for each group)
    arranged in
    processing order
    of the groups,
    the
    context size
    is the number of groups,
    the
    current group
    is the
    group
    being processed,
    and the
    current grouping key
    is the grouping key for that group. If the
    xsl:for-each-group
    instruction uses the
    group-starting-with
    or
    group-ending-with
    attributes, then the current grouping
    key is the empty sequence.
    This has the effect that
    within the
    sequence constructor
    , a call on
    position()
    takes
    successive values
    1, 2, ... last()
    During the evaluation of a
    stylesheet function
    , the
    current group
    and
    current grouping key
    are set to the empty sequence, and revert to
    their previous values on completion of evaluation of the stylesheet function.
    On completion of the evaluation of the
    xsl:for-each-group
    instruction, the
    current group
    and
    current grouping key
    revert to their previous value.
    14.4 Examples of Grouping
    Example: Grouping Nodes based on Common Values
    The following example groups a list of nodes based on common values. The resulting
    groups are numbered but unsorted, and a total is calculated for each group.
    Source XML document:







    More specifically, the aim is to produce a four-column table,
    containing one row for each distinct country. The four columns are to contain
    first, a sequence number giving the number of the row;
    second, the name of the country, third, a comma-separated
    alphabetical list of the city names within that
    country, and fourth, the sum of the
    pop
    attribute for
    the cities in that country.
    Desired output:


























    PositionCountryList of CitiesPopulation
    1ItaliaMilano, Venezia6
    2FranceLyon, Paris9
    3DeutschlandMünchen4

    Solution:















    PositionCountryCity ListPopulation



    Example: A Composite Grouping Key
    Sometimes it is necessary to use a composite grouping key: for example, suppose the source document
    is similar to the one used in the previous examples, but allows multiple entries for the same country
    and city, such as:








    Now suppose we want to list the average value of
    @pop
    for each (country, name) combination.
    One way to handle this is to concatenate the parts of the key, for example

    . A more flexible solution
    is to nest one
    xsl:for-each-group
    element directly inside another:


    , :




    The two approaches are not precisely equivalent. If the code were changed to output the
    value of
    position()
    alongside
    @name
    then the first approach (a single
    xsl:for-each-group
    element with a compound key) would number the groups (1, 2, 3), while the second approach (two nested
    xsl:for-each-group
    elements) would number them (1, 2, 1).
    Example: Identifying a Group by its Initial Element
    The next example identifies a group not by the presence of a common value, but rather
    by adjacency in document order. A group consists of an
    h2
    element,
    followed by all the
    elements up to the next
    h2
    element.
    Source XML document:

    Introduction


    XSLT is used to write stylesheets.


    XQuery is used to query XML databases.


    What is a stylesheet?


    A stylesheet is an XML document used to define a transformation.


    Stylesheets may be written in XSLT.


    XSLT 2.0 introduces new grouping constructs.



    Desired output:


    XSLT is used to write stylesheets.
    XQuery is used to query XML databases.


    A stylesheet is an XML document used to define a transformation.
    Stylesheets may be written in XSLT.
    XSLT 2.0 introduces new grouping constructs.


    Solution:











    The use of
    title="{self::h2}"
    rather than
    title="{.}"
    is
    to handle the case where the first element is not an
    h2
    element.
    Example: Identifying a Group by its Final Element
    The next example illustrates how a group of related elements can be identified
    by the last element in the group, rather than the first. Here the absence of the attribute
    continued="yes"
    indicates the end of the group.
    Source XML document:

    Some text
    More text
    Yet more text
    Some words
    More words
    Yet more words

    Desired output:


    Some text
    More text
    Yet more text


    Some words
    More words
    Yet more words


    Solution:


    group-ending-with="page[not(@continued='yes')]">








    Example: Adding an Element to Several Groups
    The next example shows how an item can be added to multiple groups. Book titles
    will be added to one group for each indexing term marked up within the title.
    Source XML document:

    A Beginner's Guide to <ix>Java</ix>
    Learning <ix>XML</ix>
    Using <ix>XML</ix> with <ix>Java</ix>

    Desired output:

    Java


    A Beginner's Guide to Java


    Using XML with Java


    XML


    Learning XML


    Using XML with Java


    Solution:








    Example: Grouping Alternating Sequences of Elements
    In the final example, the membership of a node within a group is based both on adjacency
    of the nodes in document order, and on common values. In this case, the grouping key
    is a boolean condition, true or false, so the effect is that a grouping
    establishes a maximal sequence of nodes for which the condition is true, followed by a maximal
    sequence for which it is false, and so on.
    Source XML document:

    Do not:


    • talk,

    • eat, or

    • use your mobile telephone


    while you are in the cinema.


    Desired output:

    Do not:



    • talk,

    • eat, or

    • use your mobile telephone


    while you are in the cinema.


    Solution:
    This requires creating a
    element around the maximal sequence
    of sibling nodes that does not include a
    ul
    or
    ol
    element.
    This can be done by using
    group-adjacent
    , with a grouping key that is true
    if the element is a
    ul
    or
    ol
    element, and false otherwise:

    group-adjacent="self::ul or self::ol">












    14.5 Non-Transitivity
    If the population contains values of different numeric types that differ
    from each other by small amounts, then the
    eq
    operator is not transitive,
    because of rounding effects occurring during type promotion. It is thus
    possible to have three values
    , and
    among the grouping keys of the
    population such that
    A eq B
    B eq C
    , but
    A ne C
    For example, this arises when computing

    because the values of type
    xs:float
    and
    xs:double
    both compare equal to the
    value of type
    xs:decimal
    but not equal to each other.
    In this situation the results
    must
    be equivalent to the results obtained by the
    following algorithm:
    For each item I in the population in population order, for each of the
    grouping keys K for that item in sequence, the processor identifies those
    existing groups G such that the grouping key of the initial item of G is equal
    to K.
    If there is exactly one group G, then I is added to this group, unless I is
    already a member of this group.
    If there is no group G, then a new group is created with I as its first item.
    If there is more than one group G (which can only happen in exceptional
    circumstances involving non-transitivity), then one of these groups is selected
    in an implementation-dependent way, and I is added to this group, unless I is
    already a member of this group.
    The effect of these rules is that (a) every item in a non-singleton group has a
    grouping key that is equal to that of at least one other item in that group,
    (b) for any two distinct groups, there is at least one pair of items (one from
    each group) whose grouping keys are not equal to each other.
    15 Regular Expressions
    The
    core function
    library for XPath 2.0 defines three functions that make use of
    regular expressions:
    matches
    FO
    returns a boolean result that indicates whether or not a
    string matches a given regular expression.
    replace
    FO
    takes a string as input and returns a string obtained by
    replacing all substrings that match a given regular expression with a replacement string.
    tokenize
    FO
    returns a sequence of strings formed by breaking a supplied
    input string at any separator that matches a given regular expression.
    These functions are described in
    [Functions and Operators]
    For more complex string processing than is possible using these functions, XSLT provides an
    instruction
    xsl:analyze-string
    , which is defined in this section.
    The regular expressions used by this instruction, and the flags that control the interpretation
    of these regular expressions,
    must
    conform to the syntax defined in
    [Functions and Operators]
    (see
    Section
    7.6.1 Regular Expression Syntax
    FO
    ), which is itself
    based on the syntax defined in
    [XML Schema Part 2]
    15.1 The
    xsl:analyze-string
    instruction

    select
    expression
    regex
    = {
    string
    flags? = {
    string
    }>








    The
    xsl:analyze-string
    instruction takes as input a string (the result of evaluating
    the expression in the
    select
    attribute) and a regular expression (the effective value of the
    regex
    attribute).
    If the result of evaluating the
    select
    expression is not a string, it is converted
    to a string by applying the
    function conversion rules
    The
    flags
    attribute may be used to control the interpretation of the regular expression.
    If the attribute is omitted, the effect is the same as supplying a zero-length string.
    This is interpreted in the same
    way as the
    $flags
    attribute of the functions
    matches
    FO
    replace
    FO
    and
    tokenize
    FO
    . Specifically, if it contains the letter
    the match operates in multiline mode. If it contains the letter
    , it operates in dot-all mode.
    If it contains the letter
    it operates in case-insensitive mode. If it contains the letter
    , then whitespace
    within the regular expression is ignored. For more detailed specifications
    of these modes, see
    [Functions and Operators]
    Section
    7.6.1.1 Flags
    FO
    ).
    Note:
    Because the
    regex
    attribute is an attribute value template,
    curly brackets within the regular expression must be doubled. For example, to match a sequence of one to
    five characters, write
    regex=".{{1,5}}"
    . For regular expressions
    containing many curly brackets it may be more convenient to use a notation such as
    regex="{'[0-9]{1,5}[a-z]{3}[0-9]{1,2}'}"
    , or to use a variable.
    The
    xsl:analyze-string
    instruction may have two child elements:
    xsl:matching-substring
    and
    xsl:non-matching-substring
    Both elements are optional, and neither may appear more than once. At least one
    of them must be present. If both are present, the
    xsl:matching-substring
    element must come first.
    The content of the
    xsl:analyze-string
    instruction must take one of the following forms:
    A single
    xsl:matching-substring
    instruction, followed by zero or more
    xsl:fallback
    instructions
    A single
    xsl:non-matching-substring
    instruction, followed by zero or more
    xsl:fallback
    instructions
    A single
    xsl:matching-substring
    instruction,
    followed by a single
    xsl:non-matching-substring
    instruction,
    followed by zero or more
    xsl:fallback
    instructions
    [ERR XTSE1130]
    It is a
    static error
    if the
    xsl:analyze-string
    instruction
    contains neither an
    xsl:matching-substring
    nor an
    xsl:non-matching-substring
    element.
    Any
    xsl:fallback
    elements among the children of the
    xsl:analyze-string
    instruction
    are ignored by an XSLT 2.0 processor, but allow fallback behavior to be defined when the stylesheet
    is used with an XSLT 1.0 processor operating in forwards-compatible mode.
    This instruction is designed to process all the non-overlapping substrings of the input string that
    match the regular expression supplied.
    [ERR XTDE1140]
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    regex
    attribute

    does not conform to the
    required
    syntax for
    regular expressions, as specified in
    [Functions and Operators]
    If the regular expression is known
    statically (for example, if the attribute does not contain any
    expressions
    enclosed in curly brackets)
    then the processor
    may
    signal the error as a
    static error
    [ERR XTDE1145]
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    flags
    attribute

    has a value other than the values defined in
    [Functions and Operators]
    If the value of the attribute is known
    statically (for example, if the attribute does not contain any
    expressions
    enclosed in curly brackets)
    then the processor
    may
    signal the error as a
    static error
    [ERR XTDE1150]
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    regex
    attribute

    is a regular expression that matches a zero-length string: or more specifically, if the regular expression
    $r
    and flags
    $f
    are such that
    matches("", $r, $f)
    returns true.
    If the regular expression is known
    statically (for example, if the attribute does not contain any
    expressions
    enclosed in curly brackets)
    then the processor
    may
    signal the error as a
    static error
    The
    xsl:analyze-string
    instruction
    starts at the beginning of the input string and attempts to find
    the first substring that matches the regular expression. If there are
    several matches, the first match is defined to be the one whose starting
    position comes first in the string.
    If several alternatives within the regular expression
    both match at the same position in the input string, then the match that is
    chosen is the first alternative that matches. For example, if the
    input string is
    The quick brown fox jumps
    and the regular expression
    is
    jump|jumps
    , then the match that is chosen is
    jump
    Having found the first match, the instruction proceeds to find the
    second and subsequent matches by repeating the search, starting at the first
    character that was not included in the previous match.
    The input string is thus partitioned into a sequence of substrings, some of which
    match the regular expression, others which do not match it.
    Each substring will contain at least one character.
    This sequence of substrings is
    processed using the
    xsl:matching-substring
    and
    xsl:non-matching-substring
    child instructions. A matching substring is
    processed using the
    xsl:matching-substring
    element, a non-matching substring
    using the
    xsl:non-matching-substring
    element. Each of these elements
    takes a sequence constructor as its content. If the element is absent, the effect is the same
    as if it were present with empty content. In processing each substring, the contents of the substring
    will be the
    context item
    (as a value of type
    xs:string
    ); the position of the substring within the
    sequence of matching and non-matching substrings will be the
    context position
    and the number of
    matching and non-matching substrings will be the
    context size
    If the input is a zero-length string, the number of substrings will be zero,
    so neither the
    xsl:matching-substring
    nor
    xsl:non-matching-substring
    elements will be evaluated.
    15.2 Captured Substrings
    regex-group
    $group-number
    as
    xs:integer
    as
    xs:string
    [Definition:
    While the
    xsl:matching-substring
    instruction is active, a set of
    current captured substrings
    is
    available, corresponding to the parenthesized sub-expressions of the regular expression.
    These captured
    substrings are accessible using the function
    regex-group
    . This function takes an
    integer argument to identify the group, and returns a string representing the captured substring.
    The
    th captured substring (where
    > 0) is the string matched by the
    subexpression contained by the
    th left parenthesis in the regex. The zeroeth captured substring
    is the string that matches the entire regex.
    This means that the value of
    regex-group(0)
    is initially the same as the
    value of
    (dot).
    The function returns the zero-length string if there is no
    captured substring with the relevant number. This can occur for a number of reasons:
    The number is negative.
    The regular expression does not contain a parenthesized sub-expression with the given number.
    The parenthesized sub-expression exists, and did not match any part of the input string.
    The parenthesized sub-expression exists, and matched a zero-length substring of the input string.
    The set of captured substrings is a context variable with dynamic scope. It is initially an empty sequence.
    During the evaluation of an
    xsl:matching-substring
    instruction it is set to the sequence of matched substrings
    for that regex match. During the evaluation of an
    xsl:non-matching-substring
    instruction or a
    pattern
    or
    stylesheet function
    it is set to an empty sequence.
    On completion of an instruction that changes the value, the variable reverts to its previous value.
    The value of the
    current captured substrings
    is unaffected through calls of
    xsl:apply-templates
    xsl:call-template
    xsl:apply-imports
    or
    xsl:next-match
    , or by expansion of named
    attribute sets
    15.3 Examples of Regular Expression Matching
    Example: Replacing Characters by Elements
    Problem: replace all newline characters in the
    abstract
    element
    by empty
    br
    elements:
    Solution:









    Example: Recognizing non-XML Markup Structure
    Problem: replace all occurrences of
    [...]
    in the
    body
    by
    cite
    elements, retaining the content
    between the square brackets as the content of the new element.
    Solution:








    Note that this simple approach fails if the
    body
    element contains
    markup that needs to be retained. In this case it is necessary to apply the regular expression
    processing to each text node individually. If the
    [...]
    constructs span multiple
    text nodes (for example, because there are elements within the square brackets) then it probably
    becomes necessary to make two or more passes over the data.
    Example: Parsing a Date
    Problem: the input string contains a date such as
    23 March 2002
    Convert it to the form
    2002-03-23
    Solution (with no error handling if the input format is incorrect):

    regex="([0-9]{{1,2}})\s([A-Z][a-z]+)\s([0-9]{{4}})">


    -

    -



    Note the use of
    normalize-space
    to simplify the work done by the regular expression,
    and the use of doubled curly brackets because the
    regex
    attribute is an attribute value
    template.
    16 Additional Functions
    This section describes XSLT-specific additions to the
    core function
    library.
    Some of these additional functions also make use of
    information specified by
    declarations
    in the stylesheet; this section also describes these
    declarations.
    16.1 Multiple Source Documents
    document
    $uri-sequence
    as
    item()*
    as
    node()*
    document
    $uri-sequence
    as
    item()*
    $base-node
    as
    node()
    as
    node()*
    The
    document
    function allows
    access to XML documents identified by a URI.
    The first argument contains a sequence of URI references. The second argument, if present, is
    a node whose base URI is used to resolve any relative URI references contained in the first argument.
    A sequence of absolute URI references is obtained as follows.
    For an item in
    $uri-sequence
    that is an instance of
    xs:string
    xs:anyURI
    , or
    xs:untypedAtomic
    , the value is cast to
    xs:anyURI
    If the resulting URI reference is an absolute URI reference then it is used
    as is
    If it is a relative URI reference, then it is resolved against the base URI of
    $base-node
    if supplied, or against the base URI from the static context otherwise
    (this will usually be the base URI of the stylesheet module).
    A relative URI is resolved against a base URI using
    the rules defined in
    [RFC3986]
    For an item in
    $uri-sequence
    that is a node,
    the node is
    atomized
    The result
    must
    be a sequence whose
    items are all instances of
    xs:string
    xs:anyURI
    , or
    xs:untypedAtomic
    . Each of these
    values is cast to
    xs:anyURI
    , and
    if the resulting URI reference is an absolute URI reference then it is used
    as is
    If it is a relative URI reference, then it is resolved against the base URI of
    $base-node
    if supplied, or against the base URI of the node that contained it otherwise.
    Note:
    The XPath rules for function calling ensure that it is a type error if the supplied value
    of the second argument is anything other than a single node. If
    XPath 1.0 compatibility mode
    is enabled, then
    a sequence of nodes may be supplied, and the first node in the sequence will be used.
    Each of these absolute URI references is then processed as follows. Any
    fragment identifier that is present in the URI reference is removed, and the resulting absolute URI
    is cast to a string and then
    passed to the
    doc
    FO
    function defined in
    [Functions and Operators]
    . This returns
    a document node. If an error occurs during evaluation of the
    doc
    FO
    function,
    the processor
    may
    either signal this error in the normal way, or
    may
    recover by ignoring the failure,
    in which case the failing URI will not contribute any nodes to the result of the
    document
    function.
    If the URI reference contained no fragment identifier, then this document node is included in
    the sequence of nodes returned by the
    document
    function.
    If the URI reference contained a fragment identifier, then the fragment identifier is interpreted
    according to the rules for the media type of the resource representation
    identified by the URI, and is used to select
    zero or more nodes that are descendant-or-self nodes of the returned document node.
    As described in
    2.3 Initiating a Transformation
    , the media type is available
    as part of the evaluation context for a transformation.
    [ERR XTRE1160]
    When a URI reference

    contains a fragment identifier,
    it is a
    recoverable dynamic error
    if the media type is not one that is recognized by the
    processor, or if the fragment identifier does not conform to the rules for fragment identifiers
    for that media type, or if the fragment identifier selects something other than a sequence of
    nodes (for example, if it selects a range of characters within a text node).
    The
    optional recovery action
    is to ignore the fragment
    identifier and return the document node.
    The set of media types recognized
    by a processor is
    implementation-defined
    Note:
    The recovery action here is different from XSLT 1.0
    The sequence of nodes returned by the function is in document order, with no duplicates.
    This order has no necessary relationship to the order in which URIs were supplied
    in the
    $uri-sequence
    argument.
    Note:
    One effect of these rules is that unless XML entities or
    xml:base
    are used,
    and provided that the base URI of the stylesheet module is known,
    document("")
    refers to the document node of the containing stylesheet module
    (the definitive rules are in
    [RFC3986]
    ).
    The XML resource containing the stylesheet module is processed exactly as if
    it were any other XML document, for example there is no special recognition
    of
    xsl:text
    elements, and no special treatment of comments
    and processing instructions.
    16.2 Reading Text Files
    unparsed-text
    $href
    as
    xs:string?
    as
    xs:string?
    unparsed-text
    $href
    as
    xs:string?
    $encoding
    as
    xs:string
    as
    xs:string?
    The
    unparsed-text
    function reads an external
    resource (for example, a file) and returns
    its contents as a string.
    The
    $href
    argument
    must
    be
    a string in the form of a URI. The URI
    must
    contain no fragment identifier, and
    must
    identify a resource that can be read as text. If the URI is a relative URI, then
    it is resolved relative to the base URI from the static context.
    If the value of the
    $href
    argument is an empty sequence,
    the function returns an empty sequence.
    Note:
    If a different
    base URI is appropriate (for example, when resolving a relative URI read from a source document) then
    the relative URI should be resolved using the
    resolve-uri
    FO
    function
    before passing it to the
    unparsed-text
    function.
    The
    $encoding
    argument, if present, is the name of an encoding.
    The values for this attribute follow
    the same rules as for the
    encoding
    attribute in an XML declaration. The only values which
    every
    implementation
    is
    required
    to recognize are
    utf-8
    and
    utf-16
    The encoding of the external resource is determined as follows:
    external encoding information is used if available, otherwise
    if the media type of the resource is
    text/xml
    or
    application/xml
    (see
    [RFC2376]
    ),
    or if it matches the conventions
    text/*+xml
    or
    application/*+xml
    (see
    [RFC3023]
    and/or its successors),
    then the encoding is recognized as specified in
    [XML 1.0]
    , otherwise
    the value of the
    $encoding
    argument is used if present, otherwise
    the processor
    may
    use
    implementation-defined
    heuristics to determine the likely encoding, otherwise
    UTF-8 is assumed.
    Note:
    The above rules are chosen for consistency with
    [XInclude]
    Files with an XML media type are treated specially because there
    are use cases for this function where the retrieved text is to be included as unparsed XML within
    a CDATA section of a containing document, and because processors are likely to be able to reuse
    the code that performs encoding detection for XML external entities.
    [ERR XTDE1170]
    It is a
    non-recoverable dynamic error
    if a URI

    contains a fragment identifier, or if it cannot be used to retrieve a resource
    containing text.
    [ERR XTDE1190]
    It is a
    non-recoverable dynamic error
    if a resource

    contains octets that cannot be decoded into Unicode characters
    using the specified encoding, or if the resulting characters are not permitted XML characters.
    This includes the case where the
    processor
    does not support
    the requested encoding.
    [ERR XTDE1200]
    It is a
    non-recoverable dynamic error
    if the second argument of the
    unparsed-text
    function is omitted and the
    processor
    cannot infer the encoding using
    external information and the encoding is not UTF-8.
    The result is a string containing the text of the resource
    retrieved using the URI.
    Note:
    If the text file contains characters such as
    and
    these will typically be output as
    <
    and
    &
    when the string is
    written to a
    final result tree
    and
    serialized as XML or HTML. If these characters actually
    represent markup (for example, if the text file contains HTML), then the stylesheet can
    attempt to write them as markup to the output file using the
    disable-output-escaping
    attribute of the
    xsl:value-of
    instruction (see
    20.2 Disabling Output Escaping
    ).
    Note, however, that implementations are not required to support this feature.
    Example: Copying Unparsed HTML Boilerplate
    This example attempts to read an HTML file and copy it, as HTML, to the serialized
    output file:


    disable-output-escaping="yes"/>

    disable-output-escaping="yes"/>

    Example: Splitting an Input File into a Sequence of Lines
    Often it is necessary to split a text file into a sequence of lines, representing each line
    as a string. This can be achieved by using the
    unparsed-text
    function
    in conjunction with the XPath
    tokenize
    FO
    function. For example:

    ...

    Note that the
    unparsed-text
    function does not normalize line endings. This
    example has therefore been written to recognize both Unix and Windows conventions for end-of-line,
    namely a single newline (#x0A) character or a carriage return / line feed pair (#x0D #x0A).
    Because errors in evaluating the
    unparsed-text
    function are
    non-recoverable, two functions are provided to allow a stylesheet to determine whether a call
    with particular arguments would succeed:
    unparsed-text-available
    $href
    as
    xs:string?
    as
    xs:boolean
    unparsed-text-available
    $href
    as
    xs:string?
    $encoding
    as
    xs:string?
    as
    xs:boolean
    The
    unparsed-text-available
    function determines whether a call on
    the
    unparsed-text
    function with identical arguments would
    return a string.
    If the first argument is an empty sequence, the function returns false.
    If the second argument is an empty sequence, the function behaves as if the second argument
    were omitted.
    In other cases, the function returns true if a call on
    unparsed-text
    with the same
    arguments would succeed, and false if a call on
    unparsed-text
    with
    the same arguments would fail with a non-recoverable dynamic error.
    Note:
    This requires that the
    unparsed-text-available
    function
    should actually attempt to read the resource identified by the URI, and check that it is correctly
    encoded and contains no characters that are invalid in XML. Implementations may avoid the cost
    of repeating these checks for example by caching the validated contents of the resource, to
    anticipate a subsequent call on the
    unparsed-text
    function.
    Alternatively, implementations may be able to rewrite an expression such as
    if (unparsed-text-available(A)) then unparsed-text(A) else ...
    to
    generate a single call internally.
    The functions
    unparsed-text
    and
    unparsed-text-available
    have the same requirement for stability
    as the functions
    doc
    FO
    and
    doc-available
    FO
    defined
    in
    [Functions and Operators]
    . This means that unless the user has explicitly stated a requirement
    for a reduced level of stability, either of these functions if called twice with the same
    arguments during the course of a transformation
    must
    return the same results
    each time; moreover, the results
    of a call on
    unparsed-text-available
    must
    be consistent with the results of
    a subsequent call on
    unparsed-text
    with the same arguments.
    16.3 Keys
    Keys provide a way to work with documents that contain an implicit
    cross-reference structure. They make it easier to locate the nodes within a document
    that have a given value for a given attribute or child element, and they provide
    a hint to the implementation that certain access paths in the document need to
    be efficient.
    16.3.1 The
    xsl:key
    Declaration

    name
    qname
    match
    pattern
    use? =
    expression
    collation? =
    uri


    The
    xsl:key
    declaration
    is used to declare
    keys
    . The
    name
    attribute specifies the name of the key. The value
    of the
    name
    attribute is a
    QName
    , which is expanded as described
    in
    5.1 Qualified Names
    . The
    match
    attribute is a
    Pattern
    ; an
    xsl:key
    element
    applies to all nodes that match the pattern
    specified in the
    match
    attribute.
    [Definition:
    key
    is defined as
    a set of
    xsl:key
    declarations in the
    stylesheet
    that share the same name.
    The value of the key may be specified either using the
    use
    attribute or
    by means of the contained
    sequence constructor
    [ERR XTSE1205]
    It is
    static error
    if an
    xsl:key
    declaration has a
    use
    attribute and has non-empty content, or
    if it has empty content and no
    use
    attribute.
    If the
    use
    attribute is present, its value is
    an
    expression
    specifying the
    values of the key. The expression will be evaluated with the node that
    matches the pattern as the context node.

    The result of evaluating the
    expression is
    atomized
    Similarly, if a
    sequence constructor
    is present, it is used to determine the values of the key. The sequence constructor will be evaluated
    with the node that matches the pattern as the context node. The result of evaluating the
    sequence constructor is
    atomized
    [Definition:
    The expression in
    the
    use
    attribute and the
    sequence constructor
    within
    an
    xsl:key
    declaration are
    referred to collectively as the
    key specifier
    . The key specifier determines
    the values that may be used to find a node using this
    key
    Note:
    There is no requirement that all the values of a key should
    have the same type.
    The presence of an
    xsl:key
    declaration makes it
    easy to find a node that matches the
    match
    pattern if any of the values
    of the
    key specifier
    (when applied to that node) are known. It also provides
    a hint to the implementation that access to the nodes by means of these values needs
    to be efficient (many implementations are likely to
    construct an index or hash table to achieve this).
    Note that the
    key specifier
    in general returns a sequence of values, and any one
    of these may be used to locate the node.
    Note:
    An
    xsl:key
    declaration is not bound to a specific source
    document. The source document to which it applies is determined only when the
    key
    function is used to locate nodes using the key. Keys can be used to locate nodes within any source document
    (including temporary trees), but each use of the
    key
    function searches one document
    only.
    The optional
    collation
    attribute is used only when
    deciding
    whether two strings are equal for the purposes of key matching. Specifically, two values
    $a
    and
    $b
    are considered equal if the result of the function call
    compare($a, $b, $collation)
    is zero.
    The effective collation for an
    xsl:key
    declaration is the
    collation specified in its
    collation
    attribute if present,
    resolved against the base URI of the
    xsl:key
    element,
    or the
    default collation
    that is in scope for the
    xsl:key
    declaration otherwise; the effective collation must be the same for all the
    xsl:key
    declarations making up a
    key
    [ERR XTSE1210]
    It is a static error if
    the
    xsl:key
    declaration
    has a
    collation
    attribute whose value
    (after resolving against the base URI)
    is not a URI recognized by the implementation
    as referring to a collation.
    [ERR XTSE1220]
    It is a static error if there are
    several
    xsl:key
    declarations
    in the
    stylesheet
    with the same key name and different
    effective collations. Two collations are the same if their URIs are equal under the rules
    for comparing
    xs:anyURI
    values, or if the implementation can determine that they
    are different URIs referring to the same collation.
    It is possible to have:
    multiple
    xsl:key
    declarations with the same name;
    a node that matches the
    match
    patterns of several different
    xsl:key
    declarations, whether these have the
    same key name or different key names;
    a node that returns more than one value from its
    key specifier
    a key value that identifies more than one node (the key values for different nodes do not need
    to be unique).
    An
    xsl:key
    declaration with higher
    import precedence
    does
    not override another of lower import precedence; all the
    xsl:key
    declarations
    in the stylesheet are effective regardless of their import precedence.
    16.3.2 The
    key
    Function
    key
    $key-name
    as
    xs:string
    $key-value
    as
    xs:anyAtomicType*
    as
    node()*
    key
    $key-name
    as
    xs:string
    $key-value
    as
    xs:anyAtomicType*
    $top
    as
    node()
    as
    node()*
    The
    key
    function does for keys what the
    id
    FO
    function does for IDs.
    The
    $key-name
    argument
    specifies the name of the
    key
    . The value of the argument
    must
    be a
    lexical QName
    , which is expanded as
    described in
    5.1 Qualified Names
    [ERR XTDE1260]
    It is a
    non-recoverable dynamic error
    if the value
    is
    not a valid QName, or if there is no
    namespace declaration in scope for the prefix of the QName, or if the
    name obtained by expanding the QName is not the same as the expanded
    name of any
    xsl:key
    declaration in the
    stylesheet
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    The
    $key-value
    argument to the
    key
    function is considered as a sequence. The set of requested
    key values is formed by atomizing the supplied
    value of the argument, using the standard
    function conversion rules
    Each of the resulting atomic values is considered as a requested key value.
    The result of the function is
    a sequence of nodes, in document order and with duplicates removed,
    comprising those nodes in the selected subtree (see below) that
    are matched by an
    xsl:key
    declaration whose name is the same as the
    supplied key name, where the result of evaluating the
    key specifier
    contains
    a value that is equal to one of these requested key values,
    under the rules appropriate to the XPath
    eq
    operator for the two
    values in question, using the
    collation
    attributes of the
    xsl:key
    declaration when comparing strings.
    No error is reported if two values are encountered that are
    not comparable; they are regarded for the purposes of this function as being not equal.
    Note:
    Under the rules for the
    eq
    operator, untyped atomic values
    are converted to strings, not to the type of the other operand. This means, for example, that if the
    expression in the
    use
    attribute returns a date, supplying an untyped atomic value
    in the call to the
    key
    function will return an empty sequence.
    If the second argument is an empty sequence, the result of the
    function will be an empty sequence.
    Different rules apply when
    backwards compatible
    behavior is enabled. A
    key
    (that is, a set of
    xsl:key
    declarations
    sharing the same key name) is processed in backwards compatible mode if any of the
    xsl:key
    elements
    in the definition of the
    key
    enables backwards compatible behavior. When a
    key
    is processed in backwards compatible mode, then:
    The result of evaluating the
    key specifier
    in any
    xsl:key
    declaration having this key name is converted after atomization to a sequence of strings,
    by applying a cast to each item in the sequence.
    When the first argument to the
    key
    function specifies this key name, then the value
    of the second argument is converted after
    atomization to a sequence of strings, by applying a cast to each item in the sequence.
    The values are then compared as strings.
    The third argument is used to identify the selected subtree.
    If the argument
    is present, the selected subtree is the set of nodes that have
    $top
    as an ancestor-or-self node.
    If the argument
    is omitted, the selected subtree is the document containing the context node. This means that the third argument
    effectively defaults to
    [ERR XTDE1270]
    It is a
    non-recoverable dynamic error
    to call the
    key
    function with two arguments if there is no
    context node
    or if the root of the tree containing the context node is not a document node; or to call
    the function with three arguments if the root of the tree containing the node supplied in the third
    argument is not a document node.
    The result of the
    key
    function can be described more specifically as follows.
    The result is a sequence containing
    every node
    $N
    that satisfies the following conditions:
    $N/ancestor-or-self::node() intersect $top
    is non-empty. (If the third
    argument is omitted,
    $top
    defaults to
    $N
    matches the pattern specified in the
    match
    attribute of
    an
    xsl:key
    declaration whose
    name
    attribute matches
    the name specified in the
    $key-name
    argument.
    When the
    key specifier
    of that
    xsl:key
    declaration is evaluated with
    singleton focus
    based on
    $N
    the
    atomized
    value of the resulting sequence includes a
    value that compares equal to at least one item in the atomized value of the sequence
    supplied as
    $key-value
    , under the rules of the
    eq
    operator
    with the collation selected as described above.
    The sequence returned by the
    key
    function will be in document order, with duplicates
    (that is, nodes having the same identity) removed.
    Example: Using a Key to Follow Cross-References
    For example, given a declaration

    an expression
    key("idkey",@ref)
    will return the same
    nodes as
    id(@ref)
    , assuming that the only ID attribute
    declared in the XML source document is:

    and that the
    ref
    attribute of the context node
    contains no whitespace.
    Suppose a document describing a function library uses a
    prototype
    element to define functions



    and a
    function
    element to refer to function names
    sqrt
    Then the stylesheet could generate hyperlinks between the
    references and definitions as follows:










    Function:
    ...



    When called with two arguments, the
    key
    function always
    returns nodes that are in the same document as the context node. To
    retrieve a node from any other document, it is necessary
    either to change the context node, or to supply a third argument.
    Example: Using Keys to Reference other Documents
    For example, suppose a document contains bibliographic references in the
    form
    XSLT
    , and there is a
    separate XML document
    bib.xml
    containing a bibliographic
    database with entries in the form:
    ...
    Then the stylesheet could use the following to transform the
    bibref
    elements:





    Note:
    This relies on the ability in XPath 2.0 to have a function call
    on the right-hand side of the
    operator in a path expression.
    The following code would also work:




    16.4 Number Formatting
    format-number
    $value
    as
    numeric?
    $picture
    as
    xs:string
    as
    xs:string
    format-number
    $value
    as
    numeric?
    $picture
    as
    xs:string
    $decimal-format-name
    as
    xs:string
    as
    xs:string
    The
    format-number
    function formats
    $value
    as a string using the
    picture string
    specified by the
    $picture
    argument and the decimal-format named by the
    $decimal-format-name
    argument, or
    the default decimal-format, if there is no
    $decimal-format-name
    argument.
    The syntax of the picture string is described in
    16.4.2 Processing the Picture String
    The
    $value
    argument may be of any numeric data type (
    xs:double
    xs:float
    xs:decimal
    , or their subtypes including
    xs:integer
    ).
    Note that if an
    xs:decimal
    is supplied, it is not automatically promoted to an
    xs:double
    as such promotion can involve a loss of precision.
    If the supplied value of the
    $value
    argument is an empty sequence, the function
    behaves as if the supplied value were the
    xs:double
    value
    NaN
    The value of
    $decimal-format-name
    must
    be a
    lexical QName
    , which is expanded as
    described in
    5.1 Qualified Names
    . The result of the function is the formatted string
    representation of the supplied number.
    [ERR XTDE1280]
    It is a
    non-recoverable dynamic error
    if the name specified as the
    $decimal-format-name
    argument
    is not a valid
    QName
    , or
    if its prefix has not been declared in an in-scope namespace declaration, or
    if the
    stylesheet
    does not contain a declaration of a decimal-format with a matching
    expanded-QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    16.4.1 Defining a Decimal Format

    name? =
    qname
    decimal-separator? =
    char
    grouping-separator? =
    char
    infinity? =
    string
    minus-sign? =
    char
    NaN? =
    string
    percent? =
    char
    per-mille? =
    char
    zero-digit? =
    char
    digit? =
    char
    pattern-separator? =
    char
    />
    The
    xsl:decimal-format
    element controls the interpretation of a
    picture string
    used by the
    format-number
    function.
    stylesheet
    may contain multiple
    xsl:decimal-format
    declarations
    and may include or import
    stylesheet modules
    that also contain
    xsl:decimal-format
    declarations. The name of an
    xsl:decimal-format
    declaration
    is the value of its
    name
    attribute, if any.
    [Definition:
    All
    the
    xsl:decimal-format
    declarations in a stylesheet
    that share the same name are grouped into a named
    decimal format
    those that have no name are grouped into a single unnamed decimal format.
    If a
    stylesheet
    does not contain a declaration of
    the unnamed decimal format, a declaration equivalent to
    an
    xsl:decimal-format
    element with no attributes
    is implied.
    The attributes of the
    xsl:decimal-format
    declaration establish values for a number of variables used as input to
    the algorithm followed by the
    format-number
    function.
    An outline of the purpose of each attribute is given below; however, the definitive
    explanations are given later, as part of the description of this algorithm.
    For any named
    decimal format
    the effective value of each attribute is taken from an
    xsl:decimal-format
    declaration
    that has that name, and that specifies an explicit value
    for the required attribute. If there is no such declaration, the default value of the attribute
    is used. If there is more than one such declaration, the one with highest
    import precedence
    is used.
    For any unnamed
    decimal format
    the effective value of each attribute is taken from an
    xsl:decimal-format
    declaration
    that is unnamed, and that specifies an explicit value
    for the required attribute. If there is no such declaration, the default value of the attribute
    is used. If there is more than one such declaration, the one with highest
    import precedence
    is used.
    [ERR XTSE1290]
    It
    is a
    static error
    if a named or unnamed
    decimal format
    contains two conflicting
    values for the same attribute in different
    xsl:decimal-format
    declarations having the same
    import precedence
    , unless there is another definition
    of the same attribute with higher import precedence.
    The following attributes control the interpretation of
    characters in the
    picture string
    supplied to the
    format-number
    function, and also specify characters that may
    appear in the result of formatting the number. In each case the value
    must
    be a single character
    [see
    ERR XTSE0020
    decimal-separator
    specifies the character used
    for the
    decimal-separator-sign
    ; the default value is the period character
    grouping-separator
    specifies the character used
    for the
    grouping-sign
    , which is typically used as a thousands
    separator; the default value is the
    comma character (
    percent
    specifies the character used for the
    percent-sign
    ; the default value is the percent character
    per-mille
    specifies the character used for the
    per-mille-sign
    ; the default value is the Unicode per-mille character
    (#x2030)
    zero-digit
    specifies the character used for the
    digit-zero-sign
    ; the default value is the digit zero
    ). This character
    must
    be a digit (category Nd in
    the Unicode property database), and it
    must
    have the numeric value zero.
    This attribute implicitly defines the Unicode
    character that is used to represent each of the values 0 to 9 in the final
    result string: Unicode is organized so that each set of decimal digits forms
    a contiguous block of characters in numerical sequence.
    [ERR XTSE1295]
    It
    is a
    static error
    if the character specified
    in the
    zero-digit
    attribute is not a digit or is a digit that does not have
    the numeric value zero.
    The following attributes control the interpretation of characters
    in the
    picture string
    supplied to the
    format-number
    function. In each case the value
    must
    be a single character
    [see
    ERR XTSE0020
    digit
    specifies the character used for the
    digit-sign
    in the
    picture string
    ; the default value is the number sign character
    pattern-separator
    specifies the character used
    for the
    pattern-separator-sign
    , which
    separates positive and negative sub-pictures in a
    picture string
    ; the
    default value is the semi-colon character (
    The following attributes specify characters or strings that may
    appear in the result of formatting the number:
    infinity
    specifies the string used for the
    infinity-symbol
    ; the default value is the string
    Infinity
    NaN
    specifies the string used for the
    NaN-symbol
    , which is used to represent the value NaN (not-a-number);
    the default value is the string
    NaN
    minus-sign
    specifies the character used for the
    minus-symbol
    ; the default value is the hyphen-minus character
    , #x2D). The value
    must
    be a single character.
    [ERR XTSE1300]
    It is a
    static error
    if,
    for any named or unnamed decimal format, the variables
    representing characters used in a
    picture string
    do not each have distinct values. These variables are
    decimal-separator-sign
    grouping-sign
    percent-sign
    per-mille-sign
    digit-zero-sign
    digit-sign
    , and
    pattern-separator-sign
    16.4.2 Processing the Picture String
    [Definition:
    The formatting of a
    number is controlled by a
    picture string
    . The
    picture string is a sequence of characters, in which the characters
    assigned to the variables
    decimal-separator-sign
    grouping-sign
    zero-digit-sign
    digit-sign
    and
    pattern-separator-sign
    are classified as
    active characters, and all other characters (including the
    percent-sign
    and
    per-mille-sign
    ) are classified as passive characters.
    The
    integer part
    of the sub-picture is defined as the part that
    appears to the left of the
    decimal-separator-sign
    if there is one, or the entire
    sub-picture otherwise. The
    fractional part
    of the sub-picture is defined as the part that
    appears to the right of the
    decimal-separator-sign
    if there is one; it is a zero-length
    string otherwise.
    [ERR XTDE1310]
    The
    picture string
    must
    conform to the following rules.
    It is a
    non-recoverable dynamic error
    if the picture string
    does not satisfy these rules.
    Note that in these
    rules the words "preceded" and "followed" refer to characters anywhere in the string, they
    are not to be read as "immediately preceded" and "immediately followed".
    A picture-string consists either of a sub-picture, or of
    two sub-pictures separated by a
    pattern-separator-sign
    . A picture-string
    must not
    contain more than one
    pattern-separator-sign
    . If the picture-string contains two
    sub-pictures, the first is used for positive values and the second for negative values.
    A sub-picture
    must not
    contain more than one
    decimal-separator-sign
    A sub-picture
    must not
    contain more than one
    percent-sign
    or
    per-mille-sign
    , and it
    must not
    contain one of each.
    A sub-picture
    must
    contain at least one
    digit-sign
    or
    zero-digit-sign
    A sub-picture
    must not
    contain a passive character that is preceded by
    an active character and that is followed by another active character.
    A sub-picture
    must not
    contain a
    grouping-separator-sign
    adjacent to a
    decimal-separator-sign
    The integer part of a sub-picture
    must not
    contain a
    zero-digit-sign
    that is followed by
    digit-sign
    . The fractional part of a sub-picture
    must not
    contain a
    digit-sign
    that is followed by a
    zero-digit-sign
    The evaluation of the
    format-number
    function
    is described below in two phases, an analysis phase and a formatting
    phase. The analysis phase takes as its inputs the
    picture string
    and the variables derived from the relevant
    xsl:decimal-format
    declaration,
    and produces as its output a number of variables with defined values.
    The formatting phase takes as its inputs the number to be formatted
    and the variables produced by the analysis phase, and produces as
    its output a string containing a formatted representation of the number.
    Note:
    Numbers will always be formatted with the most significant
    digit on the left.
    16.4.3 Analysing the Picture String
    This phase of the algorithm analyses
    the
    picture string
    and the attribute settings of
    the
    xsl:decimal-format
    declaration, and has the effect
    of setting the values of various variables, which are used in the
    subsequent formatting phase. These variables are listed below.
    Each is shown with its initial setting and its data type.
    Several variables are associated with each sub-picture. If there are
    two sub-pictures, then these rules are applied to one sub-picture to obtain the values
    that apply to positive numbers, and to the other to obtain the values that apply
    to negative numbers. If there is only one sub-picture, then the values for both cases
    are derived from this sub-picture.
    The variables are as follows:
    The
    integer-part-grouping-positions
    is a sequence of integers
    representing the positions of grouping separators within the integer part of the
    sub-picture. For each
    grouping-separator-sign
    that appears within the
    integer part of the sub-picture, this sequence contains an integer that is equal
    to the total number of
    digit-sign
    and
    zero-digit-sign
    characters that appear within the integer part of the sub-picture and to the right of the
    grouping-separator-sign
    . In addition, if these
    integer-part-grouping-positions
    are at regular intervals (that is, if they
    form a sequence
    2N
    3N
    , ...
    for some integer value
    including the case where there is only one
    number in the list), then the sequence contains all
    integer multiples of
    as far as necessary to accommodate the largest
    possible number.
    The
    minimum-integer-part-size
    is an integer indicating the minimum number of digits that will
    appear to the left of the
    decimal-separator-sign
    . It is normally set to
    the number of
    zero-digit-sign
    characters found in the integer part of the sub-picture.
    But if the sub-picture contains no
    zero-digit-sign
    and no
    decimal-separator-sign
    it is set to one.
    Note:
    There is no maximum integer part size. All significant digits in the integer part of the
    number will be displayed, even if this exceeds the number of
    digit-sign
    and
    zero-digit-sign
    characters in the subpicture.
    The
    prefix
    is set to contain all passive characters
    in the sub-picture to the left of the leftmost active character.
    If the picture string contains only one sub-picture,
    the
    prefix
    for the negative sub-picture is set by concatenating the
    minus-sign
    character and the
    prefix
    for the positive sub-picture (if any),
    in that order.
    The
    fractional-part-grouping-positions
    is a sequence of integers
    representing the positions of grouping separators within the fractional part of the
    sub-picture. For each
    grouping-separator-sign
    that appears within the
    fractional part of the sub-picture, this sequence contains an integer that is equal
    to the total number of
    digit-sign
    and
    zero-digit-sign
    characters that appear within the fractional part of the sub-picture and to the left of the
    grouping-separator-sign
    The
    minimum-fractional-part-size
    is set to the number of
    zero-digit-sign
    characters found in the fractional part of the sub-picture.
    The
    maximum-fractional-part-size
    is set to the total number of
    digit-sign
    and
    zero-digit-sign
    characters found
    in the fractional part of the sub-picture.
    The
    suffix
    is set to contain all passive characters to the right of the rightmost
    active character in the fractional part of the sub-picture.
    Note:
    If there is only one sub-picture, then all variables
    for positive numbers and negative numbers will be the same, except for
    prefix
    : the prefix for negative numbers will
    be preceded by the
    minus-sign
    character.
    16.4.4 Formatting the Number
    This section describes the second phase of processing of the
    format-number
    function. This phase takes as input a number to be formatted
    (referred to as the
    input number
    ), and the variables set up by
    analysing the
    xsl:decimal-format
    declaration and the
    picture string
    , as described above.
    The result of this phase is a string, which forms the return value of
    the
    format-number
    function.
    The algorithm for this second stage of processing is as follows:
    If the input number is NaN (not a number), the result is the
    specified
    NaN-symbol
    (with no
    prefix
    or
    suffix
    ).
    In the rules below, the positive sub-picture and its associated variables are used
    if the input number is positive, and the negative sub-picture and its associated
    variables are used otherwise. Negative zero is taken as negative, positive zero as positive.
    If the input number is positive or negative infinity, the result is the
    concatenation of the appropriate
    prefix
    , the
    infinity-symbol
    and the appropriate
    suffix
    If the sub-picture contains a
    percent-sign
    , the number is multiplied
    by 100. If the sub-picture contains a
    per-mille-sign
    , the number is multiplied by 1000.
    The resulting number is referred to below as the
    adjusted number
    The
    adjusted number
    is converted (if necessary) to
    an
    xs:decimal
    value,
    using an implementation of
    xs:decimal
    that imposes no limits on the
    totalDigits
    or
    fractionDigits
    facets. If there are several
    such values that
    are numerically equal to the
    adjusted number
    (bearing in mind that if the
    adjusted number
    is an
    xs:double
    or
    xs:float
    , the comparison will be done by
    converting the decimal value back to an
    xs:double
    or
    xs:float
    ), the one that
    is chosen
    should
    be one with the smallest possible number of digits
    not counting leading or trailing zeroes (whether significant or insignificant).
    For example, 1.0 is preferred to
    0.9999999999, and 100000000 is preferred to 100000001. This value is then
    rounded so that it uses no more than
    maximum-fractional-part-size
    digits in
    its fractional part. The
    rounded number
    is defined to be the result of
    converting the
    adjusted number
    to an
    xs:decimal
    value, as described above,
    and then calling the function
    round-half-to-even
    FO
    with this converted number
    as the first argument and the
    maximum-fractional-part-size
    as the second
    argument, again with no limits on the
    totalDigits
    or
    fractionDigits
    in the
    result.
    The absolute value of the
    rounded number
    is converted to a string in decimal notation,
    with no insignificant leading or trailing zeroes, using the
    characters implied by the choice of
    zero-digit-sign
    to represent the ten decimal digits,
    and the
    decimal-separator-sign
    to separate the integer part and the fractional part.
    (The value zero will at this stage be represented by a
    decimal-separator-sign
    on its own.)
    If the number of digits to the left of the
    decimal-separator-sign
    is less than
    minimum-integer-part-size
    , leading
    zero-digit-sign
    characters are added to pad out to that size.
    If the number of digits to the right of the
    decimal-separator-sign
    is less than
    minimum-fractional-part-size
    , trailing
    zero-digit-sign
    characters are added to pad out to that size.
    For each integer
    in the
    integer-part-grouping-positions
    list,
    grouping-separator-sign
    character is inserted into the string immediately
    after that digit that appears in the integer part of the number and has
    digits
    between it and the
    decimal-separator-sign
    , if there is such a digit.
    For each integer
    in the
    fractional-part-grouping-positions
    list,
    grouping-separator-sign
    character is inserted into the string immediately
    before that digit that appears in the fractional part of the number and has
    digits
    between it and the
    decimal-separator-sign
    , if there is such a digit.
    If there is no
    decimal-separator-sign
    in the sub-picture,
    or if there are no digits to the right of the
    decimal-separator-sign
    character in the string, then the
    decimal-separator-sign
    character is removed from the string (it will be the rightmost
    character in the string).
    The result of the function is the concatenation of the appropriate
    prefix
    , the
    string conversion of the number as obtained above, and the appropriate
    suffix
    16.5 Formatting Dates and Times
    Three functions are provided to represent dates and times as a string, using the conventions of a selected calendar,
    language, and country. Each has two variants.
    format-dateTime
    $value
    as
    xs:dateTime?
    $picture
    as
    xs:string
    $language
    as
    xs:string?
    $calendar
    as
    xs:string?
    $country
    as
    xs:string?
    as
    xs:string?
    format-dateTime
    $value
    as
    xs:dateTime?
    $picture
    as
    xs:string
    as
    xs:string?
    format-date
    $value
    as
    xs:date?
    $picture
    as
    xs:string
    $language
    as
    xs:string?
    $calendar
    as
    xs:string?
    $country
    as
    xs:string?
    as
    xs:string?
    format-date
    $value
    as
    xs:date?
    $picture
    as
    xs:string
    as
    xs:string?
    format-time
    $value
    as
    xs:time?
    $picture
    as
    xs:string
    $language
    as
    xs:string?
    $calendar
    as
    xs:string?
    $country
    as
    xs:string?
    as
    xs:string?
    format-time
    $value
    as
    xs:time?
    $picture
    as
    xs:string
    as
    xs:string?
    The
    format-dateTime
    format-date
    and
    format-time
    functions format
    $value
    as a string using
    the picture string specified by the
    $picture
    argument,
    the calendar specified by the
    $calendar
    argument,
    the language specified by the
    $language
    argument,
    and the country specified by the
    $country
    argument.
    The result of the function is the formatted string representation of the supplied
    dateTime
    date
    , or
    time
    value.
    [Definition:
    The three
    functions
    format-date
    format-time
    , and
    format-dateTime
    are referred to collectively as the
    date formatting functions
    If
    $value
    is the empty sequence, the empty sequence is returned.
    Calling the two-argument form of each of the three functions is equivalent
    to calling the five-argument form with each of the last three arguments set to an empty sequence.
    For details of the
    language
    calendar
    , and
    country
    arguments, see
    16.5.2 The Language, Calendar, and Country Arguments
    In general, the use of an invalid
    picture
    language
    calendar
    , or
    country
    argument is classified as a
    non-recoverable
    dynamic error
    . By contrast,
    use of an option in any of these arguments that is valid but not supported by the implementation is
    not an error, and in these cases the implementation is required to output the value in a fallback
    representation.
    16.5.1 The Picture String
    The picture consists of a sequence of variable markers and literal substrings.
    A substring enclosed in square brackets is interpreted as a variable marker; substrings
    not enclosed in square brackets are taken as literal substrings.
    The literal substrings are optional and if present are rendered unchanged, including any whitespace.
    If an opening or closing square bracket
    is required within a literal substring, it
    must
    be doubled.
    The variable markers are replaced in the result by strings representing
    aspects of the date and/or time to be formatted. These are described in detail below.
    A variable marker consists of a component specifier followed optionally
    by one or two presentation modifiers and/or optionally by a width modifier.
    Whitespace within a variable marker is ignored.
    The
    component specifier
    indicates the component of the date or
    time that is required, and takes the following values:
    Specifier
    Meaning
    Default Presentation Modifier
    year (absolute value)
    month in year
    day in month
    day in year
    day of week
    week in year
    week in month
    hour in day (24 hours)
    hour in half-day (12 hours)
    am/pm marker
    minute in hour
    01
    second in minute
    01
    fractional seconds
    timezone as a time offset from UTC, or if an alphabetic
    modifier is present the conventional name of a timezone (such as PST)
    timezone as a time offset using GMT, for example GMT+1
    or GMT-05:00. For this component there is a fixed
    prefix of
    GMT
    , or a localized
    variation thereof for the chosen language, and the presentation modifier controls the representation of the
    signed time offset that follows.
    calendar: the name or abbreviation of a calendar name
    era: the name of a baseline for the numbering of years, for example
    the reign of a monarch
    [ERR XTDE1340]
    It is a
    non-recoverable dynamic error
    if the syntax of the picture
    is incorrect.
    [ERR XTDE1350]
    It is a
    non-recoverable dynamic error
    if a component specifier within the picture
    refers to components that are not available in the given type of
    $value
    for example if the picture supplied to the
    format-time
    refers
    to the year, month, or day component.
    It is not an error to include a timezone component when the supplied
    value has no timezone. In these circumstances the timezone component will be ignored.
    The first
    presentation modifier
    indicates the style in which the
    value of a component is to be represented. Its value may be
    either:
    any format token permitted in the
    format
    string
    of the
    xsl:number
    instruction (see
    12 Numbering
    ), indicating
    that the value of the component is to be output numerically using the specified number format (for example,
    01
    or
    Ww
    ) or
    the format token
    or
    Nn
    , indicating that the value of the component is to be output by name,
    in lower-case, upper-case, or title-case respectively. Components that can be output by name
    include (but are not limited to) months, days of the week, timezones, and eras.
    If the processor cannot output these components by name for the chosen calendar and language
    then it must use an implementation-defined fallback representation.
    If the implementation does not support the use of the requested format token, it
    must
    use the default presentation modifier for that component.
    If the first presentation modifier is present, then it may optionally be followed by
    a second presentation modifier as follows:
    Modifier
    Meaning
    traditional numbering. This has the same meaning as
    letter-value="traditional"
    in
    xsl:number
    ordinal form of a number, for example
    8th
    or

    The actual representation of the ordinal form of a number
    may depend not only on the language, but also on the grammatical context (for example,
    in some languages it must agree in gender).
    Note:
    Although the formatting rules are expressed in terms of the rules
    for format tokens in
    xsl:number
    , the formats actually used may be specialized
    to the numbering of date components where appropriate. For example, in Italian, it is conventional to
    use an ordinal number (
    primo
    ) for the first day of the month, and cardinal numbers
    due, tre, quattro ...
    ) for the remaining days. A processor may therefore use
    this convention to number days of the month, ignoring the presence or absence of the ordinal
    presentation modifier.
    Whether or not a presentation modifier is included, a width modifier may be supplied. This
    indicates the number of characters or digits to be included in the representation of the value.
    The width modifier, if present, is introduced by a comma. It takes the form:
    ,  min-width ("-" max-width)?
    where
    min-width
    is either an unsigned integer indicating the minimum number of characters to
    be output, or
    indicating that there is no explicit minimum, and
    max-width
    is either an unsigned integer indicating the maximum number of characters to
    be output, or
    indicating that there is no explicit maximum; if
    max-width
    is omitted then
    is assumed. Both integers, if present,
    must
    be greater than zero.
    A format token containing leading zeroes, such as
    001
    , sets the
    minimum and maximum width to the number of digits appearing in the format token; if a width
    modifier is also present, then the width modifier takes precedence.
    Note:
    A format token consisting of a one-digit on its own,
    such as
    , does not constrain the number of digits in the output.
    In the case of fractional seconds in particular,
    [f001]
    requests three decimal digits,
    [f01]
    requests two digits, but
    [f1]
    will produce an
    implementation-defined number of digits.
    If exactly one digit is required, this can be achieved using the component specifier
    [f1,1-1]
    If the
    minimum
    and maximum width are unspecified, then the output uses as
    many characters as are required to
    represent the value of the component without truncation and without padding: this is referred to below
    as the
    full representation
    of the value.
    For a timezone offset (component
    specifier
    ), the full representation consists of a sign for the offset, the
    number of hours of the offset, and if the offset is not an integral number of hours,
    a colon (
    ) followed by the two digits of the minutes of the offset.
    If the full representation of the value exceeds the specified maximum width, then the processor
    should
    attempt to use an alternative shorter representation that fits within
    the maximum width. Where the
    presentation modifier is
    , or
    Nn
    this is done by abbreviating the name,
    using either conventional abbreviations if available, or crude right-truncation if not. For example,
    setting
    max-width
    to
    indicates that four-letter abbreviations
    should
    be
    used, though it would be acceptable to use a three-letter abbreviation if this is in conventional use.
    (For example, "Tuesday" might be abbreviated to "Tues", and "Friday" to "Fri".)
    In the case of the year component, setting
    max-width
    requests omission of high-order
    digits from the year, for example, if
    max-width
    is set to
    then the year 2003
    will be output as
    03
    . In the case of the fractional seconds
    component, the value is rounded to the specified size as if by applying the function
    round-half-to-even(fractional-seconds, max-width)
    If no mechanism is available for fitting the value within the specified
    maximum width (for example, when roman numerals are used), then the value
    should
    be
    output in its full representation.
    If the full representation of the value is shorter than the specified minimum width, then the processor
    should
    pad the value to the specified width.
    For decimal representations of
    numbers, this
    should
    be done by
    prepending zero digits from the appropriate set of digit characters,
    or appending zero digits in the case of the fractional
    seconds component.
    For timezone offsets this
    should
    be done by first appending
    a colon (
    ) followed by two
    zero digits from the appropriate set of digit characters if the full
    representation does not already include a minutes component and if
    the specified minimum width permits adding three characters,
    and then if necessary prepending zero digits from the
    appropriate set of digit characters to the hour component.
    In other cases,
    it
    should
    be done by appending spaces.
    Note:
    Formatting of timezones is not fully defined by this specification. Some aspects of the formatting
    are
    implementation-dependent
    For component specifier "z", the choice between "GMT+2" and "GMT+02:00" is guided by the width specifier,
    as indicated above. The string "GMT" may be localized, for example to "UTC". The representation of the UTC
    timezone itself (that is, a timezone offset of zero) is not defined in this specification.
    For component specifier "Z" with a numeric presentation modifier, the implementation may optionally
    use "Z" rather than "+00:00" to indicate UTC.
    Component specifier "Z" with the presentation modifier "N" is used to request timezone names such as
    "PST" or "CET". Translation of a timezone offset into the name of a civil timezone can only be done heuristically.
    The implementation may use the
    $country
    argument as a guide to the civil timezones to match
    against; if
    $value
    includes a date then the implementation may also use a database of
    daylight-savings-time changes to distinguish two timezone names, such as "EDT" and "AST", that have the same
    timezone offset.
    16.5.2 The Language, Calendar, and Country Arguments
    The set of languages, calendars, and countries that are supported in the
    date formatting functions
    is
    implementation-defined
    . When
    any of these arguments is omitted or is an empty sequence, an
    implementation-defined
    default value is used.
    If the fallback representation uses a different calendar from that requested,
    the output string
    must
    identify the calendar actually used, for example by
    prefixing the string with
    [Calendar: X]
    (where X is the calendar actually used),
    localized as appropriate to the
    requested language. If the fallback representation uses a different language
    from that requested, the output string
    must
    identify the language actually
    used, for example by prefixing the string with
    [Language: Y]
    (where Y is the language
    actually used) localized in an
    implementation-dependent
    way.
    If a particular component of the value cannot be output in
    the requested format, it
    should
    be output in the default format for
    that component.
    The
    language
    argument specifies the language to be used for the result string
    of the function. The value of the argument
    must
    be either the empty sequence
    or a value that would be valid for the
    xml:lang
    attribute (see [XML]).
    Note that this permits the identification of sublanguages
    based on country codes (from
    [ISO 3166-1]
    ) as well as identification of dialects
    and of regions within a country.
    If the
    language
    argument is omitted or is set to an empty sequence, or if it is set to an invalid value or a
    value that the implementation does not recognize,
    then the processor uses an
    implementation-defined
    language.
    The language is used to select the appropriate language-dependent forms of:
    names (for example, of months)
    numbers expressed as words or as ordinals (
    twenty, 20th, twentieth
    hour convention (0-23 vs 1-24, 0-11 vs 1-12)
    first day of week, first week of year
    Where appropriate this choice may also take into account the value of the
    country
    argument, though this
    should
    not be used to override the
    language or any sublanguage that is specified as part of the
    language
    argument.
    The choice of the names and abbreviations used in any given language is
    implementation-defined
    . For example,
    one implementation might abbreviate July as
    Jul
    while another uses
    Jly
    . In German,
    one implementation might represent Saturday as
    Samstag
    while another
    uses
    Sonnabend
    . Implementations
    may
    provide mechanisms allowing users to
    control such choices.
    Where ordinal numbers are used, the selection of the correct representation of the
    ordinal (for example, the linguistic gender)
    may
    depend on the component being formatted and on its
    textual context in the picture string.
    The
    calendar
    attribute specifies that the
    dateTime
    date
    or
    time
    supplied in the
    $value
    argument
    must
    be
    converted to a value in the specified calendar and then converted to a string using the
    conventions of that calendar.
    A calendar value
    must
    be a valid
    QName
    If the QName does not have a prefix,
    then it identifies a calendar with the designator specified below.
    If the QName has a prefix, then the QName is expanded into an expanded-QName
    as described in
    5.1 Qualified Names
    ; the expanded-QName identifies the calendar;
    the behavior in this case is
    implementation-defined
    If the calendar attribute is omitted an
    implementation-defined
    value is used.
    Note:
    The calendars listed below were known to be in use during the
    last hundred years. Many other calendars have been used in the past.
    This specification does not define any of these calendars, nor the way that they
    map to the value space of the
    xs:date
    data type in
    [XML Schema Part 2]
    There may be ambiguities when dates are recorded using different calendars.
    For example, the start of a new day is not simultaneous in different calendars,
    and may also vary geographically (for example, based on the time of sunrise or sunset).
    Translation of dates is therefore more reliable when the time of day is also known, and
    when the geographic location is known.
    When translating dates between
    one calendar and another, the processor may take account of the values
    of the
    country
    and/or
    language
    arguments, with the
    country
    argument taking precedence.
    Information about some of these calendars, and algorithms for converting between them, may
    be found in
    [Calendrical Calculations]
    Designator
    Calendar
    AD
    Anno Domini (Christian Era)
    AH
    Anno Hegirae (Muhammedan Era)
    AME
    Mauludi Era (solar years since Mohammed's birth)
    AM
    Anno Mundi (Jewish Calendar)
    AP
    Anno Persici
    AS
    Aji Saka Era (Java)
    BE
    Buddhist Era
    CB
    Cooch Behar Era
    CE
    Common Era
    CL
    Chinese Lunar Era
    CS
    Chula Sakarat Era
    EE
    Ethiopian Era
    FE
    Fasli Era
    ISO
    ISO 8601 calendar
    JE
    Japanese Calendar
    KE
    Khalsa Era (Sikh calendar)
    KY
    Kali Yuga
    ME
    Malabar Era
    MS
    Monarchic Solar Era
    NS
    Nepal Samwat Era
    OS
    Old Style (Julian Calendar)
    RS
    Rattanakosin (Bangkok) Era
    SE
    Saka Era
    SH
    Mohammedan Solar Era (Iran)
    SS
    Saka Samvat
    TE
    Tripurabda Era
    VE
    Vikrama Era
    VS
    Vikrama Samvat Era
    At least one of the above calendars
    must
    be supported. It is
    implementation-defined
    which
    calendars are supported.
    The ISO 8601 calendar (
    [ISO 8601]
    ),
    which is included in the above list and designated
    ISO
    is very similar to the Gregorian calendar designated
    AD
    , but it
    differs in several ways. The ISO calendar
    is intended to ensure that date and time formats can be read
    easily by other software, as well as being legible for human
    users. The ISO calendar
    prescribes the use of particular numbering conventions as defined in
    ISO 8601, rather than allowing these to be localized on a per-language basis.
    In particular it
    provides a numeric 'week date' format which identifies dates by
    year, week of the year, and day in the week;
    in the ISO calendar the days of the week are numbered from 1 (Monday) to 7 (Sunday), and
    week 1 in any calendar year is the week (from Monday to Sunday) that includes the first Thursday
    of that year. The numeric values of the components year, month, day, hour, minute, and second
    are the same in the ISO calendar as the values used in the lexical representation of the date and
    time as defined in
    [XML Schema Part 2]
    . The era ("E" component)
    with this calendar is either a minus sign (for negative years) or a zero-length string (for positive years).
    For dates before 1 January, AD 1, year numbers in
    the ISO and AD calendars are off by one from each other: ISO year
    0000 is 1 BC, -0001 is 2 BC, etc.
    Note:
    The value space of the date and time data types, as defined in XML Schema, is based on
    absolute points in time. The lexical space of these data types defines a
    representation of these absolute points in time using the proleptic Gregorian calendar,
    that is, the modern Western calendar extrapolated into the past and the future; but the value space
    is calendar-neutral. The
    date formatting functions
    produce a representation
    of this absolute point in time, but denoted in a possibly different calendar. So,
    for example, the date whose lexical representation in XML Schema is
    1502-01-11
    (the day on which Pope Gregory XIII was born) might be
    formatted using the Old Style (Julian) calendar as
    1 January 1502
    . This reflects the fact
    that there was at that time a ten-day difference between the two calendars. It would be
    incorrect, and would produce incorrect results, to represent this date in an element or attribute
    of type
    xs:date
    as
    1502-01-01
    , even though this might reflect the way
    the date was recorded in contemporary documents.
    When referring to years occurring in antiquity, modern historians generally
    use a numbering system in which there is no year zero (the year before 1 CE
    is thus 1 BCE). This is the convention that
    should
    be used when the
    requested calendar is OS (Julian) or AD (Gregorian). When the requested
    calendar is ISO, however, the conventions of ISO 8601
    should
    be followed:
    here the year before +0001 is numbered zero. In
    [XML Schema Part 2]
    (version 1.0),
    the value space for
    xs:date
    and
    xs:dateTime
    does not include a year zero: however, a future edition is
    expected to endorse the ISO 8601 convention. This means that the date on
    which Julius Caesar was assassinated has the ISO 8601 lexical representation
    -0043-03-13, but will be formatted as 15 March 44 BCE in the Julian calendar
    or 13 March 44 BCE in the Gregorian calendar (dependant on the chosen
    localization of the names of months and eras).
    The intended use of the
    country
    argument is to identify
    the place where an event
    represented by the
    dateTime
    date
    or
    time
    supplied in the
    $value
    argument took place or will take place.
    If the value is supplied, and is not the empty sequence, then it
    should
    be a country code
    defined in
    [ISO 3166-1]
    . Implementations
    may
    also allow the use
    of codes representing subdivisions of a country from ISO 3166-2, or codes representing formerly used names of
    countries from ISO 3166-3.
    This argument is not intended to identify the location of the user
    for whom the date or time is being formatted;
    that should be done by means of the
    language
    attribute.
    This information
    may
    be used to provide additional information when converting dates between
    calendars or when deciding how individual components of the date and time are to be formatted.
    For example, different countries using the Old Style (Julian) calendar started the new year on different
    days, and some countries used variants of the calendar that were out of synchronization as a result of
    differences in calculating leap years. The geographical area identified by a country code is defined by the
    boundaries as they existed at the time of the date to be formatted,
    or the present-day boundaries for dates in the future.
    16.5.3 Examples of Date and Time Formatting
    Example: Gregorian Calendar
    The following examples show a selection of dates and times and the way they might
    be formatted. These examples assume the use of the Gregorian calendar as the default calendar.
    Required Output
    Expression
    2002-12-31
    format-date($d, "[Y0001]-[M01]-[D01]")
    12-31-2002
    format-date($d, "[M]-[D]-[Y]")
    31-12-2002
    format-date($d, "[D]-[M]-[Y]")
    31 XII 2002
    format-date($d, "[D1] [MI] [Y]")
    31st December, 2002
    format-date($d, "[D1o] [MNn], [Y]", "en", (), ())
    31 DEC 2002
    format-date($d, "[D01] [MN,*-3] [Y0001]", "en", (), ())
    December 31, 2002
    format-date($d, "[MNn] [D], [Y]", "en", (), ())
    31 Dezember, 2002
    format-date($d, "[D] [MNn], [Y]", "de", (), ())
    Tisdag 31 December 2002
    format-date($d, "[FNn] [D] [MNn] [Y]", "sv", (), ())
    [2002-12-31]
    format-date($d, "[[[Y0001]-[M01]-[D01]]]")
    Two Thousand and Three
    format-date($d, "[YWw]", "en", (), ())
    einunddreißigste Dezember
    format-date($d, "[Dwo] [MNn]", "de", (), ())
    3:58 PM
    format-time($t, "[h]:[m01] [PN]", "en", (), ())
    3:58:45 pm
    format-time($t, "[h]:[m01]:[s01] [Pn]", "en", (), ())
    3:58:45 PM PDT
    format-time($t, "[h]:[m01]:[s01] [PN] [ZN,*-3]", "en", (), ())
    3:58:45 o'clock PM PDT
    format-time($t, "[h]:[m01]:[s01] o'clock [PN] [ZN,*-3]", "en", (), ())
    15:58
    format-time($t,"[H01]:[m01]")
    15:58:45.762
    format-time($t,"[H01]:[m01]:[s01].[f001]")
    15:58:45 GMT+02:00
    format-time($t,"[H01]:[m01]:[s01] [z,6-6]", "en", (), ())
    15.58 Uhr GMT+2
    format-time($t,"[H01]:[m01] Uhr [z]", "de", (), ())
    3.58pm on Tuesday, 31st December
    format-dateTime($dt, "[h].[m01][Pn] on [FNn], [D1o] [MNn]")
    12/31/2002 at 15:58:45
    format-dateTime($dt, "[M01]/[D01]/[Y0001] at [H01]:[m01]:[s01]")
    Example: Non-Gregorian Calendars
    The following examples use calendars other than the Gregorian calendar.
    These examples use non-Latin characters which might not display
    correctly in all browsers, depending on the system configuration.
    Description
    Request
    Result
    Islamic
    format-date($d, "[D١] [Mn] [Y١]", "ar", "AH", ())
    ٢٦ ﺸﻭّﺍﻝ ١٤٢٣
    Jewish (with Western numbering)
    format-date($d, "[D] [Mn] [Y]", "he", "AM", ())
    ‏26 טבת 5763
    Jewish (with traditional numbering)
    format-date($d, "[Dאt] [Mn] [Yאt]", "he", "AM", ())
    כ״ו טבת תשס״ג
    Julian (Old Style)
    format-date($d, "[D] [MNn] [Y]", "en", "OS", ())
    18 December 2002
    Thai
    format-date($d, "[D๑] [Mn] [Y๑]", "th", "BE", ())
    ๓๑ ธันวาคม
    ๒๕๔๕
    16.6 Miscellaneous Additional Functions
    16.6.1 current
    current
    ()
    as
    item()
    The
    current
    function, used within
    an XPath
    expression
    , returns the item that was the
    context
    item
    at the point where the expression was invoked from the XSLT
    stylesheet
    This is referred to as the current item.
    For an outermost expression (an expression not occurring
    within another expression), the current item is always the same as the
    context item. Thus,

    means the same as

    However, within square brackets, or on the
    right-hand side of the
    operator,
    the current item is generally
    different from the context item.
    Example: Using the
    current
    Function
    For example,

    will process all
    entry
    elements that have a
    glossary
    parent element and that have a
    name
    attribute with value equal to the value of the current item's
    ref
    attribute. This is different from

    which means the same as

    and so would process all
    entry
    elements that have a
    glossary
    parent element and that have a
    name
    attribute and a
    ref
    attribute with the same value.
    If the
    current
    function is used within a
    pattern
    , its value is the node that is being matched
    against the pattern.
    [ERR XTDE1360]
    If the
    current
    function is evaluated
    within an expression that is evaluated when the context item is undefined, a
    non-recoverable dynamic error
    occurs.
    16.6.2 unparsed-entity-uri
    unparsed-entity-uri
    $entity-name
    as
    xs:string
    as
    xs:anyURI
    The
    unparsed-entity-uri
    function returns the URI of the
    unparsed entity whose name is given by the value of the
    $entity-name
    argument, in the
    document containing the
    context node
    . It returns the
    zero-length
    xs:anyURI
    if there is no such entity.
    This function maps to the
    dm:unparsed-entity-system-id
    accessor defined in
    [Data Model]
    [ERR XTDE1370]
    It is a
    non-recoverable dynamic error
    if the
    unparsed-entity-uri
    function is called when there is no
    context node
    or when the root of the tree containing the context node is not a document node.
    16.6.3 unparsed-entity-public-id
    unparsed-entity-public-id
    $entity-name
    as
    xs:string
    as
    xs:string
    The
    unparsed-entity-public-id
    function returns the public identifier of the
    unparsed entity whose name is given by the value of the
    $entity-name
    argument, in the
    document containing the
    context node
    . It returns the
    zero-length string if there is no such entity, or if the entity
    has no public identifier. This function maps to the
    dm:unparsed-entity-public-id
    accessor defined in
    [Data Model]
    [ERR XTDE1380]
    It is a
    non-recoverable dynamic error
    if the
    unparsed-entity-public-id
    function is called
    when there is no
    context node
    or when the root of the tree containing the context node is not a document node.
    16.6.4 generate-id
    generate-id
    ()
    as
    xs:string
    generate-id
    $node
    as
    node()?
    as
    xs:string
    The
    generate-id
    function returns a string that
    uniquely identifies a given node. The unique identifier
    must
    consist of ASCII
    alphanumeric characters and
    must
    start with an alphabetic character.
    Thus, the string is syntactically an XML name. An implementation is
    free to generate an identifier in any convenient way provided that it
    always generates the same identifier for the same node and that
    different identifiers are always generated from different nodes. An
    implementation is under no obligation to generate the same identifiers
    each time a document is transformed. There is no guarantee that a
    generated unique identifier will be distinct from any unique IDs
    specified in the source document. If the argument
    is the empty sequence, the result is the zero-length string.
    If the argument is omitted, it defaults
    to the
    context node
    16.6.5 system-property
    system-property
    $property-name
    as
    xs:string
    as
    xs:string
    The
    $property-name
    argument
    must
    evaluate to a
    lexical QName
    The
    lexical QName
    is expanded as described in
    5.1 Qualified Names
    [ERR XTDE1390]
    It is a
    non-recoverable dynamic error
    if the value
    is
    not a valid QName, or if there is no
    namespace declaration in scope for the prefix of the QName.
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    The
    system-property
    function returns a string
    representing the value of the system property identified by the name.
    If there is no such system property, the zero-length string is
    returned.
    Implementations
    must
    provide the following system properties, which
    are all in the
    XSLT namespace
    xsl:version
    , a number giving the version of XSLT
    implemented by the
    processor
    ; for implementations conforming to the
    version of XSLT specified by this document, this is the string
    "2.0"
    . The value will always be a string in the lexical
    space of the decimal data type defined in XML Schema (see
    [XML Schema Part 2]
    ).
    This allows the value to be converted to a number for the purpose
    of magnitude comparisons.
    xsl:vendor
    , a string identifying the implementer of the
    processor
    xsl:vendor-url
    , a string containing a URL
    identifying the implementer of the
    processor
    ; typically this is the
    host page (home page) of the implementer's Web site.
    xsl:product-name
    , a string containing the name
    of the implementation, as defined by the implementer. This
    should
    normally
    remain constant from one release of the product to the next. It
    should
    also be
    constant across platforms in cases where the same source code is used to produce
    compatible products for multiple execution platforms.
    xsl:product-version
    , a string identifying the version
    of the implementation, as defined by the implementer. This
    should
    normally
    vary from one release of the product to the next, and at the discretion
    of the implementer it
    may
    also vary across different execution platforms.
    xsl:is-schema-aware
    , returns the string
    "yes"
    in
    the case of a processor that claims conformance as a
    schema-aware
    XSLT processor
    , or
    "no"
    in the case of a
    basic XSLT processor
    xsl:supports-serialization
    , returns the string
    "yes"
    in
    the case of a processor that offers the
    serialization feature
    or
    "no"
    otherwise.
    xsl:supports-backwards-compatibility
    , returns the string
    "yes"
    in
    the case of a processor that offers the
    backwards compatibility feature
    or
    "no"
    otherwise.
    In addition, processors
    may
    support the following
    system property in the
    XSLT namespace
    A processor that does not support this property will return a zero-length
    string if the property is requested.
    xsl:supports-namespace-axis
    , returns the string
    "yes"
    in
    the case of a processor that offers the XPath namespace axis even when not in backwards
    compatible mode, or
    "no"
    otherwise. Note that a processor that supports
    backwards compatible mode must support the namespace axis when in that mode, so this
    property is not relevant to that case.
    Some of these properties relate to the conformance levels and features
    offered by the
    processor
    these options are described in
    21 Conformance
    The actual values returned for the above properties
    are
    implementation-defined
    The set of system properties that are supported, in addition
    to those listed above, is also
    implementation-defined
    Implementations
    must not
    define additional system
    properties in the XSLT namespace.
    Note:
    An implementation must not return the value
    2.0
    as the value of the
    xsl:version
    system property unless it is
    conformant to XSLT 2.0.
    It is recognized that vendors who are enhancing XSLT 1.0 processors may
    wish to release interim implementations before all the mandatory features of this
    specification are implemented. Since such products are not conformant to XSLT 2.0, this
    specification cannot define their behavior. However, implementers of such products are
    encouraged to return a value for the
    xsl:version
    system property that
    is intermediate between 1.0 and 2.0, and to provide the
    element-available
    and
    function-available
    functions to allow users to test which features have
    been fully implemented.
    17 Messages

    select? =
    expression
    terminate? = { "yes" | "no" }>


    The
    xsl:message
    instruction sends a message in
    an
    implementation-defined
    way.
    The
    xsl:message
    instruction causes the creation of a new
    document, which is typically serialized and output to an
    implementation-defined
    destination. The result of the
    xsl:message
    instruction is an empty
    sequence.
    The content of the message may be specified by using either or both of the
    optional
    select
    attribute and the
    sequence constructor
    that forms the content of the
    xsl:message
    instruction.
    If the
    xsl:message
    instruction contains a
    sequence constructor
    , then the sequence
    obtained by evaluating this sequence constructor is used to construct
    the content of the new document node, as described in
    5.7.1 Constructing Complex Content
    If the
    xsl:message
    instruction has a
    select
    attribute, then the value of the attribute
    must
    be an XPath expression.
    The effect of the
    xsl:message
    instruction is then the same as if
    a single
    xsl:copy-of
    instruction with this
    select
    attribute
    were added to the start of the
    sequence constructor
    If the
    xsl:message
    instruction has no content
    and no
    select
    attribute, then an empty message is produced.
    The tree produced by the
    xsl:message
    instruction is not technically
    final result tree
    The tree has no URI and processors are not
    required
    to make the tree
    accessible to applications.
    Note:
    In many cases, the XML document produced using
    xsl:message
    will
    consist of a document node owning a single text node. However, it may contain a more complex
    structure.
    Note:
    An implementation might implement
    xsl:message
    by
    popping up an alert box or by writing to a log file. Because the order
    of execution of instructions is implementation-defined, the order in which such messages appear
    is not predictable.
    The
    terminate
    attribute is interpreted as
    an
    attribute value
    template
    If the
    effective value
    of the
    terminate
    attribute is
    yes
    , then the
    processor
    must
    terminate processing after sending the message. The default value is
    no
    Note that because the order of evaluation of instructions is
    implementation-dependent
    this gives no guarantee that any particular instruction will or
    will not be evaluated before processing terminates.
    [ERR XTMM9000]
    When
    a transformation is terminated by use of
    xsl:message terminate="yes"
    , the effect
    is the same as when a
    non-recoverable dynamic error
    occurs
    during the transformation.
    Example: Localizing Messages
    One convenient way to do localization is to put the localized
    information (message text, etc.) in an XML document, which becomes an
    additional input file to the
    stylesheet
    . For example, suppose
    messages for a language
    are stored in an XML
    file
    resources/
    .xml
    in the form:

    A problem was detected.
    An error was detected.

    Then a stylesheet could use the following approach to localize
    messages:

    select="document(concat('resources/', $lang, '.xml'))/messages"/>






    problem


    Any
    dynamic error
    that occurs
    while evaluating the
    select
    expression or the
    contained
    sequence constructor
    and any
    serialization error
    that occurs while
    processing the result, is treated as a
    recoverable error
    even if the error
    would not be recoverable under other circumstances. The
    optional recovery
    action
    is
    implementation-dependent
    Note:
    An example of such an error is the serialization error that occurs when
    processing the instruction

    (on the grounds that
    free-standing attributes cannot be serialized). Making such errors recoverable
    means that it is implementation-defined whether or not they are signaled to the
    user and whether they cause termination of the transformation. If the processor
    chooses to recover from the error, the content of any resulting message is
    implementation-dependent.
    One possible recovery action is to include a description of the error in the
    generated message text.
    18 Extensibility and Fallback
    XSLT allows two kinds of extension, extension instructions and
    extension functions.
    [Definition:
    An
    extension instruction
    is an element within a
    sequence constructor
    that is in
    a namespace (not the
    XSLT namespace
    designated as an extension namespace.
    [Definition:
    An
    extension function
    is a function that is available for
    use within an XPath
    expression
    , other than a
    core function
    defined
    in
    [Functions and Operators]
    , an additional function defined in this
    XSLT specification, a constructor function named after an
    atomic type, or a
    stylesheet
    function
    defined using an
    xsl:function
    declaration.
    This specification does not define any mechanism for creating or binding
    implementations of
    extension instructions
    or
    extension functions
    , and
    it is not
    required
    that implementations support any such mechanism.
    Such mechanisms, if they exist, are
    implementation-defined
    Therefore, an XSLT stylesheet that
    must
    be portable between XSLT implementations cannot rely on particular
    extensions being available. XSLT provides mechanisms that allow an
    XSLT stylesheet to determine whether the implementation makes particular extensions
    available, and to specify what happens if those extensions are
    not available. If an XSLT stylesheet is careful to make use of these
    mechanisms, it is possible for it to take advantage of extensions and
    still retain portability.
    18.1 Extension Functions
    The set of functions that can be called from
    FunctionCall
    XP
    within an XPath
    expression
    may include
    one or more
    extension functions
    The
    expanded-QName
    of an extension function
    always has a non-null namespace URI.
    18.1.1 Testing Availability of Functions
    The
    function-available
    function
    can be used with the
    [xsl:]use-when
    attribute (see
    3.12 Conditional Element Inclusion
    ) to
    explicitly control how a stylesheet behaves if a particular
    extension function is not available.
    function-available
    $function-name
    as
    xs:string
    as
    xs:boolean
    function-available
    $function-name
    as
    xs:string
    $arity
    as
    xs:integer
    as
    xs:boolean
    A function is said to be available within an XPath expression if it is present in the
    in-scope functions
    XP
    for that expression
    (see
    5.4.1 Initializing the Static Context
    ). Functions in the static context are uniquely identified
    by the name of the function (a QName) in combination with its
    arity
    The value of the
    $function-name
    argument
    must
    be a string containing
    lexical QName
    The lexical QName is expanded into an
    expanded-QName
    using the
    namespace declarations in scope for the
    expression
    If the lexical QName is unprefixed, then the
    standard function namespace
    is used in the expanded QName.
    The two-argument version of the
    function-available
    function
    returns true if and only if there is an available function whose name matches the value of the
    $function-name
    argument
    and whose
    arity
    matches the value of the
    $arity
    argument.
    The single-argument version of the
    function-available
    function
    returns true if and only if there is at least one available function (with some arity)
    whose name matches the value of the
    $function-name
    argument.
    [ERR XTDE1400]
    It is a
    non-recoverable dynamic error
    if the argument

    does not evaluate to a string that is a valid
    QName
    or if there is no namespace declaration in scope for the prefix of the
    QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    When
    backwards compatible behavior
    is enabled, the
    function-available
    function
    returns false in respect of a function name and arity for which no implementation is available
    (other than the fallback error function that raises a
    dynamic error whenever it is called). This means that it is possible (as in XSLT
    1.0) to use logic such as the following to test whether a function is
    available before calling it:
    Example: Calling an extension function with backwards-compatibility enabled







    Summary not available



    Note:
    The fact that a function with a given name is available
    gives no guarantee that any particular call on the function will be successful. For example,
    it is not possible to determine the types of the arguments expected.
    Note:
    In XSLT 2.0 (without backwards compatibility enabled)
    a static error occurs when an XPath expression
    references a function that is not available. This is true even in a part of the stylesheet
    that uses
    forwards-compatible behavior
    Therefore, the conditional logic to test whether a function is
    available before calling it should normally be written in a
    use-when
    attribute (see
    3.12 Conditional Element Inclusion
    ).
    Example: Stylesheet portable between XSLT 1.0 and XSLT 2.0
    A stylesheet that is designed to use XSLT 2.0 facilities when they are available, but to fall back
    to XSLT 1.0 capabilities when not, might be written using the code:










    Here an XSLT 2.0 processor will always take the
    xsl:when
    branch,
    while a 1.0 processor will follow the
    xsl:otherwise
    branch.
    The single-argument version of the
    function-available
    function is used
    here, because that is the only version available in XSLT 1.0. Under the rules of XSLT 1.0, the call on
    the
    matches
    function is not an error, because it is never evaluated.
    Example: Stylesheet portable between XSLT 2.0 and a future version of XSLT
    A stylesheet that is designed to use facilities in some future XSLT version when they are available, but to fall back
    to XSLT 2.0 capabilities when not, might be written using code such as the following. This hypothesizes the availability
    in some future version of a function
    pad
    which pads a string to a fixed
    length with spaces:
    use-when="function-available('pad', 2)"/>
    use-when="not(function-available('pad', 2))"/>
    In this case the two-argument version of
    function-available
    is used, because there
    is no requirement for this code to run under XSLT 1.0.
    18.1.2 Calling Extension Functions
    If the function name used in a
    FunctionCall
    XP
    within an XPath
    expression
    identifies an
    extension function, then to evaluate the
    FunctionCall
    XP
    , the processor
    will first evaluate each of the arguments in the
    FunctionCall
    XP
    . If the
    processor has information about the data types expected by the extension function,
    then it
    may
    perform any necessary type conversions between the XPath data types and
    those defined by the implementation language. If multiple extension functions are
    available with the same name, the processor
    may
    decide which one to invoke based on
    the number of arguments, the types of the arguments, or any other criteria.
    The result returned by the implementation
    is returned as the result of the function call, again after any necessary conversions
    between the data types of the implementation language and those of XPath. The details
    of such type conversions are outside the scope of this specification.
    [ERR XTDE1420]
    It is a
    non-recoverable dynamic
    error
    if the arguments supplied to a call on an extension function do
    not satisfy the rules defined for that particular extension function, or if the
    extension function reports an error, or if the result of the extension function
    cannot be converted to an XPath value.
    Note:
    Implementations may also provide mechanisms allowing extension
    functions to report
    recoverable dynamic errors, or to execute within an environment that treats some or all
    of the errors listed above as recoverable.
    [ERR XTDE1425]
    When
    backwards compatible behavior
    is enabled,
    it is a
    non-recoverable dynamic
    error
    to evaluate an extension function call if no implementation
    of the extension function is available.
    Note:
    When backwards-compatible behavior is not enabled,
    this is a static error [XPST0017].
    Note:
    There is no prohibition on calling extension functions that
    have side-effects (for example, an extension function that writes data to a file). However,
    the order of execution of XSLT instructions is not defined in this specification, so the
    effects of such functions are unpredictable.
    Implementations are not
    required
    to perform full validation
    of values returned by extension functions. It is an error for
    an extension function to return a string containing characters that are not permitted
    in XML, but the consequences of this error are
    implementation-defined
    . The implementation
    may
    raise an error,
    may
    convert the string to a string containing valid characters only, or
    may
    treat the invalid characters as if they were permitted characters.
    Note:
    The ability to execute extension functions represents a
    potential security weakness, since untrusted stylesheets may invoke code that has
    privileged access to resources on the machine where the
    processor
    executes.
    Implementations may therefore provide mechanisms that restrict the use of
    extension functions by untrusted stylesheets.
    All observations in this section regarding the errors that can occur
    when invoking extension functions apply equally when invoking
    extension instructions
    18.1.3 External Objects
    An implementation
    may
    allow an extension function to return
    an object that does not have any natural representation in the XDM data model,
    either as an atomic value or as a node. For example, an extension function
    sql:connect
    might
    return an object that represents a connection to a relational database; the resulting
    connection object might be passed as an argument to calls on other extension functions
    such as
    sql:insert
    and
    sql:select
    The way in which such objects are represented in the type
    system is
    implementation-defined
    They might be represented by a completely new data type, or they might be mapped to existing
    data types such as
    integer
    string
    , or
    anyURI
    18.1.4 Testing Availability of Types
    The
    type-available
    function
    can be used to control how a stylesheet behaves if a particular
    schema type is not available in the static context.
    type-available
    $type-name
    as
    xs:string
    as
    xs:boolean
    A schema type (that is, a simple type or a complex type) is said to be
    available within an XPath expression if it is a type definition that is present
    in the
    in-scope schema types
    XP
    for that expression (see
    5.4.1 Initializing the Static Context
    ). This includes built-in types, types imported using
    xsl:import-schema
    , and extension types defined by the
    implementation.
    The value of the
    $type-name
    argument
    must
    be a string containing
    lexical QName
    The lexical QName is expanded into an
    expanded-QName
    using the
    namespace declarations in scope for the
    expression
    If the lexical QName is unprefixed, then the
    default namespace is used in the expanded QName.
    The function
    returns true if and only if there is an available type whose name matches the value of the
    $type-name
    argument.
    [ERR XTDE1428]
    It is a
    non-recoverable dynamic error
    if the argument

    does not evaluate to a string that is a valid
    QName
    or if there is no namespace declaration in scope for the prefix of the
    QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    Note:
    The
    type-available
    function
    is of limited use within an
    [xsl:]use-when
    expression, because the
    static context for the expression does not include any user-defined types.
    18.2 Extension Instructions
    [Definition:
    The
    extension instruction
    mechanism allows namespaces to be designated as
    extension namespaces
    . When a namespace is designated as
    an extension namespace and an element with a name from that namespace
    occurs in a
    sequence constructor
    then the element is treated as an
    instruction
    rather than as a
    literal result element
    The namespace
    determines the semantics of the instruction.
    Note:
    Since an element that is a child of an
    xsl:stylesheet
    element is not occurring
    in a
    sequence constructor
    user-defined data elements
    (see
    3.6.2 User-defined Data Elements
    ) are not extension
    elements as defined here, and nothing in this section applies to
    them.
    18.2.1 Designating an Extension Namespace
    A namespace is designated as an extension namespace by using an
    [xsl:]extension-element-prefixes
    attribute on an
    element in the stylesheet (see
    3.5 Standard Attributes
    ).
    The attribute
    must
    be in the XSLT namespace
    only if its parent element is
    not
    in the XSLT namespace.
    The value of the attribute is a
    whitespace-separated list of namespace prefixes. The namespace bound
    to each of the prefixes is designated as an extension namespace.
    The default namespace (as declared by
    xmlns
    ) may be designated as an
    extension namespace by including
    #default
    in the list of
    namespace prefixes.
    [ERR XTSE1430]
    It
    is a
    static error
    if there is no namespace bound to the prefix on the
    element bearing the
    [xsl:]extension-element-prefixes
    attribute
    or, when
    #default
    is specified,
    if there is no default namespace.
    The designation of a namespace as an extension
    namespace is effective for
    the element bearing the
    [xsl:]extension-element-prefixes
    attribute
    and for all descendants of that element within the same stylesheet module.
    18.2.2 Testing Availability of Instructions
    The
    element-available
    function can be used with the
    xsl:choose
    and
    xsl:if
    instructions, or with the
    [xsl:]use-when
    attribute (see
    3.12 Conditional Element Inclusion
    ) to
    explicitly control how a stylesheet behaves when a particular
    XSLT instruction or extension instruction is (or is not) available.
    element-available
    $element-name
    as
    xs:string
    as
    xs:boolean
    The value of the
    $element-name
    argument
    must
    be a string containing a
    QName
    The
    QName
    is expanded into an
    expanded-QName
    using the
    namespace declarations in scope for the
    expression
    . If there is a default namespace in scope,
    then it is used to expand an unprefixed
    QName
    . The
    element-available
    function returns true if and
    only if the
    expanded-QName
    is the name of an
    instruction
    . If the
    expanded-QName
    has a namespace URI equal to
    the
    XSLT namespace
    URI,
    then it refers to an element defined by XSLT. Otherwise, it refers to
    an
    extension instruction
    . If the
    expanded-QName
    has a null namespace URI,
    the
    element-available
    function will return
    false.
    [ERR XTDE1440]
    It is a
    non-recoverable dynamic error
    if the
    argument

    does not evaluate to a string that is a valid
    QName
    or if there is no namespace declaration in scope for the prefix of the
    QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    If the
    expanded-QName
    is in the
    XSLT namespace
    , the function returns true if
    and only if the expanded QName is the name of an
    XSLT instruction
    that is,
    an
    XSLT element
    whose syntax summary in this specification
    classifies it as
    an
    instruction
    Note:
    Although the result of applying this function to a name in the
    XSLT namespace when using a conformant
    XSLT 2.0 processor is entirely predictable, the function is useful in cases
    where the stylesheet might be executing under a processor that implements some
    other version of XSLT with different rules.
    If the
    expanded-QName
    is not in the
    XSLT namespace
    , the function returns true
    if and only if the processor has an implementation available of an
    extension instruction
    with the given expanded QName. This applies whether or not the
    namespace has been designated as an
    extension namespace
    If the processor does not have an implementation of a particular extension
    instruction available, and such an extension instruction is evaluated, then the
    processor
    must
    perform fallback for the element as specified in
    18.2.3 Fallback
    An implementation
    must not
    signal an error merely because the
    stylesheet contains an extension instruction for which no implementation is
    available.
    18.2.3 Fallback




    The content of an
    xsl:fallback
    element is a
    sequence constructor
    and when performing fallback, the value
    returned by the
    xsl:fallback
    element
    is the result of evaluating this sequence constructor.
    When not performing fallback, evaluating an
    xsl:fallback
    element returns
    an empty sequence: the content of the
    xsl:fallback
    element is ignored.
    There are two situations where a
    processor
    performs fallback: when an
    extension instruction that is not available is evaluated, and when an instruction
    in the XSLT namespace, that is not defined in XSLT 2.0, is evaluated within a
    region of the stylesheet for which
    forwards
    compatible behavior
    is enabled.
    Note:
    Fallback processing is not invoked in other situations, for example
    it is not invoked when an XPath expression uses unrecognized syntax or
    contains a call to an unknown function. To handle such situations dynamically, the stylesheet should
    call functions such as
    system-property
    and
    function-available
    to decide what
    capabilities are available.
    [ERR XTDE1450]
    When a
    processor
    performs fallback for an
    extension instruction
    that is not recognized,
    if the instruction element has one or more
    xsl:fallback
    children, then the content of each of the
    xsl:fallback
    children
    must
    be evaluated; it is a
    non-recoverable dynamic error
    if it has no
    xsl:fallback
    children.
    Note:
    This is different from the situation with unrecognized
    XSLT elements
    . As explained
    in
    3.9 Forwards-Compatible Processing
    , an unrecognized XSLT element appearing within a
    sequence constructor
    is a static
    error unless (a)
    forwards-compatible behavior
    is enabled, and (b) the instruction has an
    xsl:fallback
    child.
    19 Final Result Trees
    The output of a transformation is a set of one or more
    final result trees
    final result tree
    can be created explicitly, by evaluating an
    xsl:result-document
    instruction.
    As explained in
    2.4 Executing a Transformation
    a final result tree is also created implicitly if no
    xsl:result-document
    instruction is evaluated, or if the
    result of evaluating the
    initial template
    is a non-empty sequence.
    The way in which a
    final result tree
    is delivered to an application
    is
    implementation-defined
    Serialization of
    final result trees
    is described further in
    20 Serialization
    19.1 Creating Final Result Trees

    format? = {
    qname
    href? = {
    uri-reference
    validation? = "strict" | "lax" | "preserve" | "strip"
    type? =
    qname
    method? = { "xml" | "html" | "xhtml" | "text" |
    qname-but-not-ncname
    byte-order-mark? = { "yes" | "no" }
    cdata-section-elements? = {
    qnames
    doctype-public? = {
    string
    doctype-system? = {
    string
    encoding? = {
    string
    escape-uri-attributes? = { "yes" | "no" }
    include-content-type? = { "yes" | "no" }
    indent? = { "yes" | "no" }
    media-type? = {
    string
    normalization-form? = { "NFC" | "NFD" | "NFKC" | "NFKD" | "fully-normalized" | "none" |
    nmtoken
    omit-xml-declaration? = { "yes" | "no" }
    standalone? = { "yes" | "no" | "omit" }
    undeclare-prefixes? = { "yes" | "no" }
    use-character-maps? =
    qnames
    output-version? = {
    nmtoken
    }>


    The
    xsl:result-document
    instruction is used to create a
    final result tree
    . The content of the
    xsl:result-document
    element is a
    sequence constructor
    for the children of the document node of the tree.
    A document node is created, and
    the sequence obtained by evaluating the sequence constructor is used to construct
    the content of the document, as described in
    5.7.1 Constructing Complex Content
    The tree rooted at this document node forms the final result tree.
    The
    xsl:result-document
    instruction defines the URI
    of the result
    tree, and may optionally specify the output format to be used for serializing this tree.
    The
    effective value
    of the
    format
    attribute, if specified,
    must
    be a
    lexical QName
    The QName is expanded using the namespace declarations in scope for the
    xsl:result-document
    element.
    The
    expanded-QName
    must
    match the expanded
    QName of a named
    output definition
    in the
    stylesheet
    This identifies
    the
    xsl:output
    declaration that will control the serialization of the
    final result tree
    (see
    20 Serialization
    ), if the result tree is serialized. If the
    format
    attribute is omitted, the unnamed
    output definition
    is used to control serialization of the result tree.
    [ERR XTDE1460]
    It is
    non-recoverable dynamic
    error
    if the
    effective value
    of the
    format
    attribute

    is not a valid
    lexical QName
    or if it does not match the
    expanded-QName
    of an
    output definition
    in the
    stylesheet
    If the processor is able to detect the error statically (for example, when the
    format
    attribute
    contains no curly brackets), then the processor
    may
    optionally signal this
    as a
    static error
    Note:
    The only way to select the unnamed
    output definition
    is to omit the
    format
    attribute.
    The attributes
    method
    byte-order-mark
    cdata-section-elements
    doctype-public
    doctype-system
    encoding
    escape-uri-attributes
    indent
    media-type
    normalization-form
    omit-xml-declaration
    standalone
    undeclare-prefixes
    use-character-maps
    , and
    output-version
    may be used to override attributes defined in the selected
    output definition
    With the exception of
    use-character-maps
    , these attributes
    are all defined as
    attribute value templates
    so their values may be set dynamically. For any of these attributes
    that is present on the
    xsl:result-document
    instruction, the
    effective value
    of the attribute overrides
    or supplements the corresponding value from the output definition. This works in the same way
    as when one
    xsl:output
    declaration overrides another:
    In the case of
    cdata-section-elements
    , the value of the
    serialization parameter is the union of the expanded names of the elements named in this instruction and the
    elements named in the selected output definition;
    In the case of
    use-character-maps
    , the character maps referenced in
    this instruction supplement and take precedence over those defined in the selected output
    definition;
    In all other cases, the effective value of an attribute actually present on this
    instruction takes precedence over the value defined in the selected output definition.
    Note:
    In the case of the attributes
    method
    cdata-section-elements
    and
    use-character-maps
    the
    effective value
    of the attribute contains
    one or more lexical QNames. The prefix in such a QName is expanded using the
    in-scope namespaces for the
    xsl:result-document
    element. In the case of
    cdata-section-elements
    , an unprefixed element name is expanded using the default
    namespace.
    In the case of the attributes
    doctype-system
    and
    doctype-public
    , setting the effective value of the
    attribute to a zero-length string has the effect of overriding any value for these attributes obtained from the output definition.
    The corresponding serialization parameter is not set (is "absent").
    The
    output-version
    attribute
    on the
    xsl:result-document
    instruction overrides the
    version
    attribute on
    xsl:output
    (it has been renamed because
    version
    is available with a different meaning as a standard attribute:
    see
    3.5 Standard Attributes
    ). In all other cases, attributes correspond if
    they have the same name.
    There are some serialization parameters that apply to some output methods but not to
    others. For example, the
    indent
    attribute has no effect on the
    text
    output method.
    If a value is supplied for an attribute that is inapplicable to the output method, its value is
    not passed to the serializer.
    The processor
    may
    validate the value of such an attribute, but is not
    required
    to do so.
    The
    href
    attribute is
    optional. The default value is the zero-length string.
    The
    effective value
    of the attribute
    must
    be a
    URI Reference
    , which may be absolute or relative.
    There
    may
    be
    implementation-defined
    restrictions on the form of absolute URI
    that may be used, but the implementation is not
    required
    to enforce any restrictions.
    Any legal relative URI
    must
    be accepted. Note that the zero-length string
    is a legal relative URI.
    The base URI of the document node at the root of the
    final result tree
    is based on the
    effective value
    of the
    href
    attribute.
    If the
    effective value
    is a relative URI, then
    it is resolved relative to the
    base output URI
    If the implementation provides an API to access final result
    trees, then it
    must
    allow a final result tree to be identified by means of this base URI.
    Note:
    The base URI of the
    final result tree
    is not
    necessarily the same thing as the URI of its serialized representation on disk, if any.
    For example, a server (or browser client) might store final result trees only in memory, or
    in an internal disk cache.
    As long as the processor
    satisfies requests for those URIs, it is irrelevant where they are actually written
    on disk, if at all.
    Note:
    It will often be the case that one
    final result tree
    contains links to another final result tree produced
    during the same transformation, in the form of a relative URI. The mechanism of associating a URI with
    a final result tree has been chosen to allow the integrity of such links to be preserved when the
    trees are serialized.
    As well as being potentially significant in any API that provides access to final
    result trees, the base URI of the new document node is relevant if the final result tree, rather than
    being serialized, is supplied as input to a further transformation.
    The optional attributes
    type
    and
    validation
    may
    be used on the
    xsl:result-document
    instruction to validate the contents of the new document, and to
    determine the
    type annotation
    that elements and attributes within the
    final result tree
    will carry.
    The permitted values and their semantics are described in
    19.2.2 Validating Document Nodes
    processor
    may
    allow a
    final result tree
    to be serialized.
    Serialization is described in
    20 Serialization
    However, an implementation (for example,
    processor
    running in an environment with no access
    to writable filestore) is not
    required
    to
    support the serialization of
    final result trees
    An implementation that does not support
    the serialization of final result trees
    may
    ignore the
    format
    attribute
    and the serialization attributes.
    Such an implementation
    must
    provide the application with some means of access to the (un-serialized) result tree,
    using its URI to identify it.
    Implementations may provide additional mechanisms, outside the scope
    of this specification, for defining the way in which
    final result trees
    are processed. Such mechanisms
    may
    make use of the XSLT-defined attributes on the
    xsl:result-document
    and/or
    xsl:output
    elements, or they
    may
    use additional elements or attributes in
    an
    implementation-defined
    namespace.
    Example: Multiple Result Documents
    The following example takes an XHTML document as input, and breaks it up so that the text
    following each

    element is included in a separate document. A new document
    toc.html
    is constructed to act as an index:
    version="2.0"
    xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
    xmlns:xhtml="http://www.w3.org/1999/xhtml">

    doctype-system="http://www.w3.org/TR/xhtml1/DTD/xhtml1-strict.dtd"
    doctype-public="-//W3C//DTD XHTML 1.0 Strict//EN"/>

    doctype-system="http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd"
    doctype-public="-//W3C//DTD XHTML 1.0 Transitional//EN"/>




    Table of Contents

    Table of Contents









    format="section-format" validation="strip">

    <xsl:value-of select="."/>







    There are restrictions on the use of the
    xsl:result-document
    instruction, designed to ensure that the results are fully interoperable even when processors
    optimize the sequence in which instructions are evaluated. Informally, the restriction is that
    the
    xsl:result-document
    instruction can only be used while writing a final result
    tree, not while writing to a temporary tree or a sequence. This restriction is defined formally as follows.
    [Definition:
    Each instruction
    in the
    stylesheet
    is evaluated in one of two possible
    output states
    final output state
    or
    temporary output state
    [Definition:
    The first of the two
    output states
    is called
    final output
    state. This state applies when
    instructions are writing to a
    final result tree
    [Definition:
    The second of the two
    output states
    is called
    temporary output
    state. This state applies when
    instructions are writing to a
    temporary tree
    or any other non-final destination.
    The instructions in the
    initial template
    are evaluated in
    final output state
    An instruction is evaluated in the same
    output state
    as its calling instruction, except that
    xsl:variable
    xsl:param
    xsl:with-param
    xsl:attribute
    xsl:comment
    xsl:processing-instruction
    xsl:namespace
    xsl:value-of
    xsl:function
    xsl:key
    xsl:sort
    and
    xsl:message
    always evaluate the instructions in their contained
    sequence constructor
    in
    temporary output state
    [ERR XTDE1480]
    It is a
    non-recoverable dynamic
    error
    to evaluate the
    xsl:result-document
    instruction in
    temporary output state
    [ERR XTDE1490]
    It is a
    non-recoverable dynamic
    error
    for a transformation to generate two or more
    final result trees
    with the same URI.
    Note:
    Note, this means that it is an error to evaluate more than one
    xsl:result-document
    instruction that omits the
    href
    attribute, or to evaluate any
    xsl:result-document
    instruction that omits the
    href
    attribute if an initial
    final result tree
    is created implicitly.
    Technically, the result of evaluating the
    xsl:result-document
    instruction is an empty sequence. This means it does not contribute any nodes to
    the result of the sequence constructor it is part of.
    [ERR XTRE1495]
    It
    is a
    recoverable dynamic
    error
    for a transformation to generate two or more
    final result trees
    with URIs that identify the same physical resource. The
    optional recovery action
    is
    implementation-dependent
    since it may be impossible for the processor to detect the error.
    [ERR XTRE1500]
    It is a
    recoverable dynamic error
    for a
    stylesheet
    to write to an external resource and read from the same resource during a single
    transformation, whether or not the same URI is used to access the resource in both cases. The
    optional recovery action
    is
    implementation-dependent
    implementations are not
    required
    to detect the error condition.
    Note that if the error is not detected, it is undefined whether the document that is read from the resource
    reflects its state before or after the result tree is written.
    19.2 Validation
    It is possible to control the
    type annotation
    applied to individual element and
    attribute nodes as they are constructed.
    This is done using the
    type
    and
    validation
    attributes of
    the
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    xsl:document
    , and
    xsl:result-document
    instructions,
    or the
    xsl:type
    and
    xsl:validation
    attributes of a
    literal result element
    The
    [xsl:]type
    attribute is used to request validation
    of an element or attribute against a specific simple or complex type defined in a schema.
    The
    [xsl:]validation
    attribute is used to request validation against the global element or attribute declaration
    whose name matches the name of the element or attribute being validated.
    The
    [xsl:]type
    and
    [xsl:]validation
    attributes are mutually
    exclusive. Both are optional, but if one is present then the other
    must
    be omitted. If both
    attributes are omitted, the effect is the same as specifying the
    validation
    attribute
    with the value specified in the
    default-validation
    attribute of the containing
    xsl:stylesheet
    element; if this is not specified, the effect is the same as
    specifying
    validation="strip"
    [ERR XTSE1505]
    It is a
    static error
    if both the
    [xsl:]type
    and
    [xsl:]validation
    attributes are present on
    the
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    xsl:document
    , or
    xsl:result-document
    instructions,
    or on a
    literal result element
    The detailed rules for validation vary depending on the kind of node being
    validated. The rules for element and attribute nodes are given in
    19.2.1 Validating Constructed Elements and Attributes
    while those for document nodes are given in
    19.2.2 Validating Document Nodes
    19.2.1 Validating Constructed Elements and Attributes
    19.2.1.1 Validation using the
    [xsl:]validation
    Attribute
    The
    [xsl:]validation
    attribute defines the validation action to be taken. It determines not only
    the
    type annotation
    of the node that is constructed by the relevant instruction
    itself, but also the type annotations of all element and attribute nodes that have the constructed
    node as an ancestor. Conceptually, the validation requested for a child element or attribute node is
    applied before the validation requested for its parent element. For example, if the instruction that
    constructs a child element specifies
    validation="strict"
    , this will cause the
    child element to be checked against an element declaration,
    but if the instruction that constructs its parent element specifies
    validation="strip"
    then the final effect will be that the child node is annotated as
    xs:untyped
    In the paragraphs below, the term
    contained nodes
    means the elements and attributes
    that have the newly constructed node as an ancestor.
    The value
    strip
    indicates that the new node and each of the contained nodes
    will have the
    type annotation
    xs:untyped
    if it is an element, or
    xs:untypedAtomic
    if it is an attribute. Any previous type annotation present on a contained element or attribute node
    (for example, a type annotation that is present on an element copied from a source document)
    is also replaced by
    xs:untyped
    or
    xs:untypedAtomic
    as appropriate.
    The typed value of the node is changed to be the same as its string value,
    as an instance of
    xs:untypedAtomic
    . In the case of elements the
    nilled
    property
    is set to
    false
    . The values of the
    is-id
    and
    is-idrefs
    properties
    are unchanged. Schema validation is not invoked.
    The value
    preserve
    indicates that nodes that are copied will
    retain their
    type annotations
    , but nodes whose content is newly constructed will be
    annotated as
    xs:anyType
    in the case of
    elements, or
    xs:untypedAtomic
    in the case of attributes. Schema validation is not invoked.
    The detailed effect depends on the instruction:
    In the case of
    xsl:element
    and literal result elements,
    the new element has a
    type annotation
    of
    xs:anyType
    , and the type
    annotations of contained nodes are retained unchanged.
    In the case of
    xsl:attribute
    , the effect is exactly the
    same as specifying
    validation="strip"
    : that is, the new attribute will
    have the type annotation
    xs:untypedAtomic
    In the case of
    xsl:copy-of
    , all the nodes that are copied
    will retain their type annotations unchanged.
    In the case of
    xsl:copy
    , the effect depends on the kind of
    node being copied.
    Where the node being copied is an attribute, the copied attribute will retain its
    type annotation
    Where the node being copied is an element, the copied element will have a
    type annotation
    of
    xs:anyType
    (because this instruction does not copy the
    content of the element, it would be wrong to assume that the type is unchanged);
    but any contained nodes will have their type annotations retained
    in the same way as with
    xsl:element
    The value
    strict
    indicates that
    type annotations
    are
    established by performing strict schema validity assessment on the element or attribute
    node created by this instruction as follows:
    In the case of an element, a top-level
    element declaration is identified
    whose local name and namespace (if any) match the name of the element,
    and schema-validity assessment is carried out
    according to the rules defined in
    [XML Schema Part 1]
    (section 3.3.4 "Element Declaration Validation Rules", validation rule
    "Schema-Validity Assessment (Element)", clauses 1.1 and 2,
    using the top-level element declaration as the "declaration stipulated by the processor", which is mentioned
    in clause 1.1.1.1).
    The element is considered valid if the result of the
    schema validity assessment is a PSVI in which the relevant element node has a
    validity
    property whose value is
    valid
    . If there is no matching
    element declaration, or if the element is not considered
    valid, the transformation fails
    [see
    ERR XTTE1510
    [see
    ERR XTTE1512
    In effect this means that the element
    being validated
    must
    be declared using a top-level declaration in the schema, and
    must
    conform to its declaration. The process of validation
    applies recursively to contained elements and attributes to the extent
    required by the schema definition.
    Note:
    It is not an error if the identified type definition is a simple type,
    although
    [XML Schema Part 1]
    does not define explicitly that this case is permitted.
    In the case of an attribute, a top-level
    attribute declaration is identified
    whose local name and namespace (if any) match the name of the attribute,
    and schema-validity assessment is carried out
    according to the rules defined in
    [XML Schema Part 1]
    (section
    3.2.4 "Attribute Declaration Validation Rules", validation rule
    "Schema-Validity Assessment (Attribute)").
    The attribute is considered valid if the result of the
    schema validity assessment is a PSVI in which the relevant attribute node has a
    validity
    property whose value is
    valid
    . If the attribute is not considered
    valid, the transformation fails
    [see
    ERR XTTE1510
    In effect this means that the attribute
    being validated
    must
    be declared using a top-level declaration in the schema, and
    must
    conform to its declaration.
    The schema components used to validate an element or attribute may
    be located in any way described by
    [XML Schema Part 1]
    (see section 4.3.2,
    How schema documents are located on the Web
    ). The components in the schema
    constructed from the synthetic schema document (see
    3.14 Importing Schema Components
    ) will
    always be available for validating constructed nodes; if additional schema components are
    needed, they
    may
    be located in other ways,
    for example implicitly from knowledge
    of the namespace in which the elements and attributes appear,
    or using the
    xsi:schemaLocation
    attribute of elements within the
    tree being validated.
    If no validation is performed for a node, which can happen when the schema
    specifies
    lax
    or
    skip
    validation for that node or for a subtree, then the node is annotated as
    xs:anyType
    in the case
    of an element, and
    xs:untypedAtomic
    in the case of an attribute.
    The value
    lax
    has the same effect as the value
    strict
    , except that whereas
    strict
    validation fails
    if there is no matching top-level element declaration or
    if the outcome of validity assessment is a
    validity
    property of
    invalid
    or
    notKnown
    lax
    validation fails only if
    the outcome of validity assessment is a
    validity
    property of
    invalid
    That is,
    lax
    validation does not cause a type error when the outcome is
    notKnown
    In practice this means that the element or
    attribute being validated
    must
    conform to its declaration if a top-level declaration
    is available. If no such declaration is available, then
    the element or attribute is not validated, but its attributes and children are validated, again
    with lax validation. Any nodes whose validation outcome is a
    validity
    property
    of
    notKnown
    are annotated as
    xs:anyType
    in the case
    of an element, and
    xs:untypedAtomic
    in the case of an attribute.
    Note:
    When the parent element lacks a declaration, the XML Schema
    specification defines the recursive checking of children and attributes as optional.
    For this specification, this recursive checking is required.
    Note:
    If an element that is being validated has an
    xsi:type
    attribute,
    then the value of the
    xsi:type
    attribute will be taken into account when performing the
    validation. However, the presence of an
    xsi:type
    attribute will not of itself cause an element
    to be validated: if validation against a named type is required, as distinct from validation against a top-level
    element declaration, then it must be requested using the XSLT
    [xsl:]type
    attribute on
    the instruction that invokes the validation, as described in section
    19.2.1.2 Validation using the [xsl:]type Attribute
    [ERR XTTE1510]
    If the
    validation
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    , or
    xsl:result-document
    instruction, or the
    xsl:validation
    attribute
    of a literal result element,
    has the effective value
    strict
    , and
    schema validity assessment concludes that the validity of
    the element or attribute is invalid or unknown, a type
    error occurs. As with other type
    errors, the error
    may
    be signaled statically if it can be detected statically.
    [ERR XTTE1512]
    If the
    validation
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    , or
    xsl:result-document
    instruction, or the
    xsl:validation
    attribute
    of a literal result element,
    has the effective value
    strict
    , and
    there is no matching top-level declaration in the schema, then a type
    error occurs. As with other type
    errors, the error
    may
    be signaled statically if it can be detected statically.
    [ERR XTTE1515]
    If the
    validation
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    , or
    xsl:result-document
    instruction, or the
    xsl:validation
    attribute
    of a literal result element,
    has the effective value
    lax
    , and
    schema validity assessment concludes that the element or attribute is invalid, a type
    error occurs. As with other type
    errors, the error
    may
    be signaled statically if it can be detected statically.
    Note:
    No mechanism is provided to validate an element or attribute against a local declaration
    in a schema. Such validation can usually be achieved by applying validation to a containing element
    for which a top-level element declaration exists.
    19.2.1.2 Validation using the
    [xsl:]type
    Attribute
    The
    [xsl:]type
    attribute takes as its value a
    QName
    . This
    must
    be the name of a type definition included in the
    in-scope schema components
    for the stylesheet.
    If the QName
    has no prefix, it is expanded using the default namespace established using the effective
    [xsl:]xpath-default-namespace
    attribute if there is one; otherwise, it is taken as being a name
    in no namespace.
    If the
    [xsl:]type
    attribute is present, then the newly constructed
    element or attribute is
    validated against the type definition identified by this attribute.
    In the case of an element, schema-validity assessment is carried out
    according to the rules defined in
    [XML Schema Part 1]
    (section 3.3.4 "Element Declaration Validation Rules", validation rule
    "Schema-Validity Assessment (Element)", clauses 1.2 and 2),
    using this type definition as the "processor-stipulated type definition".
    The element is considered valid if the result of the
    schema validity assessment is a PSVI in which the relevant element node has a
    validity
    property whose value is
    valid
    In the case of an attribute, the attribute is considered valid if
    (in the terminology of XML Schema) the attribute's normalized value is locally valid
    with respect to that type definition according to the rules for "String Valid"
    [XML Schema Part 1]
    , section 3.14.4). (Normalization here refers to the process
    of normalizing whitespace according to the rules of the
    whiteSpace
    facet for the
    data type).
    If the element or attribute is not considered
    valid, as defined above,
    the transformation fails
    [see
    ERR XTTE1540
    [ERR XTSE1520]
    It is a
    static error
    if the value of the
    type
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    xsl:document
    , or
    xsl:result-document
    instruction, or the
    xsl:type
    attribute
    of a literal result element, is not a valid
    QName
    , or if it uses a prefix that is not defined in an
    in-scope namespace declaration, or if the QName is not the name of a type definition
    included in the
    in-scope schema components
    for the stylesheet.
    [ERR XTSE1530]
    It is a
    static error
    if the value of the
    type
    attribute
    of an
    xsl:attribute
    instruction refers to a complex type definition.
    [ERR XTTE1540]
    It is a
    type error
    if an
    [xsl:]type
    attribute is defined for a constructed element or attribute, and the
    outcome of schema validity assessment against that type is that the
    validity
    property
    of that element or attribute information item is other than
    valid
    Note:
    Like other type errors, this error may be signaled statically
    if it can be detected statically. For example,
    the instruction
    1999-02-29
    may result
    in a static error being signaled. If the error is not signaled statically,
    it will be signaled when the instruction is evaluated.
    19.2.1.3 The Validation Process
    As well as checking for validity against the schema, the validity assessment process
    causes
    type annotations
    to be associated with element and attribute nodes.
    If default values for elements or attributes are defined in the schema, the validation
    process will where necessary create new nodes
    containing these default values.
    Validation of an element or attribute node only takes into account constraints on the content
    of the element or attribute. Validation rules affecting the document as a whole are not applied.
    Specifically, this means:
    The validation rule "Validation Root Valid (ID/IDREF)" is not
    applied. This means that validation will not fail if there are non-unique ID
    values or dangling IDREF values in the subtree being validated.
    The validation rule "Validation Rule: Identity-constraint Satisfied"
    should
    be applied.
    There is no check that the document contains unparsed entities whose names match the values of
    nodes of type
    xs:ENTITY
    or
    xs:ENTITIES
    . (XSLT 2.0 provides no facility
    to construct unparsed entities within a tree.)
    There is no check that the document contains notations whose names match the values of
    nodes of type
    xs:NOTATION
    . (The XDM data model makes no provision
    for notations to be represented in the tree.)
    With these caveats, validating a newly constructed element, using strict or lax validation,
    is equivalent to the following steps:
    The element is serialized to textual XML form, according to the
    rules defined in
    [XSLT and XQuery Serialization]
    using the XML output method,
    with all parameters defaulted. Note that this process discards
    any existing
    type annotations
    The resulting XML document is parsed to create
    an XML Information Set (see
    [XML Information Set]
    .)
    The Information Set produced in the previous step is validated
    according to the rules in
    [XML Schema Part 1]
    . The result of this step is a
    Post-Schema Validation Infoset (PSVI). If the validation process
    is not successful (as defined above), a type error is raised.
    The PSVI produced in the previous step is converted back into the
    XDM data model by the mapping described in
    [Data Model]
    Section
    3.3.1 Mapping PSVI Additions to Node Properties
    DM
    ).
    This process creates nodes with simple or complex
    type annotations
    based on the types established
    during schema validation.
    Validating an attribute using strict or lax validation requires a modified version
    of this procedure. A copy of the attribute is first added to an element node that is created for the purpose,
    and namespace fixup (see
    5.7.3 Namespace Fixup
    ) is performed on this element node.
    The name of this element is of no consequence, but it must be the same as the name of a
    synthesized element declaration of the form:






    where A is the name of the attribute being validated.
    This synthetic element is then validated using the procedure given above for validating elements, and if it
    is found to be valid, a copy of the validated attribute is made, retaining its
    type annotation
    , but detaching it
    from the containing element (and thus, from any namespace nodes).
    The XDM data model does not permit an attribute node with no parent to have a typed value
    that includes a namespace-qualified name, that is, a value whose type is derived from
    xs:QName
    or
    xs:NOTATION
    . This restriction is imposed because these types rely on the namespace nodes
    of a containing element to resolve namespace prefixes. Therefore, it is an error to validate a parentless
    attribute against such a type.
    This affects the instructions
    xsl:attribute
    xsl:copy
    , and
    xsl:copy-of
    [ERR XTTE1545]
    type error
    occurs if a
    type
    or
    validation
    attribute is defined (explicitly or implicitly) for an instruction that constructs a new attribute node, if the
    effect of this is to cause the attribute value to be validated against a type that is derived from,
    or constructed by list or union from, the primitive types
    xs:QName
    or
    xs:NOTATION
    19.2.2 Validating Document Nodes
    It is possible to apply validation to a document node.
    This happens when a
    new document node is constructed by one of the instructions
    xsl:document
    xsl:result-document
    xsl:copy
    , or
    xsl:copy-of
    , and this instruction has a
    type
    attribute, or a
    validation
    attribute
    with the value
    strict
    or
    lax
    Document-level validation is not applied to
    the document node that is created implicitly when a variable-binding element has no
    select
    attribute and no
    as
    attribute (see
    9.4 Creating implicit document nodes
    ).
    This is equivalent to using
    validation="preserve"
    on
    xsl:document
    : nodes within such
    trees retain their
    type annotation
    Similarly, validation is not applied to document nodes created using
    xsl:message
    The values
    validation="preserve"
    and
    validation="strip"
    do not request validation. In the first case, all element and attribute nodes within the tree rooted
    at the new document node retain their
    type annotations
    . In the second case, elements within the tree
    have their type annotation set to
    xs:untyped
    while attributes have their type
    annotation set to
    xs:untypedAtomic
    When validation is requested for a document node (that is, when
    validation
    is set to
    strict
    or
    lax
    , or when a
    type
    attribute
    is present), the following processing takes place:
    [ERR XTTE1550]
    type error
    occurs

    unless the children of the document node comprise
    exactly one element node, no text nodes, and zero or more comment and processing instruction nodes,
    in any order.
    The single element node child is validated, using the supplied values of the
    validation
    and
    type
    attributes, as described in
    19.2.1 Validating Constructed Elements and Attributes
    Note:
    The
    type
    attribute on
    xsl:document
    and
    xsl:result-document
    , and
    on
    xsl:copy
    and
    xsl:copy-of
    when copying a document node, thus refers
    to the required type of the element node that is the only element child of the
    document node. It does not refer to the type of the document node itself.
    The validation rule "Validation Root Valid (ID/IDREF)" is
    applied to the single element node child of the document node.
    This means that validation will fail if there are non-unique ID
    values or dangling IDREF values in the document tree.
    Identity constraints, as defined in section 3.11 of
    [XML Schema Part 1]
    , are checked. (This refers to constraints defined using
    xs:unique
    xs:key
    , and
    xs:keyref
    .)
    There is no check that the tree contains unparsed entities whose names match the values of
    nodes of type
    xs:ENTITY
    or
    xs:ENTITIES
    . This is because there is
    no facility in XSLT 2.0 to create unparsed entities in a
    result tree
    . It is possible to add unparsed
    entity declarations to the result document by referencing a suitable DOCTYPE during serialization.
    There is no check that the document contains notations whose names match the values of
    nodes of type
    xs:NOTATION
    . This is because notations are
    not part of the XDM data model. It is possible to add notations to the result document by referencing a
    suitable DOCTYPE during serialization.
    All other children of the document node (comments and processing instructions)
    are copied unchanged.
    [ERR XTTE1555]
    It is a
    type error
    if, when validating a document
    node, document-level constraints are not satisfied. These constraints include
    identity constraints (
    xs:unique
    xs:key
    and
    xs:keyref
    ) and ID/IDREF constraints.
    20 Serialization
    processor
    may
    output a
    final result tree
    as a sequence of
    octets, although it is not
    required
    to be able to do so (see
    21 Conformance
    ).
    Stylesheet authors can use
    xsl:output
    declarations
    to specify how they wish result trees to be serialized.
    If a processor serializes a final result tree, it
    must
    do so
    as specified by these declarations.
    The rules governing the output of the serializer are defined in
    [XSLT and XQuery Serialization]
    The serialization is controlled using a number of serialization parameters. The values of these
    serialization parameters may be set within the
    stylesheet
    using the
    xsl:output
    xsl:result-document
    , and
    xsl:character-map
    declarations.

    name? =
    qname
    method? = "xml" | "html" | "xhtml" | "text" |
    qname-but-not-ncname
    byte-order-mark? = "yes" | "no"
    cdata-section-elements? =
    qnames
    doctype-public? =
    string
    doctype-system? =
    string
    encoding? =
    string
    escape-uri-attributes? = "yes" | "no"
    include-content-type? = "yes" | "no"
    indent? = "yes" | "no"
    media-type? =
    string
    normalization-form? = "NFC" | "NFD" | "NFKC" | "NFKD" | "fully-normalized" | "none" |
    nmtoken
    omit-xml-declaration? = "yes" | "no"
    standalone? = "yes" | "no" | "omit"
    undeclare-prefixes? = "yes" | "no"
    use-character-maps? =
    qnames
    version? =
    nmtoken
    />
    The
    xsl:output
    declaration is optional; if used, it
    must
    always
    appear as a
    top-level
    element within a stylesheet module.
    stylesheet
    may contain multiple
    xsl:output
    declarations
    and may include or import stylesheet modules that also contain
    xsl:output
    declarations. The name of an
    xsl:output
    declaration
    is the value of its
    name
    attribute, if any.
    [Definition:
    All
    the
    xsl:output
    declarations in a stylesheet
    that share the same name are grouped into a named
    output definition
    those that have no name are grouped into a single unnamed output definition.
    A stylesheet always includes an unnamed
    output definition
    in the absence of an unnamed
    xsl:output
    declaration, the unnamed output
    definition is equivalent to the one that would be used if the stylesheet contained an
    xsl:output
    declaration having no attributes.
    A named
    output definition
    is used when its name matches the
    format
    attribute
    used in an
    xsl:result-document
    element. The unnamed output definition is used
    when an
    xsl:result-document
    element omits the
    format
    attribute.
    It is also used when serializing the
    final result tree
    that is created
    implicitly in the absence of an
    xsl:result-document
    element.
    All the
    xsl:output
    elements making up an
    output definition
    are effectively merged.
    For those attributes whose values are namespace-sensitive, the merging is done
    after
    lexical QNames
    have been converted into
    expanded QNames
    For the
    cdata-section-elements
    attribute,
    the output definition uses
    the union of the values from all the constituent
    xsl:output
    declarations.
    For the
    use-character-maps
    attribute, the output definition uses
    the concatenation of the sequences of
    expanded QNames
    values
    from all the constituent
    xsl:output
    declarations,
    taking them in order of increasing
    import precedence
    , or where several have the
    same import precedence, in
    declaration order
    For other attributes, the
    output definition
    uses the value
    of that attribute from the
    xsl:output
    declaration with the
    highest
    import precedence
    [ERR XTSE1560]
    It is a
    static error
    if two
    xsl:output
    declarations within an
    output definition
    specify
    explicit values for the same attribute (other than
    cdata-section-elements
    and
    use-character-maps
    ),
    with the values of the attributes being not equal,
    unless there is another
    xsl:output
    declaration within the same
    output definition
    that has higher import precedence
    and that specifies an explicit value for the same attribute.
    If none of the
    xsl:output
    declarations within
    an
    output definition
    specifies a value
    for a particular attribute, then the corresponding serialization parameter takes a default value. The default
    value depends on the chosen output method.
    There are some serialization parameters that apply to some output methods but not to
    others. For example, the
    indent
    attribute has no effect on the
    text
    output method.
    If a value is supplied for an attribute that is inapplicable to the output method, its value is not passed to the serializer.
    The processor
    may
    validate the value of such an attribute, but is not
    required
    to do so.
    An implementation
    may
    allow the attributes of the
    xsl:output
    declaration
    to be overridden, or the default values to be changed, using the API that controls the transformation.
    The location to which
    final result trees
    are serialized (whether in filestore
    or elsewhere) is
    implementation-defined
    (which in practice
    may
    mean that it is controlled using an implementation-defined API).
    However, these locations
    must
    satisfy the constraint that
    when two
    final result trees
    are both created (implicitly or explicitly) using
    relative URIs in the
    href
    attribute of the
    xsl:result-document
    instruction, then
    these relative URIs may be used to construct references from one tree to the other, and such references
    must
    remain
    valid when both result trees are serialized.
    The
    method
    attribute on the
    xsl:output
    element
    identifies the overall method that is to be used for outputting the
    final result tree
    [ERR XTSE1570]
    The value
    must
    (if present)
    be a valid
    QName
    If the
    QName
    does not have a prefix, then it
    identifies a method specified in
    [XSLT and XQuery Serialization]
    and
    must
    be one of
    xml
    html
    xhtml
    or
    text
    . If the
    QName
    has a prefix, then the
    QName
    is expanded into an
    expanded-QName
    as described
    in
    5.1 Qualified Names
    ; the
    expanded-QName
    identifies the output
    method; the behavior in this case is not specified by this
    document.
    The default for the
    method
    attribute
    depends on the contents of the tree being serialized, and
    is chosen as
    follows. If the document node of the
    final result tree
    has an element
    child, and any text nodes preceding the first element child of the document
    node of the result tree contain only whitespace characters, then:
    If the
    expanded-QName
    of this first element child has local part
    html
    (in lower case), and namespace URI
    then the default output method is normally
    xhtml
    However, if the
    version
    attribute of the
    xsl:stylesheet
    element of the
    principal stylesheet module
    has the
    value
    1.0
    , and if the result tree is generated implicitly (rather than by an explicit
    xsl:result-document
    instruction), then the default output method
    in this situation is
    xml
    If the
    expanded-QName
    of this first element child has local part
    html
    (in any combination of upper and lower case) and a
    null namespace URI, then the default output method is
    html
    In all other cases, the default output method
    is
    xml
    The default output method is used
    if the selected
    output definition
    does not include a
    method
    attribute.
    The other attributes on
    xsl:output
    provide parameters
    for the output method. The following attributes are allowed:
    The value of the
    encoding
    attribute provides the
    value of the
    encoding
    parameter to the serialization method.
    The default value is
    implementation-defined
    but in the case of the
    xml
    and
    xhtml
    methods it
    must
    be either
    UTF-8
    or
    UTF-16
    The
    byte-order-mark
    attribute defines whether a byte order mark
    is written at the start of the file. If the value
    yes
    is specified, a byte order mark
    is written; if
    no
    is specified, no byte order mark is written. The default value
    depends on the encoding used. If the encoding is
    UTF-16
    , the default is
    yes
    for
    UTF-8
    it is
    implementation-defined
    and for all other encodings it is
    no
    . The value of the byte order mark indicates whether
    high order bytes are written before or after low order bytes; the actual byte order used is
    implementation-dependent
    unless it is defined by the selected encoding.
    The
    cdata-section-elements
    attribute is a
    whitespace-separated list
    of QNames. The default value is an empty list.
    After expansion of these names using the in-scope namespace declarations
    for the
    xsl:output
    declaration in which they appear, this list of
    names provides the value of the
    cdata-section-elements
    parameter
    to the serialization method. In the case of an unprefixed name,
    the default namespace (that is, the namespace declared using
    xmlns="uri"
    is used.
    Note:
    This differs from the rule for most other QNames used in a stylesheet. The reason
    is that these names refer to elements in the result document, and therefore follow the same
    convention as the name of a literal result element or the
    name
    attribute
    of
    xsl:element
    The value of the
    doctype-system
    attribute provides the
    value of the
    doctype-system
    parameter to the serialization method.
    If the attribute is absent or has a zero-length string as its value, then the serialization
    parameter is not set (is "absent").
    The value of the
    doctype-public
    attribute provides the
    value of the
    doctype-public
    parameter to the serialization method.
    If the attribute is absent or has a zero-length string as its value, then the serialization
    parameter is not set (is "absent").
    The value of
    doctype-public
    must conform to the rules
    for a
    PubidLiteral
    XML
    (see
    [XML 1.0]
    ).
    The value of the
    escape-uri-attributes
    attribute provides the
    value of the
    escape-uri-attributes
    parameter to the serialization method.
    The default value is
    yes
    The value of the
    include-content-type
    attribute provides the
    value of the
    include-content-type
    parameter to the serialization method.
    The default value is
    yes
    The value of the
    indent
    attribute provides the
    value of the
    indent
    parameter to the serialization method.
    The default value is
    yes
    in the case of the
    html
    and
    xhtml
    output methods,
    no
    in the case of the
    xml
    output method.
    The value of the
    media-type
    attribute provides the
    value of the
    media-type
    parameter to the serialization method.
    The default value is
    text/xml
    in the case of the
    xml
    output method,
    text/html
    in the case of the
    html
    and
    xhtml
    output methods, and
    text/plain
    in the case of the
    text
    output method.
    The value of the
    normalization-form
    attribute provides the value of the
    normalization-form
    parameter to the serialization method. A value that is
    an
    NMTOKEN
    other than one of those enumerated for the
    normalization-form
    attribute specifes an implementation-defined normalization form; the
    behavior in this case is not specified by this document. The default
    value is
    none
    The value of the
    omit-xml-declaration
    attribute provides the
    value of the
    omit-xml-declaration
    parameter to the serialization method.
    The default value is
    no
    The value of the
    standalone
    attribute provides the
    value of the
    standalone
    parameter to the serialization method.
    The default value is
    omit
    this means that no
    standalone
    attribute is to be included in the XML declaration.
    The
    undeclare-prefixes
    attribute is
    relevant only when producing output with
    method="xml"
    and
    version="1.1"
    (or later).
    It defines whether namespace undeclarations (of the form
    xmlns:foo=""
    should
    be output
    when a child element has no namespace node with the same name (that is, namespace prefix) as a
    namespace node of its parent element. The default value is
    no
    : this means that
    namespace undeclarations are not output, which has the effect that when the resulting XML is
    reparsed, the new tree may contain namespace nodes on the child element that were not there
    in the original tree before serialization.
    The
    use-character-maps
    attribute provides
    a list of named character maps that
    are used in conjunction with this
    output definition
    . The way this attribute
    is used is described in
    20.1 Character Maps
    The default value is an empty list.
    The value of the
    version
    attribute provides the
    value of the
    version
    parameter to the serialization method.
    The set of permitted values, and the default value,
    are
    implementation-defined
    serialization error
    will be reported
    if the requested version is not supported by the implementation.
    If the processor performs serialization, then it must signal any
    non-recoverable serialization
    errors that occur. These have the same effect as
    non-recoverable dynamic errors
    that is, the processor must signal the error and must not finish as if the
    transformation had been successful.
    20.1 Character Maps
    [Definition:
    character map
    allows
    a specific character appearing in a text or attribute node
    in the
    final result tree
    to be substituted by a specified string of characters during serialization.
    The effect of character maps is defined in
    [XSLT and XQuery Serialization]
    The character map that is supplied as a parameter to the serializer is determined from the
    xsl:character-map
    elements referenced from the
    xsl:output
    declaration for the selected
    output definition
    The
    xsl:character-map
    element is a declaration that may appear as a child
    of the
    xsl:stylesheet
    element.

    name
    qname
    use-character-maps? =
    qnames


    The
    xsl:character-map
    declaration declares a character map with a
    name and a set of character mappings. The character mappings are
    specified by means of
    xsl:output-character
    elements contained either directly
    within the
    xsl:character-map
    element, or in further character maps referenced
    in the
    use-character-maps
    attribute.
    The
    required
    name
    attribute provides a name for the character map.
    When a character map is used by an
    output definition
    or another
    character map, the character map with the highest
    import precedence
    is
    used.
    [ERR XTSE1580]
    It is a
    static error
    if the
    stylesheet
    contains two or more character maps
    with the same name and the same
    import
    precedence
    , unless it also contains another character
    map with the same name and higher import precedence.
    The optional
    use-character-maps
    attribute lists the names of further character
    maps that are included into this character map.
    [ERR XTSE1590]
    It is a
    static error
    if a name in
    the
    use-character-maps
    attribute of the
    xsl:output
    or
    xsl:character-map
    elements does not
    match the
    name
    attribute of any
    xsl:character-map
    in the
    stylesheet
    [ERR XTSE1600]
    It is a
    static error
    if
    a character map references itself, directly or indirectly, via a name in
    the
    use-character-maps
    attribute.
    It is not an error if the same character map is referenced more than once, directly or indirectly.
    An
    output definition
    , after recursive expansion of character maps referenced via its
    use-character-maps
    attribute, may contain several mappings for the same character.
    In this situation, the last character mapping takes precedence. To establish the ordering, the following
    rules are used:
    Within a single
    xsl:character-map
    element, the characters defined in character maps
    referenced in the
    use-character-maps
    attribute are considered before the characters defined in
    the child
    xsl:output-character
    elements.
    The character maps referenced in a single
    use-character-maps
    attribute are considered
    in the order in which they are listed in that attribute. The expansion is depth-first: each referenced
    character map is fully expanded before the next one is considered.
    Two
    xsl:output-character
    elements appearing as children of the same
    xsl:character-map
    element are considered in document order.
    The
    xsl:output-character
    element is defined as follows:
    character
    char
    string
    string
    />
    The character map that is passed as a parameter to the serializer contains a mapping
    for the character specified in the
    character
    attribute to the string specified in the
    string
    attribute.
    Character mapping is not applied to characters for which output escaping has
    been disabled as described in
    20.2 Disabling Output Escaping
    If a character is mapped, then it is not subjected to XML or HTML escaping.
    Example: Using Character Maps to Generate Non-XML Output
    Character maps can be useful when producing serialized output in a format that resembles,
    but is not strictly conformant to, HTML or XML. For example, when the output is a JSP page,
    there might be a need to generate the output:

    Although this output is not well-formed XML or HTML, it is valid in Java Server Pages.
    This can be achieved by allocating three Unicode characters (which are not needed for any other purpose)
    to represent the strings
    <%
    %>
    , and
    , for example:





    When this character map is referenced in the
    xsl:output
    declaration,
    the required output can be produced by writing the following in the stylesheet:

    This works on the assumption that when an apostrophe or quotation
    mark is generated as part of an attribute value by the use of character maps, the serializer will
    (where possible) use the other choice of delimiter around the attribute value.
    Example: Constructing a Composite Character Map
    The following example illustrates a composite character map constructed in
    a modular fashion:

    use-character-maps="html-chars doc-entities windows-format" />

    use-character-maps="latin1 ..." />




    ...





    ...





    string="<img src='special1.gif' />" />
    string="<img src='special2.gif' />" />
    ...

    Note:
    When character maps are used, there is no guarantee that the serialized
    output will be well-formed XML (or HTML). Furthermore, the fact that the result
    tree was validated against a schema gives no guarantee that the serialized
    output will still be valid against the same schema. Conversely, it is possible
    to use character maps to produce schema-valid output from a result tree that
    would fail validation.
    20.2 Disabling Output Escaping
    Normally, when using the XML, HTML, or XHTML output method,
    the serializer will escape special
    characters such as
    and
    when outputting text nodes. This
    ensures that the output is well-formed. However, it is sometimes
    convenient to be able to produce output that is almost, but not quite
    well-formed XML; for example, the output may include ill-formed
    sections which are intended to be transformed into well-formed XML by
    a subsequent non-XML-aware process. For this reason, XSLT defines a
    mechanism for disabling output escaping.
    This feature is
    deprecated
    This is an optional feature: it is not
    required
    that a XSLT processor that
    implements the serialization option
    should
    offer the ability to disable output escaping,
    and there is no conformance level that requires this feature.
    This feature requires an extension to the serializer described in
    [XSLT and XQuery Serialization]
    Conceptually, the
    final result tree
    provides an additional boolean property
    disable-escaping
    associated with every character in a text node. When this property
    is set, the normal action of the serializer to escape special characters such as
    and
    is suppressed.
    An
    xsl:value-of
    or
    xsl:text
    element may have a
    disable-output-escaping
    attribute; the allowed values are
    yes
    or
    no
    . The default is
    no
    if the value is
    yes
    , then every character in the text node generated by
    evaluating the
    xsl:value-of
    or
    xsl:text
    element
    should
    have the
    disable-escaping
    property set.
    Example: Disable Output Escaping
    For example,
    <
    should generate the single character
    If
    output escaping is disabled for an
    xsl:value-of
    or
    xsl:text
    instruction
    evaluated when
    temporary output state
    is in effect,
    the request to disable output escaping is ignored.
    If output escaping is disabled for text within an element that would
    normally be output using a CDATA section, because the element is listed in the
    cdata-section-elements
    , then the relevant text will not be included in a
    CDATA section. In effect, CDATA is treated as an alternative escaping mechanism, which
    is disabled by the
    disable-output-escaping
    option.
    Example: Interaction of Output Escaping and CDATA
    For example, if

    is specified, then the following instructions:
    <br><xsl:text disable-output-escaping="yes">This is not <hr/> good coding practice</xsl:text><br>
    should generate the output:
    <![CDATA[This is not ]]><hr/><![CDATA[ good coding practice]]>
    The
    disable-output-escaping
    attribute may be used with
    the
    html
    output method as well as with the
    xml
    output method. The
    text
    output method
    ignores the
    disable-output-escaping
    attribute, since it
    does not perform any output escaping.
    processor
    will only be able to disable output escaping if
    it controls how the
    final result tree
    is output. This might not always be the
    case. For example, the result tree might be used as a
    source tree
    for
    another XSLT transformation instead of being output.
    It is
    implementation-defined
    whether (and under what circumstances) disabling output escaping is supported.
    [ERR XTRE1620]
    It is
    recoverable dynamic error
    if an
    xsl:value-of
    or
    xsl:text
    instruction specifies that
    output escaping is to be disabled and the implementation does not
    support this.
    The
    optional recovery action
    is to ignore the
    disable-output-escaping
    attribute.
    [ERR XTRE1630]
    It is
    recoverable dynamic error
    if an
    xsl:value-of
    or
    xsl:text
    instruction specifies that
    output escaping is to be disabled when writing to a
    final result tree
    that is
    not being serialized.
    The
    optional recovery action
    is to ignore the
    disable-output-escaping
    attribute.
    If output escaping is disabled for a character that is not
    representable in the encoding that the
    processor
    is using for
    output, the request to disable output escaping is ignored in respect of that character.
    Since disabling output escaping might not work with all implementations
    and can result in XML that is not well-formed, it
    should
    be
    used only when there is no alternative.
    Note:
    The facility to define character maps for use during serialization,
    as described in
    20.1 Character Maps
    , has been produced as an alternative mechanism that can be used
    in many situations where disabling of output escaping was previously necessary, without the same
    difficulties.
    Note:
    When disable-output-escaping is used, there is no guarantee that the serialized
    output will be well-formed XML (or HTML). Furthermore, the fact that the result
    tree was validated against a schema gives no guarantee that the serialized
    output will still be valid against the same schema. Conversely, it is possible
    to use disable-output-escaping to produce schema-valid output from a result tree that
    would fail validation.
    21 Conformance
    processor
    that claims conformance with this
    specification
    must
    claim conformance either as a
    basic
    XSLT processor
    or as a
    schema-aware
    XSLT processor
    . The rules for these two conformance levels are defined in
    the following sections.
    A processor that claims conformance at either of these two levels
    may
    additionally
    claim conformance with either or both of the following optional features: the
    serialization feature, defined in
    21.3 Serialization Feature
    , and the
    backwards compatibility feature, defined in
    21.4 Backwards Compatibility Feature
    Note:
    There is no conformance level or feature defined in this specification
    that requires implementation of the static typing features described in
    [XPath 2.0]
    An XSLT processor may provide a user option to invoke static typing,
    but to be conformant with this specification it must
    allow a stylesheet to be processed with static typing disabled. The interaction of XSLT
    stylesheets with the static typing feature of XPath 2.0 has not been specified, so the results
    of using static typing, if available, are implementation-defined.
    An XSLT processor takes as its inputs a stylesheet and one or more XDM trees
    conforming to the data model defined in
    [Data Model]
    . It is
    not
    required
    that the processor supports any particular method of constructing
    XDM trees, but conformance can only be tested if it provides a mechanism that enables
    XDM trees representing the stylesheet and primary source document to be constructed
    and supplied as input to the processor.
    The output of the XSLT processor consists of zero or more
    final result trees
    . It is
    not
    required
    that the processor supports any particular method of accessing
    a final result tree, but if it does not support the serialization module, conformance can
    only be tested if it provides some alternative mechanism that enables access to the
    results of the transformation.
    Certain facilities in this specification are described as producing
    implementation-defined
    results. A
    claim that asserts conformance with this specification
    must
    be accompanied by documentation
    stating the effect of each implementation-defined feature. For convenience, a non-normative
    checklist of implementation-defined features is provided at
    F Checklist of Implementation-Defined Features
    A conforming
    processor
    must
    signal
    any
    static error
    occurring in the stylesheet,
    or in any XPath
    expression
    , except where specified
    otherwise either for individual error conditions or under the general provisions for
    forwards compatible behavior
    (see
    3.9 Forwards-Compatible Processing
    ). After signaling such an error, the processor
    may
    continue for the
    purpose of signaling additional errors, but
    must
    terminate abnormally without performing
    any transformation.
    When a
    dynamic error
    occurs during the course of a transformation, the action depends on whether the error is classified as a
    recoverable error
    If a non-recoverable error occurs, the processor
    must
    signal it and
    must
    eventually terminate abnormally. If a recoverable
    error occurs, the processor
    must
    either signal it and terminate
    abnormally, or it
    must
    take the defined recovery action and continue processing.
    Some errors, notably
    type errors
    may
    be treated as
    static errors
    or
    dynamic errors
    at the discretion of the
    processor.
    A conforming processor
    may
    impose limits on the processing
    resources consumed by the processing of a stylesheet.
    21.1 Basic XSLT Processor
    [Definition:
    basic XSLT processor
    is an XSLT
    processor that implements all the mandatory requirements of this specification with the exception
    of certain explicitly-identified constructs related to schema processing.
    These constructs are listed below.
    The mandatory requirements of this specification are taken
    to include the mandatory requirements of XPath 2.0, as described in
    [XPath 2.0]
    A requirement is mandatory unless the specification includes wording (such as the use of the
    words
    should
    or
    may
    ) that clearly indicates that it is optional.
    basic XSLT processor
    must
    enforce the following restrictions. It
    must
    signal a static
    or dynamic error when the restriction is violated, as described below.
    [ERR XTSE1650]
    basic XSLT processor
    must
    signal a
    static error
    if the
    stylesheet
    includes an
    xsl:import-schema
    declaration.
    Note:
    A processor that rejects
    an
    xsl:import-schema
    declaration will also reject any reference to a user-defined
    type defined in a schema, or to a user-defined element or attribute declaration; it will not,
    however, reject references to the built-in types listed in
    3.13 Built-in Types
    [ERR XTSE1660]
    basic XSLT processor
    must
    signal a
    static error
    if the
    stylesheet
    includes an
    [xsl:]type
    attribute, or an
    [xsl:]validation
    or
    default-validation
    attribute with a value other than
    strip
    basic XSLT processor
    constrains the data model as follows:
    Atomic values
    must
    belong to one of the atomic types listed in
    3.13 Built-in Types
    (except as noted below).
    An atomic value may also belong to an implementation-defined type that has been added to
    the context for use with
    extension functions
    or
    extension instructions
    The set of constructor functions available are limited to those that construct values
    of the above atomic types.
    The static context, which defines the full set of type names recognized by an XSLT
    processor and also by the XPath processor, includes these atomic types, plus
    xs:anyType
    xs:anySimpleType
    xs:untyped
    and
    xs:anyAtomicType
    Element nodes
    must
    be annotated with the
    type annotation
    xs:untyped
    and attribute nodes with the type annotation
    xs:untypedAtomic
    [ERR XTDE1665]
    basic XSLT processor
    must
    raise a
    non-recoverable dynamic error
    if the input to the processor includes a node with a
    type annotation
    other than
    xs:untyped
    or
    xs:untypedAtomic
    , or an atomic value
    of a type other than those which a basic XSLT processor supports.
    This error will not arise if the
    input-type-annotations
    attribute is set
    to
    strip
    Note:
    Although this is expressed in terms of a requirement to detect invalid input, an alternative
    approach is for a basic XSLT processor to prevent this error condition occurring, by not providing
    any interfaces that would allow the situation to arise.
    A processor might, for example, implement a mapping from the PSVI to the data model that loses
    all non-trivial
    type annotations
    ; or it might not accept input from a PSVI at all.
    The phrase
    input to the processor
    is deliberately wide: it includes
    the tree containing the
    initial context node
    trees passed as
    stylesheet parameters
    trees accessed using the
    document
    doc
    FO
    , and
    collection
    FO
    functions, and trees returned by
    extension functions
    and
    extension instructions
    21.2 Schema-Aware XSLT Processor
    [Definition:
    schema-aware XSLT processor
    is an XSLT processor that implements all the mandatory requirements of this specification,
    including those features that a
    basic XSLT
    processor
    signals as an error. The mandatory requirements of this specification are taken
    to include the mandatory requirements of XPath 2.0, as described in
    [XPath 2.0]
    A requirement is mandatory unless the specification includes wording (such as the use of the
    words
    should
    or
    may
    ) that clearly indicates that it is optional.
    21.3 Serialization Feature
    [Definition:
    A processor that
    claims conformance with the
    serialization feature
    must
    support the conversion
    of a
    final result tree
    to a sequence of octets following the rules defined in
    20 Serialization
    It
    must
    respect all the attributes of the
    xsl:output
    and
    xsl:character-map
    declarations, and
    must
    provide all four output methods,
    xml
    xhtml
    html
    , and
    text
    . Where the specification uses words such as
    must
    and
    required
    , then it
    must
    serialize the result tree in precisely the way described; in
    other cases it
    may
    use an alternative, equivalent representation.
    A processor may claim conformance with the serialization feature whether or not it supports
    the setting
    disable-output-escaping="yes"
    on
    xsl:text
    , or
    xsl:value-of
    A processor that does not claim conformance with the serialization feature
    must not
    signal
    an error merely because the
    stylesheet
    contains
    xsl:output
    or
    xsl:character-map
    declarations, or serialization attributes on the
    xsl:result-document
    instruction.
    Such a processor
    may
    check that these
    declarations and attributes have valid values, but is not
    required
    to do so.
    Apart from optional validation, these declarations
    should
    be ignored.
    21.4 Backwards Compatibility Feature
    [Definition:
    processor that claims conformance with the
    backwards compatibility feature
    must
    support
    the processing of stylesheet instructions and XPath expressions with
    backwards compatible behavior
    , as
    defined in
    3.8 Backwards-Compatible Processing
    Note that a processor that does not claim conformance with the backwards
    compatibility feature
    must
    raise a
    non-recoverable dynamic error
    if an instruction is evaluated containing an
    [xsl:]version
    attribute that invokes
    backwards compatible behavior
    [see
    ERR XTDE0160
    Note:
    The reason this is a dynamic error rather than a static error is to allow stylesheets
    to contain conditional logic, following different paths depending on whether the XSLT processor
    implements XSLT 1.0 or XSLT 2.0. The selection of which path to use can be controlled by
    using the
    system-property
    function to test
    the
    xsl:version
    system property.
    A processor that claims conformance with the backwards compatibility
    feature
    must
    permit the use of the namespace axis in XPath expressions when backwards
    compatible behavior is enabled. In all other circumstances, support for the namespace axis
    is optional.
    A References
    A.1 Normative References
    Data Model
    XQuery 1.0 and XPath 2.0 Data Model (XDM) (Second Edition)
    Anders Berglund, Mary Fernández, Ashok Malhotra, Jonathan Marsh, Marton Nagy, Norman Walsh, Editors.
    World Wide Web Consortium,
    14 December 2010.
    This version is https://www.w3.org/TR/2010/REC-xpath-datamodel-20101214/
    The
    latest version
    is available at https://www.w3.org/TR/xpath-datamodel/.
    Functions and Operators
    XQuery 1.0 and XPath 2.0 Functions and Operators (Second Edition)
    Ashok Malhotra, Jim Melton, Norman Walsh, and Michael Kay, Editors.
    World Wide Web Consortium,
    14 December 2010.
    This version is https://www.w3.org/TR/2010/REC-xpath-functions-20101214/.
    The
    latest version
    is available at https://www.w3.org/TR/xpath-functions/.
    XML Information Set
    XML Information Set (Second Edition)
    , John Cowan and Richard Tobin, Editors. World Wide Web Consortium, 04 Feb 2004. This version is https://www.w3.org/TR/2004/REC-xml-infoset-20040204. The
    latest version
    is available at https://www.w3.org/TR/xml-infoset.
    ISO 3166-1
    ISO (International Organization for Standardization)
    Codes for the representation of names of countries
    and their subdivisions - Part 1: Country codes
    ISO 3166-1:1997.
    ISO 8601
    ISO (International Organization for Standardization)
    Data elements and interchange formats - Information interchange -
    Representation of dates and times.
    ISO 8601:2000(E), Second edition, 2000-12-15.
    Unicode
    The Unicode Consortium.
    The Unicode Standard
    Reading, Mass.: Addison-Wesley, 2003, as updated from time to time by the publication of new versions.
    See
    for the latest version and additional information on versions of the standard and of the
    Unicode Character Database. The version of Unicode to be used is
    implementation-defined
    but implementations are recommended to use the latest Unicode version.
    XSLT and XQuery Serialization
    XSLT 2.0 and XQuery 1.0 Serialization (Second Edition)
    Scott Boag, Michael Kay, Joanne Tong, Norman Walsh, and Henry Zongaro, Editors.
    World Wide Web Consortium,
    14 December 2010.
    This version is https://www.w3.org/TR/2010/REC-xslt-xquery-serialization-20101214/.
    The
    latest version
    is available at https://www.w3.org/TR/xslt-xquery-serialization/.
    XML 1.0
    Extensible Markup Language (XML) 1.0 (Fifth Edition)
    , Jean Paoli, C. M. Sperberg-McQueen, François Yergeau,
    et. al.
    , Editors. World Wide Web Consortium, 26 Nov 2008. This version is https://www.w3.org/TR/2008/REC-xml-20081126/. The
    latest version
    is available at https://www.w3.org/TR/xml.
    XML 1.1
    Extensible Markup Language (XML) 1.1 (Second Edition)
    , François Yergeau, Tim Bray, Jean Paoli,
    et. al.
    , Editors. World Wide Web Consortium, 16 Aug 2006. This version is https://www.w3.org/TR/2006/REC-xml11-20060816. The
    latest version
    is available at https://www.w3.org/TR/xml11/.
    XML Base
    XML Base (Second Edition)
    , Richard Tobin and Jonathan Marsh, Editors. World Wide Web Consortium, 28 Jan 2009. This version is https://www.w3.org/TR/2009/REC-xmlbase-20090128/. The
    latest version
    is available at https://www.w3.org/TR/xmlbase/.
    xml:id
    xml:id Version 1.0
    , Jonathan Marsh, Daniel Veillard, and Norman Walsh, Editors. World Wide Web Consortium, 09 Sep 2005. This version is https://www.w3.org/TR/2005/REC-xml-id-20050909/. The
    latest version
    is available at https://www.w3.org/TR/xml-id/.
    Namespaces in XML 1.0
    Namespaces in XML 1.0 (Second Edition)
    , Richard Tobin, Dave Hollander, Tim Bray, and Andrew Layman, Editors. World Wide Web Consortium, 16 Aug 2006. This version is https://www.w3.org/TR/2006/REC-xml-names-20060816. The
    latest version
    is available at https://www.w3.org/TR/xml-names.
    Namespaces in XML 1.1
    Namespaces in XML 1.1 (Second Edition)
    , Andrew Layman, Dave Hollander, Richard Tobin, and Tim Bray, Editors. World Wide Web Consortium, 16 Aug 2006. This version is https://www.w3.org/TR/2006/REC-xml-names11-20060816. The
    latest version
    is available at https://www.w3.org/TR/xml-names11/.
    XML Schema Part 1
    XML Schema Part 1: Structures Second Edition
    , Henry S. Thompson, Murray Maloney, David Beech, and Noah Mendelsohn, Editors. World Wide Web Consortium, 28 Oct 2004. This version is https://www.w3.org/TR/2004/REC-xmlschema-1-20041028/. The
    latest version
    is available at https://www.w3.org/TR/xmlschema-1/.
    XML Schema Part 2
    XML Schema Part 2: Datatypes Second Edition
    , Paul V. Biron and Ashok Malhotra, Editors. World Wide Web Consortium, 28 Oct 2004. This version is https://www.w3.org/TR/2004/REC-xmlschema-2-20041028/. The
    latest version
    is available at https://www.w3.org/TR/xmlschema-2/.
    XPath 2.0
    XML Path Language (XPath) 2.0 (Second Edition)
    Don Chamberlin, Jonathan Robie, Anders Berglund, Scott Boag,
    et. al.
    , Editors.
    World Wide Web Consortium,
    14 December 2010
    This version is https://www.w3.org/TR/2010/REC-xpath20-20101214/.
    The
    latest version
    is available at https://www.w3.org/TR/xpath20/.
    A.2 Other References
    Calendrical Calculations
    Edward M. Reingold and Nachum Dershowitz.
    Calendrical Calculations Millennium edition (2nd Edition)
    . Cambridge University Press,
    ISBN 0 521 77752 6
    DOM Level 2
    Document Object Model (DOM) Level 2 Core Specification
    , Arnaud Le Hors, Mike Champion, Jonathan Robie,
    et. al.
    , Editors. World Wide Web Consortium, 13 Nov 2000. This version is https://www.w3.org/TR/2000/REC-DOM-Level-2-Core-20001113. The
    latest version
    is available at https://www.w3.org/TR/DOM-Level-2-Core/.
    RFC2119
    S. Bradner.
    Key
    words for use in RFCs to Indicate Requirement Levels
    . IETF RFC 2119.
    See
    RFC2376
    E. Whitehead, M. Murata.
    XML
    Media Types
    . IETF RFC 2376.
    See
    RFC3023
    M. Murata, S. St.Laurent, and D. Cohn.
    XML Media Types
    . IETF RFC 3023.
    See
    References to RFC 3023 should be taken to refer to any document
    that supersedes RFC 3023.
    RFC3986
    T. Berners-Lee, R. Fielding, and
    L. Masinter.
    Uniform Resource Identifiers (URI): Generic
    Syntax
    . IETF RFC 3986.
    See
    RFC3987
    M. Duerst, M. Suignard.
    Internationalized Resource Identifiers (IRIs)
    IETF RFC 3987.
    See
    UNICODE TR10
    Unicode Consortium.
    Unicode Technical Standard #10. Unicode Collation
    Algorithm
    . Unicode Technical Report.
    See
    XInclude
    XML Inclusions (XInclude) Version 1.0 (Second Edition)
    , David Orchard, Jonathan Marsh, and Daniel Veillard, Editors. World Wide Web Consortium, 15 Nov 2006. This version is https://www.w3.org/TR/2006/REC-xinclude-20061115/. The
    latest version
    is available at https://www.w3.org/TR/xinclude/.
    XLink
    XML Linking Language (XLink) Version 1.0
    , Steven DeRose, David Orchard, and Eve Maler, Editors. World Wide Web Consortium, 27 Jun 2001. This version is https://www.w3.org/TR/2001/REC-xlink-20010627/. The
    latest version
    is available at https://www.w3.org/TR/xlink/.
    XML Schema 1.0 and XML 1.1
    World Wide Web
    Consortium.
    Processing XML 1.1 documents with XML Schema 1.0 processors
    W3C Working Group Note 11 May 2005. See
    XML Stylesheet
    Associating Style Sheets with XML documents
    , James Clark, Editor. World Wide Web Consortium, 29 Jun 1999. This version is https://www.w3.org/1999/06/REC-xml-stylesheet-19990629. The
    latest version
    is available at https://www.w3.org/TR/xml-stylesheet.
    XPointer Framework
    XPointer Framework
    , Norman Walsh, Paul Grosso, Jonathan Marsh, and Eve Maler, Editors. World Wide Web Consortium, 25 Mar 2003. This version is https://www.w3.org/TR/2003/REC-xptr-framework-20030325/. The
    latest version
    is available at https://www.w3.org/TR/xptr-framework/.
    Extensible Stylesheet Language (XSL)
    Extensible Stylesheet Language (XSL) Version 1.0
    , R. Alexander Milowski, Paul Grosso, Stephen Deach,
    et. al.
    , Editors. World Wide Web Consortium, 15 Oct 2001. This version is https://www.w3.org/TR/2001/REC-xsl-20011015/. The
    latest version
    is available at https://www.w3.org/TR/xsl/.
    XSLT 1.0
    XSL Transformations (XSLT) Version 1.0
    , James Clark, Editor. World Wide Web Consortium, 16 Nov 1999. This version is https://www.w3.org/TR/1999/REC-xslt-19991116. The
    latest version
    is available at https://www.w3.org/TR/xslt.
    XSLT 2.0 Requirements
    XSLT Requirements Version 2.0
    , Steve Muench and Mark Scardina, Editors. World Wide Web Consortium, 14 Feb 2001. This version is https://www.w3.org/TR/2001/WD-xslt20req-20010214. The
    latest version
    is available at https://www.w3.org/TR/xslt20req.
    B The XSLT Media Type
    This appendix registers a new MIME media type,
    application/xslt+xml
    ".
    This information is being submitted to the IESG (Internet Engineering Steering Group)
    for review, approval, and registration with IANA (the Internet Assigned Numbers Authority).
    B.1 Registration of MIME Media Type application/xslt+xml
    MIME media type name:
    application
    MIME subtype name:
    xslt+xml
    Required parameters:
    None.
    Optional parameters:
    charset
    This parameter has identical semantics to the
    charset
    parameter of the
    application/xml
    media type as
    specified in
    [RFC3023]
    Encoding considerations:
    By virtue of XSLT content being XML, it has the same
    considerations when sent as "
    application/xslt+xml
    as does XML. See RFC 3023, section 3.2.
    Security considerations:
    Several XSLT instructions may cause arbitrary URIs to be
    dereferenced. In this case, the security issues of
    [RFC3986]
    , section 7,
    should be considered.
    In addition, because of the extensibility features for XSLT,
    it is possible that "
    application/xslt+xml
    may describe content that has security implications beyond those
    described here. However, if the processor follows only the normative semantics
    of this specification, this content will be ignored. Only in
    the case where the processor recognizes and processes the additional
    content, or where further processing of that content is dispatched to
    other processors, would security issues potentially arise. And in that
    case, they would fall outside the domain of this registration
    document.
    Interoperability considerations:
    This specification describes processing semantics that dictate
    behavior that must be followed when dealing with, among other things,
    unrecognized elements.
    Because XSLT is extensible, conformant
    application/xslt+xml
    " processors can expect
    that content received is well-formed XML, but it cannot be guaranteed
    that the content is valid XSLT or that the processor will recognize all
    of the elements and attributes in the document.
    Published specification:
    This media type registration is for XSLT stylesheet modules as described by
    the XSLT 2.0 specification, which is located at
    It is also appropriate to use this media
    type with earlier and later versions of the XSLT language.
    Applications which use this media type:
    Existing XSLT 1.0 stylesheets are most often described using the
    unregistered media type
    text/xsl
    ".
    There is no experimental, vendor specific, or personal tree
    predecessor to "
    application/xslt+xml
    ",
    reflecting the fact that no applications currently recognize it. This
    new type is being registered in order to allow for the expected
    deployment of XSLT 2.0 on the World Wide Web, as a first class XML
    application.
    Additional information:
    Magic number(s):
    There is no single initial octet sequence that is always present in
    XSLT documents.
    File extension(s):
    XSLT documents are most often identified with the extensions

    .xsl
    " or "
    .xslt
    ".
    Macintosh File Type Code(s):
    TEXT
    Person & email address to contact for further information:
    Norman Walsh,
    Norman.Walsh@Sun.COM
    Intended usage:
    COMMON
    Author/Change controller:
    The XSLT specification is a work product of the World
    Wide Web Consortium's XSL Working Group. The W3C has change
    control over these specifications.
    B.2 Fragment Identifiers
    For documents labeled as
    application/xslt+xml
    ",
    the fragment
    identifier notation is exactly that for
    application/xml
    ",
    as specified in RFC 3023.
    C Glossary (Non-Normative)
    QName
    QName
    is
    always written in the form
    (NCName ":")? NCName
    , that is, a local name
    optionally preceded by a namespace prefix. When two QNames are compared, however,
    they are considered equal if the corresponding
    expanded-QNames
    are the same, as described below.
    URI Reference
    Within this specification, the term
    URI Reference
    , unless otherwise stated, refers to a string in the lexical space of
    the
    xs:anyURI
    data type as defined in
    [XML Schema Part 2]
    XML namespace
    The
    XML namespace
    , defined
    in
    [Namespaces in XML 1.0]
    as
    is used for attributes such as
    xml:lang
    xml:space
    and
    xml:id
    XPath 1.0 compatibility mode
    The term
    XPath 1.0 compatibility mode
    is defined in
    Section
    2.1.1 Static Context
    XP
    . This is a setting in the
    static context of an XPath expression; it has two values,
    true
    and
    false
    . When the value
    is set to true, the semantics of function calls and certain other operations are adjusted to give a greater degree
    of backwards compatibility between XPath 2.0 and XPath 1.0.
    XSLT element
    An
    XSLT element
    is an element
    in the
    XSLT namespace
    whose syntax and semantics are
    defined in this specification.
    XSLT instruction
    An
    XSLT instruction
    is an
    XSLT element
    whose syntax summary in this specification contains the annotation

    XSLT namespace
    The
    XSLT namespace
    has the URI
    . It is used to identify
    elements, attributes, and other names that have a special meaning defined in
    this specification.
    alias
    A stylesheet can use the
    xsl:namespace-alias
    element to declare that a
    literal namespace URI
    is being used as an
    alias
    for a
    target namespace URI
    arity
    The
    arity
    of a stylesheet
    function is the number of
    xsl:param
    elements in the function definition.
    atomize
    The term
    atomization
    is defined
    in
    Section
    2.4.2 Atomization
    XP
    . It is a process that takes as input a sequence of nodes and atomic values, and
    returns a sequence of atomic values, in which the nodes are replaced by their typed values as defined in
    [Data Model]
    attribute set
    The
    xsl:attribute-set
    element defines a named
    attribute set
    : that is,
    a collection of attribute definitions
    that can be used repeatedly on different constructed elements.
    attribute value template
    In an
    attribute that is designated as an
    attribute value template
    , such as an attribute of a
    literal result element
    an
    expression
    can be used by surrounding
    the expression with curly brackets (
    {}
    backwards compatibility feature
    processor that claims conformance with the
    backwards compatibility feature
    must
    support
    the processing of stylesheet instructions and XPath expressions with
    backwards compatible behavior
    , as
    defined in
    3.8 Backwards-Compatible Processing
    backwards compatible behavior
    An element
    enables backwards-compatible behavior for itself, its
    attributes, its descendants and their attributes if it has an
    [xsl:]version
    attribute (see
    3.5 Standard Attributes
    whose value is less than
    2.0
    base output URI
    The
    base output URI
    is a URI to be used as the base URI when resolving a relative URI allocated to a
    final result tree
    If the transformation generates more than one final result
    tree, then typically each one will be allocated a URI relative to this base URI.
    basic XSLT processor
    basic XSLT processor
    is an XSLT
    processor that implements all the mandatory requirements of this specification with the exception
    of certain explicitly-identified constructs related to schema processing.
    character map
    character map
    allows
    a specific character appearing in a text or attribute node
    in the
    final result tree
    to be substituted by a specified string of characters during serialization.
    circularity
    circularity
    is said to exist
    if a construct such as a
    global variable
    , an
    attribute set
    , or a
    key
    is defined in terms of itself. For example, if the
    expression
    or
    sequence constructor
    specifying the value of a
    global variable
    references a
    global variable
    , then the value for
    must
    be computed before the value of
    . A circularity exists if it
    is impossible to do this for all global variable definitions.
    collation
    Facilities in
    XSLT 2.0 and XPath 2.0 that require strings to be ordered rely on the concept of a named
    collation
    . A collation is a set of rules that determine
    whether two strings are equal, and if not, which of them is to be sorted before the other.
    context item
    The
    context item
    is the item currently
    being processed. An item (see
    [Data Model]
    ) is either an atomic value (such as an
    integer, date, or string), or a node. The context item is initially set to the
    initial context node
    supplied when the transformation is invoked (see
    2.3 Initiating a Transformation
    ).
    It changes
    whenever instructions such as
    xsl:apply-templates
    and
    xsl:for-each
    are used to process a sequence of items; each item in such a sequence becomes the context item
    while that item is being processed.
    context node
    If the
    context item
    is a node (as distinct
    from an atomic value such as an integer), then it is also referred to as the
    context node
    The context node is not an independent variable, it changes whenever the context item changes. When
    the context item is an atomic value, there is no context
    node.
    context position
    The
    context position
    is the position of
    the context item within the sequence of items currently being processed. It changes whenever the
    context item changes. When an instruction such as
    xsl:apply-templates
    or
    xsl:for-each
    is used to process
    a sequence of items, the first item in the sequence is processed with a context position of 1, the
    second item with a context position of 2, and so on.
    context size
    The
    context size
    is the number of items in
    the sequence of items currently being processed. It changes
    whenever instructions such as
    xsl:apply-templates
    and
    xsl:for-each
    are used to process a sequence of items; during the processing of each one of those items, the
    context size is set to the count of the number of items in the sequence (or equivalently, the position
    of the last item in the sequence).
    core function
    The
    term
    core function
    means a function that is specified in
    [Functions and Operators]
    and that is in the
    standard function
    namespace
    current captured substrings
    While the
    xsl:matching-substring
    instruction is active, a set of
    current captured substrings
    is
    available, corresponding to the parenthesized sub-expressions of the regular expression.
    current group
    The evaluation context for
    XPath
    expressions
    includes a component
    called the
    current group
    , which is a sequence. The current group is the collection of
    related items that are processed collectively in one iteration of the
    xsl:for-each-group
    element.
    current grouping key
    The evaluation context for
    XPath
    expressions
    includes a component
    called the
    current grouping key
    , which is an atomic value. The current grouping key is
    the
    grouping key
    shared in common by all the items within the
    current group
    current mode
    At any point in the processing
    of a stylesheet, there is a
    current mode
    . When the transformation is initiated,
    the current mode is the
    default mode
    , unless a different initial
    mode has been supplied, as described in
    2.3 Initiating a Transformation
    Whenever an
    xsl:apply-templates
    instruction is evaluated, the current mode becomes the mode selected by this instruction.
    current template rule
    At any point in the processing
    of a
    stylesheet
    , there may be a
    current template rule
    . Whenever a
    template rule
    is
    chosen as a result of evaluating
    xsl:apply-templates
    xsl:apply-imports
    , or
    xsl:next-match
    the template rule becomes the current
    template rule for the evaluation of the rule's sequence constructor. When an
    xsl:for-each
    xsl:for-each-group
    or
    xsl:analyze-string
    instruction is evaluated, or when evaluating a sequence constructor contained in
    an
    xsl:sort
    or
    xsl:key
    element, or when
    stylesheet function
    is called (see
    10.3 Stylesheet Functions
    ), the current
    template rule becomes null for the evaluation of that instruction
    or function.
    date formatting function
    The three
    functions
    format-date
    format-time
    , and
    format-dateTime
    are referred to collectively as the
    date formatting functions
    decimal format
    All
    the
    xsl:decimal-format
    declarations in a stylesheet
    that share the same name are grouped into a named
    decimal format
    those that have no name are grouped into a single unnamed decimal format.
    declaration
    Top-level
    elements fall into two categories: declarations, and
    user-defined data elements.
    Top-level elements whose names are in the
    XSLT namespace
    are
    declarations
    Top-level elements in any other namespace are
    user-defined data elements
    (see
    3.6.2 User-defined Data Elements
    declaration order
    The
    declarations
    within a
    stylesheet level
    have a total ordering known
    as
    declaration order
    . The order of declarations within a stylesheet
    level is the same as the document order that would result if each stylesheet module were
    inserted textually in place of the
    xsl:include
    element that references it.
    default collation
    In
    this specification the term
    default collation
    means the collation that
    is used by XPath operators such as
    eq
    and
    lt
    appearing in
    XPath expressions within the stylesheet.
    default mode
    There is always a
    default mode
    available. The default mode is an unnamed
    mode
    , and it is used when
    no
    mode
    attribute is specified on an
    xsl:apply-templates
    instruction.
    default priority
    If no
    priority
    attribute is specified on the
    xsl:template
    element, a
    default
    priority
    is computed, based on the syntax of the pattern supplied in the
    match
    attribute.
    defining element
    string in the form of a lexical QName may occur
    as the value of an attribute node in a stylesheet
    module, or within an XPath
    expression
    contained in
    such an attribute node, or as the result
    of evaluating an XPath expression contained in such an attribute node.
    The element
    containing this attribute node is referred to as the
    defining element
    of the QName.
    deprecated
    Some constructs defined in this
    specification are described as being
    deprecated
    . The use of this term implies that
    stylesheet authors
    should not
    use the construct, and that the construct may
    be removed in a later version of this specification.
    dynamic error
    An error that is not detected until
    a source document is being transformed is referred to as a
    dynamic error
    effective value
    The
    result of evaluating an attribute value template is referred to as the
    effective value
    of the attribute.
    embedded stylesheet module
    An
    embedded stylesheet module
    is a stylesheet module that is
    embedded within another XML document, typically the source document
    that is being transformed.
    expanded-QName
    An
    expanded-QName
    contains a pair of values,
    namely a local name and an optional namespace URI. It may also contain a namespace prefix.
    Two expanded-QNames are equal if the namespace URIs are the same
    (or both absent) and the local names are the same. The prefix plays
    no part in the comparison, but is used only if the expanded-QName needs to be converted back
    to a string.
    expression
    Within this specification, the term
    XPath expression
    , or simply
    expression
    , means
    a string that matches the production
    Expr
    XP
    defined in
    [XPath 2.0]
    extension attribute
    An
    element from the XSLT namespace may have any attribute not from
    the XSLT namespace, provided that the
    expanded-QName
    (see
    [XPath 2.0]
    ) of the
    attribute has a non-null namespace URI. These attributes are referred to as
    extension attributes
    extension function
    An
    extension function
    is a function that is available for
    use within an XPath
    expression
    , other than a
    core function
    defined
    in
    [Functions and Operators]
    , an additional function defined in this
    XSLT specification, a constructor function named after an
    atomic type, or a
    stylesheet
    function
    defined using an
    xsl:function
    declaration.
    extension instruction
    An
    extension instruction
    is an element within a
    sequence constructor
    that is in
    a namespace (not the
    XSLT namespace
    designated as an extension namespace.
    extension namespace
    The
    extension instruction
    mechanism allows namespaces to be designated as
    extension namespaces
    . When a namespace is designated as
    an extension namespace and an element with a name from that namespace
    occurs in a
    sequence constructor
    then the element is treated as an
    instruction
    rather than as a
    literal result element
    final output state
    The first of the two
    output states
    is called
    final output
    state. This state applies when
    instructions are writing to a
    final result tree
    final result tree
    final result tree
    is a
    result tree
    that forms part of the final output
    of a transformation. Once created, the contents of a final result tree are
    not accessible within the stylesheet itself.
    focus
    When a
    sequence constructor
    is
    evaluated, the
    processor
    keeps track of which
    items are being processed
    by means of a set of implicit variables referred to collectively as the
    focus
    forwards-compatible behavior
    An element enables
    forwards-compatible behavior
    for itself, its
    attributes, its descendants and their attributes if it has an
    [xsl:]version
    attribute (see
    3.5 Standard Attributes
    whose value is greater than
    2.0
    function conversion rules
    Except where otherwise indicated, the actual
    value of an
    expression
    is converted to the
    required type
    using the
    function conversion rules
    . These are the rules defined in
    [XPath 2.0]
    for converting the supplied argument of a function call to the
    required type of that argument, as defined in the function signature. The relevant
    rules are those that apply when
    XPath 1.0 compatibility mode
    is set to
    false
    function parameter
    An
    xsl:param
    element may appear as a child of an
    xsl:function
    element, before any non-
    xsl:param
    children of that element. Such a parameter
    is known as a
    function parameter
    . A function parameter is a
    local variable
    with the additional
    property that its value can be set when the function
    is called, using a function call in an XPath
    expression
    global variable
    top-level
    variable-binding element
    declares a
    global variable
    that
    is visible everywhere (except where it
    is
    shadowed
    by another
    binding).
    group
    The
    xsl:for-each-group
    instruction
    allocates the items in an input sequence into
    groups
    of items (that is, it establishes a collection of sequences) based either on common
    values of a grouping key, or on
    pattern
    that the initial or final
    node in a group must match.
    grouping key
    If either of the
    group-by
    attribute or
    group-adjacent
    attributes is present, then
    grouping keys
    are calculated for each item in the
    population
    The grouping keys are the items in the sequence obtained by evaluating the expression
    contained in the
    group-by
    attribute or
    group-adjacent
    attribute,
    atomizing the result, and then casting an
    xs:untypedAtomic
    value to
    xs:string
    implementation
    A specific product that performs the functions of
    an
    XSLT processor
    is referred to as
    an
    implementation
    implementation-defined
    In this
    specification, the term
    implementation-defined
    refers to a feature where the
    implementation is allowed some flexibility, and where the choices made by the
    implementation
    must
    be described in
    documentation that accompanies any conformance claim.
    implementation-dependent
    The
    term
    implementation-dependent
    refers to a feature where the
    behavior
    may
    vary from one implementation to another, and where the vendor is not expected to
    provide a full specification of the behavior.
    import precedence
    declaration
    in the stylesheet
    is defined to have lower
    import precedence
    than another
    declaration
    if the stylesheet level containing
    would be
    visited before the stylesheet level containing
    in a
    post-order traversal of the import tree (that is, a traversal of the
    import tree in which a stylesheet level is visited
    after its children). Two declarations within the same stylesheet level have
    the same import precedence.
    import tree
    The
    stylesheet levels
    making up a
    stylesheet
    are
    treated as forming an
    import tree
    . In the import tree,
    each stylesheet level has one child for each
    xsl:import
    declaration that it contains.
    in-scope schema component
    The
    schema components
    that may be referenced by name in
    stylesheet
    are referred to as the
    in-scope schema components
    . This set is the same throughout all the modules of a stylesheet.
    initial context node
    A node that acts as
    the
    initial context node
    for the transformation. This node is accessible within the
    stylesheet
    as the initial value of the XPath
    expressions
    (dot) and
    self::node()
    as described in
    5.4.3.1 Maintaining Position: the Focus
    initial item
    For
    each
    group
    , the item within the group that is first in
    population order
    is known as the
    initial item
    of the group.
    initial sequence
    The sequence to be sorted
    is referred to as the
    initial sequence
    initial template
    The transformation
    is performed by evaluating an
    initial template
    . If a
    named template
    is
    supplied when the transformation is initiated, then this is the initial template;
    otherwise, the initial
    template is the
    template rule
    selected according to the rules of the
    xsl:apply-templates
    instruction
    for processing the
    initial context node
    in the
    initial
    mode
    instruction
    An
    instruction
    is either an
    XSLT instruction
    or an
    extension instruction
    key
    key
    is defined as
    a set of
    xsl:key
    declarations in the
    stylesheet
    that share the same name.
    key specifier
    The expression in
    the
    use
    attribute and the
    sequence constructor
    within
    an
    xsl:key
    declaration are
    referred to collectively as the
    key specifier
    . The key specifier determines
    the values that may be used to find a node using this
    key
    lexical QName
    lexical QName
    is a string representing a
    QName
    in the form
    (NCName ":")? NCName
    , that is, a local name
    optionally preceded by a namespace prefix.
    literal namespace URI
    namespace URI in the stylesheet tree that is being used to
    specify a namespace URI in the
    result tree
    is called a
    literal namespace URI
    literal result element
    In
    sequence constructor
    , an element in
    the
    stylesheet
    that does not belong to
    the
    XSLT namespace
    and
    that is not an
    extension instruction
    (see
    18.2 Extension Instructions
    ) is classified as a
    literal result element
    local variable
    As
    well as being allowed as
    declaration
    elements, the
    xsl:variable
    element is also
    allowed in
    sequence constructors
    . Such a variable
    is known as a
    local variable
    mode
    Modes
    allow a node in a
    source tree
    to be processed multiple times, each time
    producing a different result. They also allow different sets
    of
    template rules
    to be active when processing different
    trees, for example when processing documents loaded using the
    document
    function
    (see
    16.1 Multiple Source Documents
    ) or when processing
    temporary trees
    named template
    Templates can be invoked by name.
    An
    xsl:template
    element with a
    name
    attribute defines a
    named template
    namespace fixup
    The rules for the individual XSLT instructions that
    construct a
    result tree
    (see
    11 Creating Nodes and Sequences
    ) prescribe some of the situations
    in which namespace nodes are written to the tree. These rules, however, are not sufficient
    to ensure that the prescribed constraints are always satisfied. The XSLT processor
    must
    therefore
    add additional namespace nodes to satisfy these constraints. This process is referred to
    as
    namespace fixup
    non-recoverable dynamic error
    dynamic error
    that is not recoverable is referred to as a
    non-recoverable dynamic error
    . When a non-recoverable dynamic error occurs, the
    processor
    must
    signal the error, and the transformation fails.
    optional recovery action
    If an implementation chooses to recover from
    recoverable dynamic error
    , it
    must
    take
    the
    optional recovery action
    defined for that error condition in this specification.
    order of first appearance
    There is an ordering
    among
    groups
    referred to as the
    order of first
    appearance
    . A group
    is defined to precede a group
    in order of first
    appearance if the
    initial item
    of
    precedes the initial item of
    in population order. If two groups
    and
    have the same initial item
    (because the item is in both groups) then
    precedes
    if the
    grouping key
    of
    precedes the grouping key of
    in the sequence that results from evaluating the
    group-by
    expression of this initial item.
    output definition
    All
    the
    xsl:output
    declarations in a stylesheet
    that share the same name are grouped into a named
    output definition
    those that have no name are grouped into a single unnamed output definition.
    output state
    Each instruction
    in the
    stylesheet
    is evaluated in one of two possible
    output states
    final output state
    or
    temporary output state
    parameter
    The
    xsl:param
    element declares a
    parameter
    , which may be a
    stylesheet parameter
    template parameter
    or a
    function parameter
    . A parameter
    is a
    variable
    with the additional property that its value can be set
    by the caller when the stylesheet, the template, or the function is invoked.
    pattern
    pattern
    specifies
    a set of conditions on a node. A
    node that satisfies the conditions matches the pattern; a node that
    does not satisfy the conditions does not match the pattern. The
    syntax for patterns is a subset of the syntax for
    expressions
    picture string
    The formatting of a
    number is controlled by a
    picture string
    . The
    picture string is a sequence of characters, in which the characters
    assigned to the variables
    decimal-separator-sign
    grouping-sign
    zero-digit-sign
    digit-sign
    and
    pattern-separator-sign
    are classified as
    active characters, and all other characters (including the
    percent-sign
    and
    per-mille-sign
    ) are classified as passive characters.
    place marker
    The
    xsl:number
    instruction performs
    two tasks: firstly, determining a
    place marker
    (this is
    a sequence of integers, to allow for hierarchic numbering schemes such as
    1.12.2
    or
    3(c)ii
    ), and secondly,
    formatting the place marker for output as a text node in the result sequence.
    population
    The sequence of items
    to be grouped, which
    is referred to as the
    population
    is determined by evaluating the XPath
    expression
    contained in the
    select
    attribute.
    population order
    The population is treated as a sequence;
    the order of items in this sequence is referred to as
    population order
    principal stylesheet module
    stylesheet
    may consist of several
    stylesheet modules
    contained in different XML documents.
    For a given transformation, one of these functions as the
    principal stylesheet module
    . The complete
    stylesheet
    is
    assembled by finding the
    stylesheet modules
    referenced
    directly or indirectly from the
    principal stylesheet module using
    xsl:include
    and
    xsl:import
    elements: see
    3.10.2 Stylesheet Inclusion
    and
    3.10.3 Stylesheet Import
    processing order
    There
    is another ordering among groups referred to as
    processing order
    If group
    precedes group
    in processing
    order, then in the result sequence returned by the
    xsl:for-each-group
    instruction
    the items generated by processing
    group
    will precede the items generated by processing group
    processor
    The software responsible
    for transforming source trees into
    result trees using an XSLT stylesheet
    is referred to as the
    processor
    . This is sometimes expanded
    to
    XSLT processor
    to avoid any confusion with
    other processors, for example an XML processor.
    recoverable error
    Some dynamic errors are classed as
    recoverable errors
    . When a recoverable error occurs, this specification allows
    the processor either to signal the error (by reporting
    the error condition and terminating execution) or to take a defined recovery action and continue
    processing.
    required type
    The context within a
    stylesheet
    where an XPath
    expression
    appears may specify the
    required type
    of
    the expression. The required type indicates the type of the value that the
    expression is expected to return.
    reserved namespace
    The
    XSLT namespace, together with certain other namespaces
    recognized by an XSLT processor, are classified as
    reserved namespaces
    and
    must
    be used only as specified in this and related specifications.
    result tree
    The term
    result tree
    is used to refer to any tree constructed by
    instructions
    in the stylesheet. A result tree is either a
    final result tree
    or a
    temporary tree
    schema component
    Type definitions
    and element and attribute declarations
    are referred to collectively as
    schema components
    schema instance namespace
    The
    schema
    instance namespace
    is used
    as defined in
    [XML Schema Part 1]
    schema namespace
    The
    schema
    namespace
    is used
    as defined in
    [XML Schema Part 1]
    schema-aware XSLT processor
    schema-aware XSLT processor
    is an XSLT processor that implements all the mandatory requirements of this specification,
    including those features that a
    basic XSLT
    processor
    signals as an error. The mandatory requirements of this specification are taken
    to include the mandatory requirements of XPath 2.0, as described in
    [XPath 2.0]
    A requirement is mandatory unless the specification includes wording (such as the use of the
    words
    should
    or
    may
    ) that clearly indicates that it is optional.
    sequence constructor
    sequence
    constructor
    is a sequence of zero or more
    sibling nodes in the
    stylesheet
    that
    can be evaluated to return a sequence of nodes and atomic values. The way that the resulting
    sequence is used depends on the containing instruction.
    serialization
    A frequent requirement is to
    output a
    final result tree
    as an XML document (or in other formats such as HTML).
    This process is referred to as
    serialization
    serialization error
    If a transformation has successfully produced
    final result tree
    , it is still possible that errors may occur in serializing the result tree.
    For example, it may be impossible to serialize the result tree using the encoding selected by the user.
    Such an error is referred to as a
    serialization error
    serialization feature
    A processor that
    claims conformance with the
    serialization feature
    must
    support the conversion
    of a
    final result tree
    to a sequence of octets following the rules defined in
    20 Serialization
    shadows
    A binding
    shadows
    another
    binding if the binding occurs at a point where the other binding is visible, and
    the bindings have the same name.
    simplified stylesheet module
    simplified stylesheet module
    is a tree, or part
    of a tree, consisting of a
    literal result element
    together with its descendant nodes and
    associated attributes and namespaces.
    This element is not itself in the XSLT namespace, but it
    must
    have an
    xsl:version
    attribute,
    which implies that it
    must
    have a namespace node that
    declares a binding for the XSLT namespace.
    For further details see
    3.7 Simplified Stylesheet Modules
    singleton focus
    singleton focus
    based on a node
    has the
    context item
    (and therefore the
    context node
    ) set to
    and the
    context position
    and
    context size
    both set to 1 (one).
    sort key component
    Within a
    sort key specification
    , each
    xsl:sort
    element defines one
    sort key component
    sort key specification
    sort key specification
    is a sequence of one or more adjacent
    xsl:sort
    elements which together define rules
    for sorting the items in an input sequence to form a sorted sequence.
    sort key value
    For each item in the
    initial sequence
    a value is computed
    for each
    sort key component
    within the
    sort key specification
    The value computed for an item by using the
    th sort key component
    is referred to as the
    th
    sort key value
    of that item.
    sorted sequence
    The sequence after sorting
    as defined by the
    xsl:sort
    elements
    is referred to as the
    sorted sequence
    source tree
    The term
    source tree
    means any tree provided as input to the transformation. This includes the document containing
    the
    initial context node
    if any, documents containing
    nodes supplied as the values of
    stylesheet parameters
    documents obtained from the results of functions such as
    document
    doc
    FO
    and
    collection
    FO
    , and documents returned by extension functions or extension
    instructions. In the context of a particular XSLT instruction, the term
    source tree
    means
    any tree provided as input to that instruction; this may be a source tree of the transformation as a whole,
    or it may be a
    temporary tree
    produced during the course
    of the transformation.
    stable
    sort key specification
    is said to be
    stable
    if its first
    xsl:sort
    element
    has no
    stable
    attribute, or has a
    stable
    attribute whose
    effective value
    is
    yes
    standalone stylesheet module
    standalone stylesheet module
    is a stylesheet module that comprises the whole of an XML document.
    standard attributes
    There are a number of
    standard attributes
    that may appear on any
    XSLT element
    : specifically
    version
    exclude-result-prefixes
    extension-element-prefixes
    xpath-default-namespace
    default-collation
    , and
    use-when
    standard function namespace
    The
    standard function namespace
    is used for functions in the function library defined in
    [Functions and Operators]
    and standard functions defined in this
    specification.
    standard stylesheet module
    standard stylesheet module
    is a tree, or part of a tree, consisting of an
    xsl:stylesheet
    or
    xsl:transform
    element
    (see
    3.6 Stylesheet Element
    ) together with its descendant nodes and
    associated attributes and namespaces.
    static error
    An error that
    can be
    detected by examining
    stylesheet
    before execution starts (that is, before
    the source document and values of stylesheet parameters
    are available) is referred to as a
    static error
    string value
    The term
    string value
    is defined in
    Section
    5.13 string-value Accessor
    DM
    Every node has a
    string value
    . For example, the
    string value
    of an element is the concatenation of the
    string values
    of all its descendant text nodes.
    stylesheet
    transformation in the XSLT language is expressed
    in the form of a
    stylesheet
    , whose syntax is
    well-formed XML
    [XML 1.0]
    conforming to the
    Namespaces in XML Recommendation
    [Namespaces in XML 1.0]
    stylesheet function
    An
    xsl:function
    declaration declares the name, parameters, and implementation of a
    stylesheet function
    that can be called from any XPath
    expression
    within the
    stylesheet
    stylesheet level
    stylesheet level
    is a collection of
    stylesheet modules
    connected
    using
    xsl:include
    declarations:
    specifically, two stylesheet modules
    and
    are part of the same
    stylesheet level if one of them includes the other by means of an
    xsl:include
    declaration, or if there is a third stylesheet module
    that is in the same
    stylesheet level as both
    and
    stylesheet module
    stylesheet
    consists of one or more
    stylesheet modules
    , each one forming
    all or part of an XML document.
    stylesheet parameter
    A top-level
    xsl:param
    element
    declares a
    stylesheet parameter
    A stylesheet parameter is a global variable with the additional property
    that its value can be supplied
    by the caller when a transformation is initiated.
    supplied value
    The value of the variable is
    computed using the
    expression
    given in the
    select
    attribute or the contained
    sequence constructor
    as described in
    9.3 Values of Variables and Parameters
    This value is referred to as the
    supplied value
    of the variable.
    target namespace URI
    The
    namespace URI that is to be used in the
    result tree
    as a substitute for a
    literal namespace URI
    is called the
    target namespace URI
    template
    An
    xsl:template
    declaration
    defines a
    template
    , which contains a
    sequence constructor
    for creating
    nodes and/or atomic values. A template can serve either as a
    template rule
    , invoked by matching nodes against
    pattern
    , or as a
    named template
    invoked explicitly by name. It is also possible for the same template to serve in both capacities.
    template parameter
    An
    xsl:param
    element may appear as a child of an
    xsl:template
    element, before any non-
    xsl:param
    children of that element. Such a parameter
    is known as a
    template parameter
    . A template parameter is a
    local variable
    with the additional
    property that its value can be set when the template
    is called, using any of the instructions
    xsl:call-template
    xsl:apply-templates
    xsl:apply-imports
    , or
    xsl:next-match
    template rule
    A stylesheet contains a
    set of
    template rules
    (see
    6 Template Rules
    ). A template rule has three parts: a
    pattern
    that is matched against nodes,
    a (possibly empty) set of
    template parameters
    , and a
    sequence
    constructor
    that is evaluated to produce a
    sequence of items.
    temporary output state
    The second of the two
    output states
    is called
    temporary output
    state. This state applies when
    instructions are writing to a
    temporary tree
    or any other non-final destination.
    temporary tree
    The term
    temporary tree
    means any tree that is neither a
    source tree
    nor a
    final result tree
    top-level
    An element occurring as
    a child of an
    xsl:stylesheet
    element is called a
    top-level
    element.
    tunnel parameter
    A parameter passed to a template may be
    defined as a
    tunnel parameter
    . Tunnel parameters have the property that they are automatically
    passed on by the called template to any further templates that it calls, and so on recursively.
    type annotation
    The term
    type annotation
    is used in this specification to refer to the value returned by the
    dm:type-name
    accessor of a node: see
    Section
    5.14 type-name Accessor
    DM
    type errors
    Certain errors are classified as
    type errors
    A type error occurs when the value supplied as input to an operation is of the wrong type
    for that operation, for example when an integer is supplied to an operation that expects
    a node.
    typed value
    The term
    typed value
    is defined in
    Section
    5.15 typed-value Accessor
    DM
    Every node except an element defined in the schema with element-only content has a
    typed value
    . For example, the
    typed value
    of an attribute of type
    xs:IDREFS
    is a sequence of zero or more
    xs:IDREF
    values.
    user-defined data element
    In addition to
    declarations
    the
    xsl:stylesheet
    element may contain
    any element not from the
    XSLT namespace
    provided that the
    expanded-QName
    of the element has a non-null namespace URI. Such
    elements are referred to as
    user-defined data elements
    value
    A variable is a binding between a name and a value.
    The
    value
    of a variable is
    any sequence (of nodes and/or atomic values), as defined in
    [Data Model]
    variable
    The
    xsl:variable
    element declares a
    variable
    , which may be a
    global variable
    or a
    local variable
    variable-binding element
    The
    two elements
    xsl:variable
    and
    xsl:param
    are referred to as
    variable-binding elements
    whitespace text node
    whitespace text node
    is a text node whose content consists entirely of whitespace characters (that is,
    #x09, #x0A, #x0D, or #x20).
    D Element Syntax Summary (Non-Normative)
    The syntax of each XSLT element is summarized below, together with the
    context in the stylesheet where the element may appear. Some elements (specifically,
    instructions) are allowed as a child of any element that is allowed to contain a sequence
    constructor. These elements are:
    Literal result elements
    Extension instructions, if so defined
    xsl:analyze-string
    Category:
    instruction
    Model:
    select
    expression
    regex
    = {
    string
    flags? = {
    string
    }>


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:apply-imports
    Category:
    instruction
    Model:



    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:apply-templates
    Category:
    instruction
    Model:
    select? =
    expression
    mode? =
    token


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:attribute
    Category:
    instruction
    Model:
    name
    = {
    qname
    namespace? = {
    uri-reference
    select? =
    expression
    separator? = {
    string
    type? =
    qname
    validation? = "strict" | "lax" | "preserve" | "strip">


    Permitted parent elements:
    xsl:attribute-set
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:attribute-set
    Category:
    declaration
    Model:
    name
    qname
    use-attribute-sets? =
    qnames


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:call-template
    Category:
    instruction
    Model:
    name
    qname


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:character-map
    Category:
    declaration
    Model:
    name
    qname
    use-character-maps? =
    qnames


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:choose
    Category:
    instruction
    Model:



    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:comment
    Category:
    instruction
    Model:
    select? =
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:copy
    Category:
    instruction
    Model:
    copy-namespaces? = "yes" | "no"
    inherit-namespaces? = "yes" | "no"
    use-attribute-sets? =
    qnames
    type? =
    qname
    validation? = "strict" | "lax" | "preserve" | "strip">


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:copy-of
    Category:
    instruction
    Model:
    select
    expression
    copy-namespaces? = "yes" | "no"
    type? =
    qname
    validation? = "strict" | "lax" | "preserve" | "strip" />
    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:decimal-format
    Category:
    declaration
    Model:
    name? =
    qname
    decimal-separator? =
    char
    grouping-separator? =
    char
    infinity? =
    string
    minus-sign? =
    char
    NaN? =
    string
    percent? =
    char
    per-mille? =
    char
    zero-digit? =
    char
    digit? =
    char
    pattern-separator? =
    char
    />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:document
    Category:
    instruction
    Model:
    validation? = "strict" | "lax" | "preserve" | "strip"
    type? =
    qname


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:element
    Category:
    instruction
    Model:
    name
    = {
    qname
    namespace? = {
    uri-reference
    inherit-namespaces? = "yes" | "no"
    use-attribute-sets? =
    qnames
    type? =
    qname
    validation? = "strict" | "lax" | "preserve" | "strip">


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:fallback
    Category:
    instruction
    Model:



    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:for-each
    Category:
    instruction
    Model:
    select
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:for-each-group
    Category:
    instruction
    Model:
    select
    expression
    group-by? =
    expression
    group-adjacent? =
    expression
    group-starting-with? =
    pattern
    group-ending-with? =
    pattern
    collation? = {
    uri
    }>


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:function
    Category:
    declaration
    Model:
    name
    qname
    as? =
    sequence-type
    override? = "yes" | "no">


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:if
    Category:
    instruction
    Model:
    test
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:import
    Category:
    declaration
    Model:
    href
    uri-reference
    />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:import-schema
    Category:
    declaration
    Model:
    namespace? =
    uri-reference
    schema-location? =
    uri-reference


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:include
    Category:
    declaration
    Model:
    href
    uri-reference
    />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:key
    Category:
    declaration
    Model:
    name
    qname
    match
    pattern
    use? =
    expression
    collation? =
    uri


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:matching-substring
    Model:



    Permitted parent elements:
    xsl:analyze-string
    xsl:message
    Category:
    instruction
    Model:
    select? =
    expression
    terminate? = { "yes" | "no" }>


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:function
    xsl:namespace
    Category:
    instruction
    Model:
    name
    = {
    ncname
    select? =
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:namespace-alias
    Category:
    declaration
    Model:
    stylesheet-prefix
    prefix
    | "#default"
    result-prefix
    prefix
    | "#default" />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:next-match
    Category:
    instruction
    Model:



    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:non-matching-substring
    Model:



    Permitted parent elements:
    xsl:analyze-string
    xsl:number
    Category:
    instruction
    Model:
    value? =
    expression
    select? =
    expression
    level? = "single" | "multiple" | "any"
    count? =
    pattern
    from? =
    pattern
    format? = {
    string
    lang? = {
    nmtoken
    letter-value? = { "alphabetic" | "traditional" }
    ordinal? = {
    string
    grouping-separator? = {
    char
    grouping-size? = {
    number
    } />
    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:otherwise
    Model:



    Permitted parent elements:
    xsl:choose
    xsl:output
    Category:
    declaration
    Model:
    name? =
    qname
    method? = "xml" | "html" | "xhtml" | "text" |
    qname-but-not-ncname
    byte-order-mark? = "yes" | "no"
    cdata-section-elements? =
    qnames
    doctype-public? =
    string
    doctype-system? =
    string
    encoding? =
    string
    escape-uri-attributes? = "yes" | "no"
    include-content-type? = "yes" | "no"
    indent? = "yes" | "no"
    media-type? =
    string
    normalization-form? = "NFC" | "NFD" | "NFKC" | "NFKD" | "fully-normalized" | "none" |
    nmtoken
    omit-xml-declaration? = "yes" | "no"
    standalone? = "yes" | "no" | "omit"
    undeclare-prefixes? = "yes" | "no"
    use-character-maps? =
    qnames
    version? =
    nmtoken
    />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:output-character
    Model:
    character
    char
    string
    string
    />
    Permitted parent elements:
    xsl:character-map
    xsl:param
    Category:
    declaration
    Model:
    name
    qname
    select? =
    expression
    as? =
    sequence-type
    required? = "yes" | "no"
    tunnel? = "yes" | "no">


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:function
    xsl:template
    xsl:perform-sort
    Category:
    instruction
    Model:
    select? =
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:preserve-space
    Category:
    declaration
    Model:
    elements
    tokens
    />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:processing-instruction
    Category:
    instruction
    Model:
    name
    = {
    ncname
    select? =
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:result-document
    Category:
    instruction
    Model:
    format? = {
    qname
    href? = {
    uri-reference
    validation? = "strict" | "lax" | "preserve" | "strip"
    type? =
    qname
    method? = { "xml" | "html" | "xhtml" | "text" |
    qname-but-not-ncname
    byte-order-mark? = { "yes" | "no" }
    cdata-section-elements? = {
    qnames
    doctype-public? = {
    string
    doctype-system? = {
    string
    encoding? = {
    string
    escape-uri-attributes? = { "yes" | "no" }
    include-content-type? = { "yes" | "no" }
    indent? = { "yes" | "no" }
    media-type? = {
    string
    normalization-form? = { "NFC" | "NFD" | "NFKC" | "NFKD" | "fully-normalized" | "none" |
    nmtoken
    omit-xml-declaration? = { "yes" | "no" }
    standalone? = { "yes" | "no" | "omit" }
    undeclare-prefixes? = { "yes" | "no" }
    use-character-maps? =
    qnames
    output-version? = {
    nmtoken
    }>


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:sequence
    Category:
    instruction
    Model:
    select
    expression


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:sort
    Model:
    select? =
    expression
    lang? = {
    nmtoken
    order? = { "ascending" | "descending" }
    collation? = {
    uri
    stable? = { "yes" | "no" }
    case-order? = { "upper-first" | "lower-first" }
    data-type? = { "text" | "number" |
    qname-but-not-ncname
    }>


    Permitted parent elements:
    xsl:apply-templates
    xsl:for-each
    xsl:for-each-group
    xsl:perform-sort
    xsl:strip-space
    Category:
    declaration
    Model:
    elements
    tokens
    />
    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:stylesheet
    Model:
    id? =
    id
    extension-element-prefixes? =
    tokens
    exclude-result-prefixes? =
    tokens
    version
    number
    xpath-default-namespace? =
    uri
    default-validation? = "preserve" | "strip"
    default-collation? =
    uri-list
    input-type-annotations? = "preserve" | "strip" | "unspecified">


    Permitted parent elements:
    None
    xsl:template
    Category:
    declaration
    Model:
    match? =
    pattern
    name? =
    qname
    priority? =
    number
    mode? =
    tokens
    as? =
    sequence-type


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:text
    Category:
    instruction
    Model:
    [disable-output-escaping]?
    = "yes" | "no">


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:transform
    Model:
    id? =
    id
    extension-element-prefixes? =
    tokens
    exclude-result-prefixes? =
    tokens
    version
    number
    xpath-default-namespace? =
    uri
    default-validation? = "preserve" | "strip"
    default-collation? =
    uri-list
    input-type-annotations? = "preserve" | "strip" | "unspecified">


    Permitted parent elements:
    None
    xsl:value-of
    Category:
    instruction
    Model:
    select? =
    expression
    separator? = {
    string
    [disable-output-escaping]?
    = "yes" | "no">


    Permitted parent elements:
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:variable
    Category:
    declaration instruction
    Model:
    name
    qname
    select? =
    expression
    as? =
    sequence-type


    Permitted parent elements:
    xsl:stylesheet
    xsl:transform
    xsl:function
    any XSLT element whose content model is
    sequence constructor
    any literal result element
    xsl:when
    Model:
    test
    expression


    Permitted parent elements:
    xsl:choose
    xsl:with-param
    Model:
    name
    qname
    select? =
    expression
    as? =
    sequence-type
    tunnel? = "yes" | "no">


    Permitted parent elements:
    xsl:apply-templates
    xsl:apply-imports
    xsl:call-template
    xsl:next-match
    E Summary of Error Conditions (Non-Normative)
    This appendix provides a summary of error conditions that a processor
    may signal. This list is not exhaustive or definitive. The errors are numbered
    for ease of reference, but there is no implication that an implementation
    must
    signal errors using these error codes, or that applications can test for these codes.
    Moreover, implementations are not
    required
    to signal errors using the descriptive
    text used here.
    Static errors
    ERR XTSE0010
    static error
    is signaled
    if an XSLT-defined element is used in a context
    where it is not permitted, if a
    required
    attribute is omitted,
    or if the content of the element does not correspond to the
    content that is allowed for the element.
    ERR XTSE0020
    It is a
    static error
    if an attribute (other than an attribute written using curly brackets in
    a position where an
    attribute value template
    is permitted) contains a value
    that is not one of the permitted values for that attribute.
    ERR XTSE0080
    It is a
    static error
    to use a
    reserved namespace
    in the name of
    named template
    mode
    an
    attribute set
    key
    decimal-format
    variable
    or
    parameter
    stylesheet function
    , a
    named
    output definition
    , or a
    character map
    ERR XTSE0090
    It is a
    static error
    for
    an element from the XSLT namespace to have an attribute
    whose namespace is either null
    (that is, an attribute with an unprefixed name) or the XSLT namespace, other than attributes defined
    for the element in this document.
    ERR XTSE0110
    The value of the
    version
    attribute
    must
    be a number: specifically, it
    must
    be a
    a valid instance of the type
    xs:decimal
    as defined in
    [XML Schema Part 2]
    ERR XTSE0120
    An
    xsl:stylesheet
    element
    must not
    have
    any text node children.
    ERR XTSE0125
    It is a
    static error
    if the value of an
    [xsl:]default-collation
    attribute,
    after resolving against the base URI, contains no URI that the implementation
    recognizes as a collation URI.
    ERR XTSE0130
    It is a
    static error
    if the
    xsl:stylesheet
    element has
    a child element whose name has a null namespace URI.
    ERR XTSE0150
    literal result element
    that
    is used as the outermost element of a
    simplified stylesheet module
    must
    have
    an
    xsl:version
    attribute.
    ERR XTSE0165
    It is a
    static error
    if the processor is not able to retrieve the resource
    identified by the URI reference [ in the
    href
    attribute
    of
    xsl:include
    or
    xsl:import
    ] , or if the resource that is retrieved does
    not contain a stylesheet module conforming to this specification.
    ERR XTSE0170
    An
    xsl:include
    element
    must
    be a
    top-level
    element.
    ERR XTSE0180
    It is a
    static error
    if a stylesheet module
    directly or indirectly includes itself.
    ERR XTSE0190
    An
    xsl:import
    element
    must
    be a
    top-level
    element.
    ERR XTSE0200
    The
    xsl:import
    element children
    must
    precede all other
    element children of an
    xsl:stylesheet
    element, including
    any
    xsl:include
    element children and any
    user-defined data elements
    ERR XTSE0210
    It is a
    static error
    if
    a stylesheet module directly or indirectly imports itself.
    ERR XTSE0215
    It is a
    static error
    if an
    xsl:import-schema
    element that contains an
    xs:schema
    element has a
    schema-location
    attribute,
    or if it has a
    namespace
    attribute that conflicts with the target namespace
    of the contained schema.
    ERR XTSE0220
    It is a
    static error
    if the
    synthetic schema document does not satisfy the constraints described in
    [XML Schema Part 1]
    (section 5.1,
    Errors in Schema Construction and Structure
    ).
    This includes, without loss of generality, conflicts such as multiple definitions of the same name.
    ERR XTSE0260
    Within an
    XSLT element
    that is
    required
    to be empty,
    any content other than comments or processing instructions, including any
    whitespace text node
    preserved using the
    xml:space="preserve"
    attribute, is a
    static error
    ERR XTSE0265
    It is a
    static error
    if there is a
    stylesheet module
    in the
    stylesheet
    that specifies
    input-type-annotations="strip"
    and
    another
    stylesheet module
    that specifies
    input-type-annotations="preserve"
    ERR XTSE0280
    In the case of a prefixed
    QName
    used as the value of an attribute in the
    stylesheet
    , or appearing within
    an XPath
    expression
    in the stylesheet,
    it is a
    static error
    if the
    defining element
    has
    no namespace node whose name matches the prefix of the
    QName
    ERR XTSE0340
    Where an attribute is
    defined to contain a
    pattern
    it is a
    static error
    if the
    pattern does not match the production
    Pattern
    ERR XTSE0350
    It is a
    static error
    if an unescaped left curly bracket appears in a fixed part of an attribute value template without a matching right
    curly bracket.
    ERR XTSE0370
    It is a
    static error
    if an unescaped right curly bracket occurs in a fixed part of an attribute value template.
    ERR XTSE0500
    An
    xsl:template
    element
    must
    have either a
    match
    attribute or a
    name
    attribute, or both. An
    xsl:template
    element
    that has no
    match
    attribute
    must
    have no
    mode
    attribute and no
    priority
    attribute.
    ERR XTSE0530
    The value of this attribute
    [the
    priority
    attribute of the
    xsl:template
    element]
    must
    conform to the rules for the
    xs:decimal
    type defined in
    [XML Schema Part 2]
    . Negative values are permitted.
    ERR XTSE0550
    It is a
    static error
    if the list [of modes in the
    mode
    attribute of
    xsl:template
    ] is empty,
    if the same token is included more than once in the list, if the list contains an invalid token,
    or if the token
    #all
    appears together with any other value.
    ERR XTSE0580
    It is a
    static error
    if two
    parameters of a template or of a stylesheet function have the same name.
    ERR XTSE0620
    It is a
    static error
    if
    variable-binding element
    has a
    select
    attribute and has non-empty content.
    ERR XTSE0630
    It is a
    static error
    if a
    stylesheet
    contains more than one binding of a global
    variable with the same name and same
    import precedence
    unless it also contains another binding with the same name and higher import precedence.
    ERR XTSE0650
    It is a
    static error
    if
    stylesheet
    contains an
    xsl:call-template
    instruction whose
    name
    attribute does
    not match the
    name
    attribute of any
    xsl:template
    in the
    stylesheet
    ERR XTSE0660
    It is a
    static error
    if a
    stylesheet
    contains more than one
    template
    with
    the same name and the same
    import
    precedence
    , unless it also contains a
    template
    with the same name and higher
    import
    precedence
    ERR XTSE0670
    It is a
    static error
    if
    a single
    xsl:call-template
    xsl:apply-templates
    xsl:apply-imports
    or
    xsl:next-match
    element contains two or more
    xsl:with-param
    elements
    with matching
    name
    attributes.
    ERR XTSE0680
    In the case of
    xsl:call-template
    it is a
    static error
    to pass a non-tunnel parameter named
    to a template that does not have a
    template parameter
    named
    , unless
    backwards
    compatible behavior
    is enabled for the
    xsl:call-template
    instruction.
    ERR XTSE0690
    It is
    static error
    if
    a template that is invoked using
    xsl:call-template
    declares a
    template parameter
    specifying
    required="yes"
    and not specifying
    tunnel="yes"
    , if no value for
    this parameter is supplied by the calling instruction.
    ERR XTSE0710
    It is a
    static error
    if the value of the
    use-attribute-sets
    attribute of an
    xsl:copy
    xsl:element
    , or
    xsl:attribute-set
    element, or the
    xsl:use-attribute-sets
    attribute of a
    literal result element
    , is not a
    whitespace-separated sequence
    of
    QNames
    , or if it contains a QName that does not match the
    name
    attribute of any
    xsl:attribute-set
    declaration in the stylesheet.
    ERR XTSE0720
    It is a
    static error
    if an
    xsl:attribute-set
    element directly
    or indirectly references itself via the names contained in the
    use-attribute-sets
    attribute.
    ERR XTSE0740
    stylesheet function
    must
    have a prefixed name,
    to remove any risk of a clash with a function in the default function namespace. It is a
    static error
    if the name has no prefix.
    ERR XTSE0760
    Because arguments to a stylesheet
    function call
    must
    all be specified, the
    xsl:param
    elements within an
    xsl:function
    element
    must not
    specify a default value: this means they
    must
    be empty, and
    must not
    have a
    select
    attribute.
    ERR XTSE0770
    It is a
    static error
    for
    stylesheet
    to contain two or more functions with the same
    expanded-QName
    the same
    arity
    , and the same
    import precedence
    , unless there is
    another function with the same
    expanded-QName
    and arity, and a higher import precedence.
    ERR XTSE0805
    It is a
    static error
    if an attribute on a literal result element is in the
    XSLT namespace
    unless it is one of the attributes explicitly defined in this specification.
    ERR XTSE0808
    It is a
    static error
    if a namespace prefix
    is used within the
    [xsl:]exclude-result-prefixes
    attribute and there
    is no namespace binding in scope for that prefix.
    ERR XTSE0809
    It is a
    static error
    if the value
    #default
    is used within the
    [xsl:]exclude-result-prefixes
    attribute and
    the parent element of the
    [xsl:]exclude-result-prefixes
    attribute has no default namespace.
    ERR XTSE0810
    It is
    static error
    if there is more
    than one such declaration
    [more than one
    xsl:namespace-alias
    declaration]
    with the same
    literal namespace
    URI
    and the same
    import precedence
    and different values for the
    target namespace URI
    unless there is also an
    xsl:namespace-alias
    declaration
    with the same
    literal namespace
    URI
    and a higher import precedence.
    ERR XTSE0812
    It is
    static error
    if a value other than
    #default
    is specified for either the
    stylesheet-prefix
    or the
    result-prefix
    attributes of the
    xsl:namespace-alias
    element when there is no in-scope binding
    for that namespace prefix.
    ERR XTSE0840
    It is a
    static error
    if
    the
    select
    attribute of the
    xsl:attribute
    element is present unless the
    element has empty content.
    ERR XTSE0870
    It is a
    static error
    if
    the
    select
    attribute of the
    xsl:value-of
    element is present when the
    content of the element is non-empty, or if the
    select
    attribute is absent when the
    content is empty.
    ERR XTSE0880
    It is a
    static error
    if
    the
    select
    attribute of the
    xsl:processing-instruction
    element is present unless the
    element has empty content.
    ERR XTSE0910
    It is a
    static error
    if
    the
    select
    attribute of the
    xsl:namespace
    element is present when the
    element has content other than one or more
    xsl:fallback
    instructions, or if the
    select
    attribute is absent when the element
    has empty content.
    ERR XTSE0940
    It is a
    static error
    if
    the
    select
    attribute of the
    xsl:comment
    element is present unless the
    element has empty content.
    ERR XTSE0975
    It is
    static error
    if the
    value
    attribute of
    xsl:number
    is present unless the
    select
    level
    count
    and
    from
    attributes are all absent.
    ERR XTSE1015
    It is
    static error
    if an
    xsl:sort
    element with a
    select
    attribute has non-empty content.
    ERR XTSE1017
    It is
    static error
    if an
    xsl:sort
    element other than the first in a sequence of sibling
    xsl:sort
    elements has a
    stable
    attribute.
    ERR XTSE1040
    It is a
    static error
    if an
    xsl:perform-sort
    instruction with a
    select
    attribute has any content
    other than
    xsl:sort
    and
    xsl:fallback
    instructions.
    ERR XTSE1060
    It is a
    static error
    if
    the
    current-group
    function is used
    within a
    pattern
    ERR XTSE1070
    It is a
    static error
    if
    the
    current-grouping-key
    function is used
    within a
    pattern
    ERR XTSE1080
    These four attributes
    [the
    group-by
    group-adjacent
    group-starting-with
    , and
    group-ending-with
    attributes of
    xsl:for-each-group
    are mutually exclusive: it is a
    static error
    if none of these
    four attributes is present, or if more than one of them is present.
    ERR XTSE1090
    It is an error to specify the
    collation
    attribute if neither the
    group-by
    attribute nor
    group-adjacent
    attribute is specified.
    ERR XTSE1130
    It is a
    static error
    if the
    xsl:analyze-string
    instruction
    contains neither an
    xsl:matching-substring
    nor an
    xsl:non-matching-substring
    element.
    ERR XTSE1205
    It is
    static error
    if an
    xsl:key
    declaration has a
    use
    attribute and has non-empty content, or
    if it has empty content and no
    use
    attribute.
    ERR XTSE1210
    It is a static error if
    the
    xsl:key
    declaration
    has a
    collation
    attribute whose value
    (after resolving against the base URI)
    is not a URI recognized by the implementation
    as referring to a collation.
    ERR XTSE1220
    It is a static error if there are
    several
    xsl:key
    declarations
    in the
    stylesheet
    with the same key name and different
    effective collations. Two collations are the same if their URIs are equal under the rules
    for comparing
    xs:anyURI
    values, or if the implementation can determine that they
    are different URIs referring to the same collation.
    ERR XTSE1290
    It
    is a
    static error
    if a named or unnamed
    decimal format
    contains two conflicting
    values for the same attribute in different
    xsl:decimal-format
    declarations having the same
    import precedence
    , unless there is another definition
    of the same attribute with higher import precedence.
    ERR XTSE1295
    It
    is a
    static error
    if the character specified
    in the
    zero-digit
    attribute is not a digit or is a digit that does not have
    the numeric value zero.
    ERR XTSE1300
    It is a
    static error
    if,
    for any named or unnamed decimal format, the variables
    representing characters used in a
    picture string
    do not each have distinct values. These variables are
    decimal-separator-sign
    grouping-sign
    percent-sign
    per-mille-sign
    digit-zero-sign
    digit-sign
    , and
    pattern-separator-sign
    ERR XTSE1430
    It
    is a
    static error
    if there is no namespace bound to the prefix on the
    element bearing the
    [xsl:]extension-element-prefixes
    attribute
    or, when
    #default
    is specified,
    if there is no default namespace.
    ERR XTSE1505
    It is a
    static error
    if both the
    [xsl:]type
    and
    [xsl:]validation
    attributes are present on
    the
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    xsl:document
    , or
    xsl:result-document
    instructions,
    or on a
    literal result element
    ERR XTSE1520
    It is a
    static error
    if the value of the
    type
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    xsl:document
    , or
    xsl:result-document
    instruction, or the
    xsl:type
    attribute
    of a literal result element, is not a valid
    QName
    , or if it uses a prefix that is not defined in an
    in-scope namespace declaration, or if the QName is not the name of a type definition
    included in the
    in-scope schema components
    for the stylesheet.
    ERR XTSE1530
    It is a
    static error
    if the value of the
    type
    attribute
    of an
    xsl:attribute
    instruction refers to a complex type definition
    ERR XTSE1560
    It is a
    static error
    if two
    xsl:output
    declarations within an
    output definition
    specify
    explicit values for the same attribute (other than
    cdata-section-elements
    and
    use-character-maps
    ),
    with the values of the attributes being not equal,
    unless there is another
    xsl:output
    declaration within the same
    output definition
    that has higher import precedence
    and that specifies an explicit value for the same attribute.
    ERR XTSE1570
    The value
    [of the
    method
    attribute on
    xsl:output
    must
    (if present)
    be a valid
    QName
    If the
    QName
    does not have a prefix, then it
    identifies a method specified in
    [XSLT and XQuery Serialization]
    and
    must
    be one of
    xml
    html
    xhtml
    or
    text
    ERR XTSE1580
    It is a
    static error
    if the
    stylesheet
    contains two or more character maps
    with the same name and the same
    import
    precedence
    , unless it also contains another character
    map with the same name and higher import precedence.
    ERR XTSE1590
    It is a
    static error
    if a name in
    the
    use-character-maps
    attribute of the
    xsl:output
    or
    xsl:character-map
    elements does not
    match the
    name
    attribute of any
    xsl:character-map
    in the
    stylesheet
    ERR XTSE1600
    It is a
    static error
    if
    a character map references itself, directly or indirectly, via a name in
    the
    use-character-maps
    attribute.
    ERR XTSE1650
    basic XSLT processor
    must
    signal a
    static error
    if the
    stylesheet
    includes an
    xsl:import-schema
    declaration.
    ERR XTSE1660
    basic XSLT processor
    must
    signal a
    static error
    if the
    stylesheet
    includes an
    [xsl:]type
    attribute, or an
    [xsl:]validation
    or
    default-validation
    attribute with a value other than
    strip
    Type errors
    ERR XTTE0505
    It is a
    type error
    if the result of evaluating the
    sequence constructor
    cannot be converted to the required type.
    ERR XTTE0510
    It is a
    type error
    if
    an
    xsl:apply-templates
    instruction with no
    select
    attribute is evaluated when
    the
    context item
    is not a node.
    ERR XTTE0520
    It is a
    type error
    if
    the sequence returned by the
    select
    expression
    [of
    xsl:apply-templates
    contains an item that is not a node.
    ERR XTTE0570
    It is a
    type error
    if the
    supplied value
    of a variable
    cannot be converted to the required type.
    ERR XTTE0590
    It is a
    type error
    if the conversion of the
    supplied value
    of a
    parameter to its required type fails.
    ERR XTTE0600
    If a default value is given explicitly, that is,
    if there is either a
    select
    attribute or a non-empty
    sequence constructor
    , then
    it is a
    type error
    if the default value
    cannot be converted to the required type, using the
    function conversion rules
    ERR XTTE0780
    If the
    as
    attribute
    [of
    xsl:function
    is specified, then the result evaluated by the
    sequence constructor
    (see
    5.7 Sequence Constructors
    ) is converted to the required type,
    using the
    function conversion rules
    It is a
    type error
    if this conversion fails.
    ERR XTTE0790
    If the value
    of a parameter to a
    stylesheet function
    cannot be converted to the required type,
    type error
    is signaled.
    ERR XTTE0950
    It is a
    type error
    to use the
    xsl:copy
    or
    xsl:copy-of
    instruction to copy a node that has namespace-sensitive content
    if the
    copy-namespaces
    attribute has the value
    no
    and its explicit or implicit
    validation
    attribute has
    the value
    preserve
    It is also a type error if either of these instructions (with
    validation="preserve"
    is used to copy an attribute having
    namespace-sensitive content, unless the parent element is also copied.
    A node has namespace-sensitive content if its typed value contains an item of type
    xs:QName
    or
    xs:NOTATION
    or a type derived therefrom.
    The reason this is an error is because the validity of the content depends on the
    namespace context being preserved.
    ERR XTTE0990
    It is a
    type error
    if the
    xsl:number
    instruction is evaluated, with no
    value
    or
    select
    attribute,
    when the
    context item
    is not a node.
    ERR XTTE1000
    It is a
    type error
    if the result of evaluating the
    select
    attribute of the
    xsl:number
    instruction is anything other than a single node.
    ERR XTTE1020
    If any
    sort key value
    , after
    atomization
    and any type conversion
    required
    by the
    data-type
    attribute, is a sequence containing
    more than one item, then the effect depends on whether the
    xsl:sort
    element
    is evaluated with
    backwards compatible behavior
    With backwards compatible behavior, the effective sort key value is the first item in the sequence.
    In other cases, this is a
    type error
    ERR XTTE1100
    It is a
    type error
    if the grouping key evaluated using
    the
    group-adjacent
    attribute is an empty sequence, or a sequence containing
    more than one item.
    ERR XTTE1120
    When the
    group-starting-with
    or
    group-ending-with
    attribute
    [of the
    xsl:for-each-group
    instruction]
    is used, it is a
    type error
    if the
    result of evaluating the
    select
    expression
    contains an item that is not a node.
    ERR XTTE1510
    If the
    validation
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    , or
    xsl:result-document
    instruction, or the
    xsl:validation
    attribute
    of a literal result element,
    has the effective value
    strict
    , and
    schema validity assessment concludes that the validity of
    the element or attribute is invalid or unknown, a type
    error occurs. As with other type
    errors, the error
    may
    be signaled statically if it can be detected statically.
    ERR XTTE1512
    If the
    validation
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    , or
    xsl:result-document
    instruction, or the
    xsl:validation
    attribute
    of a literal result element,
    has the effective value
    strict
    , and
    there is no matching top-level declaration in the schema, then a type
    error occurs. As with other type
    errors, the error
    may
    be signaled statically if it can be detected statically.
    ERR XTTE1515
    If the
    validation
    attribute
    of an
    xsl:element
    xsl:attribute
    xsl:copy
    xsl:copy-of
    , or
    xsl:result-document
    instruction, or the
    xsl:validation
    attribute
    of a literal result element,
    has the effective value
    lax
    , and
    schema validity assessment concludes that the element or attribute is invalid, a type
    error occurs. As with other type
    errors, the error
    may
    be signaled statically if it can be detected statically.
    ERR XTTE1540
    It is a
    type error
    if an
    [xsl:]type
    attribute is defined for a constructed element or attribute, and the
    outcome of schema validity assessment against that type is that the
    validity
    property
    of that element or attribute information item is other than
    valid
    ERR XTTE1545
    type error
    occurs if a
    type
    or
    validation
    attribute is defined (explicitly or implicitly) for an instruction that constructs a new attribute node, if the
    effect of this is to cause the attribute value to be validated against a type that is derived from,
    or constructed by list or union from, the primitive types
    xs:QName
    or
    xs:NOTATION
    ERR XTTE1550
    type error
    occurs
    [when a document node is validated]
    unless the children of the document node comprise
    exactly one element node, no text nodes, and zero or more comment and processing instruction nodes,
    in any order.
    ERR XTTE1555
    It is a
    type error
    if, when validating a document
    node, document-level constraints are not satisfied. These constraints include
    identity constraints (
    xs:unique
    xs:key
    and
    xs:keyref
    ) and ID/IDREF constraints.
    Dynamic errors
    ERR XTDE0030
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of an attribute written
    using curly brackets, in
    a position where an
    attribute value template
    is
    permitted, is a value
    that is not one of the permitted values for that attribute.
    If the processor is able to detect the error statically (for example, when
    any XPath expressions within the curly brackets can be evaluated statically), then the processor may
    optionally signal this as a static error.
    ERR XTDE0040
    It is a
    non-recoverable dynamic error
    if the invocation of the
    stylesheet
    specifies a template name that does not match the
    expanded-QName
    of a named template defined in the
    stylesheet
    ERR XTDE0045
    It is a
    non-recoverable dynamic error
    if the invocation of the
    stylesheet
    specifies an initial
    mode
    (other than the default mode)
    that does not match the
    expanded-QName
    in the
    mode
    attribute of any
    template defined in the
    stylesheet
    ERR XTDE0047
    It is a
    non-recoverable dynamic error
    if the invocation of the
    stylesheet
    specifies both an initial
    mode
    and an initial
    template.
    ERR XTDE0050
    It is a
    non-recoverable dynamic error
    if the stylesheet that is invoked declares a visible
    stylesheet parameter
    with
    required="yes"
    and no value for
    this parameter is supplied during the invocation of the stylesheet. A stylesheet parameter
    is visible if it is not masked by another global variable or parameter with the same name and higher
    import precedence
    ERR XTDE0060
    It is a
    non-recoverable dynamic error
    if the
    initial template
    defines a
    template parameter
    that specifies
    required="yes"
    ERR XTDE0160
    If an implementation does not support backwards-compatible
    behavior, then it is a
    non-recoverable dynamic error
    if any element is evaluated that enables
    backwards-compatible behavior.
    ERR XTRE0270
    It is a
    recoverable dynamic error
    if
    this [the process of finding an
    xsl:strip-space
    or
    xsl:preserve-space
    declaration to match an element in the source document]
    leaves more than one match, unless all the matched declarations are equivalent (that is,
    they are all
    xsl:strip-space
    or they are all
    xsl:preserve-space
    ).
    Action:
    The
    optional recovery action
    is to select, from the matches that are left, the
    one that occurs last in
    declaration order
    ERR XTDE0290
    Where the result of evaluating an XPath expression (or an
    attribute value template) is required to be a
    lexical QName
    then unless otherwise specified
    it is a
    non-recoverable dynamic error
    if the
    defining element
    has
    no namespace node whose name matches the prefix of the
    lexical QName
    This error
    may
    be signaled as a
    static error
    if the value of the expression can be determined statically.
    ERR XTDE0410
    It is a
    non-recoverable dynamic error
    if
    the result sequence used to construct the content of an element node
    contains a namespace node or attribute node that is preceded
    in the sequence by a node that is neither a namespace node nor an attribute node.
    ERR XTDE0420
    It is a
    non-recoverable dynamic error
    if
    the result sequence used to construct the content of a document node
    contains a namespace node or attribute node.
    ERR XTDE0430
    It is a
    non-recoverable dynamic error
    if
    the result sequence contains two or more namespace nodes having the same name but different
    string values
    (that is,
    namespace nodes that map the same prefix to different namespace URIs).
    ERR XTDE0440
    It is a
    non-recoverable dynamic error
    if
    the result sequence contains a namespace node with no name and the element node being constructed has a
    null namespace URI (that is, it is an error to define a default namespace when the element is in no namespace).
    ERR XTRE0540
    It is a
    recoverable dynamic error
    if
    the conflict resolution algorithm for template rules
    leaves more than one matching template
    rule.
    Action:
    The
    optional recovery action
    is to select, from the matching
    template rules that are left, the one that occurs last in
    declaration order
    ERR XTDE0560
    It is a
    non-recoverable dynamic error
    if
    xsl:apply-imports
    or
    xsl:next-match
    is evaluated when the
    current template rule
    is null.
    ERR XTDE0610
    If an optional parameter has no
    select
    attribute and has an empty
    sequence constructor
    and if there is an
    as
    attribute, then the default value of the parameter
    is an empty sequence. If the empty sequence is not a valid instance of the required type
    defined in the
    as
    attribute, then the parameter is treated as a required
    parameter, which means that it is a
    non-recoverable dynamic error
    if the caller supplies no value for the parameter.
    ERR XTDE0640
    In general, a
    circularity
    in a
    stylesheet
    is a
    non-recoverable dynamic error
    ERR XTDE0700
    In other
    cases, [with
    xsl:apply-templates
    xsl:apply-imports
    and
    xsl:next-match
    , or
    xsl:call-template
    with
    tunnel parameters
    it is a
    non-recoverable dynamic error
    if
    the template that is invoked declares a
    template parameter
    with
    required="yes"
    and no value for
    this parameter is supplied by the calling instruction.
    ERR XTRE0795
    It
    is a
    recoverable dynamic
    error
    if the name of a constructed attribute is
    xml:space
    and the value is not
    either
    default
    or
    preserve
    Action:
    The
    optional recovery action
    is to construct
    the attribute with the value as requested.
    ERR XTDE0820
    It is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    name
    attribute [of the
    xsl:element
    instruction] is not a
    lexical QName
    ERR XTDE0830
    In the
    case of an
    xsl:element
    instruction
    with no
    namespace
    attribute,
    it is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    name
    attribute is a
    QName
    whose prefix is not declared in an in-scope namespace declaration for the
    xsl:element
    instruction.
    ERR XTDE0835
    It is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    namespace
    attribute
    [of the
    xsl:element
    instruction]
    is not in the lexical space of the
    xs:anyURI
    data type
    or if it is the string
    ERR XTDE0850
    It is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    name
    attribute [of an
    xsl:attribute
    instruction]
    is not a
    lexical QName
    ERR XTDE0855
    In the case
    of an
    xsl:attribute
    instruction with no
    namespace
    attribute,
    it is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    name
    attribute is the string
    xmlns
    ERR XTDE0860
    In the case
    of an
    xsl:attribute
    instruction
    with no
    namespace
    attribute,
    it is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    name
    attribute is a
    lexical QName
    whose prefix is not declared in an in-scope namespace declaration for the
    xsl:attribute
    instruction.
    ERR XTDE0865
    It is a
    non-recoverable dynamic error
    if
    the
    effective value
    of the
    namespace
    attribute
    [of the
    xsl:attribute
    instruction]
    is not in the lexical space of the
    xs:anyURI
    data type
    or if it is the string
    ERR XTDE0890
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    name
    attribute [of the
    xsl:processing-instruction
    instruction] is not both an
    NCName
    Names
    and a
    PITarget
    XML
    ERR XTDE0905
    It is a non-recoverable dynamic error if the
    string value of the new namespace node is not valid in the lexical space of the
    data type
    xs:anyURI
    or if it is the string
    ERR XTDE0920
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    name
    attribute [of the
    xsl:namespace
    instruction]
    is neither a zero-length string nor an
    NCName
    Names
    , or
    if it is
    xmlns
    ERR XTDE0925
    It is a
    non-recoverable dynamic error
    if the
    xsl:namespace
    instruction generates a namespace node whose name is
    xml
    and whose string value is
    not
    , or a namespace node whose string value is
    and whose name is
    not
    xml
    ERR XTDE0930
    It is a
    non-recoverable dynamic error
    if
    evaluating the
    select
    attribute or the contained
    sequence constructor
    of an
    xsl:namespace
    instruction
    results in a zero-length string.
    ERR XTDE0980
    It is a
    non-recoverable dynamic error
    if any undiscarded item in the atomized sequence supplied
    as the value of the
    value
    attribute of
    xsl:number
    cannot be converted to an integer, or if the resulting integer is less than
    0 (zero).
    ERR XTDE1030
    It is a
    non-recoverable dynamic error
    if, for any
    sort key component
    the set of
    sort key values
    evaluated for all the items in the
    initial sequence
    , after any type conversion requested,
    contains a pair of ordinary values for which the result of the
    XPath
    lt
    operator is an error.
    ERR XTDE1035
    It is a
    non-recoverable dynamic error
    if the
    collation
    attribute of
    xsl:sort
    (after resolving against
    the base URI) is not a URI that is recognized
    by the implementation as referring to a collation.
    ERR XTDE1110
    It is a
    non-recoverable dynamic error
    if the collation URI specified to
    xsl:for-each-group
    (after resolving against the base URI)
    is a collation that is not recognized
    by the implementation. (For notes,
    [see
    ERR XTDE1035
    .)
    ERR XTDE1140
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    regex
    attribute
    [of the
    xsl:analyze-string
    instruction]
    does not conform to the
    required
    syntax for
    regular expressions, as specified in
    [Functions and Operators]
    If the regular expression is known
    statically (for example, if the attribute does not contain any
    expressions
    enclosed in curly brackets)
    then the processor
    may
    signal the error as a
    static error
    ERR XTDE1145
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    flags
    attribute
    [of the
    xsl:analyze-string
    instruction]
    has a value other than the values defined in
    [Functions and Operators]
    If the value of the attribute is known
    statically (for example, if the attribute does not contain any
    expressions
    enclosed in curly brackets)
    then the processor
    may
    signal the error as a
    static error
    ERR XTDE1150
    It is a
    non-recoverable dynamic error
    if the
    effective value
    of the
    regex
    attribute
    [of the
    xsl:analyze-string
    instruction]
    is a regular expression that matches a zero-length string: or more specifically, if the regular expression
    $r
    and flags
    $f
    are such that
    matches("", $r, $f)
    returns true.
    If the regular expression is known
    statically (for example, if the attribute does not contain any
    expressions
    enclosed in curly brackets)
    then the processor
    may
    signal the error as a
    static error
    ERR XTRE1160
    When a URI reference
    [supplied to the
    document
    function]
    contains a fragment identifier,
    it is a
    recoverable dynamic error
    if the media type is not one that is recognized by the
    processor, or if the fragment identifier does not conform to the rules for fragment identifiers
    for that media type, or if the fragment identifier selects something other than a sequence of
    nodes (for example, if it selects a range of characters within a text node).
    Action:
    The
    optional recovery action
    is to ignore the fragment
    identifier and return the document node.
    ERR XTDE1170
    It is a
    non-recoverable dynamic error
    if a URI
    [supplied in the first argument to the
    unparsed-text
    function]
    contains a fragment identifier, or if it cannot be used to retrieve a resource
    containing text.
    ERR XTDE1190
    It is a
    non-recoverable dynamic error
    if a resource
    [retrieved using the
    unparsed-text
    function]
    contains octets that cannot be decoded into Unicode characters
    using the specified encoding, or if the resulting characters are not permitted XML characters.
    This includes the case where the
    processor
    does not support
    the requested encoding.
    ERR XTDE1200
    It is a
    non-recoverable dynamic error
    if the second argument of the
    unparsed-text
    function is omitted and the
    processor
    cannot infer the encoding using
    external information and the encoding is not UTF-8.
    ERR XTDE1260
    It is a
    non-recoverable dynamic error
    if the value
    [of the first argument to the
    key
    function] is
    not a valid QName, or if there is no
    namespace declaration in scope for the prefix of the QName, or if the
    name obtained by expanding the QName is not the same as the expanded
    name of any
    xsl:key
    declaration in the
    stylesheet
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTDE1270
    It is a
    non-recoverable dynamic error
    to call the
    key
    function with two arguments if there is no
    context node
    or if the root of the tree containing the context node is not a document node; or to call
    the function with three arguments if the root of the tree containing the node supplied in the third
    argument is not a document node.
    ERR XTDE1280
    It is a
    non-recoverable dynamic error
    if the name specified as the
    $decimal-format-name
    argument [ to the
    format-number
    function]
    is not a valid
    QName
    , or
    if its prefix has not been declared in an in-scope namespace declaration, or
    if the
    stylesheet
    does not contain a declaration of a decimal-format with a matching
    expanded-QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTDE1310
    The
    picture string
    [supplied to the
    format-number
    function]
    must
    conform to the following rules. [ See full specification.]
    It is a
    non-recoverable dynamic error
    if the picture string
    does not satisfy these rules.
    ERR XTDE1340
    It is a
    non-recoverable dynamic error
    if the syntax of the picture [used for date/time formatting]
    is incorrect.
    ERR XTDE1350
    It is a
    non-recoverable dynamic error
    if a component specifier within the picture [used for date/time formatting]
    refers to components that are not available in the given type of
    $value
    for example if the picture supplied to the
    format-time
    refers
    to the year, month, or day component.
    ERR XTDE1360
    If the
    current
    function is evaluated
    within an expression that is evaluated when the context item is undefined, a
    non-recoverable dynamic error
    occurs.
    ERR XTDE1370
    It is a
    non-recoverable dynamic error
    if the
    unparsed-entity-uri
    function is called when there is no
    context node
    or when the root of the tree containing the context node is not a document node.
    ERR XTDE1380
    It is a
    non-recoverable dynamic error
    if the
    unparsed-entity-public-id
    function is called
    when there is no
    context node
    or when the root of the tree containing the context node is not a document node.
    ERR XTDE1390
    It is a
    non-recoverable dynamic error
    if the value
    [supplied as the
    $property-name
    argument to the
    system-property
    function] is
    not a valid QName, or if there is no
    namespace declaration in scope for the prefix of the QName.
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTMM9000
    When
    a transformation is terminated by use of
    xsl:message terminate="yes"
    , the effect
    is the same as when a
    non-recoverable dynamic error
    occurs
    during the transformation.
    ERR XTDE1400
    It is a
    non-recoverable dynamic error
    if the argument
    [passed to the
    function-available
    function]
    does not evaluate to a string that is a valid
    QName
    or if there is no namespace declaration in scope for the prefix of the
    QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTDE1420
    It is a
    non-recoverable dynamic
    error
    if the arguments supplied to a call on an extension function do
    not satisfy the rules defined for that particular extension function, or if the
    extension function reports an error, or if the result of the extension function
    cannot be converted to an XPath value.
    ERR XTDE1425
    When
    backwards compatible behavior
    is enabled,
    it is a
    non-recoverable dynamic
    error
    to evaluate an extension function call if no implementation
    of the extension function is available.
    ERR XTDE1428
    It is a
    non-recoverable dynamic error
    if the argument
    [passed to the
    type-available
    function]
    does not evaluate to a string that is a valid
    QName
    or if there is no namespace declaration in scope for the prefix of the
    QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTDE1440
    It is a
    non-recoverable dynamic error
    if the
    argument
    [passed to the
    element-available
    function]
    does not evaluate to a string that is a valid
    QName
    or if there is no namespace declaration in scope for the prefix of the
    QName
    If the processor is able to detect the error statically (for example, when the argument is
    supplied as a string literal), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTDE1450
    When a
    processor
    performs fallback for an
    extension instruction
    that is not recognized,
    if the instruction element has one or more
    xsl:fallback
    children, then the content of each of the
    xsl:fallback
    children
    must
    be evaluated; it is a
    non-recoverable dynamic error
    if it has no
    xsl:fallback
    children.
    ERR XTDE1460
    It is
    non-recoverable dynamic
    error
    if the
    effective value
    of the
    format
    attribute
    [of an
    xsl:result-document
    element]
    is not a valid
    lexical QName
    or if it does not match the
    expanded-QName
    of an
    output definition
    in the
    stylesheet
    If the processor is able to detect the error statically (for example, when the
    format
    attribute
    contains no curly brackets), then the processor
    may
    optionally signal this
    as a
    static error
    ERR XTDE1480
    It is a
    non-recoverable dynamic
    error
    to evaluate the
    xsl:result-document
    instruction in
    temporary output state
    ERR XTDE1490
    It is a
    non-recoverable dynamic
    error
    for a transformation to generate two or more
    final result trees
    with the same URI.
    ERR XTRE1495
    It
    is a
    recoverable dynamic
    error
    for a transformation to generate two or more
    final result trees
    with URIs that identify the same physical resource. The
    optional recovery action
    is
    implementation-dependent
    since it may be impossible for the processor to detect the error.
    ERR XTRE1500
    It is a
    recoverable dynamic error
    for a
    stylesheet
    to write to an external resource and read from the same resource during a single
    transformation, whether or not the same URI is used to access the resource in both cases.
    Action:
    The
    optional recovery action
    is
    implementation-dependent
    implementations are not
    required
    to detect the error condition.
    Note that if the error is not detected, it is undefined whether the document that is read from the resource
    reflects its state before or after the result tree is written.
    ERR XTRE1620
    It is
    recoverable dynamic error
    if an
    xsl:value-of
    or
    xsl:text
    instruction specifies that
    output escaping is to be disabled and the implementation does not
    support this.
    Action:
    The
    optional recovery action
    is to ignore the
    disable-output-escaping
    attribute.
    ERR XTRE1630
    It is
    recoverable dynamic error
    if an
    xsl:value-of
    or
    xsl:text
    instruction specifies that
    output escaping is to be disabled when writing to a
    final result tree
    that is
    not being serialized.
    Action:
    The
    optional recovery action
    is to ignore the
    disable-output-escaping
    attribute.
    ERR XTDE1665
    basic XSLT processor
    must
    raise a
    non-recoverable dynamic error
    if the input to the processor includes a node with a
    type annotation
    other than
    xs:untyped
    or
    xs:untypedAtomic
    , or an atomic value
    of a type other than those which a basic XSLT processor supports.
    F Checklist of Implementation-Defined Features (Non-Normative)
    This appendix provides a summary of XSLT language features whose effect is
    explicitly
    implementation-defined
    The conformance rules (see
    21 Conformance
    ) require vendors to provide documentation
    that explains how these choices have been exercised.
    The way in which an XSLT processor is invoked,
    and the way in which values are supplied for
    the source document, starting node,
    stylesheet parameters
    , and
    base output URI
    are implementation-defined. (See
    2.3 Initiating a Transformation
    The mechanisms for creating new extension instructions and extension
    functions are implementation-defined. (See
    2.7 Extensibility
    Where the specification provides a choice between signaling a dynamic
    error or recovering, the decision that is made
    (but not the recovery action itself) is implementation-defined. (See
    2.9 Error Handling
    It is implementation-defined whether type errors are signaled statically. (See
    2.9 Error Handling
    The set of namespaces that are specially recognized by the implementation
    (for example, for user-defined
    data elements, and
    extension attributes
    ) is implementation-defined. (See
    3.6.2 User-defined Data Elements
    The effect of user-defined
    data elements whose name is in a namespace recognized by the implementation
    is implementation-defined. (See
    3.6.2 User-defined Data Elements
    It is implementation-defined whether an XSLT 2.0 processor supports
    backwards-compatible behavior. (See
    3.8 Backwards-Compatible Processing
    It is implementation-defined
    what forms of URI reference are acceptable in the
    href
    attribute of the
    xsl:include
    and
    xsl:import
    elements,
    for example, the URI schemes that may be used, the forms of
    fragment identifier that may be used, and the media types that
    are supported. (See
    3.10.1 Locating Stylesheet Modules
    An implementation may define mechanisms, above and beyond
    xsl:import-schema
    that allow
    schema components
    such as type definitions to
    be made available within a stylesheet. (See
    3.13 Built-in Types
    It is implementation-defined which versions of XML and XML Namespaces (1.0 and/or 1.1) are supported. (See
    4.1 XML Versions
    Limits on the value space of primitive data types, where not fixed
    by
    [XML Schema Part 2]
    , are implementation-defined. (See
    4.6 Limits
    The implicit timezone for a transformation is implementation-defined. (See
    5.4.3.2 Other components of the XPath Dynamic Context
    If an
    xml:id
    attribute that has not been subjected to attribute value
    normalization is copied from a source tree to a result tree, it is implementation-defined whether
    attribute value normalization will be applied during the copy process. (See
    11.9.1 Shallow Copy
    The numbering sequences supported by the
    xsl:number
    instructions, beyond those defined in this specification, are implementation-defined. (See
    12.3 Number to String Conversion Attributes
    There
    may
    be implementation-defined upper bounds on the numbers that
    can be formatted by
    xsl:number
    using any particular numbering sequence. (See
    12.3 Number to String Conversion Attributes
    The set of
    languages for which numbering is supported by
    xsl:number
    , and
    the method of choosing a default language, are implementation-defined. (See
    12.3 Number to String Conversion Attributes
    If the
    data-type
    attribute of the
    xsl:sort
    element
    has a value other than
    text
    or
    number
    , the effect is
    implementation-defined. (See
    13.1.2 Comparing Sort Key Values
    The facilities for defining collations and allocating URIs to identify them
    are implementation-defined. (See
    13.1.3 Sorting Using Collations
    The algorithm used by
    xsl:sort
    to locate a collation,
    given the values of the
    lang
    and
    case-order
    attributes,
    is implementation-defined. (See
    13.1.3 Sorting Using Collations
    The set of media types recognized by the processor, for the purpose of
    interpreting fragment identifiers in URI references passed to the
    document
    function, is implementation-defined. (See
    16.1 Multiple Source Documents
    The set of encodings recognized by the
    unparsed-text
    function,
    other than
    utf-8
    and
    utf-16
    , is
    implementation-defined
    . (See
    16.2 Reading Text Files
    If no encoding is specified on a call to the
    unparsed-text
    function,
    the processor
    may
    use
    implementation-defined
    heuristics to determine the likely encoding. (See
    16.2 Reading Text Files
    The set of languages, calendars, and countries that are supported in the
    date formatting functions
    is
    implementation-defined. If any of these arguments is omitted or set to an empty sequence,
    the default is implementation-defined. (See
    16.5.2 The Language, Calendar, and Country Arguments
    The choice of the names and abbreviations used in any given language for
    calendar units such as days of the week and months of the year is
    implementation-defined
    . (See
    16.5.2 The Language, Calendar, and Country Arguments
    The values returned by the
    system-property
    function, and the names of the additional properties that are recognized, are implementation-defined. (See
    16.6.5 system-property
    The destination and formatting of messages written using the
    xsl:message
    instruction are implementation-defined. (See
    17 Messages
    The effect of an extension function returning a string containing
    characters that are not legal in XML is implementation-defined. (See
    18.1.2 Calling Extension Functions
    The way in which external objects are represented in the type
    system is implementation-defined. (See
    18.1.3 External Objects
    The way in which a final result tree is delivered to an
    application is implementation-defined. (See
    19 Final Result Trees
    Implementations
    may
    provide additional mechanisms allowing users to define the way in which
    final result trees
    are processed. (See
    19.1 Creating Final Result Trees
    If serialization is supported, then the location to which a
    final result tree
    is serialized is implementation-defined, subject to the constraint that relative URIs used to reference
    one tree from another remain valid. (See
    20 Serialization
    The default value of the
    encoding
    attribute of the
    xsl:output
    element is implementation-defined. (See
    20 Serialization
    It is implementation-defined which versions of XML, HTML, and XHTML
    are supported in the
    version
    attribute of the
    xsl:output
    declaration. (See
    20 Serialization
    The default value of the
    byte-order-mark
    serialization
    parameter is implementation-defined in the case of UTF-8 encoding. (See
    20 Serialization
    It is implementation-defined whether, and under what circumstances,
    disabling output escaping is supported. (See
    20.2 Disabling Output Escaping
    G Schema for XSLT Stylesheets (Non-Normative)
    The following schema describes the structure of an XSLT stylesheet module. It does
    not define all the constraints that apply to a stylesheet (for example, it does not attempt
    to define a data type that precisely represents attributes containing XPath
    expressions
    ).
    However, every valid stylesheet module conforms to this schema,
    unless it contains elements that invoke
    forwards-compatible-behavior
    A copy of this schema is available at



    This is a schema for XSLT 2.0 stylesheets.

    It defines all the elements that appear in the XSLT namespace; it also
    provides hooks that allow the inclusion of user-defined literal result elements,
    extension instructions, and top-level data elements.

    The schema is derived (with kind permission) from a schema for XSLT 1.0 stylesheets
    produced by Asir S Vedamuthu of WebMethods Inc.

    This schema is available for use under the conditions of the W3C Software License
    published at https://www.w3.org/Consortium/Legal/copyright-software-19980720

    The schema is organized as follows:

    PART A: definitions of complex types and model groups used as the basis
    for element definitions
    PART B: definitions of individual XSLT elements
    PART C: definitions for literal result elements
    PART D: definitions of simple types used in attribute definitions

    This schema does not attempt to define all the constraints that apply to a valid
    XSLT 2.0 stylesheet module. It is the intention that all valid stylesheet modules
    should conform to this schema; however, the schema is non-normative and in the event
    of any conflict, the text of the Recommendation takes precedence.

    This schema does not implement the special rules that apply when a stylesheet
    has sections that use forwards-compatible-mode. In this mode, setting version="3.0"
    allows elements from the XSLT namespace to be used that are not defined in XSLT 2.0.

    Simplified stylesheets (those with a literal result element as the outermost element)
    will validate against this schema only if validation starts in lax mode.

    This version is dated 2007-03-16
    Authors: Michael H Kay, Saxonica Limited
    Jeni Tennison, Jeni Tennison Consulting Ltd.

    2007-03-15: added xsl:document element
    revised xsl:sequence element
    see https://www.w3.org/Bugs/Public/show_bug.cgi?id=4237






    PART A: definitions of complex types and model groups used as the basis
    for element definitions




































    PART B: definitions of individual XSLT elements
    Elements are listed in alphabetical order.







































































































































































































































































































































































































































































































































































    PART C: definition of literal result elements

    There are three ways to define the literal result elements
    permissible in a stylesheet.

    (a) do nothing. This allows any element to be used as a literal
    result element, provided it is not in the XSLT namespace

    (b) declare all permitted literal result elements as members
    of the xsl:literal-result-element substitution group

    (c) redefine the model group xsl:result-elements to accommodate
    all permitted literal result elements.

    Literal result elements are allowed to take certain attributes
    in the XSLT namespace. These are defined in the attribute group
    literal-result-element-attributes, which can be included in the
    definition of any literal result element.























    PART D: definitions of simple types used in stylesheet attributes





    This type is used for all attributes that allow an attribute value template.
    The general rules for the syntax of attribute value templates, and the specific
    rules for each such attribute, are described in the XSLT 2.0 Recommendation.






    A string containing exactly one character.








    An XPath 2.0 expression.








    Describes how type annotations in source documents are handled.










    The level attribute of xsl:number:
    one of single, multiple, or any.










    The mode attribute of xsl:apply-templates:
    either a QName, or #current, or #default.













    The mode attribute of xsl:template:
    either a list, each member being either a QName or #default;
    or the value #all

























    A list of NameTests, as defined in the XPath 2.0 Recommendation.
    Each NameTest is either a QName, or "*", or "prefix:*", or "*:localname"


































    The method attribute of xsl:output:
    Either one of the recognized names "xml", "xhtml", "html", "text",
    or a QName that must include a prefix.




















    A match pattern as defined in the XSLT 2.0 Recommendation.
    The syntax for patterns is a restricted form of the syntax for
    XPath 2.0 expressions.






    Either a namespace prefix, or #default.
    Used in the xsl:namespace-alias element.












    A list of QNames.
    Used in the [xsl:]use-attribute-sets attribute of various elements,
    and in the cdata-section-elements attribute of xsl:output






    A QName.
    This schema does not use the built-in type xs:QName, but rather defines its own
    QName type. Although xs:QName would define the correct validation on these attributes,
    a schema processor would expand unprefixed QNames incorrectly when constructing the PSVI,
    because (as defined in XML Schema errata) an unprefixed xs:QName is assumed to be in
    the default namespace, which is not the correct assumption for XSLT.
    The data type is defined as a restriction of the built-in type Name, restricted
    so that it can only contain one colon which must not be the first or last character.








    The description of a data type, conforming to the
    SequenceType production defined in the XPath 2.0 Recommendation










    Describes different ways of type-annotating an element or attribute.









    Describes different ways of type-annotating an element or attribute.











    One of the values "yes" or "no".









    One of the values "yes" or "no" or "omit".








    H Acknowledgements (Non-Normative)
    This specification was developed and approved for publication by the
    W3C XSL Working Group (WG). WG approval of this specification does not
    necessarily imply that all WG members voted for its approval.
    The chair of the XSL WG is Sharon Adler, IBM, and the W3C staff contact is Carine Bournez.
    The XSL Working Group
    includes two overlapping teams working on XSLT and XSL Formatting Objects. The
    members of the XSL WG engaged in XSLT activities at the time of publication of this second edition (with
    their present affiliation) are:
    Participant
    Affiliation
    Oliver Becker
    Invited Expert
    Anders Berglund
    Invited Expert
    Scott Boag
    IBM
    Petr Cimprich
    U-Turn Media Group
    Russell Davoli
    Intel
    Nikolay Fiykov
    Nokia
    Edward Jiang
    Microsoft
    Michael Kay
    Invited Expert
    Jirka Kosek
    Invited Expert
    Zarella Rendon
    PTC-Arbortext
    Michael Sperberg-McQueen
    W3C
    Howard Tsoi
    Intel
    Mohamed Zergaoui
    Innovimax
    Henry Zongaro
    IBM
    The Working Group wishes to acknowledge the contributions of the following individuals, who in most cases
    are former members of the Working Group. They are listed with their affiliations at the time
    they were active participants:
    Colin Adams, Invited Expert
    James Clark, Invited Expert
    K Karun, Oracle
    Evan Lenz, XYZFind
    Jonathan Marsh, Microsoft
    David Marston, IBM
    Steve Muench, Oracle
    Kristoffer Rose, IBM
    Mark Scardina, Oracle
    Jeni Tennison, Invited Expert
    Joanne Tong, IBM
    Henry Thompson, University of Edinburgh
    Norm Walsh, Sun Microsystems
    Steve Zilles, Adobe
    This specification builds on the success of the XSLT 1.0 Recommendation.
    For a list of contributors to XSLT 1.0, see
    [XSLT 1.0]
    I Checklist of Requirements (Non-Normative)
    This section provides a checklist of progress against the published
    XSLT 2.0 Requirements document (see
    [XSLT 2.0 Requirements]
    ).
    Requirement 1
    must
    Maintain Backwards Compatibility with XSLT 1.1
    [Read this as "with XSLT 1.0"]
    Any stylesheet whose behavior is fully defined in XSLT
    1.0 and which generates no errors will produce the same result tree under
    XSLT 2.0
    Response
    See
    J.1 Incompatible Changes
    Requirement 2
    must
    Match Elements with Null Values
    A stylesheet should be able to match elements and attributes whose value
    is explicitly null.
    Response
    This has been handled as an XPath 2.0 requirement. A new function
    nilled
    FO
    is available to test whether an element has been marked
    as nil after schema validation.
    Requirement 3
    should
    Allow Included Documents to "Encapsulate" Local Stylesheets
    XSLT 2.0
    should
    define a mechanism to allow the templates in a stylesheet
    associated with a secondary source document, to be imported and used
    to format the included fragment, taking precedence over any applicable
    templates in the current stylesheet.
    Response
    The facility to define modes has been generalized, making it easier
    to define a distinct set of template rules for processing a particular document.
    Requirement 4
    Could Support Accessing Infoset Items for XML Declaration
    A stylesheet COULD be able to access information like the version and
    encoding from the XML declaration of a document.
    Response
    No new facilities have been provided in this area, because
    this information is not available in the data model.
    Requirement 5
    Could Provide QName Aware String Functions
    Users manipulating documents (for example stylesheets, schemas) that have
    QName-valued element or attribute content need functions that take a
    string containing a QName as their argument, convert it to an
    expanded-QName
    using either the namespace declarations in scope at that point in the
    stylesheet, or the namespace declarations in scope for a specific source
    node, and return properties of the
    expanded-QName
    such as its namespace URI
    and local name.
    Response
    Functions operating on QNames are included in the XPath 2.0
    Functions and Operators document: see
    [Functions and Operators]
    Requirement 6
    Could Enable Constructing a Namespace with Computed Name
    Provide an
    xsl:namespace
    analog to
    xsl:element
    for constructing
    a namespace node with a computed prefix and URI.
    Response
    An
    xsl:namespace
    instruction has been added: see
    11.7 Creating Namespace Nodes
    Requirement 7
    Could Simplify Resolving Prefix Conflicts in QName-Valued Attributes
    XSLT 2.0 could simplify the renaming of conflicting namespace prefixes in
    result tree fragments, particularly for attributes declared in a schema
    as being QNames. Once the processor knows an attribute value
    is a QName, an XSLT processor
    should
    be able to rename prefixes and
    generate namespace declarations to preserve the semantics of that
    attribute value, just as it does for attribute names.
    Response
    If an attribute is typed as a QName in the schema, the
    new XPath 2.0 functions can be used to manipulate it as required at
    application level. This is considered sufficient to meet the requirement.
    Requirement 8
    Could Support XHTML Output Method
    Complementing the existing output methods for html, xml, and text, an
    xhtml output method could be provided to simplify transformations which
    target XHTML output.
    Response
    An XHTML output method is now provided: see
    [XSLT and XQuery Serialization]
    Requirement 9
    must
    Allow Matching on Default Namespace Without Explicit Prefix
    Many users stumble trying to match an element with a default namespace.
    Response
    A new
    [xsl:]xpath-default-namespace
    attribute
    is provided for this purpose: see
    5.2 Unprefixed QNames in Expressions and Patterns
    Requirement 10
    must
    Add Date Formatting Functions
    One of the more frequent requests from XSLT 1.0 users is the ability
    to format date information with similar control to XSLT's
    format-number. XML Schema introduces several kinds of date
    and time datatypes which will further increase the demand
    for date formatting during transformations. Functionality
    similar to that provided by java.text.SimpleDateFormat.
    A date analog of XSLT's named xsl:decimal-format may
    be required to handle locale-specific date formatting issues.
    Response
    A set of date formatting functions has been specified:
    see
    16.5 Formatting Dates and Times
    Requirement 11
    must
    Simplify Accessing Id's and Key's in Other Documents
    Currently it is cumbersome to lookup nodes by id() or key() in documents
    other than the source document. Users
    must
    first use an xsl:for-each
    instruction, selecting the desired document() to make it the current
    node, then relative XPath expressions within the scope of the
    xsl:for-each can refer to id() or key() as desired.
    Response
    The requirement is met by the generalization of path syntax in XPath 2.0. It is
    now possible to use a path expression such as
    document('a.xml')/id('A001')
    Requirement 12
    should
    Provide Function to Absolutize Relative URIs
    There
    should
    be a way in XSLT 2.0 to create an absolute URI. The
    functionality
    should
    allow passing a node-set and return a
    string value
    representing the absolute URI resolved with respect to the base URI of
    the current node.
    Response
    A function
    resolve-uri
    FO
    is now defined in
    [Functions and Operators]
    Requirement 13
    should
    Include Unparsed Text from an External Resource
    Frequently stylesheets
    must
    import text from external resources.
    Today users have to resort to
    extension functions
    to accomplish
    this because XSLT 1.0 only provides the document() function which, while useful,
    can only read external resources that are well-formed XML documents.
    Response
    A function
    unparsed-text
    has been added: see
    16.2 Reading Text Files
    Requirement 14
    should
    Allow Authoring Extension Functions in XSLT
    As part of the XSLT 1.1 work done on
    extension functions
    , a proposal to
    author XSLT extension functions in XSLT itself was deferred for reconsideration
    in XSLT 2.0. This would allow the functions in an extension namespace to be
    implemented in "pure" XSLT, without resulting to external programming languages.
    Response
    A solution to this requirement, the
    xsl:function
    element,
    is included in this specification. See
    10.3 Stylesheet Functions
    Requirement 15
    should
    Output Character Entity References Instead of Numeric Character Entities
    Users have frequently requested the ability to have the output of their transformation
    use (named) character references instead of the numeric character entity.
    The ability to control this preference as the level of the whole document
    is sufficient. For example, rather than seeing   in the output,
    the user could request to see the equivalent   instead.
    Response
    The serialization specification
    gives the implementation discretion on how special characters are output.
    A user who wishes to force the use of named character references can
    achieve this using the new
    xsl:character-map
    declaration.
    Requirement 16
    should
    Construct Entity Reference by Name
    Analogous to the ability to create elements and attributes, users
    have expressed a desire to construct named entity references.
    Response
    No solution has been provided to this requirement;
    it is difficult, because entity references are not defined in the data model.
    Requirement 17
    should
    Support for Unicode String Normalization
    For reliable string comparison of Unicode strings, users need the ability to
    apply Unicode normalization before comparing the strings.
    Response
    This requirement has been addressed by the provision of the
    normalize-unicode
    FO
    function described in
    [Functions and Operators]
    . In addition, a serialization parameter
    normalization-form
    has been added.
    Requirement 18
    should
    Standardize Extension Element Language Bindings
    XSLT 1.1 undertook the standardization of language bindings for XSLT
    extension functions
    For XSLT 2.0, analogous bindings
    should
    be provided
    for extension elements [now
    renamed
    extension instructions
    ].
    Response
    The XSL Working Group has decided not to pursue this requirement,
    and the attempt to standardize language bindings for extension functions that
    appeared in the XSLT 1.1 Working Draft has now been withdrawn. The Working Group
    decided that language bindings would be better published separately from the
    core XSLT specification.
    Requirement 19
    Could Improve Efficiency of Transformations on Large Documents
    Many useful transformations take place on large documents consisting of thousands of repeating "sub-documents". Today
    transformations over these documents are impractical due to the need to have the entire source tree in memory.
    Enabling "progressive" transformations, where the processor is able to produce
    progressively more output as more input is received, is tantamount to avoiding the need for XSLT processors to have random access to the entire
    source document. This might be accomplished by:
    Identifying a core subset of XPath that does not require random access to the source tree, or
    Consider a "transform all subtrees" mode where the stylesheet
    says, "Apply the transformation implied by this stylesheet to each node that
    matches XXX, considered as the root of a separate tree, and copy all the
    results of these mini-transformations as separate subtrees on to the final
    result tree."
    Response
    The Working Group observes that implementation techniques for XSLT processing
    have advanced considerably since this requirement was written, and that further research developing
    new approaches continues both in industry and academia. In the light of
    these developments, the Working Group has decided that it would be inappropriate at this stage to identify
    language features or subsets designed specifically to enable progressive transformations.
    Requirement 20
    Could Support Reverse IDREF attributes
    Given a particular value of an ID, produce a list of all elements that have an IDREF or IDREFS attribute which refers to this ID.
    This functionality can be accomplished using the current and key() mechanism.
    Response
    The
    idref
    FO
    function defined in
    [Functions and Operators]
    has been
    introduced in response to this requirement.
    Requirement 21
    Could Support Case-Insensitive Comparisons
    XSLT 2.0 could expand its comparison functionality to include support for case-insensitive string comparison.
    Response
    This is an XPath 2.0 requirement. XPath 2.0 includes
    functions to convert strings to uppercase or lowercase, it also includes functions to compare
    strings using a named collating sequence, which provides the option of using a collating
    sequence that treats uppercase and lowercase as equal.
    Requirement 22
    Could Support Lexigraphic String Comparisons
    We don't let users compare strings like $x > 'a'.
    Response
    This requirement has been addressed in XPath 2.0.
    Requirement 23
    Could Allow Comparing Nodes Based on Document Order
    Support the ability to test whether one node comes before another in document order.
    Response
    This requirement has been addressed in XPath 2.0, using the operators
    <<
    and
    >>
    Requirement 24
    Could Improve Support for Unparsed Entities
    In XSLT 1.0 there is an asymmetry in support for unparsed entities.
    They can be handled on input but not on output. In particular, there
    is no way to do an identity transformation that preserves them.
    At a minimum we need the ability to retrieve the Public ID of an unparsed entity.
    Response
    A function to retrieve the public identifier of an unparsed
    entity has been added. However, no facilities have been provided to include unparsed entities
    in a result document.
    Requirement 25
    Could Allow Processing a Node with the "Next Best Matching" Template
    In the construction of large stylesheets for complex documents, it is often
    necessary to construct templates that implement special behavior for a particular
    instance of an element, and then apply the normal styling for that element.
    Currently this is not possible because
    xsl:apply-templates
    specifies
    that for any given node only a single template will be selected and instantiated.
    Currently the processor determines a list of matching templates and then
    discards all but the one with the highest priority. In order to support this
    requirement, the processor would retain the list of matching templates sorted
    in priority order. A new instruction, for example
    xsl:next-match
    in a template would simply trigger the next template in the list of matching
    templates. This "next best match" recursion naturally bottoms out at the
    builtin template which can be seen as the lowest priority matching template
    for every match pattern.
    Response
    An
    xsl:next-match
    instruction has been added.
    Requirement 26
    Could Make Coercions Symmetric By Allowing Scalar to Nodeset Conversion
    Presently, no datatype can be coerced or cast to a node-set. By
    allowing a
    string value
    to convert to a node-set, some user "gotchas"
    could be avoided.
    Response
    The availability of sequences of strings or numbers probably
    meets most of the use-cases envisaged by this requirement.
    Requirement 27
    must
    Simplify Constructing and Copying Typed Content
    It
    must
    be possible to construct XML Schema-typed elements and
    attributes. In addition, when copying an element or an attribute to
    the result, it
    should
    be possible to preserve the type during the process.
    Response
    Facilities to validate constructed and copied
    element and attribute nodes are defined in this specification; these elements and attributes will
    carry a type annotation indicating their XML Schema type. In addition, it is possible to specify when
    copying nodes whether type annotations should be preserved or removed.
    Requirement 28
    must
    Support Sorting Nodes Based on XML Schema Type
    XSLT 1.0 supports sorting based on string-valued and number-valued expressions.
    XML Schema: Datatypes introduces new scalar types (for example, date)
    with well-known sort orders. It
    must
    be possible to sort based on these
    extended set of scalar data types. Since XML Schema: Datatypes does not
    define an ordering for complex types, this sorting support
    should
    only
    be considered for simple types.
    should
    be consistent with whatever we define for the matrix of conversion and comparisons.
    Response
    Sorting based on any schema-defined primitive data type with
    a total ordering is included
    in this specification.
    Requirement 29
    Could Support Scientific Notation in Number Formatting
    Several users have requested the ability to have the existing
    format-number() function extended to format numbers using
    Scientific Notation.
    Response
    Simple scientific formatting is now
    available through support for the schema-defined
    xs:float
    and
    xs:double
    data types;
    casting a large or small value of these types to a string produces a representation of the value in
    scientific notation. The Working Group believes that this will meet the requirement in most cases, and
    has therefore decided not to enhance the
    format-number
    further to introduce scientific notation.
    Users with more specialized requirements can write their own functions.
    Requirement 30
    Could Provide Ability to Detect Whether "Rich" Schema Information
    is Available
    A stylesheet that requires XML Schema type-related functionality
    could be able to test whether a "rich" Post-Schema-Validated
    Infoset is available from the XML Schema processor, so that
    the stylesheet can provide fallback behavior or choose to exit
    with
    xsl:message abort="yes"
    Response
    This requirement is satisified through the
    instance of
    operator in XPath 2.0,
    which allows expressions to determine the type of element and
    attribute nodes, using information from the schema. The details of
    how these expressions behave when there is no schema are defined in the XPath
    specifications.
    Requirement 31
    must
    Simplify Grouping
    Grouping is complicated in XSLT 1.0. It
    must
    be possible for users to group
    nodes in a document based on common string-values, common names, or
    common values for any other expression
    In addition XSLT
    must
    allow grouping based on sequential position, for example
    selecting groups of adjacent

    elements. Ideally it
    should
    also make it
    easier to do fixed-size grouping as well, for example groups of three adjacent nodes, for
    laying out data in multiple columns.
    For each group of nodes identified, it
    must
    be possible to instantiate a template for the group. Grouping
    must
    be "nestable" to multiple levels so that groups of distinct nodes can be identified, then from among the distinct groups selected,
    further sub-grouping of distinct node in the current group can be done.
    Response
    A new
    xsl:for-each-group
    instruction is provided: see
    14 Grouping
    . In addition, many of the new functions and operators provided
    in XPath 2.0 make these algorithms easier to write.
    J Changes from XSLT 1.0 (Non-Normative)
    J.1 Incompatible Changes
    This section lists all known cases where a stylesheet that was valid (produced no errors)
    under XSLT 1.0, and whose behavior was fully specified by XSLT 1.0,
    will produce different results under XSLT 2.0.
    Most of the discussion is concerned with compatibility
    in the absence of a schema: that is, it is assumed that the source document
    being transformed has no schema when processed using XSLT 1.0, and that no
    schema is added when moving to XSLT 2.0. Some additional factors that come into
    play when a schema is added are noted at the end of the section.
    J.1.1 Tree construction: whitespace stripping
    Both in XSLT 1.0 and in XSLT 2.0, the XSLT specification places no constraints on the
    way in which source trees are constructed. For XSLT 2.0, however, the
    [Data Model]
    specification describes explicit processes for constructing a tree
    from an Infoset or a PSVI, while also permitting other processes to be used.
    The process described in
    [Data Model]
    has the effect of stripping
    whitespace text nodes
    from elements declared to have element-only content. Although the
    XSLT 1.0 specification did not preclude such behavior, it differs from the
    way that most existing XSLT 1.0 implementations work. It is
    recommended
    that
    an XSLT 2.0 implementation wishing to provide maximum interoperability and
    backwards compatibility should offer the user the option either to construct
    source trees using the processes described in
    [Data Model]
    , or alternatively
    to retain or remove whitespace according to the common practice of previous
    XSLT 1.0 implementations.
    To write transformations that give the same result regardless of the
    whitespace stripping applied during tree construction, stylesheet authors
    can:
    use the
    xsl:strip-space
    declaration to remove
    whitespace text nodes
    from
    elements having element-only content (this has no effect if the whitespace
    has already been stripped)
    use instructions such as

    that cause only
    the element children of the context node to be processed, and not its text
    nodes.
    J.1.2 Changes in Serialization Behavior
    The specification of the output of
    serialization
    is more prescriptive than
    in XSLT 1.0. For example, the
    html
    output method is
    required
    to detect invalid HTML characters. Also, certain
    combinations of serialization parameters are now defined to be errors.
    Furthermore, XSLT 1.0 implementations were allowed to add
    additional
    xsl:output
    attributes that modified the behavior of the
    serializer. Some such extensions might be non-conformant
    under the stricter rules of XSLT 2.0. For example, some XSLT 1.0 processors
    provided an extension attribute to switch off the creation of
    meta
    elements
    by the
    html
    output method (a facility that is now provided as standard). A
    conformant XSLT 2.0 processor is not allowed to provide such extensions.
    Where necessary, implementations
    may
    provide additional serialization methods
    designed to mimic more closely the behavior of specific XSLT 1.0 serializers.
    J.1.3 Backwards Compatibility Behavior
    Some XSLT constructs behave differently under XSLT 2.0 depending on whether
    backwards compatible behavior
    is enabled.
    In these cases, the behavior may be made compatible with XSLT 1.0 by ensuring that
    backwards compatible behavior
    is enabled
    (which is done using the
    [xsl:]version
    attribute).
    These constructs are as follows:
    If the
    xsl:value-of
    instruction has no
    separator
    attribute, and the
    value of the
    select
    expression is a sequence of more than one item, then under XSLT 2.0
    all items in the sequence will be output, space separated, while in XSLT 1.0, all items after the first
    will be discarded.
    If the
    effective value
    of an
    attribute value template
    is a sequence of more than one item, then under XSLT 2.0
    all items in the sequence will be output, space separated, while in XSLT 1.0, all items after the first
    will be discarded.
    If the expression in the
    value
    attribute of the
    xsl:number
    instruction
    returns a sequence of more than one item, then under XSLT 2.0
    all items in the sequence will be output, as defined by the
    format
    attribute,
    but under XSLT 1.0, all items after the first will be discarded. If the sequence is empty, then
    under XSLT 2.0 nothing will be output (other than a prefix and suffix if requested),
    but under XSLT 1.0, the output is "NaN". If the first item
    in the sequence cannot be converted to a number, then XSLT 2.0 signals a non-recoverable error,
    while XSLT 1.0 outputs "NaN".
    If the expression in the
    value
    attribute of
    xsl:number
    returns an empty sequence or a sequence including non-numeric values,
    an XSLT 2.0 processor may signal a recoverable error; but with backwards compatibility enabled, it
    outputs
    NaN
    If the
    atomized
    value of the
    select
    attribute of the
    xsl:sort
    element
    is a sequence of more than one item, then under XSLT 2.0
    an error will be signaled,
    while in XSLT 1.0, all items after the first will be discarded.
    If an
    xsl:call-template
    instruction
    supplies a parameter that does not correspond to any
    template
    parameter
    in the template being called, then under XSLT 2.0 a
    static error
    is signaled, but under XSLT 1.0 the extra parameter is ignored.
    It is normally a
    static error
    if an XPath expression contains a call to an unknown function. But when backwards compatible behavior
    is enabled, this is a
    non-recoverable dynamic error
    which occurs only if the function call is actually evaluated.
    An XSLT 1.0 processor compared the value of the expression in the
    use
    attribute of
    xsl:key
    to the value supplied in the second
    argument of the
    key
    function by converting both to strings. An XSLT 2.0 processor
    normally compares the values as supplied. The XSLT 1.0 behavior is retained if any of the
    xsl:key
    elements making up the
    key
    definition enables
    backwards-compatible behavior.
    If no output method is explicitly requested, and the
    first element node output appears to be an XHTML document element, then under XSLT 2.0 the
    output method defaults to XHTML; with backwards compatibility enabled, the XML output method
    will be used.
    Backwards compatible behavior also affects the results of certain XPath expressions, as defined in
    [XPath 2.0]
    J.1.4 Incompatibility in the Absence of a Schema
    If the source documents supplied as input to a transformation contain
    no type information generated from a schema then the known areas of incompatibility are as follows.
    These apply whether or not
    backwards compatible behavior
    is enabled.
    A stylesheet that specifies a version number other than 1.0 was defined
    in XSLT 1.0 to execute in forwards-compatible mode; if such a stylesheet uses features
    that are not defined in XSLT 2.0 then errors may be signaled by an XSLT 2.0 processor
    that would not be signaled by an XSLT 1.0 processor.
    At XSLT 1.0 the
    system-property
    function, when called with a first
    argument of
    "xsl:version"
    , returned 1.0 as a number. At XSLT 2.0 it returns "2.0"
    as a string. The
    recommended
    way of testing this property is, for example,

    , which
    will work with either an XSLT 1.0 or an XSLT 2.0 processor.
    At XSLT 2.0 it is an error to specify the
    mode
    or
    priority
    attribute on an
    xsl:template
    element having no
    match
    attribute. At XSLT 1.0 the attributes were silently ignored in this
    situation.
    When an
    xsl:apply-templates
    or
    xsl:apply-imports
    instruction causes a built-in template rule to be
    invoked, then any parameters that are supplied are automatically passed on
    to any further template rules. This did not happen in XSLT 1.0.
    In XSLT 1.0 it was a recoverable error to create any node other than
    a text node while constructing the value of an attribute, comment, or processing-instruction; the
    recovery action was to ignore the offending node and its content. In XSLT 2.0 this is no longer
    an error, and the specified action is to atomize the node. An XSLT 2.0 processor will therefore
    not produce the same results as an XSLT 1.0 processor that took the error recovery action.
    XSLT 1.0 defined a number of recoverable error conditions which in XSLT 2.0 have
    become non-recoverable errors. Under XSLT 1.0, a stylesheet that triggered such errors would fail
    under some XSLT processors and succeed (or at any rate, continue to completion) under others.
    Under XSLT 2.0 such a stylesheet will fail under all processors. Notable examples of such errors
    are constructing an element or attribute with an invalid name, generating attributes as children of
    a document node, and generating an attribute of an element after generating one or more children
    for the element. This change has been made in the interests of interoperability.
    In classifying such errors as non-recoverable, the Working Group used the criterion
    that no stylesheet author would be likely to write code that deliberately triggered the error and
    relied on the recovery action.
    In XSLT 1.0, the semantics of tree construction were described as being
    top-down, in XSLT 2.0 they are described bottom up. In nearly all cases the end result is the same. One
    difference arises in the case of a tree that is constructed to contain an attribute node within a document
    node within an element node, using an instruction such as the following:
    Example: Attribute within Document within Element



    5



    In XSLT 1.0, the
    xsl:copy
    did nothing, and the attribute
    was then
    attached to the element
    . In XSLT 2.0, an error occurs when attaching the attribute
    to the document node constructed by
    xsl:copy
    , because this happens before the resulting
    document node is copied to the content of the constructed element.
    In XSLT 1.0 it was not an error for the
    namespace
    attribute of
    xsl:element
    or
    xsl:attribute
    to evaluate to an invalid URI.
    Since many XML parsers accept any string as a namespace name, this rarely caused problems. The
    [Data Model]
    , however, requires the name of a node to be an
    xs:QName
    , and
    the namespace part of an
    xs:QName
    is always an
    xs:anyURI
    . It is therefore
    now defined to be an error to create an element or attribute node in a namespace whose name is not
    a valid instance of
    xs:anyURI
    . In practice, however,
    implementations have some flexibility in how rigorously they validate namespace URIs.
    It is now a static error for the stylesheet to contain two conflicting
    xsl:namespace-alias
    declarations with the same import precedence.
    It is now a static error for an
    xsl:number
    instruction to
    contain both a
    value
    attribute and a
    level
    from
    or
    count
    attribute. In XSLT 1.0 the
    value
    attribute took
    precedence and the other attributes were silently ignored.
    When the
    data-type
    attribute of
    xsl:sort
    has the value
    number
    , an XSLT 1.0 processor would evaluate the sort key as a string,
    and convert the result to a number. An XSLT 2.0 processor evaluates the sort key as a number
    directly. This only affects the outcome in cases where in XSLT 1.0,
    conversion of a number to a string and then
    back to a number does not produce the original number, as is the case for example with the number
    positive infinity.
    When the
    data-type
    attribute of
    xsl:sort
    is omitted, an XSLT 1.0 processor would convert the sort key values to strings, and sort them as strings.
    An XSLT 2.0 processor will sort them according to their actual dynamic type. This means, for example,
    that if the sort key component specifies

    , an XSLT 2.0 processor will
    do a numeric sort where an XSLT 1.0 processor would have done an alphabetic sort.
    When the
    data-type
    attribute of
    xsl:sort
    is omitted or has the value "text", an XSLT 1.0 processor treats a sort key whose value is an empty
    node-set as being equal to a sort key whose value is a zero-length string. XSLT 2.0 sorts the empty
    sequence before the zero-length string. This means that if there are two sort keys, say

    and

    , then
    an XSLT 1.0 processor will sort the element

    after

    , while an XSLT 2.0 processor will produce the opposite
    ordering.
    The specification of the
    format-number
    function has been rewritten to remove the normative dependency on the Java JDK 1.1
    specification. The JDK 1.1 specification left aspects of the behavior undefined; it is
    therefore likely that some cases will give different results.
    The ability to include
    literal text in the format picture enclosed in single quotes has been removed; any
    stylesheet that uses this feature will need to be modified, for example to display the
    literal text using the
    concat
    FO
    function instead.
    One specific difference between the XSLT 2.0 specification and a JDK-based implementation
    is in the handling of the negative sub-picture. JDK releases subsequent to JDK 1.1 have added
    the provision:
    If there is an explicit negative subpattern [sub-picture], it serves only to specify
    the negative prefix and suffix; the number of digits, minimal digits, and other characteristics
    are all the same as the positive pattern [sub-picture].
    This statement was not present in the JDK 1.1
    specification, and therefore it is not necessarily how every XSLT 1.0 implementation will behave,
    but it does describe the behavior of some XSLT 1.0 implementations that use the JDK directly.
    This behavior is not correct in XSLT 2.0: the negative sub-picture
    must
    be used as written when
    the number is negative.
    The recovery action has changed for the error condition where the processor
    cannot handle the fragment identifier in a URI passed as an argument to the
    document
    function.
    XSLT 1.0 specified that the entire URI reference should be ignored. XSLT 2.0 specifies that the fragment identifier
    should be ignored.
    XSLT 1.0 allowed the URI returned by the
    unparsed-entity-uri
    function to be derived from some combination of the system identifier and the public identifier
    in the source XML. XSLT 2.0 returns the system identifier as defined in the Infoset, resolved using
    the base URI of the source document. A new function is provided to return the public identifier.
    The default priority of the pattern
    match="/"
    has
    changed from +0.5 to -0.5. The effect of this is that if there are
    any template rules that specify
    match="/"
    with an explicit
    user-specified priority between -0.5 and +0.5, these will now be chosen
    in preference to a template rule that specifies
    match="/"
    with no explicit priority; previously such rules would never have been
    invoked.
    In XSLT 1.0 it was possible to create a processing instruction
    in the result tree whose string value contained a leading space. However, such leading spaces
    would be lost after serialization and parsing. In XSLT 2.0, any leading spaces in the string
    value of the processing instruction are removed at the time the node is created.
    At XSLT 1.0 there were no restrictions on the namespaces that could be
    used for the names of user-defined stylesheet objects such as keys, variables, and named templates.
    In XSLT 2.0, certain namespaces (for example the XSLT namespace and the XML Schema namespace)
    are reserved.
    An erratum to XSLT 1.0 specified what has become known as "sticky
    disable-output-escaping": specifically, that it should be possible to use
    disable-output-escaping
    when writing a node to a temporary tree, and that this information would be retained for use
    when the same node was later copied to a final result tree and serialized. XSLT 2.0 no longer
    specifies this behavior. The
    use cases for this facility have been satisfied by a completely different mechanism, the
    concept of character maps (see
    20.1 Character Maps
    ).
    J.1.5 Compatibility in the Presence of a Schema
    An XSLT 1.0 processor ignored all information about data types that might be obtained from
    a schema associated with a source document.
    An XSLT 2.0 processor will take account of
    such information, unless the
    input-type-annotations
    attribute
    is set to
    strip
    . This may lead to a number of differences in behavior.
    This section attempts
    only to give some examples of the kind of differences that might be expected when schema
    information is made available:
    Operations such as sorting will be sensitive to the data type of the items
    being sorted. For example, if the data type of a sort key component is defined in the schema
    as a date, then in the absence of a
    data-type
    attribute on the
    xsl:sort
    element, the sequence will be sorted in date order. With XSLT 1.0,
    the dates would be compared and sorted as strings.
    Certain operations that are permitted on untyped data
    are not permitted on typed data, if the type of the data is inappropriate
    for the operation. For example, the
    substring
    FO
    function
    expects its first argument to be a string. It is acceptable to supply an untyped
    value, which will be automatically converted to a string, but it is not
    acceptable to supply a value which has been annotated (as a result of schema
    processing) as an integer or a date.
    When an attribute value such as
    colors="red green blue"
    is processed without a schema, the value is considered to be a single string. When
    schema validation is applied, assuming the type is a list type like
    xs:NMTOKENS
    the value will be treated as a sequence of three strings. This affects the results
    of many operations, for example comparison of the value with another string.
    With this attribute value, the expression
    contains(@colors, "green")
    returns true in XPath 1.0 and also in XPath 2.0
    if
    input-type-annotations
    is set to
    strip
    In XPath 2.0, with a schema-aware processor and with
    input-type-annotations
    set to
    preserve
    , the same expression
    returns false with backwards-compatibility enabled, and raises an error with backwards
    compatibility disabled.
    J.1.6 XPath 2.0 Backwards Compatibility
    Information about incompatibilities between XPath 2.0 and XPath 1.0
    is included in
    [XPath 2.0]
    Incompatibilities in the specification of individual functions in the
    core function
    library are listed in
    [Functions and Operators]
    J.2 New Functionality
    This section summarizes the new functionality offered in XSLT 2.0, compared
    with XSLT 1.0. These are
    arranged in three groups. Firstly, the changes that pervade the entire text. Secondly,
    the major new features introduced. And thirdly, a catalog of minor technical changes.
    In addition to these changes,
    reported
    errors
    in XSLT 1.0 have been fixed.
    J.2.1 Pervasive changes
    There has been significant re-arrangement of the text.
    More terminology definitions have been hyperlinked, and a glossary
    (see
    C Glossary
    ) has been added. Additional appendices summarize the error conditions
    and implementation-defined features of the specification.
    The specifications of many features (for example keys,
    xsl:number
    the
    format-number
    function, the
    xsl:import
    mechanism, and the description of attribute sets) have been rewritten to make them clearer and more precise.
    Many changes have been made to support the XDM data model,
    notably the support for sequences as a replacement for the node-sets of XPath 1.0. This
    has affected the specification of elements such as
    xsl:for-each
    xsl:value-of
    , and
    xsl:sort
    , and has led to the introduction
    of new instructions such as
    xsl:sequence
    The processing model is described differently: instead of instructions "writing
    to the result tree", they now return sequences of values. This change is largely one
    of terminology, but it also means that it is now possible for XSLT stylesheets to manipulate
    arbitrary sequences, including sequences containing parentless element or attribute nodes.
    The description of the evaluation context has been changed. The concepts of
    current node and current node list have been replaced by the XPath concepts of context item,
    context position, and context size.
    With the introduction of support for XML Schema within XPath 2.0, XSLT now
    supports stronger data typing, while retaining backwards compatibility.
    In particular, the types of variables and parameters can now be specified explicitly, and
    schema validation can be invoked for result trees and for elements and attributes in temporary trees.
    The description of error handling has been improved (see
    2.9 Error Handling
    ).
    This formalizes the difference between static and dynamic errors, and tightens the
    rules that define which errors must be signaled under which conditions.
    The terms
    implementation-defined
    and
    implementation-dependent
    are now defined and used
    consistently, and a checklist of implementation-defined features is provided
    (see
    F Checklist of Implementation-Defined Features
    ).
    J.2.2 Major Features
    XSLT 2.0 is designed to work with XPath 2.0 rather than XPath 1.0. This brings an enhanced
    data model with a type system based on sequences of nodes or atomic values, support for all the
    built-in types defined in XML Schema, and a wide range of new functions and operators.
    The result tree fragment data-type is
    eliminated.
    A variable-binding element
    with content
    (and no
    as
    attribute)
    now constructs a
    temporary tree
    , and the value of the variable
    is the root node of this tree (see
    9.3 Values of Variables and Parameters
    ). With an
    as
    attribute,
    a variable-binding element may be used to construct an arbitrary sequence. These features eliminate the need
    for the
    xx:node-set
    extension function provided by many XSLT 1.0 implementations.
    Facilities are introduced for grouping of nodes (the
    xsl:for-each-group
    instruction, and the
    current-group()
    and
    current-grouping-key()
    functions).
    See
    14 Grouping
    It is now possible to create user-defined functions within
    the stylesheet, that can be called from XPath expressions. See
    10.3 Stylesheet Functions
    A transformation is allowed to produce multiple result trees.
    See
    19.1 Creating Final Result Trees
    A new instruction
    xsl:analyze-string
    is provided to process text
    by matching it against a regular expression.
    It is possible to declare the types of variables and parameters, and the
    result types of templates and functions. The types
    may either be built-in types, or user-defined types imported from a schema using a new
    xsl:import-schema
    declaration.
    A stylesheet is able to attach type annotations to elements and attributes in a result
    tree, and also in temporary trees, and to make use of any type annotations that exist in a source tree.
    Result trees and temporary trees can be validated against a schema.
    A transformation may now be invoked by calling a named
    template. This creates the
    potential for a transformation to process large collections of input documents. The
    input to such a transformation may be obtained using the
    collection
    FO
    function defined
    in
    [Functions and Operators]
    , or it may be supplied as a
    stylesheet parameter
    Comparisons between values used for grouping, for sorting, and for keys can be performed
    using the rules for any supported data type, including the ability to select named collations for
    performing string comparison. These complement the new facilities in XPath 2.0, which are also
    invoked automatically when matching template rules.
    The
    xsl:for-each
    instruction is able to process any sequence, not only
    a sequence of nodes.
    An XHTML output method has been added. The details are described in
    [XSLT and XQuery Serialization]
    collation
    attribute has been added to
    the
    xsl:sort
    element to allow sorting using a user-defined collation.
    A new
    xsl:next-match
    is provided to allow multiple
    template rules to be applied to the same source node.
    A new
    xsl:character-map
    declaration is available
    to control the serialization of individual characters. This is intended as
    a replacement for some use-cases where
    disable-output-escaping
    was previously necessary.
    Functions have been added for formatting dates and times.
    See
    16.5 Formatting Dates and Times
    The new facility of
    tunnel parameters
    allows parameters to be set that affect an entire phase of the transformation, without
    requiring them to be passed explicitly in every template call.
    Many instructions that previously constructed a value using child
    instructions can now alternatively construct the value using a
    select
    attribute; and conversely, instructions that previously required a
    select
    attribute can now use child instructions.
    The
    xsl:template
    declaration can now declare
    a template rule that applies to several different modes; and the
    xsl:apply-templates
    instruction can cause processing to continue in the current mode.
    J.2.3 Minor Changes
    Instead of allowing the output method complete freedom to
    add namespace nodes, a process of namespace fixup is applied to the
    result tree before it is output; this same namespace fixup process is
    also applied to documents constructed using variable-binding elements with
    content (see
    5.7.3 Namespace Fixup
    ).
    Support for XML Base has been added.
    An
    xsl:apply-imports
    element is allowed to have
    parameters (see
    6.7 Overriding Template Rules
    and
    10.1.1 Passing Parameters to Templates
    ).
    Extension functions
    are
    allowed to return external objects, which do not have any of the builtin
    XPath types.
    The specification for patterns (
    5.5 Patterns
    ) has been revised to align it with the
    new XPath grammar. The formal semantics of patterns has been simplified: this became possible because
    of the extra compositionality now available in the expression grammar. The syntax and semantics
    of patterns remains essentially unchanged, except that XPath 2.0 expressions can be used within
    predicates.
    A backwards-compatible processing mode is introduced. See
    3.8 Backwards-Compatible Processing
    The
    system-property
    function now always
    returns a string. Several new system properties have been defined. See
    16.6.5 system-property
    With

    , the processor now
    must
    terminate processing. Previously the word
    should
    was
    used. See
    17 Messages
    A number of new serialization parameters have been introduced.
    A new instruction
    xsl:namespace
    is available, for creating
    namespace nodes: see
    11.7 Creating Namespace Nodes
    A new instruction
    xsl:perform-sort
    is available, for
    returning a sorted sequence.
    A new
    [xsl:]xpath-default-namespace
    attribute is available to define
    the default namespace for unqualified names in an XPath expression or XSLT pattern.
    The attributes
    [xsl:]version
    [xsl:]exclude-result-prefixes
    and
    [xsl:]extension-element-prefixes
    , as well as the new
    [xsl:]xpath-default-namespace
    and
    [xsl:]default-collation
    can be used on any
    XSLT element
    , not only on
    xsl:stylesheet
    and on literal result elements as before. In particular, they
    can now be used on the
    xsl:template
    element.
    A new
    unparsed-text
    function is introduced. It allows the contents
    of an external text file to be read as a string.
    Restrictions on the use of variables within patterns and key definitions have been removed; in their place
    a more general statement of the restrictions preventing circularity has been formulated. The
    current
    function may also now be used within patterns.
    The built-in templates for element and document nodes now pass any supplied parameter values on
    to the templates that they call.
    A detailed specification of the
    format-number
    function is now provided,
    removing the reliance on specifications in Java JDK 1.1.
    K Changes since the First Edition (Non-Normative)
    The changes made to this document are described in detail in the
    Errata
    to the first edition. The rationale for each erratum
    is explained in the corresponding Bugzilla database entry. The following table summarizes
    the errata that have been applied.
    Erratum
    Bugzilla
    Category
    Description
    E1
    4237
    substantive
    There are errors in the published schema for XSLT 2.0. The corrected schema has been placed
    at https://www.w3.org/2007/schema-for-xslt20.xsd,
    overwriting the original, and the version in Appendix G needs to be updated accordingly.
    E2
    4315
    substantive
    The rules for trimming whitespace from attribute values in the stylesheet are unclear.
    E3
    4372
    substantive
    The specification does not constrain the value of the serialization parameter
    doctype-public to the values that will be accepted in well-formed XML.
    The primary place for such rules is the Serialization specification, but this erratum
    adds a sentence to the XSLT specification to make it clear that restrictions apply.
    The change affects xsl:output and xsl:result-document.
    A corresponding change is being made to the Serialization specification: see
    Serialization erratum E1.
    E4
    2321
    editorial
    The specification for format-date and related functions was intended to
    give implementations complete freedom to localize messages, but can be read
    as being over-prescriptive.
    E5
    2388
    editorial
    The term "static error" is poorly defined.
    The concept is defined in terms of when it is detected,
    which is circular, given that the specification goes on to state requirements
    on processors to detect static errors before evaluation starts.
    E6
    4464
    substantive
    There are no rules preventing misuse of the xmlns namespace.
    E7
    4513
    editorial
    A non-normative note concerning namespace fixup is potentially misleading. This erratum confirms
    that the rules for choice of a prefix in xsl:element and xsl:attribute
    take precedence.
    E8
    4589
    editorial
    The specification of xsl:for-each-group does not mention the impact of
    stable="no" when sorting groups. This erratum confirms that stable="no"
    has the expected effect in this situation.
    E9
    4591
    editorial
    The rules for defaulting of the namespace attribute in xsl:import-schema
    are unclear.
    E10
    4600
    substantive
    The specification does not state that duplicate attributes can be validated
    before they are discarded. This erratum clarifies that an error may be reported when
    a constructed attribute has an invalid value, even if the attribute is subsequently
    discarded as a duplicate.
    E11
    4620
    editorial
    The scope of a conditional sentence is unclear. It is possible to misread
    the paragraph in section 2.4 that starts "If the initial template has
    an as attribute..." as if this condition applies to the whole paragraph,
    whereas it actually applies only to the first sentence of the paragraph.
    E12
    4548
    substantive
    Identity constraints are scoped to an element, so they should be applied
    when validating at element level. This change is worded as a "should" so that
    existing processors remain conformant.
    E13
    4849
    editorial
    A comma has been doubled in 13.1.2.
    E14
    4546
    substantive
    This erratum defines a new system property
    ('supports-namespace-axis') which implementations may choose to
    provide to indicate whether they allow use of the namespace axis.
    E15
    4696
    substantive
    The explanatory text for the type-available function
    misrepresents the use cases for this function. The effect of the erratum is to document
    its limitations when used in a use-when expression.
    E16
    3069
    substantive
    Error XTDE0485 should not be listed, as it can never happen. (The change log
    in the Proposed Recommendation reported that this error had been
    removed, but the decision to delete it was not implemented.)
    E17
    4878
    markup
    Error XTTE0950 is listed in the wrong section of Appendix E
    E18
    3336
    editorial
    A change that clarified the namespace fixup rules was agreed during the Candidate
    Recommendation phase but was incorrectly applied. (Note: this erratum incorporates
    change 5 of Erratum E6.)
    E19
    4843
    substantive
    Current mode is underspecified: it is unclear what its value should be in
    all circumstances.
    E20
    5278
    substantive
    It is unclear what should happen when errors occur during xsl:message processing
    (in particular, serialization errors).
    E21
    5482
    markup
    There are two full stops after the description of error XTSE0530.
    E22
    5571
    editorial
    Error in example of format-time call.
    E23
    5853
    editorial
    Error in example of format-date call using the Islamic calendar.
    E24
    5309
    substantive
    Examples of format-time use GMT+1 and GMT+01:00 interchangeably,
    and it is not clear which should be used when.
    E25
    5295
    substantive
    The specification of xsl:for-each-group needs to take into account
    the non-transitivity of the eq operator.
    E26
    5324
    editorial
    The description of the case-order attribute in xsl:sort needs to
    be clarified.
    E27
    5667
    editorial
    Add warning that with character maps (as well as disable-output-escaping) there is no
    guarantee that the serialized output will be well formed or valid.
    E28
    6093
    editorial
    Error in example of inline schema. The select expression of the variable needs to
    explicitly convert the supplied value to the type defined in the schema; declaring the
    type is not enough.
    E29
    5308
    5309
    substantive
    Examples of format-time use GMT+1 and GMT+01:00 interchangeably,
    and it is not clear which should be used when. It is also unclear whether "Z" or "+00:00" should be
    used for the UTC timezone. (Supersedes erratum E24)
    E30
    5849
    substantive
    The rule for numbering with level="any" gives a counter-intuitive result in the case where the
    selected node (or another counted node) matches the "from" pattern.
    E31
    5893
    substantive
    There is no way for an overriding xsl:output or xsl:result-document instruction to indicate that
    the serialization parameters doctype-system or doctype-public should take the value "absent", overriding
    a previously specified explicit value.
    E32
    6140
    editorial
    Editorial inconsistencies in the description of disable-output-escaping
    E33
    6164
    editorial
    The rules determining when a key is evaluated in backwards-compatible mode are unclear
    E34
    6186
    editorial
    The description of xsl:number contains unspecific references to the Unicode specification
    E35
    6282
    editorial
    Error in example of xsl:processing-instruction
    E36
    6231
    editorial
    Nothing is said about the default collation in the absence of the [xsl:]default-collation attribute